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Yang Hua

Publications and source records attributed to Yang Hua.

At least 19 recordsLinked to original sources

FedMomentum: Preserving LoRA Training Momentum in Federated Fine-Tuning

Federated fine-tuning of large language models (LLMs) with low-rank adaptation (LoRA) offers a communication-efficient and privacy-preserving solution for task-specific adaptation. Naive aggregation of LoRA modules introduces noise due to mathematical incorrectness when averaging the downsampling and upsampling matrices independently. However, existing noise-free aggregation strategies inevitably compromise the structural expressiveness of LoRA, limiting its ability to retain client-specific adaptations by either improperly reconstructing the low-rank structure or excluding partially trainable components. We identify this problem as loss of training momentum, where LoRA updates fail to accumulate effectively across rounds, resulting in slower convergence and suboptimal performance. To address this, we propose FedMomentum, a novel framework that enables structured and momentum-preserving LoRA aggregation via singular value decomposition (SVD). Specifically, after aggregating low-rank updates in a mathematically correct manner, FedMomentum applies SVD to extract the dominant components that capture the main update directions. These components are used to reconstruct the LoRA modules with the same rank, while residual components can be retained and later merged into the backbone to preserve semantic information and ensure robustness. Extensive experiments across multiple tasks demonstrate that FedMomentum consistently outperforms prior state-of-the-art methods in convergence speed and final accuracy.

cs.LG

FWeb3: A Practical Incentive-Aware Federated Learning Framework

Federated learning (FL) enables collaborative model training over distributed private data. However, sustaining open participation requires incentive mechanisms that compensate contributors for their resources and risks. Enabled by Web3 primitives, especially blockchains, recent FL proposals incorporate incentive mechanisms for open participation, yet most focus primarily on algorithmic design and overlook system-level challenges, including coordination efficiency, secure handling of model updates, and practical usability. We present FWeb3, a practical Web3-enabled FL framework for incentive-aware training in open environments. FWeb3 adopts a modular architecture that separates FL functions from Web3 support services, decoupling the off-chain training and data plane from on-chain settlement while preserving verifiable incentive execution. The framework supports pluggable aggregation and contribution evaluation methods and provides a browser-native DApp interface to lower the participation barrier. We evaluate FWeb3 in real-world settings and show that it supports end-to-end incentive-aware FL with transaction and data-transfer overheads of only 21.3% and 3.4% in WAN; FWeb3 also deploys from zero configuration in under 3 minutes and enables user onboarding in under 1 minute.

cs.DC

SettleFL: Trustless and Scalable Reward Settlement Protocol for Federated Learning on Permissionless Blockchains (Extended version)

In open Federated Learning (FL) environments where no central authority exists, ensuring collaboration fairness relies on decentralized reward settlement, yet the prohibitive cost of permissionless blockchains directly clashes with the high-frequency, iterative nature of model training. Existing solutions either compromise decentralization or suffer from scalability bottlenecks due to linear on-chain costs. To address this, we present SettleFL, a trustless and scalable reward settlement protocol designed to minimize total economic friction by offering a family of two interoperable protocols. Leveraging a shared domain-specific circuit architecture, SettleFL offers two interoperable strategies: (1) a Commit-and-Challenge variant that minimizes on-chain costs via optimistic execution and dispute-driven arbitration, and (2) a Commit-with-Proof variant that guarantees instant finality through per-round validity proofs. This design allows the protocol to flexibly adapt to varying latency and cost constraints while enforcing rational robustness without trusted coordination. We conduct extensive experiments combining real FL workloads and controlled simulations. Results show that SettleFL remains practical when scaling to 800 participants, achieving substantially lower gas cost.

cs.CR

pFedNavi: Structure-Aware Personalized Federated Vision-Language Navigation for Embodied AI

