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Yannick Augenstein

Publications and source records attributed to Yannick Augenstein.

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Gradient-Informed Bayesian and Interior Point Optimization for Efficient Inverse Design in Nanophotonics

Inverse design, particularly geometric shape optimization, provides a systematic approach for developing high-performance nanophotonic devices. While numerous optimization algorithms exist, previous global approaches exhibit slow convergence and conversely local search strategies frequently become trapped in local optima. To address the limitations inherent to both local and global approaches, we introduce BONNI: Bayesian optimization through neural network ensemble surrogates with interior point optimization. It augments global optimization with an efficient incorporation of gradient information to determine optimal sampling points. This capability allows BONNI to circumvent the local optima found in many nanophotonic applications, while capitalizing on the efficiency of gradient-based optimization. We demonstrate BONNI's capabilities in the design of a distributed Bragg reflector as well as a dual-layer grating coupler through an exhaustive comparison against other optimization algorithms commonly used in literature. Using BONNI, we were able to design a 10-layer distributed Bragg reflector with only 4.5% mean spectral error, compared to the previously reported results of 7.8% error with 16 layers. Further designs of a broadband waveguide taper and photonic crystal waveguide transition validate the capabilities of BONNI.

physics.optics

Gradient-based optimization of scatterer arrangements based on the T-matrix method

The demand for inverse design is increasing as the ability to fabricate sub-10 nm features expands the design space by orders of magnitude. Efficient inverse design benefits from differentiable models of light-structure interaction. While traditional full-wave solvers based on finite differences, finite elements, or Fourier modal methods have already been presented for that purpose, a dedicated tool adapted for performing multiple scattering simulations is still lacking. To overcome this limitation, we provide a multiple-scattering framework compatible to automatic differentiation, suitable for treating periodic and non-periodic arrangements of scatterers. It yields exact gradients regarding geometric and positional parameters in finite clusters and infinite metasurfaces. In this work, we use spheres as the elementary building blocks to demonstrate the framework's capabilities as a standalone tool. However, the framework is adaptable to arbitrarily shaped scatterers, provided the individual T-matrices are calculated using differentiable full-wave Maxwell solvers. Since the gradients are obtained simultaneously in a single backward pass, the framework is well-suited for moderately dimensional problems. It is also possible to combine multiple performance goals into a single objective function. The versatility of our method is illustrated in proof-of-concept examples that focus on various aspects of Kerker-type physics. In the first example, a finite cluster of scatterers is optimized in order to reach a high forward-to-backward scattering ratio, and we show experimental feasibility of the designs. In the second example, a metasurface made from multiple scatterers in each unit cell is designed to maximize the reflectance contrast between orthogonal linear polarizations of the incident light. We make the framework publicly available at https://github.com/tfp-photonics/dreams.

physics.optics

A three-dimensional polarization-insensitive grating coupler tailored for 3D nanoprinting

Efficiently coupling light from optical fibers into photonic integrated circuits is a key step toward practical photonic devices. While a notable coupling can be achieved by out of plane couplers such as grating couplers, their basic planar geometry typically tends to be sensitive to the polarization of light. This is partly due to the fact that the design spaces of such grating structures typically fabricated with techniques such as electron beam lithography are only two dimensional with a simple extrusion into the vertical dimension. This makes it challenging to optimize for both polarizations simultaneously, as performance typically degrades when trying to achieve high efficiency in both. As a result, conventional approaches either suffer from increased losses or require additional filtering components to account for different polarizations. In this work, we present a fully three dimensional, polarization insensitive grating coupler which has a highly efficient simulated coupling efficiency of over 80% in both polarizations. This performance matches that of state of the art couplers that are performant for one polarization only. This comes at the cost of a moderately larger size due to the lower refractive index materials typically available in 3D nanoprinting. Our design method uses density based topology optimization with a multi objective approach that combines electromagnetic simulations with a fictitious heat conduction model acting as a soft constraint to promote structural integrity. This ensures that the designed structures are feasible for fabrication. Our work opens new possibilities for robust 3D photonic devices, enabling advanced integration, fabrication, and applications across next generation photonics and electronics.

physics.optics

Multiphoton Quantum Interference at Ultracompact Inverse-Designed Multiport Beam Splitter

