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Yanjun Qi

Publications and source records attributed to Yanjun Qi.

At least 37 records · Page 2Linked to original sources

Preference Optimization via Contrastive Divergence: Your Reward Model is Secretly an NLL Estimator

Existing studies on preference optimization (PO) have centered on constructing pairwise preference data following simple heuristics, such as maximizing the margin between preferred and dispreferred completions based on human (or AI) ranked scores. However, none of these heuristics has a full theoretical justification. In this work, we develop a novel PO framework that provides theoretical guidance to effectively sample dispreferred completions. To achieve this, we formulate PO as minimizing the negative log-likelihood (NLL) of a probability model and propose to estimate its normalization constant via a sampling strategy. As we will demonstrate, these estimative samples can act as dispreferred completions in PO. We then select contrastive divergence (CD) as the sampling strategy, and propose a novel MC-PO algorithm that applies the Monte Carlo (MC) kernel from CD to sample hard negatives w.r.t. the parameterized reward model. Finally, we propose the OnMC-PO algorithm, an extension of MC-PO to the online setting. On popular alignment benchmarks, MC-PO outperforms existing SOTA baselines, and OnMC-PO leads to further improvement.

cs.AI↗

Hierarchical Prompt Decision Transformer: Improving Few-Shot Policy Generalization with Global and Adaptive Guidance

Decision transformers recast reinforcement learning as a conditional sequence generation problem, offering a simple but effective alternative to traditional value or policy-based methods. A recent key development in this area is the integration of prompting in decision transformers to facilitate few-shot policy generalization. However, current methods mainly use static prompt segments to guide rollouts, limiting their ability to provide context-specific guidance. Addressing this, we introduce a hierarchical prompting approach enabled by retrieval augmentation. Our method learns two layers of soft tokens as guiding prompts: (1) global tokens encapsulating task-level information about trajectories, and (2) adaptive tokens that deliver focused, timestep-specific instructions. The adaptive tokens are dynamically retrieved from a curated set of demonstration segments, ensuring context-aware guidance. Experiments across seven benchmark tasks in the MuJoCo and MetaWorld environments demonstrate the proposed approach consistently outperforms all baseline methods, suggesting that hierarchical prompting for decision transformers is an effective strategy to enable few-shot policy generalization.

cs.LG↗

Towards Improved Preference Optimization Pipeline: from Data Generation to Budget-Controlled Regularization

Direct Preference Optimization (DPO) and its variants have become the de facto standards for aligning large language models (LLMs) with human preferences or specific goals. However, DPO requires high-quality preference data and suffers from unstable preference optimization. In this work, we aim to improve the preference optimization pipeline by taking a closer look at preference data generation and training regularization techniques. For preference data generation, we demonstrate that existing scoring-based reward models produce unsatisfactory preference data and perform poorly on out-of-distribution tasks. This significantly impacts the LLM alignment performance when using these data for preference tuning. To ensure high-quality preference data generation, we propose an iterative pairwise ranking mechanism that derives preference ranking of completions using pairwise comparison signals. For training regularization, we observe that preference optimization tends to achieve better convergence when the LLM predicted likelihood of preferred samples gets slightly reduced. However, the widely used supervised next-word prediction regularization strictly prevents any likelihood reduction of preferred samples. This observation motivates our design of a budget-controlled regularization formulation. Empirically we show that combining the two designs leads to aligned models that surpass existing SOTA across two popular benchmarks.

cs.LG↗

Large Language Models(LLMs) on Tabular Data: Prediction, Generation, and Understanding -- A Survey

Recent breakthroughs in large language modeling have facilitated rigorous exploration of their application in diverse tasks related to tabular data modeling, such as prediction, tabular data synthesis, question answering, and table understanding. Each task presents unique challenges and opportunities. However, there is currently a lack of comprehensive review that summarizes and compares the key techniques, metrics, datasets, models, and optimization approaches in this research domain. This survey aims to address this gap by consolidating recent progress in these areas, offering a thorough survey and taxonomy of the datasets, metrics, and methodologies utilized. It identifies strengths, limitations, unexplored territories, and gaps in the existing literature, while providing some insights for future research directions in this vital and rapidly evolving field. It also provides relevant code and datasets references. Through this comprehensive review, we hope to provide interested readers with pertinent references and insightful perspectives, empowering them with the necessary tools and knowledge to effectively navigate and address the prevailing challenges in the field.