Vision-Language Navigation VLN requires large-scale trajectory instruction data from private indoor environments, raising significant privacy concerns. Federated Learning FL mitigates this by keeping data on-device, but vanilla FL struggles under VLNs' extreme cross-client heterogeneity in environments and instruction styles, making a single global model suboptimal. This paper proposes pFedNavi, a structure-aware and dynamically adaptive personalized federated learning framework tailored for VLN. Our key idea is to personalize where it matters: pFedNavi adaptively identifies client-specific layers via layer-wise mixing coefficients, and performs fine-grained parameter fusion on the selected components (e.g., the encoder-decoder projection and environment-sensitive decoder layers) to balance global knowledge sharing with local specialization. We evaluate pFedNavi on two standard VLN benchmarks, R2R and RxR, using both ResNet and CLIP visual representations. Across all metrics, pFedNavi consistently outperforms the FedAvg-based VLN baseline, achieving up to 7.5% improvement in navigation success rate and up to 7.8% gain in trajectory fidelity, while converging 1.38x faster under non-IID conditions.

cs.CV

POLAR: Policy-based Layerwise Reinforcement Learning Method for Stealthy Backdoor Attacks in Federated Learning

Federated Learning (FL) enables decentralized model training across multiple clients without exposing local data, but its distributed feature makes it vulnerable to backdoor attacks. Despite early FL backdoor attacks modifying entire models, recent studies have explored the concept of backdoor-critical (BC) layers, which poison the chosen influential layers to maintain stealthiness while achieving high effectiveness. However, existing BC layers approaches rely on rule-based selection without consideration of the interrelations between layers, making them ineffective and prone to detection by advanced defenses. In this paper, we propose POLAR (POlicy-based LAyerwise Reinforcement learning), the first pipeline to creatively adopt RL to solve the BC layer selection problem in layer-wise backdoor attack. Different from other commonly used RL paradigm, POLAR is lightweight with Bernoulli sampling. POLAR dynamically learns an attack strategy, optimizing layer selection using policy gradient updates based on backdoor success rate (BSR) improvements. To ensure stealthiness, we introduce a regularization constraint that limits the number of modified layers by penalizing large attack footprints. Extensive experiments demonstrate that POLAR outperforms the latest attack methods by up to 40% against six state-of-the-art (SOTA) defenses.

cs.LG

SAIGFormer: A Spatially-Adaptive Illumination-Guided Network for Low-Light Image Enhancement

Recent Transformer-based low-light enhancement methods have made promising progress in recovering global illumination. However, they still struggle with non-uniform lighting scenarios, such as backlit and shadow, appearing as over-exposure or inadequate brightness restoration. To address this challenge, we present a Spatially-Adaptive Illumination-Guided Transformer (SAIGFormer) framework that enables accurate illumination restoration. Specifically, we propose a dynamic integral image representation to model the spatially-varying illumination, and further construct a novel Spatially-Adaptive Integral Illumination Estimator ($\text{SAI}^2\text{E}$). Moreover, we introduce an Illumination-Guided Multi-head Self-Attention (IG-MSA) mechanism, which leverages the illumination to calibrate the lightness-relevant features toward visual-pleased illumination enhancement. Extensive experiments on five standard low-light datasets and a cross-domain benchmark (LOL-Blur) demonstrate that our SAIGFormer significantly outperforms state-of-the-art methods in both quantitative and qualitative metrics. In particular, our method achieves superior performance in non-uniform illumination enhancement while exhibiting strong generalization capabilities across multiple datasets. Code is available at https://github.com/LHTcode/SAIGFormer.git.

