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Yen-Chi Chen

Publications and source records attributed to Yen-Chi Chen.

71 records · Page 4Linked to original sources

Statistical Inference for Cluster Trees

A cluster tree provides a highly-interpretable summary of a density function by representing the hierarchy of its high-density clusters. It is estimated using the empirical tree, which is the cluster tree constructed from a density estimator. This paper addresses the basic question of quantifying our uncertainty by assessing the statistical significance of topological features of an empirical cluster tree. We first study a variety of metrics that can be used to compare different trees, analyze their properties and assess their suitability for inference. We then propose methods to construct and summarize confidence sets for the unknown true cluster tree. We introduce a partial ordering on cluster trees which we use to prune some of the statistically insignificant features of the empirical tree, yielding interpretable and parsimonious cluster trees. Finally, we illustrate the proposed methods on a variety of synthetic examples and furthermore demonstrate their utility in the analysis of a Graft-versus-Host Disease (GvHD) data set.

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Detecting Effects of Filaments on Galaxy Properties in the Sloan Digital Sky Survey III

We study the effects of filaments on galaxy properties in the Sloan Digital Sky Survey (SDSS) Data Release 12 using filaments from the `Cosmic Web Reconstruction' catalogue (Chen et al. 2016), a publicly available filament catalogue for SDSS. Since filaments are tracers of medium-to-high density regions, we expect that galaxy properties associated with the environment are dependent on the distance to the nearest filament. Our analysis demonstrates that a red galaxy or a high-mass galaxy tend to reside closer to filaments than a blue or low-mass galaxy. After adjusting the effect from stellar mass, on average, early-forming galaxies or large galaxies have a shorter distance to filaments than late-forming galaxies or small galaxies. For the Main galaxy sample (MGS), all signals are very significant ($>6σ$). For the LOWZ and CMASS sample, the stellar mass and size are significant ($>2 σ$). The filament effects we observe persist until $z = 0.7$ (the edge of the CMASS sample). Comparing our results to those using the galaxy distances from redMaPPer galaxy clusters as a reference, we find a similar result between filaments and clusters. Moreover, we find that the effect of clusters on the stellar mass of nearby galaxies depends on the galaxy's filamentary environment. Our findings illustrate the strong correlation of galaxy properties with proximity to density ridges, strongly supporting the claim that density ridges are good tracers of filaments.

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Statistical Inference Using Mean Shift Denoising

In this paper, we study how the mean shift algorithm can be used to denoise a dataset. We introduce a new framework to analyze the mean shift algorithm as a denoising approach by viewing the algorithm as an operator on a distribution function. We investigate how the mean shift algorithm changes the distribution and show that data points shifted by the mean shift concentrate around high density regions of the underlying density function. By using the mean shift as a denoising method, we enhance the performance of several clustering techniques, improve the power of two-sample tests, and obtain a new method for anomaly detection.

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Density Level Sets: Asymptotics, Inference, and Visualization

We derive asymptotic theory for the plug-in estimate for density level sets under Hausdoff loss. Based on the asymptotic theory, we propose two bootstrap confidence regions for level sets. The confidence regions can be used to perform tests for anomaly detection and clustering. We also introduce a technique to visualize high dimensional density level sets by combining mode clustering and multidimensional scaling.

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Intrinsic alignments in redMaPPer clusters -- I. Central galaxy alignments and angular segregation of satellites

The shapes of cluster central galaxies are not randomly oriented, but rather exhibit coherent alignments with the shapes of their parent clusters as well as with the surrounding large-scale structures. In this work, we aim to identify the galaxy and cluster quantities that most strongly predict the central galaxy alignment phenomenon among a large parameter space with a sample of 8237 clusters and 94817 members within 0.1<z<0.35, based on the redMaPPer cluster catalog constructed from the Sloan Digital Sky Survey. We first quantify the alignment between the projected central galaxy shapes and the distribution of member satellites, to understand what central galaxy and cluster properties most strongly correlate with these alignments. Next, we investigate the angular segregation of satellites with respect to their central galaxy major axis directions, to identify the satellite properties that most strongly predict their angular segregation. We find that central galaxies are more aligned with their member galaxy distributions in clusters that are more elongated and have higher richness, and for central galaxies with larger physical size, higher luminosity and centering probability, and redder color. Satellites with redder color, higher luminosity, located closer to the central galaxy, and with smaller ellipticity show a stronger angular segregation toward their central galaxy major axes. Finally, we provide physical explanations for some of the identified correlations, and discuss the connection to theories of central galaxy alignments, the impact of primordial alignments with tidal fields, and the importance of anisotropic accretion.