cs.CL↗

Securing the Future of GenAI: Policy and Technology

The rise of Generative AI (GenAI) brings about transformative potential across sectors, but its dual-use nature also amplifies risks. Governments globally are grappling with the challenge of regulating GenAI, balancing innovation against safety. China, the United States (US), and the European Union (EU) are at the forefront with initiatives like the Management of Algorithmic Recommendations, the Executive Order, and the AI Act, respectively. However, the rapid evolution of GenAI capabilities often outpaces the development of comprehensive safety measures, creating a gap between regulatory needs and technical advancements. A workshop co-organized by Google, University of Wisconsin, Madison (UW-Madison), and Stanford University aimed to bridge this gap between GenAI policy and technology. The diverse stakeholders of the GenAI space -- from the public and governments to academia and industry -- make any safety measures under consideration more complex, as both technical feasibility and regulatory guidance must be realized. This paper summarizes the discussions during the workshop which addressed questions, such as: How regulation can be designed without hindering technological progress? How technology can evolve to meet regulatory standards? The interplay between legislation and technology is a very vast topic, and we don't claim that this paper is a comprehensive treatment on this topic. This paper is meant to capture findings based on the workshop, and hopefully, can guide discussion on this topic.

cs.CY↗

Less is More for Improving Automatic Evaluation of Factual Consistency

Assessing the factual consistency of automatically generated texts in relation to source context is crucial for developing reliable natural language generation applications. Recent literature proposes AlignScore which uses a unified alignment model to evaluate factual consistency and substantially outperforms previous methods across many benchmark tasks. In this paper, we take a closer look of datasets used in AlignScore and uncover an unexpected finding: utilizing a smaller number of data points can actually improve performance. We process the original AlignScore training dataset to remove noise, augment with robustness-enhanced samples, and utilize a subset comprising 10\% of the data to train an improved factual consistency evaluation model, we call LIM-RA (Less Is More for Robust AlignScore). LIM-RA demonstrates superior performance, consistently outperforming AlignScore and other strong baselines like ChatGPT across four benchmarks (two utilizing traditional natural language generation datasets and two focused on large language model outputs). Our experiments show that LIM-RA achieves the highest score on 24 of the 33 test datasets, while staying competitive on the rest, establishing the new state-of-the-art benchmarks.

cs.CL↗

Towards Building a Robust Toxicity Predictor

Recent NLP literature pays little attention to the robustness of toxicity language predictors, while these systems are most likely to be used in adversarial contexts. This paper presents a novel adversarial attack, \texttt{ToxicTrap}, introducing small word-level perturbations to fool SOTA text classifiers to predict toxic text samples as benign. ToxicTrap exploits greedy based search strategies to enable fast and effective generation of toxic adversarial examples. Two novel goal function designs allow ToxicTrap to identify weaknesses in both multiclass and multilabel toxic language detectors. Our empirical results show that SOTA toxicity text classifiers are indeed vulnerable to the proposed attacks, attaining over 98\% attack success rates in multilabel cases. We also show how a vanilla adversarial training and its improved version can help increase robustness of a toxicity detector even against unseen attacks.

cs.CL↗

A Closer Look at Advantage-Filtered Behavioral Cloning in High-Noise Datasets

Recent Offline Reinforcement Learning methods have succeeded in learning high-performance policies from fixed datasets of experience. A particularly effective approach learns to first identify and then mimic optimal decision-making strategies. Our work evaluates this method's ability to scale to vast datasets consisting almost entirely of sub-optimal noise. A thorough investigation on a custom benchmark helps identify several key challenges involved in learning from high-noise datasets. We re-purpose prioritized experience sampling to locate expert-level demonstrations among millions of low-performance samples. This modification enables offline agents to learn state-of-the-art policies in benchmark tasks using datasets where expert actions are outnumbered nearly 65:1.

cs.LG↗

Expanding Scope: Adapting English Adversarial Attacks to Chinese

Recent studies have revealed that NLP predictive models are vulnerable to adversarial attacks. Most existing studies focused on designing attacks to evaluate the robustness of NLP models in the English language alone. Literature has seen an increasing need for NLP solutions for other languages. We, therefore, ask one natural question: whether state-of-the-art (SOTA) attack methods generalize to other languages. This paper investigates how to adapt SOTA adversarial attack algorithms in English to the Chinese language. Our experiments show that attack methods previously applied to English NLP can generate high-quality adversarial examples in Chinese when combined with proper text segmentation and linguistic constraints. In addition, we demonstrate that the generated adversarial examples can achieve high fluency and semantic consistency by focusing on the Chinese language's morphology and phonology, which in turn can be used to improve the adversarial robustness of Chinese NLP models.