cs.CV

HtFLlib: A Comprehensive Heterogeneous Federated Learning Library and Benchmark

As AI evolves, collaboration among heterogeneous models helps overcome data scarcity by enabling knowledge transfer across institutions and devices. Traditional Federated Learning (FL) only supports homogeneous models, limiting collaboration among clients with heterogeneous model architectures. To address this, Heterogeneous Federated Learning (HtFL) methods are developed to enable collaboration across diverse heterogeneous models while tackling the data heterogeneity issue at the same time. However, a comprehensive benchmark for standardized evaluation and analysis of the rapidly growing HtFL methods is lacking. Firstly, the highly varied datasets, model heterogeneity scenarios, and different method implementations become hurdles to making easy and fair comparisons among HtFL methods. Secondly, the effectiveness and robustness of HtFL methods are under-explored in various scenarios, such as the medical domain and sensor signal modality. To fill this gap, we introduce the first Heterogeneous Federated Learning Library (HtFLlib), an easy-to-use and extensible framework that integrates multiple datasets and model heterogeneity scenarios, offering a robust benchmark for research and practical applications. Specifically, HtFLlib integrates (1) 12 datasets spanning various domains, modalities, and data heterogeneity scenarios; (2) 40 model architectures, ranging from small to large, across three modalities; (3) a modularized and easy-to-extend HtFL codebase with implementations of 10 representative HtFL methods; and (4) systematic evaluations in terms of accuracy, convergence, computation costs, and communication costs. We emphasize the advantages and potential of state-of-the-art HtFL methods and hope that HtFLlib will catalyze advancing HtFL research and enable its broader applications. The code is released at https://github.com/TsingZ0/HtFLlib.

cs.LG

PCEvolve: Private Contrastive Evolution for Synthetic Dataset Generation via Few-Shot Private Data and Generative APIs

The rise of generative APIs has fueled interest in privacy-preserving synthetic data generation. While the Private Evolution (PE) algorithm generates Differential Privacy (DP) synthetic images using diffusion model APIs, it struggles with few-shot private data due to the limitations of its DP-protected similarity voting approach. In practice, the few-shot private data challenge is particularly prevalent in specialized domains like healthcare and industry. To address this challenge, we propose a novel API-assisted algorithm, Private Contrastive Evolution (PCEvolve), which iteratively mines inherent inter-class contrastive relationships in few-shot private data beyond individual data points and seamlessly integrates them into an adapted Exponential Mechanism (EM) to optimize DP's utility in an evolution loop. We conduct extensive experiments on four specialized datasets, demonstrating that PCEvolve outperforms PE and other API-assisted baselines. These results highlight the potential of leveraging API access with private data for quality evaluation, enabling the generation of high-quality DP synthetic images and paving the way for more accessible and effective privacy-preserving generative API applications. Our code is available at https://github.com/TsingZ0/PCEvolve.

cs.CR

Learning Identifiable Structures Helps Avoid Bias in DNN-based Supervised Causal Learning

Causal discovery is a structured prediction task that aims to predict causal relations among variables based on their data samples. Supervised Causal Learning (SCL) is an emerging paradigm in this field. Existing Deep Neural Network (DNN)-based methods commonly adopt the "Node-Edge approach", in which the model first computes an embedding vector for each variable-node, then uses these variable-wise representations to concurrently and independently predict for each directed causal-edge. In this paper, we first show that this architecture has some systematic bias that cannot be mitigated regardless of model size and data size. We then propose SiCL, a DNN-based SCL method that predicts a skeleton matrix together with a v-tensor (a third-order tensor representing the v-structures). According to the Markov Equivalence Class (MEC) theory, both the skeleton and the v-structures are identifiable causal structures under the canonical MEC setting, so predictions about skeleton and v-structures do not suffer from the identifiability limit in causal discovery, thus SiCL can avoid the systematic bias in Node-Edge architecture, and enable consistent estimators for causal discovery. Moreover, SiCL is also equipped with a specially designed pairwise encoder module with a unidirectional attention layer to model both internal and external relationships of pairs of nodes. Experimental results on both synthetic and real-world benchmarks show that SiCL significantly outperforms other DNN-based SCL approaches.