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Nonparametric modal regression

Modal regression estimates the local modes of the distribution of $Y$ given $X=x$, instead of the mean, as in the usual regression sense, and can hence reveal important structure missed by usual regression methods. We study a simple nonparametric method for modal regression, based on a kernel density estimate (KDE) of the joint distribution of $Y$ and $X$. We derive asymptotic error bounds for this method, and propose techniques for constructing confidence sets and prediction sets. The latter is used to select the smoothing bandwidth of the underlying KDE. The idea behind modal regression is connected to many others, such as mixture regression and density ridge estimation, and we discuss these ties as well.

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A Comprehensive Approach to Mode Clustering

Mode clustering is a nonparametric method for clustering that defines clusters using the basins of attraction of a density estimator's modes. We provide several enhancements to mode clustering: (i) a soft variant of cluster assignment, (ii) a measure of connectivity between clusters, (iii) a technique for choosing the bandwidth, (iv) a method for denoising small clusters, and (v) an approach to visualizing the clusters. Combining all these enhancements gives us a complete procedure for clustering in multivariate problems. We also compare mode clustering to other clustering methods in several examples

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Asymptotic theory for density ridges

The large sample theory of estimators for density modes is well understood. In this paper we consider density ridges, which are a higher-dimensional extension of modes. Modes correspond to zero-dimensional, local high-density regions in point clouds. Density ridges correspond to $s$-dimensional, local high-density regions in point clouds. We establish three main results. First we show that under appropriate regularity conditions, the local variation of the estimated ridge can be approximated by an empirical process. Second, we show that the distribution of the estimated ridge converges to a Gaussian process. Third, we establish that the bootstrap leads to valid confidence sets for density ridges.

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Statistical Analysis of Persistence Intensity Functions

Persistence diagrams are two-dimensional plots that summarize the topological features of functions and are an important part of topological data analysis. A problem that has received much attention is how deal with sets of persistence diagrams. How do we summarize them, average them or cluster them? One approach -- the persistence intensity function -- was introduced informally by Edelsbrunner, Ivanov, and Karasev (2012). Here we provide a modification and formalization of this approach. Using the persistence intensity function, we can visualize multiple diagrams, perform clustering and conduct two-sample tests.

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Cosmic Web Reconstruction through Density Ridges: Catalogue

We construct a catalogue for filaments using a novel approach called SCMS (subspace constrained mean shift; Ozertem & Erdogmus 2011; Chen et al. 2015). SCMS is a gradient-based method that detects filaments through density ridges (smooth curves tracing high-density regions). A great advantage of SCMS is its uncertainty measure, which allows an evaluation of the errors for the detected filaments. To detect filaments, we use data from the Sloan Digital Sky Survey, which consist of three galaxy samples: the NYU main galaxy sample (MGS), the LOWZ sample and the CMASS sample. Each of the three dataset covers different redshift regions so that the combined sample allows detection of filaments up to z = 0.7. Our filament catalogue consists of a sequence of two-dimensional filament maps at different redshifts that provide several useful statistics on the evolution cosmic web. To construct the maps, we select spectroscopically confirmed galaxies within 0.050 < z < 0.700 and partition them into 130 bins. For each bin, we ignore the redshift, treating the galaxy observations as a 2-D data and detect filaments using SCMS. The filament catalogue consists of 130 individual 2-D filament maps, and each map comprises points on the detected filaments that describe the filamentary structures at a particular redshift. We also apply our filament catalogue to investigate galaxy luminosity and its relation with distance to filament. Using a volume-limited sample, we find strong evidence (6.1$σ$ - 12.3$σ$) that galaxies close to filaments are generally brighter than those at significant distance from filaments.

