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Yaojie Lu

Publications and source records attributed to Yaojie Lu.

At least 91 records · Page 5Linked to original sources

URL: Universal Referential Knowledge Linking via Task-instructed Representation Compression

Linking a claim to grounded references is a critical ability to fulfill human demands for authentic and reliable information. Current studies are limited to specific tasks like information retrieval or semantic matching, where the claim-reference relationships are unique and fixed, while the referential knowledge linking (RKL) in real-world can be much more diverse and complex. In this paper, we propose universal referential knowledge linking (URL), which aims to resolve diversified referential knowledge linking tasks by one unified model. To this end, we propose a LLM-driven task-instructed representation compression, as well as a multi-view learning approach, in order to effectively adapt the instruction following and semantic understanding abilities of LLMs to referential knowledge linking. Furthermore, we also construct a new benchmark to evaluate ability of models on referential knowledge linking tasks across different scenarios. Experiments demonstrate that universal RKL is challenging for existing approaches, while the proposed framework can effectively resolve the task across various scenarios, and therefore outperforms previous approaches by a large margin.

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ChatGPT is a Knowledgeable but Inexperienced Solver: An Investigation of Commonsense Problem in Large Language Models

Large language models (LLMs) have made significant progress in NLP. However, their ability to memorize, represent, and leverage commonsense knowledge has been a well-known pain point. In this paper, we specifically focus on ChatGPT, a widely used and easily accessible LLM, and ask the following questions: (1) Can ChatGPT effectively answer commonsense questions? (2) Is ChatGPT aware of the underlying commonsense knowledge for answering a specific question? (3) Is ChatGPT knowledgeable in commonsense? (4) Can ChatGPT effectively leverage commonsense for answering questions? We conduct a series of experiments on 11 datasets to evaluate ChatGPT's commonsense abilities, including answering commonsense questions, identifying necessary knowledge, generating knowledge descriptions, and using knowledge descriptions to answer questions again. Experimental results show that: (1) ChatGPT can achieve good QA accuracies in commonsense tasks, while still struggling with certain domains of datasets. (2) ChatGPT is knowledgeable, and can accurately generate most of the commonsense knowledge using knowledge prompts. (3) Despite its knowledge, ChatGPT is an inexperienced commonsense problem solver, which cannot precisely identify the needed commonsense for answering a specific question. These findings raise the need to explore improved mechanisms for effectively incorporating commonsense into LLMs like ChatGPT, such as better instruction following and commonsense guidance.

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Few-shot Named Entity Recognition via Superposition Concept Discrimination

Few-shot NER aims to identify entities of target types with only limited number of illustrative instances. Unfortunately, few-shot NER is severely challenged by the intrinsic precise generalization problem, i.e., it is hard to accurately determine the desired target type due to the ambiguity stemming from information deficiency. In this paper, we propose Superposition Concept Discriminator (SuperCD), which resolves the above challenge via an active learning paradigm. Specifically, a concept extractor is first introduced to identify superposition concepts from illustrative instances, with each concept corresponding to a possible generalization boundary. Then a superposition instance retriever is applied to retrieve corresponding instances of these superposition concepts from large-scale text corpus. Finally, annotators are asked to annotate the retrieved instances and these annotated instances together with original illustrative instances are used to learn FS-NER models. To this end, we learn a universal concept extractor and superposition instance retriever using a large-scale openly available knowledge bases. Experiments show that SuperCD can effectively identify superposition concepts from illustrative instances, retrieve superposition instances from large-scale corpus, and significantly improve the few-shot NER performance with minimal additional efforts.

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Executing Natural Language-Described Algorithms with Large Language Models: An Investigation

Executing computer programs described in natural language has long been a pursuit of computer science. With the advent of enhanced natural language understanding capabilities exhibited by large language models (LLMs), the path toward this goal has been illuminated. In this paper, we seek to examine the capacity of present-day LLMs to comprehend and execute algorithms outlined in natural language. We established an algorithm test set sourced from Introduction to Algorithm, a well-known textbook that contains many representative widely-used algorithms. To systematically assess LLMs' code execution abilities, we selected 30 algorithms, generated 300 random-sampled instances in total, and evaluated whether popular LLMs can understand and execute these algorithms. Our findings reveal that LLMs, notably GPT-4, can effectively execute programs described in natural language, as long as no heavy numeric computation is involved. We believe our findings contribute to evaluating LLMs' code execution abilities and would encourage further investigation and application for the computation power of LLMs.

