arXiv subjects

Yanshuai Cao

Publications and source records attributed to Yanshuai Cao.

At least 19 recordsLinked to original sources

arXiv2026

LoRAQuant: Mixed-Precision Quantization of LoRA to Ultra-Low Bits

Low-Rank Adaptation (LoRA) has become a popular technique for parameter-efficient fine-tuning of large language models (LLMs). In many real-world scenarios, multiple adapters are loaded simultaneously to enable LLM customization for personalized user experiences or to support a diverse range of tasks. Although each adapter is lightweight in isolation, their aggregate cost becomes substantial at scale. To address this, we propose LoRAQuant, a mixed-precision post-training quantization method tailored to LoRA. Specifically, LoRAQuant reparameterizes each adapter by singular value decomposition (SVD) to concentrate the most important information into specific rows and columns. This makes it possible to quantize the important components to higher precision, while quantizing the rest to ultra-low bitwidth. We conduct comprehensive experiments with LLaMA 2-7B, LLaMA 2-13B, and Mistral 7B models on mathematical reasoning, coding, and summarization tasks. Results show that our LoRAQuant uses significantly lower bits than other quantization methods, but achieves comparable or even higher performance.

cs.LG↗

arXiv2026

Jump Start or False Start? A Theoretical and Empirical Evaluation of LLM-initialized Bandits

The recent advancement of Large Language Models (LLMs) offers new opportunities to generate user preference data to warm-start bandits. Recent studies on contextual bandits with LLM initialization (CBLI) have shown that these synthetic priors can significantly lower early regret. However, these findings assume that LLM-generated choices are reasonably aligned with actual user preferences. In this paper, we systematically examine how LLM-generated preferences perform when random and label-flipping noise is injected into the synthetic training data. For aligned domains, we find that warm-starting remains effective up to 30% corruption, loses its advantage around 40%, and degrades performance beyond 50%. When there is systematic misalignment, even without added noise, LLM-generated priors can lead to higher regret than a cold-start bandit. To explain these behaviors, we develop a theoretical analysis that decomposes the effect of random label noise and systematic misalignment on the prior error driving the bandit's regret, and derive a sufficient condition under which LLM-based warm starts are provably better than a cold-start bandit. We validate these results across multiple conjoint datasets and LLMs, showing that estimated alignment reliably tracks when warm-starting improves or degrades recommendation quality.

cs.LG↗

arXiv2026

LassoFlexNet: Flexible Neural Architecture for Tabular Data

Despite their dominance in vision and language, deep neural networks often underperform relative to tree-based models on tabular data. To bridge this gap, we incorporate five key inductive biases into deep learning: robustness to irrelevant features, axis alignment, localized irregularities, feature heterogeneity, and training stability. We propose \emph{LassoFlexNet}, an architecture that evaluates the linear and nonlinear marginal contribution of each input via Per-Feature Embeddings, and sparsely selects relevant variables using a Tied Group Lasso mechanism. Because these components introduce optimization challenges that destabilize standard proximal methods, we develop a \emph{Sequential Hierarchical Proximal Adaptive Gradient optimizer with exponential moving averages (EMA)} to ensure stable convergence. Across $52$ datasets from three benchmarks, LassoFlexNet matches or outperforms leading tree-based models, achieving up to a $10$\% relative gain, while maintaining Lasso-like interpretability. We substantiate these empirical results with ablation studies and theoretical proofs confirming the architecture's enhanced expressivity and structural breaking of undesired rotational invariance.

stat.ML↗

arXiv2025

Can LLMs Reason Abstractly Over Math Word Problems Without CoT? Disentangling Abstract Formulation From Arithmetic Computation

Final-answer-based metrics are commonly used for evaluating large language models (LLMs) on math word problems, often taken as proxies for reasoning ability. However, such metrics conflate two distinct sub-skills: abstract formulation (capturing mathematical relationships using expressions) and arithmetic computation (executing the calculations). Through a disentangled evaluation on GSM8K and SVAMP, we find that the final-answer accuracy of Llama-3 and Qwen2.5 (1B-32B) without CoT is overwhelmingly bottlenecked by the arithmetic computation step and not by the abstract formulation step. Contrary to the common belief, we show that CoT primarily aids in computation, with limited impact on abstract formulation. Mechanistically, we show that these two skills are composed conjunctively even in a single forward pass without any reasoning steps via an abstract-then-compute mechanism: models first capture problem abstractions, then handle computation. Causal patching confirms these abstractions are present, transferable, composable, and precede computation. These behavioural and mechanistic findings highlight the need for disentangled evaluation to accurately assess LLM reasoning and to guide future improvements.

