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Yaoyu Zhao

Publications and source records attributed to Yaoyu Zhao.

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Classifying Capabilities (Extended Version)

Capture checking in Scala 3 enables lightweight and practical effect and resource tracking by recording capabilities in types. However, the system offers no way to reason about kinds of capabilities. Natural constraints such as "retaining only the control-flow capabilities of this closure" or "excluding all thread-local capabilities from this argument" become inexpressible. Both arise in the Scala 3 standard library: "Try" re-throws caught exceptions, so it retains only the control-flow capabilities of its body, and "Future" must not capture thread-local resources. The inability to state these constraints has kept parts of the library outside capture checking. We introduce capability classifiers: a tree-structured, user-extensible hierarchy of tags that classify capabilities by their semantic role. Projections filter capture sets by classifier, supporting both inclusion ("c.only[C]") and exclusion ("c.except[C]"). The tree structure enables decidable disjointness reasoning: classifiers on separate branches are guaranteed to be disjoint regardless of unknown extensions elsewhere in the hierarchy. We formalize classifiers as an extension of System Capless, a core calculus for capture checking, introducing a classifier kind algebra based on intersection, union, and subtraction of classifier subtrees. We extend the operational semantics to model exception interception and establish type safety, effect safety, and handler coverage via a big-step proof, fully mechanized in Lean 4. Classifiers are implemented in the Scala 3 capture checker, and we demonstrate their use on standard library types and real-world effect exclusion patterns.

cs.PL

System Capybara: Tracking Capabilities for Separation and Freshness (Extended Version)

Substructural type systems give strong static control over aliasing. Examples include uniqueness, separation, and borrowing. How can such control be brought to established languages whose programming models rely on higher-order abstraction, unrestricted aliasing, and pervasive sharing? We study this problem in the context of Scala. We show how to retrofit these guarantees selectively instead of globally: ordinary code keeps Scala's usual aliasing discipline, while stronger guarantees can be enforced where they matter. Our starting point is Scala's capture checking, whose treatment of capabilities is inspired by the object-capability tradition: capabilities are ordinary values, and capture sets record, in a value's type, which capabilities the value may use. We develop System Capybara, which adds a selective alias-control layer to this mechanism. By tracking separation, consumption, freshness, and read-only access for capabilities, Capybara recovers key reasoning principles from substructural and ownership-based disciplines without global invariants. We give a type-preserving translation from the surface calculus Capybara to CoreCapybara, a core calculus extending System Capless, the earlier foundation for capture checking. The translation uses quantifiers for capture polymorphism and freshness, and constraint-indexed modal types for separation. We prove a semantic soundness result for the core calculus in Lean 4 and derive type safety, memory safety (no use-after-free or double-free), immutability of read-only computations, and data-race freedom for well-typed programs. Finally, we implement Scala 3's new separation checker, which brings higher-order separation reasoning about effects, capabilities, and resources to ordinary Scala, including fearless concurrency.

cs.PL

LACUNA: Safe Agents as Recursive Program Holes

LLM agents increasingly act by writing code, yet a split persists between the runtime that drives the agent and the code the model writes. The runtime owns the loop, context, and control flow, and the model has little say over any of them. Letting model-written code shape the runtime itself would make agents more expressive, but it would also sharpen safety problems. A model can be diverted by a prompt injection, call the wrong tool, or fail partway and leave an inconsistent state, and each such failure reaches further when the code shapes the runtime than when it expresses a single action. We present LACUNA, a programming model for agents that closes this split while preserving safety. Each agent action is a typed call $\texttt{agent[T](task)}$ that the LLM fills with code when execution reaches it, and the code is type-checked against the surrounding program before it runs. Because each action is accepted or rejected as a whole, a rejected one leaves the environment untouched, and its compiler diagnostics drive a retry. The same check also bounds which tools and data an action may use and how they flow. Our primitive expresses ReAct loops, sub-agents, skills, parallel decomposition, and multi-model planning as ordinary control flow. We evaluate LACUNA on a collection of test cases, BrowseComp-Plus, and $τ^2$-bench. On BrowseComp-Plus, $8.6\%$ of generations are rejected before execution, with 0.7 retries per query on average, and the agent reaches $27.1\%$ accuracy. On $τ^2$-bench, LACUNA solves $76.0\%$ of $392$ tasks across four domains with a capable model, on par with the baseline agent.

cs.AI

Tracking Capabilities for Safer Agents

AI agents that interact with the real world through tool calls pose fundamental safety challenges: agents might leak private information, cause unintended side effects, or be manipulated through prompt injection. To address these challenges, we propose to put the agent in a programming-language-based "safety harness": instead of calling tools directly, agents express their intentions as code in a capability-safe language: Scala 3 with capture checking. Capabilities are program variables that regulate access to effects and resources of interest. Scala's type system tracks capabilities statically, providing fine-grained control over what an agent can do. In particular, it enables local purity, the ability to enforce that sub-computations are side-effect-free, preventing information leakage when agents process classified data. We demonstrate that extensible agent safety harnesses can be built by leveraging a strong type system with tracked capabilities. Our experiments show that agents can generate capability-safe code with no significant loss in task performance, while the type system reliably prevents unsafe behaviors such as information leakage and malicious side effects.

cs.AI

Qualifying System F-sub

Type qualifiers offer a lightweight mechanism for enriching existing type systems to enforce additional, desirable, program invariants. They do so by offering a restricted but effective form of subtyping. While the theory of type qualifiers is well understood and present in many programming languages today, polymorphism over type qualifiers is an area that is less examined. We explore how such a polymorphic system could arise by constructing a calculus System F<:Q which combines the higher-rank bounded polymorphism of System F<: with the theory of type qualifiers. We explore how the ideas used to construct System F<:Q can be reused in situations where type qualifiers naturally arise -- in reference immutability, function colouring, and capture checking. Finally, we re-examine other qualifier systems in the literature in light of the observations presented while developing System F<:Q.

cs.PL