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Meta-Cognitive Analysis: Evaluating Declarative and Procedural Knowledge in Datasets and Large Language Models

Declarative knowledge and procedural knowledge are two key parts in meta-cognitive theory, and these two hold significant importance in pre-training and inference of LLMs. However, a comprehensive analysis comparing these two types of knowledge is lacking, primarily due to challenges in definition, probing and quantitative assessment. In this paper, we explore from a new perspective by providing ground-truth knowledge for LLMs and evaluating the effective score. Through extensive experiments with widely-used datasets and models, we get conclusions: (1) In most tasks, benefits from declarative knowledge are greater than those from procedural knowledge. (2) Profits of procedural knowledge are larger than declarative knowledge only in reasoning tasks with simple logic. (3) As pre-training progresses and size increases, model ability to utilize both kinds of knowledge significantly improves, but in different speed. We do detailed analysis for the findings and this can provide primary guidance for evaluation and enhancement of large language models.

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SoFA: Shielded On-the-fly Alignment via Priority Rule Following

The alignment problem in Large Language Models (LLMs) involves adapting them to the broad spectrum of human values. This requirement challenges existing alignment methods due to diversity of preferences and regulatory standards. This paper introduces a novel alignment paradigm, priority rule following, which defines rules as the primary control mechanism in each dialog, prioritizing them over user instructions. Our preliminary analysis reveals that even the advanced LLMs, such as GPT-4, exhibit shortcomings in understanding and prioritizing the rules. Therefore, we present PriorityDistill, a semi-automated approach for distilling priority following signals from LLM simulations to ensure robust rule integration and adherence. Our experiments show that this method not only effectively minimizes misalignments utilizing only one general rule but also adapts smoothly to various unseen rules, ensuring they are shielded from hijacking and that the model responds appropriately.

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Mitigating Large Language Model Hallucinations via Autonomous Knowledge Graph-based Retrofitting

Incorporating factual knowledge in knowledge graph is regarded as a promising approach for mitigating the hallucination of large language models (LLMs). Existing methods usually only use the user's input to query the knowledge graph, thus failing to address the factual hallucination generated by LLMs during its reasoning process. To address this problem, this paper proposes Knowledge Graph-based Retrofitting (KGR), a new framework that incorporates LLMs with KGs to mitigate factual hallucination during the reasoning process by retrofitting the initial draft responses of LLMs based on the factual knowledge stored in KGs. Specifically, KGR leverages LLMs to extract, select, validate, and retrofit factual statements within the model-generated responses, which enables an autonomous knowledge verifying and refining procedure without any additional manual efforts. Experiments show that KGR can significantly improve the performance of LLMs on factual QA benchmarks especially when involving complex reasoning processes, which demonstrates the necessity and effectiveness of KGR in mitigating hallucination and enhancing the reliability of LLMs.

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Influence of External Information on Large Language Models Mirrors Social Cognitive Patterns

Social cognitive theory explains how people learn and acquire knowledge through observing others. Recent years have witnessed the rapid development of large language models (LLMs), which suggests their potential significance as agents in the society. LLMs, as AI agents, can observe external information, which shapes their cognition and behaviors. However, the extent to which external information influences LLMs' cognition and behaviors remains unclear. This study investigates how external statements and opinions influence LLMs' thoughts and behaviors from a social cognitive perspective. Three experiments were conducted to explore the effects of external information on LLMs' memories, opinions, and social media behavioral decisions. Sociocognitive factors, including source authority, social identity, and social role, were analyzed to investigate their moderating effects. Results showed that external information can significantly shape LLMs' memories, opinions, and behaviors, with these changes mirroring human social cognitive patterns such as authority bias, in-group bias, emotional positivity, and emotion contagion. This underscores the challenges in developing safe and unbiased LLMs, and emphasizes the importance of understanding the susceptibility of LLMs to external influences.