cs.LG

THOR: A Generic Energy Estimation Approach for On-Device Training

Battery-powered mobile devices (e.g., smartphones, AR/VR glasses, and various IoT devices) are increasingly being used for AI training due to their growing computational power and easy access to valuable, diverse, and real-time data. On-device training is highly energy-intensive, making accurate energy consumption estimation crucial for effective job scheduling and sustainable AI. However, the heterogeneity of devices and the complexity of models challenge the accuracy and generalizability of existing estimation methods. This paper proposes THOR, a generic approach for energy consumption estimation in deep neural network (DNN) training. First, we examine the layer-wise energy additivity property of DNNs and strategically partition the entire model into layers for fine-grained energy consumption profiling. Then, we fit Gaussian Process (GP) models to learn from layer-wise energy consumption measurements and estimate a DNN's overall energy consumption based on its layer-wise energy additivity property. We conduct extensive experiments with various types of models across different real-world platforms. The results demonstrate that THOR has effectively reduced the Mean Absolute Percentage Error (MAPE) by up to 30%. Moreover, THOR is applied in guiding energy-aware pruning, successfully reducing energy consumption by 50%, thereby further demonstrating its generality and potential.

cs.LG

FedCod: An Efficient Communication Protocol for Cross-Silo Federated Learning with Coding

Federated Learning (FL) is an innovative distributed machine learning paradigm that enables multiple parties to collaboratively train a model without sharing their raw data, thereby preserving data privacy. Communication efficiency concerns arise in cross-silo FL, particularly due to the network heterogeneity and fluctuations associated with geo-distributed silos. Most existing solutions to these problems focus on algorithmic improvements that alter the FL algorithm but sacrificing the training performance. How to address these problems from a network perspective that is decoupled from the FL algorithm remains an open challenge. In this paper, we propose FedCod, a new application layer communication protocol designed for cross-silo FL. FedCod transparently utilizes a coding mechanism to enhance the efficient use of idle bandwidth through client-to-client communication, and dynamically adjusts coding redundancy to mitigate network bottlenecks and fluctuations, thereby improving the communication efficiency and accelerating the training process. In our real-world experiments, FedCod demonstrates a significant reduction in average communication time by up to 62% compared to the baseline, while maintaining FL training performance and optimizing inter-client communication traffic.

cs.DC

Chiral phase transition and spin alignment of vector mesons with chiral imbalance in a rotating QCD medium

We study the two-flavor NJL model under the rotation and chiral chemical potential $\mu_{5}$. Firstly, the influence of chiral imbalance on the chiral phase transition in the $T_{pc}-\omega$ plane is investigated. Research manifests that as $\mu_{5}$ increases, the critical point (CEP) of the $T_{pc}-\omega$ plane chiral phase transition will move closer to the $T$ axis. This means that the chiral chemical potential $\mu_{5}$ can significantly affect the $T_{pc}-\omega$ phase diagram and phase transition behavior. While discussing the $T_{pc}-\omega$ phase diagram, we also study the spin alignment of the $\rho$ vector meson under rotation. In the study of the spin alignment of the vector meson $\rho$, $\rho_{00}$ is the $00$ element of the spin density matrix of vector mesons. At high temperatures, $\rho_{00}$ is close to $1/3$, it indicates that the spin alignment of the vector meson $\rho$ is isotropic. It is found that increasing the chiral chemical potential $\mu_{5}$ significantly enhances $\rho_{00}$, and makes $\rho_{00}$ approaching to $1/3$ around the phase transition temperature. When rotational angular velocity is zero, $\rho_{00}$ is close to $1/3$, but as $\omega$ increases, $\rho_{00}$ significantly decreases, and deviates $1/3$, indicating that rotation can significantly cause polarization characteristics. The $\rho_{00}-r$ relationship near the phase transition temperature is studied. It is found that the farther away from the center of rotation, the lower the degree of spin polarization of the system. It is also found that the influence of chiral imbalance on the $\rho_{00}-r$ relationship is also significant.