cs.CL↗

Estimating and Maximizing Mutual Information for Knowledge Distillation

In this work, we propose Mutual Information Maximization Knowledge Distillation (MIMKD). Our method uses a contrastive objective to simultaneously estimate and maximize a lower bound on the mutual information of local and global feature representations between a teacher and a student network. We demonstrate through extensive experiments that this can be used to improve the performance of low capacity models by transferring knowledge from more performant but computationally expensive models. This can be used to produce better models that can be run on devices with low computational resources. Our method is flexible, we can distill knowledge from teachers with arbitrary network architectures to arbitrary student networks. Our empirical results show that MIMKD outperforms competing approaches across a wide range of student-teacher pairs with different capacities, with different architectures, and when student networks are with extremely low capacity. We are able to obtain 74.55% accuracy on CIFAR100 with a ShufflenetV2 from a baseline accuracy of 69.8% by distilling knowledge from ResNet-50. On Imagenet we improve a ResNet-18 network from 68.88% to 70.32% accuracy (1.44%+) using a ResNet-34 teacher network.

cs.CV↗

PGrad: Learning Principal Gradients For Domain Generalization

Machine learning models fail to perform when facing out-of-distribution (OOD) domains, a challenging task known as domain generalization (DG). In this work, we develop a novel DG training strategy, we call PGrad, to learn a robust gradient direction, improving models' generalization ability on unseen domains. The proposed gradient aggregates the principal directions of a sampled roll-out optimization trajectory that measures the training dynamics across all training domains. PGrad's gradient design forces the DG training to ignore domain-dependent noise signals and updates all training domains with a robust direction covering main components of parameter dynamics. We further improve PGrad via bijection-based computational refinement and directional plus length-based calibrations. Our theoretical proof connects PGrad to the spectral analysis of Hessian in training neural networks. Experiments on DomainBed and WILDS benchmarks demonstrate that our approach effectively enables robust DG optimization and leads to smoothly decreased loss curves. Empirically, PGrad achieves competitive results across seven datasets, demonstrating its efficacy across both synthetic and real-world distributional shifts. Code is available at https://github.com/QData/PGrad.

cs.LG↗

Long-Range Transformers for Dynamic Spatiotemporal Forecasting

Multivariate time series forecasting focuses on predicting future values based on historical context. State-of-the-art sequence-to-sequence models rely on neural attention between timesteps, which allows for temporal learning but fails to consider distinct spatial relationships between variables. In contrast, methods based on graph neural networks explicitly model variable relationships. However, these methods often rely on predefined graphs that cannot change over time and perform separate spatial and temporal updates without establishing direct connections between each variable at every timestep. Our work addresses these problems by translating multivariate forecasting into a "spatiotemporal sequence" formulation where each Transformer input token represents the value of a single variable at a given time. Long-Range Transformers can then learn interactions between space, time, and value information jointly along this extended sequence. Our method, which we call Spacetimeformer, achieves competitive results on benchmarks from traffic forecasting to electricity demand and weather prediction while learning spatiotemporal relationships purely from data.

cs.LG↗

Improving Interpretability via Explicit Word Interaction Graph Layer

Recent NLP literature has seen growing interest in improving model interpretability. Along this direction, we propose a trainable neural network layer that learns a global interaction graph between words and then selects more informative words using the learned word interactions. Our layer, we call WIGRAPH, can plug into any neural network-based NLP text classifiers right after its word embedding layer. Across multiple SOTA NLP models and various NLP datasets, we demonstrate that adding the WIGRAPH layer substantially improves NLP models' interpretability and enhances models' prediction performance at the same time.

cs.CL↗

Launchpad: Learning to Schedule Using Offline and Online RL Methods

Deep reinforcement learning algorithms have succeeded in several challenging domains. Classic Online RL job schedulers can learn efficient scheduling strategies but often takes thousands of timesteps to explore the environment and adapt from a randomly initialized DNN policy. Existing RL schedulers overlook the importance of learning from historical data and improving upon custom heuristic policies. Offline reinforcement learning presents the prospect of policy optimization from pre-recorded datasets without online environment interaction. Following the recent success of data-driven learning, we explore two RL methods: 1) Behaviour Cloning and 2) Offline RL, which aim to learn policies from logged data without interacting with the environment. These methods address the challenges concerning the cost of data collection and safety, particularly pertinent to real-world applications of RL. Although the data-driven RL methods generate good results, we show that the performance is highly dependent on the quality of the historical datasets. Finally, we demonstrate that by effectively incorporating prior expert demonstrations to pre-train the agent, we short-circuit the random exploration phase to learn a reasonable policy with online training. We utilize Offline RL as a launchpad to learn effective scheduling policies from prior experience collected using Oracle or heuristic policies. Such a framework is effective for pre-training from historical datasets and well suited to continuous improvement with online data collection.