cs.CL↗

arXiv2025

Exploring Model Invariance with Discrete Search for Ultra-Low-Bit Quantization

Large language models have been increasing in size due to their success in a wide range of applications. This calls for a pressing need to reduce memory usage to make them more accessible. Post-training quantization is a popular technique which uses fewer bits (e.g., 4--8 bits) to represent the model without retraining it. However, it remains a challenging task to perform quantization in an ultra-low-bit setup (e.g., 2 bits). In this paper, we propose InvarExplore, a unified framework that systematically explores different model invariance at the same time, allowing us to take advantage of the synergy between each type of invariance. Importantly, InvarExplore features a discrete search algorithm that enables us to explore permutation invariance, which is under-studied as it cannot be optimized with gradient-based methods. Results show that InvarExplore is compatible with existing state-of-the-art methods, achieving an add-on performance improvement over strong competing methods.

cs.LG↗

arXiv2025

EBBS: An Ensemble with Bi-Level Beam Search for Zero-Shot Machine Translation

The ability of zero-shot translation emerges when we train a multilingual model with certain translation directions; the model can then directly translate in unseen directions. Alternatively, zero-shot translation can be accomplished by pivoting through a third language (e.g., English). In our work, we observe that both direct and pivot translations are noisy and achieve less satisfactory performance. We propose EBBS, an ensemble method with a novel bi-level beam search algorithm, where each ensemble component explores its own prediction step by step at the lower level but they are synchronized by a "soft voting" mechanism at the upper level. Results on two popular multilingual translation datasets show that EBBS consistently outperforms direct and pivot translations as well as existing ensemble techniques. Further, we can distill the ensemble's knowledge back to the multilingual model to improve inference efficiency; profoundly, our EBBS-based distillation does not sacrifice, or even improves, the translation quality.

cs.CL↗

arXiv2024

Leveraging Environment Interaction for Automated PDDL Translation and Planning with Large Language Models

Large Language Models (LLMs) have shown remarkable performance in various natural language tasks, but they often struggle with planning problems that require structured reasoning. To address this limitation, the conversion of planning problems into the Planning Domain Definition Language (PDDL) has been proposed as a potential solution, enabling the use of automated planners. However, generating accurate PDDL files typically demands human inputs or correction, which can be time-consuming and costly. In this paper, we propose a novel approach that leverages LLMs and environment feedback to automatically generate PDDL domain and problem description files without the need for human intervention. Our method introduces an iterative refinement process that generates multiple problem PDDL candidates and progressively refines the domain PDDL based on feedback obtained from interacting with the environment. To guide the refinement process, we develop an Exploration Walk (EW) metric, which provides rich feedback signals for LLMs to update the PDDL file. We evaluate our approach on $10$ PDDL environments. We achieve an average task solve rate of 66% compared to a 29% solve rate by GPT-4's intrinsic planning with chain-of-thought prompting. Our work enables the automated modeling of planning environments using LLMs and environment feedback, eliminating the need for human intervention in the PDDL translation process and paving the way for more reliable LLM agents in challenging problems. Our code is available at https://github.com/BorealisAI/llm-pddl-planning

cs.LG↗

arXiv2024

Jump Starting Bandits with LLM-Generated Prior Knowledge

We present substantial evidence demonstrating the benefits of integrating Large Language Models (LLMs) with a Contextual Multi-Armed Bandit framework. Contextual bandits have been widely used in recommendation systems to generate personalized suggestions based on user-specific contexts. We show that LLMs, pre-trained on extensive corpora rich in human knowledge and preferences, can simulate human behaviours well enough to jump-start contextual multi-armed bandits to reduce online learning regret. We propose an initialization algorithm for contextual bandits by prompting LLMs to produce a pre-training dataset of approximate human preferences for the bandit. This significantly reduces online learning regret and data-gathering costs for training such models. Our approach is validated empirically through two sets of experiments with different bandit setups: one which utilizes LLMs to serve as an oracle and a real-world experiment utilizing data from a conjoint survey experiment.