hep-ph

M3TR: Temporal Retrieval Enhanced Multi-Modal Micro-video Popularity Prediction

Accurately predicting the popularity of micro-videos is a critical but challenging task, characterized by volatile, `rollercoaster-like' engagement dynamics. Existing methods often fail to capture these complex temporal patterns, leading to inaccurate long-term forecasts. This failure stems from two fundamental limitations: \ding{172} a superficial understanding of user feedback dynamics, which overlooks the mutually exciting and decaying nature of interactions such as likes, comments, and shares; and~\ding{173} retrieval mechanisms that rely solely on static content similarity, ignoring the crucial patterns of how a video's popularity evolves over time. To address these limitations, we propose \textbf{M$^3$TR}, a \textbf{T}emporal \textbf{R}etrieval enhanced \textbf{M}ulti-\textbf{M}odal framework that uniquely synergizes fine-grained temporal modeling with a novel temporal-aware retrieval process for \textbf{M}icro-video popularity prediction. At its core, M$^3$TR introduces a Mamba-Hawkes Process (MHP) module to explicitly model user feedback as a sequence of self-exciting events, capturing the intricate, long-range dependencies within user interactions (for \textbf{limitation} \ding{172}). This rich temporal representation then powers a temporal-aware retrieval engine that identifies historically relevant videos based on a combined similarity of both their multi-modal content (visual, audio, text) and their popularity trajectories (for \textbf{limitation} \ding{173}). By augmenting the target video's features with this retrieved knowledge, M$^3$TR achieves a comprehensive understanding of prediction. Extensive experiments on two real-world datasets demonstrate the superiority of our framework. M$^3$TR achieves state-of-the-art performance, outperforming previous methods by up to \textbf{19.3}\% in nMSE and showing significant gains in addressing long-term prediction challenges.

cs.MM

Adaptive Guidance for Local Training in Heterogeneous Federated Learning

Model heterogeneity poses a significant challenge in Heterogeneous Federated Learning (HtFL). In scenarios with diverse model architectures, directly aggregating model parameters is impractical, leading HtFL methods to incorporate an extra objective alongside the original local objective on each client to facilitate collaboration. However, this often results in a mismatch between the extra and local objectives. To resolve this, we propose Federated Learning-to-Guide (FedL2G), a method that adaptively learns to guide local training in a federated manner, ensuring the added objective aligns with each client's original goal. With theoretical guarantees, FedL2G utilizes only first-order derivatives w.r.t. model parameters, achieving a non-convex convergence rate of O(1/T). We conduct extensive experiments across two data heterogeneity and six model heterogeneity settings, using 14 heterogeneous model architectures (e.g., CNNs and ViTs). The results show that FedL2G significantly outperforms seven state-of-the-art methods.

cs.LG

OFL-W3: A One-shot Federated Learning System on Web 3.0

Federated Learning (FL) addresses the challenges posed by data silos, which arise from privacy, security regulations, and ownership concerns. Despite these barriers, FL enables these isolated data repositories to participate in collaborative learning without compromising privacy or security. Concurrently, the advancement of blockchain technology and decentralized applications (DApps) within Web 3.0 heralds a new era of transformative possibilities in web development. As such, incorporating FL into Web 3.0 paves the path for overcoming the limitations of data silos through collaborative learning. However, given the transaction speed constraints of core blockchains such as Ethereum (ETH) and the latency in smart contracts, employing one-shot FL, which minimizes client-server interactions in traditional FL to a single exchange, is considered more apt for Web 3.0 environments. This paper presents a practical one-shot FL system for Web 3.0, termed OFL-W3. OFL-W3 capitalizes on blockchain technology by utilizing smart contracts for managing transactions. Meanwhile, OFL-W3 utilizes the Inter-Planetary File System (IPFS) coupled with Flask communication, to facilitate backend server operations to use existing one-shot FL algorithms. With the integration of the incentive mechanism, OFL-W3 showcases an effective implementation of one-shot FL on Web 3.0, offering valuable insights and future directions for AI combined with Web 3.0 studies.