Photonic quantum technologies enter a new phase when realized in photonic integrated circuits, leading to a great advance in practical applications. In the pursuit of high integration density and low circuit complexity, ultracompact devices delivered by topology optimization offer a promising solution to miniaturize these photonic systems even further. However, their potential for quantum experiments has not yet been fully explored despite the constant development. In this work, we demonstrate multiphoton quantum interference using a topology-optimized tritter with a size of 8.0 $\rm{\mu}$m $\times$ 4.5 $\rm{\mu}$m. We characterize the tritter and reconstruct its transfer matrix by means of single- and two-photon statistics. We also perform heralded three-photon quantum interference with the tritter. The measured four-fold coincidence features a peak with visibility of (-47.9$\pm$ 8.6)%, which is in fair agreement with the prediction of -55.8% estimated from the reconstructed transfer matrix. Our work confirms successful multiphoton quantum interference at an ultracompact interferometer and demonstrates the possibility of utilizing topology-optimized multiport interferometers in various fields of quantum technologies.

quant-ph

Inverse Design of 3D Nanophotonic Devices with Structural Integrity Using Auxiliary Thermal Solvers

3D additive manufacturing enables the fabrication of nanophotonic structures with subwavelength features that control light across macroscopic scales. Gradient-based optimization offers an efficient approach to design these complex and non-intuitive structures. However, expanding this methodology from 2D to 3D introduces complexities, such as the need for structural integrity and connectivity. This work introduces a multi-objective optimization method to address these challenges in 3D nanophotonic designs. Our method combines electromagnetic simulations with an auxiliary heat-diffusion solver to ensure continuous material and void connectivity. By modeling material regions as heat sources and boundaries as heat sinks, we optimize the structure to minimize the total temperature, thereby penalizing disconnected regions that cannot dissipate thermal loads. Alongside the optical response, this heat metric becomes part of our objective function. We demonstrate the utility of our algorithm by designing two 3D nanophotonic devices. The first is a focusing element. The second is a waveguide junction, which connects two incoming waveguides for two different wavelengths into two outgoing waveguides, which are rotated by 90{\deg} to the incoming waveguides. Our approach offers a design pipeline that generates digital blueprints for fabricable nanophotonic materials, paving the way for practical 3D nanoprinting applications.

physics.optics

Inverse Design of Polaritonic Devices

Polaritons, arising from the strong coupling between excitons and photons within microcavities, hold promise for optoelectronic and all-optical devices. They have found applications in various domains, including low-threshold lasers and quantum information processing. To realize complex functionalities, non-intuitive designs for polaritonic devices are required. In this contribution, we use finite-difference time-domain simulations of the dissipative Gross-Pitaevskii equation, written in a differentiable manner, and combine it with an adjoint formulation. Such a method allows us to use topology optimization to engineer the potential landscape experienced by polariton condensates to tailor its characteristics on demand. The potential directly translates to a blueprint for a functional device, and various fabrication and optical control techniques can experimentally realize it. We inverse-design a selection of polaritonic devices, i.e., a structure that spatially shapes the polaritons into a flat-top distribution, a metalens that focuses a polariton, and a nonlinearly activated isolator. The functionalities are preserved when employing realistic fabrication constraints such as minimum feature size and discretization of the potential. Our results demonstrate the utility of inverse design techniques for polaritonic devices, providing a stepping stone toward future research in optimizing systems with complex light-matter interactions.

physics.optics

Identifying regions of minimal back-scattering by a relativistically-moving sphere

The far-field back-scattering amplitude of an electric field from a relativistically-moving sphere is analyzed. Contrary to prior research, we do so by expressing the fields in the helicity basis, and we highlight here its advantages when compared to the commonly-considered parity basis. With the purpose of exploring specific scattering phenomena considering relativistic effects, we identify conditions that minimize the back-scattered field, leading to a relativistic formulation of the first Kerker condition. The requirements to be satisfied by the sphere are expressed in terms of Mie angles, which constitute an effective parametrization of any possible optical response a sphere might have. We are able to identify multiple combinations of Mie angles up to octupolar order via gradient-based optimization that satisfy our newly formulated relativistic Kerker condition, yielding minima for the back-scattered energy as low as 0.016% of the average scattered energy. Our results can be extended to involve multiple particles forming a metasurface, potentially having direct implications on the design of light sails as considered by the Breakthrough Starshot Initiative.

physics.optics

A neural operator-based surrogate solver for free-form electromagnetic inverse design

Neural operators have emerged as a powerful tool for solving partial differential equations in the context of scientific machine learning. Here, we implement and train a modified Fourier neural operator as a surrogate solver for electromagnetic scattering problems and compare its data efficiency to existing methods. We further demonstrate its application to the gradient-based nanophotonic inverse design of free-form, fully three-dimensional electromagnetic scatterers, an area that has so far eluded the application of deep learning techniques.

physics.comp-ph