cs.LG↗

arXiv2024

NeuZip: Memory-Efficient Training and Inference with Dynamic Compression of Neural Networks

The performance of neural networks improves when more parameters are used. However, the model sizes are constrained by the available on-device memory during training and inference. Although applying techniques like quantization can alleviate the constraint, they suffer from performance degradation. In this work, we introduce NeuZip, a new weight compression scheme based on the entropy of floating-point numbers in neural networks. With NeuZip, we are able to achieve memory-efficient training and inference without sacrificing performance. Notably, we significantly reduce the memory footprint of training a Llama-3 8B model from 31GB to less than 16GB, while keeping the training dynamics fully unchanged. In inference, our method can reduce memory usage by more than half while maintaining near-lossless performance. Our code is publicly available.

cs.LG↗

arXiv2024

Flora: Low-Rank Adapters Are Secretly Gradient Compressors

Despite large neural networks demonstrating remarkable abilities to complete different tasks, they require excessive memory usage to store the optimization states for training. To alleviate this, the low-rank adaptation (LoRA) is proposed to reduce the optimization states by training fewer parameters. However, LoRA restricts overall weight update matrices to be low-rank, limiting the model performance. In this work, we investigate the dynamics of LoRA and identify that it can be approximated by a random projection. Based on this observation, we propose Flora, which is able to achieve high-rank updates by resampling the projection matrices while enjoying the sublinear space complexity of optimization states. We conduct experiments across different tasks and model architectures to verify the effectiveness of our approach.

cs.LG↗

arXiv2024

Ensemble Distillation for Unsupervised Constituency Parsing

We investigate the unsupervised constituency parsing task, which organizes words and phrases of a sentence into a hierarchical structure without using linguistically annotated data. We observe that existing unsupervised parsers capture differing aspects of parsing structures, which can be leveraged to enhance unsupervised parsing performance. To this end, we propose a notion of "tree averaging," based on which we further propose a novel ensemble method for unsupervised parsing. To improve inference efficiency, we further distill the ensemble knowledge into a student model; such an ensemble-then-distill process is an effective approach to mitigate the over-smoothing problem existing in common multi-teacher distilling methods. Experiments show that our method surpasses all previous approaches, consistently demonstrating its effectiveness and robustness across various runs, with different ensemble components, and under domain-shift conditions.

cs.CL↗

arXiv2024

Ginger: An Efficient Curvature Approximation with Linear Complexity for General Neural Networks

Second-order optimization approaches like the generalized Gauss-Newton method are considered more powerful as they utilize the curvature information of the objective function with preconditioning matrices. Albeit offering tempting theoretical benefits, they are not easily applicable to modern deep learning. The major reason is due to the quadratic memory and cubic time complexity to compute the inverse of the matrix. These requirements are infeasible even with state-of-the-art hardware. In this work, we propose Ginger, an eigendecomposition for the inverse of the generalized Gauss-Newton matrix. Our method enjoys efficient linear memory and time complexity for each iteration. Instead of approximating the conditioning matrix, we directly maintain its inverse to make the approximation more accurate. We provide the convergence result of Ginger for non-convex objectives. Our experiments on different tasks with different model architectures verify the effectiveness of our method. Our code is publicly available.

cs.LG↗

arXiv2023

An Equal-Size Hard EM Algorithm for Diverse Dialogue Generation

Open-domain dialogue systems aim to interact with humans through natural language texts in an open-ended fashion. Despite the recent success of super large dialogue systems such as ChatGPT, using medium-to-small-sized dialogue systems remains the common practice as they are more lightweight and accessible; however, generating diverse dialogue responses is challenging, especially with smaller models. In this work, we propose an Equal-size Hard Expectation--Maximization (EqHard-EM) algorithm to train a multi-decoder model for diverse dialogue generation. Our algorithm assigns a sample to a decoder in a hard manner and additionally imposes an equal-assignment constraint to ensure that all decoders are well-trained. We provide detailed theoretical analysis to justify our approach. Further, experiments on two large-scale open-domain dialogue datasets verify that our EqHard-EM algorithm generates high-quality diverse responses.