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Learning In-context Learning for Named Entity Recognition

Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function $\mathcal{ λ_ {\text{instruction, demonstrations, text}}. M}$, and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., $\mathcal{ (λ. M) }$(instruction, demonstrations) $\to$ $\mathcal{F}$ where $\mathcal{F}$ will be a new entity extractor, i.e., $\mathcal{F}$: text $\to$ entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.

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Harvesting Event Schemas from Large Language Models

Event schema provides a conceptual, structural and formal language to represent events and model the world event knowledge. Unfortunately, it is challenging to automatically induce high-quality and high-coverage event schemas due to the open nature of real-world events, the diversity of event expressions, and the sparsity of event knowledge. In this paper, we propose a new paradigm for event schema induction -- knowledge harvesting from large-scale pre-trained language models, which can effectively resolve the above challenges by discovering, conceptualizing and structuralizing event schemas from PLMs. And an Event Schema Harvester (ESHer) is designed to automatically induce high-quality event schemas via in-context generation-based conceptualization, confidence-aware schema structuralization and graph-based schema aggregation. Empirical results show that ESHer can induce high-quality and high-coverage event schemas on varying domains.

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Universal Information Extraction as Unified Semantic Matching

The challenge of information extraction (IE) lies in the diversity of label schemas and the heterogeneity of structures. Traditional methods require task-specific model design and rely heavily on expensive supervision, making them difficult to generalize to new schemas. In this paper, we decouple IE into two basic abilities, structuring and conceptualizing, which are shared by different tasks and schemas. Based on this paradigm, we propose to universally model various IE tasks with Unified Semantic Matching (USM) framework, which introduces three unified token linking operations to model the abilities of structuring and conceptualizing. In this way, USM can jointly encode schema and input text, uniformly extract substructures in parallel, and controllably decode target structures on demand. Empirical evaluation on 4 IE tasks shows that the proposed method achieves state-of-the-art performance under the supervised experiments and shows strong generalization ability in zero/few-shot transfer settings.

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Unified Structure Generation for Universal Information Extraction

Information extraction suffers from its varying targets, heterogeneous structures, and demand-specific schemas. In this paper, we propose a unified text-to-structure generation framework, namely UIE, which can universally model different IE tasks, adaptively generate targeted structures, and collaboratively learn general IE abilities from different knowledge sources. Specifically, UIE uniformly encodes different extraction structures via a structured extraction language, adaptively generates target extractions via a schema-based prompt mechanism - structural schema instructor, and captures the common IE abilities via a large-scale pre-trained text-to-structure model. Experiments show that UIE achieved the state-of-the-art performance on 4 IE tasks, 13 datasets, and on all supervised, low-resource, and few-shot settings for a wide range of entity, relation, event and sentiment extraction tasks and their unification. These results verified the effectiveness, universality, and transferability of UIE.

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Procedural Text Understanding via Scene-Wise Evolution

Procedural text understanding requires machines to reason about entity states within the dynamical narratives. Current procedural text understanding approaches are commonly \textbf{entity-wise}, which separately track each entity and independently predict different states of each entity. Such an entity-wise paradigm does not consider the interaction between entities and their states. In this paper, we propose a new \textbf{scene-wise} paradigm for procedural text understanding, which jointly tracks states of all entities in a scene-by-scene manner. Based on this paradigm, we propose \textbf{S}cene \textbf{G}raph \textbf{R}easoner (\textbf{SGR}), which introduces a series of dynamically evolving scene graphs to jointly formulate the evolution of entities, states and their associations throughout the narrative. In this way, the deep interactions between all entities and states can be jointly captured and simultaneously derived from scene graphs. Experiments show that SGR not only achieves the new state-of-the-art performance but also significantly accelerates the speed of reasoning.

