arXiv subjects

Yanyan Zhao

Publications and source records attributed to Yanyan Zhao.

At least 55 records · Page 3Linked to original sources

arXiv2024

Both Matter: Enhancing the Emotional Intelligence of Large Language Models without Compromising the General Intelligence

Emotional Intelligence (EI), consisting of emotion perception, emotion cognition and emotion expression, plays the critical roles in improving user interaction experience for the current large language model (LLM) based conversational general AI assistants. Previous works mainly focus on raising the emotion perception ability of them via naive fine-tuning on EI-related classification or regression tasks. However, this leads to the incomplete enhancement of EI and catastrophic forgetting of the general intelligence (GI). To this end, we first introduce \textsc{EiBench}, a large-scale collection of EI-related tasks in the text-to-text formation with task instructions that covers all three aspects of EI, which lays a solid foundation for the comprehensive EI enhancement of LLMs. Then a novel \underline{\textbf{Mo}}dular \underline{\textbf{E}}motional \underline{\textbf{I}}ntelligence enhancement method (\textbf{MoEI}), consisting of Modular Parameter Expansion and intra-inter modulation, is proposed to comprehensively enhance the EI of LLMs without compromise their GI. Extensive experiments on two representative LLM-based assistants, Flan-T5 and LLaMA-2-Chat, demonstrate the effectiveness of MoEI to improving EI while maintain GI.

cs.CL↗

arXiv2024

SAPT: A Shared Attention Framework for Parameter-Efficient Continual Learning of Large Language Models

The continual learning (CL) ability is vital for deploying large language models (LLMs) in the dynamic world. Existing methods devise the learning module to acquire task-specific knowledge with parameter-efficient tuning (PET) block and the selection module to pick out the corresponding one for the testing input, aiming at handling the challenges of catastrophic forgetting and knowledge transfer in CL. However, these methods tend to address only one of the challenges, ignoring the potential of aligning the two modules to effectively address catastrophic forgetting and knowledge transfer simultaneously. To this end, we propose a novel Shared Attention Framework (SAPT), to align the PET learning and selection via the Shared Attentive Learning \& Selection module. Extensive Experiments on two CL benchmarks demonstrate the superiority of SAPT. Moreover, SAPT consistently demonstrates its superiority when we scale it to different model sizes (from 770M to 13B), different model architectures (T5 and LLaMA-2) and unseen tasks.

cs.CL↗

arXiv2024

RKLD: Reverse KL-Divergence-based Knowledge Distillation for Unlearning Personal Information in Large Language Models

With the passage of the Right to Be Forgotten (RTBF) regulations and the scaling up of language model training datasets, research on model unlearning in large language models (LLMs) has become more crucial. Before the era of LLMs, machine unlearning research focused mainly on classification tasks in models with small parameters. In these tasks, the content to be forgotten or retained is clear and straightforward. However, as parameter sizes have grown and tasks have become more complex, balancing forget quality and model utility has become more challenging, especially in scenarios involving personal data instead of classification results. Existing methods based on gradient ascent and its variants often struggle with this balance, leading to unintended information loss or partial forgetting. To address this challenge, we propose RKLD, a novel \textbf{R}everse \textbf{KL}-Divergence-based Knowledge \textbf{D}istillation unlearning algorithm for LLMs targeting the unlearning of personal information. Through RKLD, we achieve significant forget quality and effectively maintain the model utility in our experiments.

cs.CL↗

arXiv2023

An Early Evaluation of GPT-4V(ision)

In this paper, we evaluate different abilities of GPT-4V including visual understanding, language understanding, visual puzzle solving, and understanding of other modalities such as depth, thermal, video, and audio. To estimate GPT-4V's performance, we manually construct 656 test instances and carefully evaluate the results of GPT-4V. The highlights of our findings are as follows: (1) GPT-4V exhibits impressive performance on English visual-centric benchmarks but fails to recognize simple Chinese texts in the images; (2) GPT-4V shows inconsistent refusal behavior when answering questions related to sensitive traits such as gender, race, and age; (3) GPT-4V obtains worse results than GPT-4 (API) on language understanding tasks including general language understanding benchmarks and visual commonsense knowledge evaluation benchmarks; (4) Few-shot prompting can improve GPT-4V's performance on both visual understanding and language understanding; (5) GPT-4V struggles to find the nuances between two similar images and solve the easy math picture puzzles; (6) GPT-4V shows non-trivial performance on the tasks of similar modalities to image, such as video and thermal. Our experimental results reveal the ability and limitations of GPT-4V and we hope our paper can provide some insights into the application and research of GPT-4V.

cs.CL↗

arXiv2023

UNIMO-3: Multi-granularity Interaction for Vision-Language Representation Learning