cs.DC

Poisoning with A Pill: Circumventing Detection in Federated Learning

Without direct access to the client's data, federated learning (FL) is well-known for its unique strength in data privacy protection among existing distributed machine learning techniques. However, its distributive and iterative nature makes FL inherently vulnerable to various poisoning attacks. To counteract these threats, extensive defenses have been proposed to filter out malicious clients, using various detection metrics. Based on our analysis of existing attacks and defenses, we find that there is a lack of attention to model redundancy. In neural networks, various model parameters contribute differently to the model's performance. However, existing attacks in FL manipulate all the model update parameters with the same strategy, making them easily detectable by common defenses. Meanwhile, the defenses also tend to analyze the overall statistical features of the entire model updates, leaving room for sophisticated attacks. Based on these observations, this paper proposes a generic and attack-agnostic augmentation approach designed to enhance the effectiveness and stealthiness of existing FL poisoning attacks against detection in FL, pointing out the inherent flaws of existing defenses and exposing the necessity of fine-grained FL security. Specifically, we employ a three-stage methodology that strategically constructs, generates, and injects poison (generated by existing attacks) into a pill (a tiny subnet with a novel structure) during the FL training, named as pill construction, pill poisoning, and pill injection accordingly. Extensive experimental results show that FL poisoning attacks enhanced by our method can bypass all the popular defenses, and can gain an up to 7x error rate increase, as well as on average a more than 2x error rate increase on both IID and non-IID data, in both cross-silo and cross-device FL systems.

cs.LG

Exploring Diffusion Models' Corruption Stage in Few-Shot Fine-tuning and Mitigating with Bayesian Neural Networks

Few-shot fine-tuning of Diffusion Models (DMs) is a key advancement, significantly reducing training costs and enabling personalized AI applications. However, we explore the training dynamics of DMs and observe an unanticipated phenomenon: during the training process, image fidelity initially improves, then unexpectedly deteriorates with the emergence of noisy patterns, only to recover later with severe overfitting. We term the stage with generated noisy patterns as corruption stage. To understand this corruption stage, we begin by theoretically modeling the one-shot fine-tuning scenario, and then extend this modeling to more general cases. Through this modeling, we identify the primary cause of this corruption stage: a narrowed learning distribution inherent in the nature of few-shot fine-tuning. To tackle this, we apply Bayesian Neural Networks (BNNs) on DMs with variational inference to implicitly broaden the learned distribution, and present that the learning target of the BNNs can be naturally regarded as an expectation of the diffusion loss and a further regularization with the pretrained DMs. This approach is highly compatible with current few-shot fine-tuning methods in DMs and does not introduce any extra inference costs. Experimental results demonstrate that our method significantly mitigates corruption, and improves the fidelity, quality and diversity of the generated images in both object-driven and subject-driven generation tasks. Code is available at https://github.com/Nicholas0228/BNN-Finetuning-DMs.

cs.CV

An Upload-Efficient Scheme for Transferring Knowledge From a Server-Side Pre-trained Generator to Clients in Heterogeneous Federated Learning

Heterogeneous Federated Learning (HtFL) enables task-specific knowledge sharing among clients with different model architectures while preserving privacy. Despite recent research progress, transferring knowledge in HtFL is still difficult due to data and model heterogeneity. To tackle this, we introduce a public pre-trained generator (e.g., StyleGAN or Stable Diffusion) as the bridge and propose a new upload-efficient knowledge transfer scheme called Federated Knowledge-Transfer-Loop (FedKTL). It can produce task-related prototypical image-vector pairs via the generator's inference on the server. With these pairs, each client can transfer common knowledge from the generator to its local model through an additional supervised local task. We conduct extensive experiments on four datasets under two types of data heterogeneity with 14 heterogeneous models, including CNNs and ViTs. Results show that our FedKTL surpasses seven state-of-the-art methods by up to 7.31%. Moreover, our knowledge transfer scheme is applicable in cloud-edge scenarios with only one edge client. Code: https://github.com/TsingZ0/FedKTL

cs.AI