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Text2Event: Controllable Sequence-to-Structure Generation for End-to-end Event Extraction

Event extraction is challenging due to the complex structure of event records and the semantic gap between text and event. Traditional methods usually extract event records by decomposing the complex structure prediction task into multiple subtasks. In this paper, we propose Text2Event, a sequence-to-structure generation paradigm that can directly extract events from the text in an end-to-end manner. Specifically, we design a sequence-to-structure network for unified event extraction, a constrained decoding algorithm for event knowledge injection during inference, and a curriculum learning algorithm for efficient model learning. Experimental results show that, by uniformly modeling all tasks in a single model and universally predicting different labels, our method can achieve competitive performance using only record-level annotations in both supervised learning and transfer learning settings.

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From Discourse to Narrative: Knowledge Projection for Event Relation Extraction

Current event-centric knowledge graphs highly rely on explicit connectives to mine relations between events. Unfortunately, due to the sparsity of connectives, these methods severely undermine the coverage of EventKGs. The lack of high-quality labelled corpora further exacerbates that problem. In this paper, we propose a knowledge projection paradigm for event relation extraction: projecting discourse knowledge to narratives by exploiting the commonalities between them. Specifically, we propose Multi-tier Knowledge Projection Network (MKPNet), which can leverage multi-tier discourse knowledge effectively for event relation extraction. In this way, the labelled data requirement is significantly reduced, and implicit event relations can be effectively extracted. Intrinsic experimental results show that MKPNet achieves the new state-of-the-art performance, and extrinsic experimental results verify the value of the extracted event relations.

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Syntactic and Semantic-driven Learning for Open Information Extraction

One of the biggest bottlenecks in building accurate, high coverage neural open IE systems is the need for large labelled corpora. The diversity of open domain corpora and the variety of natural language expressions further exacerbate this problem. In this paper, we propose a syntactic and semantic-driven learning approach, which can learn neural open IE models without any human-labelled data by leveraging syntactic and semantic knowledge as noisier, higher-level supervisions. Specifically, we first employ syntactic patterns as data labelling functions and pretrain a base model using the generated labels. Then we propose a syntactic and semantic-driven reinforcement learning algorithm, which can effectively generalize the base model to open situations with high accuracy. Experimental results show that our approach significantly outperforms the supervised counterparts, and can even achieve competitive performance to supervised state-of-the-art (SoA) model

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A Rigorous Study on Named Entity Recognition: Can Fine-tuning Pretrained Model Lead to the Promised Land?

Fine-tuning pretrained model has achieved promising performance on standard NER benchmarks. Generally, these benchmarks are blessed with strong name regularity, high mention coverage and sufficient context diversity. Unfortunately, when scaling NER to open situations, these advantages may no longer exist. And therefore it raises a critical question of whether previous creditable approaches can still work well when facing these challenges. As there is no currently available dataset to investigate this problem, this paper proposes to conduct randomization test on standard benchmarks. Specifically, we erase name regularity, mention coverage and context diversity respectively from the benchmarks, in order to explore their impact on the generalization ability of models. To further verify our conclusions, we also construct a new open NER dataset that focuses on entity types with weaker name regularity and lower mention coverage to verify our conclusion. From both randomization test and empirical experiments, we draw the conclusions that 1) name regularity is critical for the models to generalize to unseen mentions; 2) high mention coverage may undermine the model generalization ability and 3) context patterns may not require enormous data to capture when using pretrained encoders.

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End-to-End Neural Event Coreference Resolution

Traditional event coreference systems usually rely on pipeline framework and hand-crafted features, which often face error propagation problem and have poor generalization ability. In this paper, we propose an End-to-End Event Coreference approach -- E3C neural network, which can jointly model event detection and event coreference resolution tasks, and learn to extract features from raw text automatically. Furthermore, because event mentions are highly diversified and event coreference is intricately governed by long-distance, semantic-dependent decisions, a type-guided event coreference mechanism is further proposed in our E3C neural network. Experiments show that our method achieves new state-of-the-art performance on two standard datasets.

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