Vision-and-language (VL) pre-training, which aims to learn a general representation of image-text pairs that can be transferred to various vision-and-language tasks. Compared with modeling uni-modal data, the main challenge of the VL model is: how to learn the cross-modal interaction from multimodal data, especially the fine-grained interaction. Existing works have shown that fully transformer-based models that adopt attention mechanisms to learn in-layer cross-model interaction can demonstrate impressive performance on various cross-modal downstream tasks. However, they ignored that the semantic information of the different modals at the same layer was not uniform, which leads to the cross-modal interaction collapsing into a limited multi-modal semantic information interaction. In this work, we propose the UNIMO-3 model, which has the capacity to simultaneously learn the multimodal in-layer interaction and cross-layer interaction. UNIMO-3 model can establish effective connections between different layers in a cross-modal encoder, and adaptively capture the interaction between two modalities at different levels. The experimental results show that our model achieves state-of-the-art performance in various downstream tasks, and through ablation study can prove that effective cross-layer learning improves the model's ability of multimodal representation.

cs.CL↗

arXiv2023

Improving Cross-Task Generalization with Step-by-Step Instructions

Instruction tuning has been shown to be able to improve cross-task generalization of language models. However, it is still challenging for language models to complete the target tasks following the instructions, as the instructions are general and lack intermediate steps. To address this problem, we propose to incorporate the step-by-step instructions to help language models to decompose the tasks, which can provide the detailed and specific procedures for completing the target tasks. The step-by-step instructions are obtained automatically by prompting ChatGPT, which are further combined with the original instructions to tune language models. The extensive experiments on SUP-NATINST show that the high-quality step-by-step instructions can improve cross-task generalization across different model sizes. Moreover, the further analysis indicates the importance of the order of steps of the step-by-step instruction for the improvement. To facilitate future research, we release the step-by-step instructions and their human quality evaluation results.

cs.CL↗

arXiv2023

Don't Lose Yourself! Empathetic Response Generation via Explicit Self-Other Awareness

As a critical step to achieve human-like chatbots, empathetic response generation has attained increasing interests. Previous attempts are incomplete and not sufficient enough to elicit empathy because they only focus on the initial aspect of empathy to automatically mimic the feelings and thoughts of the user via other-awareness. However, they ignore to maintain and take the own views of the system into account, which is a crucial process to achieve the empathy called self-other awareness. To this end, we propose to generate Empathetic response with explicit Self-Other Awareness (EmpSOA). Specifically, three stages, self-other differentiation, self-other modulation and self-other generation, are devised to clearly maintain, regulate and inject the self-other aware information into the process of empathetic response generation. Both automatic and human evaluations on the benchmark dataset demonstrate the superiority of EmpSOA to generate more empathetic responses.

cs.CL↗

arXiv2023

TransESC: Smoothing Emotional Support Conversation via Turn-Level State Transition

Emotion Support Conversation (ESC) is an emerging and challenging task with the goal of reducing the emotional distress of people. Previous attempts fail to maintain smooth transitions between utterances in ESC because they ignore to grasp the fine-grained transition information at each dialogue turn. To solve this problem, we propose to take into account turn-level state \textbf{Trans}itions of \textbf{ESC} (\textbf{TransESC}) from three perspectives, including semantics transition, strategy transition and emotion transition, to drive the conversation in a smooth and natural way. Specifically, we construct the state transition graph with a two-step way, named transit-then-interact, to grasp such three types of turn-level transition information. Finally, they are injected into the transition-aware decoder to generate more engaging responses. Both automatic and human evaluations on the benchmark dataset demonstrate the superiority of TransESC to generate more smooth and effective supportive responses. Our source code is available at \url{https://github.com/circle-hit/TransESC}.

cs.CL↗

arXiv2023

Is ChatGPT Equipped with Emotional Dialogue Capabilities?

This report presents a study on the emotional dialogue capability of ChatGPT, an advanced language model developed by OpenAI. The study evaluates the performance of ChatGPT on emotional dialogue understanding and generation through a series of experiments on several downstream tasks. Our findings indicate that while ChatGPT's performance on emotional dialogue understanding may still lag behind that of supervised models, it exhibits promising results in generating emotional responses. Furthermore, the study suggests potential avenues for future research directions.

cs.CL↗

arXiv2022

Debiasing Stance Detection Models with Counterfactual Reasoning and Adversarial Bias Learning