cs.CL↗

arXiv2021

Hierarchical Neural Data Synthesis for Semantic Parsing

Semantic parsing datasets are expensive to collect. Moreover, even the questions pertinent to a given domain, which are the input of a semantic parsing system, might not be readily available, especially in cross-domain semantic parsing. This makes data augmentation even more challenging. Existing methods to synthesize new data use hand-crafted or induced rules, requiring substantial engineering effort and linguistic expertise to achieve good coverage and precision, which limits the scalability. In this work, we propose a purely neural approach of data augmentation for semantic parsing that completely removes the need for grammar engineering while achieving higher semantic parsing accuracy. Furthermore, our method can synthesize in the zero-shot setting, where only a new domain schema is available without any input-output examples of the new domain. On the Spider cross-domain text-to-SQL semantic parsing benchmark, we achieve the state-of-the-art performance on the development set (77.2% accuracy) using our zero-shot augmentation.

cs.CL↗

arXiv2021

Code Generation from Natural Language with Less Prior and More Monolingual Data

Training datasets for semantic parsing are typically small due to the higher expertise required for annotation than most other NLP tasks. As a result, models for this application usually need additional prior knowledge to be built into the architecture or algorithm. The increased dependency on human experts hinders automation and raises the development and maintenance costs in practice. This work investigates whether a generic transformer-based seq2seq model can achieve competitive performance with minimal code-generation-specific inductive bias design. By exploiting a relatively sizeable monolingual corpus of the target programming language, which is cheap to mine from the web, we achieved 81.03% exact match accuracy on Django and 32.57 BLEU score on CoNaLa. Both are SOTA to the best of our knowledge. This positive evidence highlights a potentially easier path toward building accurate semantic parsers in practice.

cs.CL↗

arXiv2021

Turing: an Accurate and Interpretable Multi-Hypothesis Cross-Domain Natural Language Database Interface

A natural language database interface (NLDB) can democratize data-driven insights for non-technical users. However, existing Text-to-SQL semantic parsers cannot achieve high enough accuracy in the cross-database setting to allow good usability in practice. This work presents Turing, a NLDB system toward bridging this gap. The cross-domain semantic parser of Turing with our novel value prediction method achieves $75.1\%$ execution accuracy, and $78.3\%$ top-5 beam execution accuracy on the Spider validation set. To benefit from the higher beam accuracy, we design an interactive system where the SQL hypotheses in the beam are explained step-by-step in natural language, with their differences highlighted. The user can then compare and judge the hypotheses to select which one reflects their intention if any. The English explanations of SQL queries in Turing are produced by our high-precision natural language generation system based on synchronous grammars.

cs.CL↗

arXiv2021

A Globally Normalized Neural Model for Semantic Parsing

In this paper, we propose a globally normalized model for context-free grammar (CFG)-based semantic parsing. Instead of predicting a probability, our model predicts a real-valued score at each step and does not suffer from the label bias problem. Experiments show that our approach outperforms locally normalized models on small datasets, but it does not yield improvement on a large dataset.

cs.CL↗

arXiv2021

Optimizing Deeper Transformers on Small Datasets

It is a common belief that training deep transformers from scratch requires large datasets. Consequently, for small datasets, people usually use shallow and simple additional layers on top of pre-trained models during fine-tuning. This work shows that this does not always need to be the case: with proper initialization and optimization, the benefits of very deep transformers can carry over to challenging tasks with small datasets, including Text-to-SQL semantic parsing and logical reading comprehension. In particular, we successfully train $48$ layers of transformers, comprising $24$ fine-tuned layers from pre-trained RoBERTa and $24$ relation-aware layers trained from scratch. With fewer training steps and no task-specific pre-training, we obtain the state-of-the-art performance on the challenging cross-domain Text-to-SQL parsing benchmark Spider. We achieve this by deriving a novel Data-dependent Transformer Fixed-update initialization scheme (DT-Fixup), inspired by the prior T-Fixup work. Further error analysis shows that increasing depth can help improve generalization on small datasets for hard cases that require reasoning and structural understanding.

cs.CL↗