cs.LG↗

On the Transferability of Visual Features in Generalized Zero-Shot Learning

Generalized Zero-Shot Learning (GZSL) aims to train a classifier that can generalize to unseen classes, using a set of attributes as auxiliary information, and the visual features extracted from a pre-trained convolutional neural network. While recent GZSL methods have explored various techniques to leverage the capacity of these features, there has been an extensive growth of representation learning techniques that remain under-explored. In this work, we investigate the utility of different GZSL methods when using different feature extractors, and examine how these models' pre-training objectives, datasets, and architecture design affect their feature representation ability. Our results indicate that 1) methods using generative components for GZSL provide more advantages when using recent feature extractors; 2) feature extractors pre-trained using self-supervised learning objectives and knowledge distillation provide better feature representations, increasing up to 15% performance when used with recent GZSL techniques; 3) specific feature extractors pre-trained with larger datasets do not necessarily boost the performance of GZSL methods. In addition, we investigate how GZSL methods fare against CLIP, a more recent multi-modal pre-trained model with strong zero-shot performance. We found that GZSL tasks still benefit from generative-based GZSL methods along with CLIP's internet-scale pre-training to achieve state-of-the-art performance in fine-grained datasets. We release a modular framework for analyzing representation learning issues in GZSL here: https://github.com/uvavision/TV-GZSL

cs.CV↗

RARE: Renewable Energy Aware Resource Management in Datacenters

The exponential growth in demand for digital services drives massive datacenter energy consumption and negative environmental impacts. Promoting sustainable solutions to pressing energy and digital infrastructure challenges is crucial. Several hyperscale cloud providers have announced plans to power their datacenters using renewable energy. However, integrating renewables to power the datacenters is challenging because the power generation is intermittent, necessitating approaches to tackle power supply variability. Hand engineering domain-specific heuristics-based schedulers to meet specific objective functions in such complex dynamic green datacenter environments is time-consuming, expensive, and requires extensive tuning by domain experts. The green datacenters need smart systems and system software to employ multiple renewable energy sources (wind and solar) by intelligently adapting computing to renewable energy generation. We present RARE (Renewable energy Aware REsource management), a Deep Reinforcement Learning (DRL) job scheduler that automatically learns effective job scheduling policies while continually adapting to datacenters' complex dynamic environment. The resulting DRL scheduler performs better than heuristic scheduling policies with different workloads and adapts to the intermittent power supply from renewables. We demonstrate DRL scheduler system design parameters that, when tuned correctly, produce better performance. Finally, we demonstrate that the DRL scheduler can learn from and improve upon existing heuristic policies using Offline Learning.

cs.DC↗

White-box Testing of NLP models with Mask Neuron Coverage

Recent literature has seen growing interest in using black-box strategies like CheckList for testing the behavior of NLP models. Research on white-box testing has developed a number of methods for evaluating how thoroughly the internal behavior of deep models is tested, but they are not applicable to NLP models. We propose a set of white-box testing methods that are customized for transformer-based NLP models. These include Mask Neuron Coverage (MNCOVER) that measures how thoroughly the attention layers in models are exercised during testing. We show that MNCOVER can refine testing suites generated by CheckList by substantially reduce them in size, for more than 60\% on average, while retaining failing tests -- thereby concentrating the fault detection power of the test suite. Further we show how MNCOVER can be used to guide CheckList input generation, evaluate alternative NLP testing methods, and drive data augmentation to improve accuracy.

cs.CL↗

Beyond Data Samples: Aligning Differential Networks Estimation with Scientific Knowledge

Learning the differential statistical dependency network between two contexts is essential for many real-life applications, mostly in the high dimensional low sample regime. In this paper, we propose a novel differential network estimator that allows integrating various sources of knowledge beyond data samples. The proposed estimator is scalable to a large number of variables and achieves a sharp asymptotic convergence rate. Empirical experiments on extensive simulated data and four real-world applications (one on neuroimaging and three from functional genomics) show that our approach achieves improved differential network estimation and provides better supports to downstream tasks like classification. Our results highlight significant benefits of integrating group, spatial and anatomic knowledge during differential genetic network identification and brain connectome change discovery.

cs.LG↗