Stance detection models may tend to rely on dataset bias in the text part as a shortcut and thus fail to sufficiently learn the interaction between the targets and texts. Recent debiasing methods usually treated features learned by small models or big models at earlier steps as bias features and proposed to exclude the branch learning those bias features during inference. However, most of these methods fail to disentangle the ``good'' stance features and ``bad'' bias features in the text part. In this paper, we investigate how to mitigate dataset bias in stance detection. Motivated by causal effects, we leverage a novel counterfactual inference framework, which enables us to capture the dataset bias in the text part as the direct causal effect of the text on stances and reduce the dataset bias in the text part by subtracting the direct text effect from the total causal effect. We novelly model bias features as features that correlate with the stance labels but fail on intermediate stance reasoning subtasks and propose an adversarial bias learning module to model the bias more accurately. To verify whether our model could better model the interaction between texts and targets, we test our model on recently proposed test sets to evaluate the understanding of the task from various aspects. Experiments demonstrate that our proposed method (1) could better model the bias features, and (2) outperforms existing debiasing baselines on both the original dataset and most of the newly constructed test sets.

cs.CL↗

arXiv2022

Knowledge-Bridged Causal Interaction Network for Causal Emotion Entailment

Causal Emotion Entailment aims to identify causal utterances that are responsible for the target utterance with a non-neutral emotion in conversations. Previous works are limited in thorough understanding of the conversational context and accurate reasoning of the emotion cause. To this end, we propose Knowledge-Bridged Causal Interaction Network (KBCIN) with commonsense knowledge (CSK) leveraged as three bridges. Specifically, we construct a conversational graph for each conversation and leverage the event-centered CSK as the semantics-level bridge (S-bridge) to capture the deep inter-utterance dependencies in the conversational context via the CSK-Enhanced Graph Attention module. Moreover, social-interaction CSK serves as emotion-level bridge (E-bridge) and action-level bridge (A-bridge) to connect candidate utterances with the target one, which provides explicit causal clues for the Emotional Interaction module and Actional Interaction module to reason the target emotion. Experimental results show that our model achieves better performance over most baseline models. Our source code is publicly available at https://github.com/circle-hit/KBCIN.

cs.CL↗

arXiv2022

An Efficient End-to-End Transformer with Progressive Tri-modal Attention for Multi-modal Emotion Recognition

Recent works on multi-modal emotion recognition move towards end-to-end models, which can extract the task-specific features supervised by the target task compared with the two-phase pipeline. However, previous methods only model the feature interactions between the textual and either acoustic and visual modalities, ignoring capturing the feature interactions between the acoustic and visual modalities. In this paper, we propose the multi-modal end-to-end transformer (ME2ET), which can effectively model the tri-modal features interaction among the textual, acoustic, and visual modalities at the low-level and high-level. At the low-level, we propose the progressive tri-modal attention, which can model the tri-modal feature interactions by adopting a two-pass strategy and can further leverage such interactions to significantly reduce the computation and memory complexity through reducing the input token length. At the high-level, we introduce the tri-modal feature fusion layer to explicitly aggregate the semantic representations of three modalities. The experimental results on the CMU-MOSEI and IEMOCAP datasets show that ME2ET achieves the state-of-the-art performance. The further in-depth analysis demonstrates the effectiveness, efficiency, and interpretability of the proposed progressive tri-modal attention, which can help our model to achieve better performance while significantly reducing the computation and memory cost. Our code will be publicly available.

cs.CL↗

arXiv2022

Zero-shot Aspect-level Sentiment Classification via Explicit Utilization of Aspect-to-Document Sentiment Composition

As aspect-level sentiment labels are expensive and labor-intensive to acquire, zero-shot aspect-level sentiment classification is proposed to learn classifiers applicable to new domains without using any annotated aspect-level data. In contrast, document-level sentiment data with ratings are more easily accessible. In this work, we achieve zero-shot aspect-level sentiment classification by only using document-level reviews. Our key intuition is that the sentiment representation of a document is composed of the sentiment representations of all the aspects of that document. Based on this, we propose the AF-DSC method to explicitly model such sentiment composition in reviews. AF-DSC first learns sentiment representations for all potential aspects and then aggregates aspect-level sentiments into a document-level one to perform document-level sentiment classification. In this way, we obtain the aspect-level sentiment classifier as the by-product of the document-level sentiment classifier. Experimental results on aspect-level sentiment classification benchmarks demonstrate the effectiveness of explicit utilization of sentiment composition in document-level sentiment classification. Our model with only 30k training data outperforms previous work utilizing millions of data.

cs.CL↗

arXiv2022

MACSA: A Multimodal Aspect-Category Sentiment Analysis Dataset with Multimodal Fine-grained Aligned Annotations

Multimodal fine-grained sentiment analysis has recently attracted increasing attention due to its broad applications. However, the existing multimodal fine-grained sentiment datasets most focus on annotating the fine-grained elements in text but ignore those in images, which leads to the fine-grained elements in visual content not receiving the full attention they deserve. In this paper, we propose a new dataset, the Multimodal Aspect-Category Sentiment Analysis (MACSA) dataset, which contains more than 21K text-image pairs. The dataset provides fine-grained annotations for both textual and visual content and firstly uses the aspect category as the pivot to align the fine-grained elements between the two modalities. Based on our dataset, we propose the Multimodal ACSA task and a multimodal graph-based aligned model (MGAM), which adopts a fine-grained cross-modal fusion method. Experimental results show that our method can facilitate the baseline comparison for future research on this corpus. We will make the dataset and code publicly available.

cs.CL↗

arXiv2022

Sentiment Word Aware Multimodal Refinement for Multimodal Sentiment Analysis with ASR Errors

Multimodal sentiment analysis has attracted increasing attention and lots of models have been proposed. However, the performance of the state-of-the-art models decreases sharply when they are deployed in the real world. We find that the main reason is that real-world applications can only access the text outputs by the automatic speech recognition (ASR) models, which may be with errors because of the limitation of model capacity. Through further analysis of the ASR outputs, we find that in some cases the sentiment words, the key sentiment elements in the textual modality, are recognized as other words, which makes the sentiment of the text change and hurts the performance of multimodal sentiment models directly. To address this problem, we propose the sentiment word aware multimodal refinement model (SWRM), which can dynamically refine the erroneous sentiment words by leveraging multimodal sentiment clues. Specifically, we first use the sentiment word position detection module to obtain the most possible position of the sentiment word in the text and then utilize the multimodal sentiment word refinement module to dynamically refine the sentiment word embeddings. The refined embeddings are taken as the textual inputs of the multimodal feature fusion module to predict the sentiment labels. We conduct extensive experiments on the real-world datasets including MOSI-Speechbrain, MOSI-IBM, and MOSI-iFlytek and the results demonstrate the effectiveness of our model, which surpasses the current state-of-the-art models on three datasets. Furthermore, our approach can be adapted for other multimodal feature fusion models easily. Data and code are available at https://github.com/albertwy/SWRM.

cs.CL↗

arXiv2021

Exploring Periodicity and Interactivity in Multi-Interest Framework for Sequential Recommendation

Sequential recommendation systems alleviate the problem of information overload, and have attracted increasing attention in the literature. Most prior works usually obtain an overall representation based on the user's behavior sequence, which can not sufficiently reflect the multiple interests of the user. To this end, we propose a novel method called PIMI to mitigate this issue. PIMI can model the user's multi-interest representation effectively by considering both the periodicity and interactivity in the item sequence. Specifically, we design a periodicity-aware module to utilize the time interval information between user's behaviors. Meanwhile, an ingenious graph is proposed to enhance the interactivity between items in user's behavior sequence, which can capture both global and local item features. Finally, a multi-interest extraction module is applied to describe user's multiple interests based on the obtained item representation. Extensive experiments on two real-world datasets Amazon and Taobao show that PIMI outperforms state-of-the-art methods consistently.

cs.IR↗

arXiv2021

Learning to Share by Masking the Non-shared for Multi-domain Sentiment Classification

Multi-domain sentiment classification deals with the scenario where labeled data exists for multiple domains but insufficient for training effective sentiment classifiers that work across domains. Thus, fully exploiting sentiment knowledge shared across domains is crucial for real world applications. While many existing works try to extract domain-invariant features in high-dimensional space, such models fail to explicitly distinguish between shared and private features at text-level, which to some extent lacks interpretablity. Based on the assumption that removing domain-related tokens from texts would help improve their domain-invariance, we instead first transform original sentences to be domain-agnostic. To this end, we propose the BertMasker network which explicitly masks domain-related words from texts, learns domain-invariant sentiment features from these domain-agnostic texts, and uses those masked words to form domain-aware sentence representations. Empirical experiments on a well-adopted multiple domain sentiment classification dataset demonstrate the effectiveness of our proposed model on both multi-domain sentiment classification and cross-domain settings, by increasing the accuracy by 0.94% and 1.8% respectively. Further analysis on masking proves that removing those domain-related and sentiment irrelevant tokens decreases texts' domain distinction, resulting in the performance degradation of a BERT-based domain classifier by over 12%.

cs.CL↗

arXiv2021

A stable and adaptive polygenic signal detection method based on repeated sample splitting

Focusing on polygenic signal detection in high dimensional genetic association studies of complex traits, we develop an adaptive test for generalized linear models to accommodate different alternatives. To facilitate valid post-selection inference for high dimensional data, our study here adheres to the original sampling-splitting principle but does so, repeatedly, to increase stability of the inference. We show the asymptotic null distributions of the proposed test for both fixed and diverging number of variants. We also show the asymptotic properties of the proposed test under local alternatives, providing insights on why power gain attributed to variable selection and weighting can compensate for efficiency loss due to sample splitting. We support our analytical findings through extensive simulation studies and two applications. The proposed procedure is computationally efficient and has been implemented as the R package DoubleCauchy.

stat.ME↗