astro-ph.CO↗

Cosmic Web Reconstruction through Density Ridges: Method and Algorithm

The detection and characterization of filamentary structures in the cosmic web allows cosmologists to constrain parameters that dictates the evolution of the Universe. While many filament estimators have been proposed, they generally lack estimates of uncertainty, reducing their inferential power. In this paper, we demonstrate how one may apply the Subspace Constrained Mean Shift (SCMS) algorithm (Ozertem and Erdogmus (2011); Genovese et al. (2012)) to uncover filamentary structure in galaxy data. The SCMS algorithm is a gradient ascent method that models filaments as density ridges, one-dimensional smooth curves that trace high-density regions within the point cloud. We also demonstrate how augmenting the SCMS algorithm with bootstrap-based methods of uncertainty estimation allows one to place uncertainty bands around putative filaments. We apply the SCMS method to datasets sampled from the P3M N-body simulation, with galaxy number densities consistent with SDSS and WFIRST-AFTA and to LOWZ and CMASS data from the Baryon Oscillation Spectroscopic Survey (BOSS). To further assess the efficacy of SCMS, we compare the relative locations of BOSS filaments with galaxy clusters in the redMaPPer catalog, and find that redMaPPer clusters are significantly closer (with p-values $< 10^{-9}$) to SCMS-detected filaments than to randomly selected galaxies.

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Investigating Galaxy-Filament Alignments in Hydrodynamic Simulations using Density Ridges

In this paper, we study the filamentary structures and the galaxy alignment along filaments at redshift $z=0.06$ in the MassiveBlack-II simulation, a state-of-the-art, high-resolution hydrodynamical cosmological simulation which includes stellar and AGN feedback in a volume of (100 Mpc$/h$)$^3$. The filaments are constructed using the subspace constrained mean shift (SCMS; Ozertem & Erdogmus (2011) and Chen et al. (2015a)). First, we show that reconstructed filaments using galaxies and reconstructed filaments using dark matter particles are similar to each other; over $50\%$ of the points on the galaxy filaments have a corresponding point on the dark matter filaments within distance $0.13$ Mpc$/h$ (and vice versa) and this distance is even smaller at high-density regions. Second, we observe the alignment of the major principal axis of a galaxy with respect to the orientation of its nearest filament and detect a $2.5$ Mpc$/h$ critical radius for filament's influence on the alignment when the subhalo mass of this galaxy is between $10^9M_\odot/h$ and $10^{12}M_\odot/h$. Moreover, we find the alignment signal to increase significantly with the subhalo mass. Third, when a galaxy is close to filaments (less than $0.25$ Mpc$/h$), the galaxy alignment toward the nearest galaxy group depends on the galaxy subhalo mass. Finally, we find that galaxies close to filaments or groups tend to be rounder than those away from filaments or groups.

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Optimal Ridge Detection using Coverage Risk

We introduce the concept of coverage risk as an error measure for density ridge estimation. The coverage risk generalizes the mean integrated square error to set estimation. We propose two risk estimators for the coverage risk and we show that we can select tuning parameters by minimizing the estimated risk. We study the rate of convergence for coverage risk and prove consistency of the risk estimators. We apply our method to three simulated datasets and to cosmology data. In all the examples, the proposed method successfully recover the underlying density structure.

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The Eleventh and Twelfth Data Releases of the Sloan Digital Sky Survey: Final Data from SDSS-III

The third generation of the Sloan Digital Sky Survey (SDSS-III) took data from 2008 to 2014 using the original SDSS wide-field imager, the original and an upgraded multi-object fiber-fed optical spectrograph, a new near-infrared high-resolution spectrograph, and a novel optical interferometer. All the data from SDSS-III are now made public. In particular, this paper describes Data Release 11 (DR11) including all data acquired through 2013 July, and Data Release 12 (DR12) adding data acquired through 2014 July (including all data included in previous data releases), marking the end of SDSS-III observing. Relative to our previous public release (DR10), DR12 adds one million new spectra of galaxies and quasars from the Baryon Oscillation Spectroscopic Survey (BOSS) over an additional 3000 sq. deg of sky, more than triples the number of H-band spectra of stars as part of the Apache Point Observatory (APO) Galactic Evolution Experiment (APOGEE), and includes repeated accurate radial velocity measurements of 5500 stars from the Multi-Object APO Radial Velocity Exoplanet Large-area Survey (MARVELS). The APOGEE outputs now include measured abundances of 15 different elements for each star. In total, SDSS-III added 2350 sq. deg of ugriz imaging; 155,520 spectra of 138,099 stars as part of the Sloan Exploration of Galactic Understanding and Evolution 2 (SEGUE-2) survey; 2,497,484 BOSS spectra of 1,372,737 galaxies, 294,512 quasars, and 247,216 stars over 9376 sq. deg; 618,080 APOGEE spectra of 156,593 stars; and 197,040 MARVELS spectra of 5,513 stars. Since its first light in 1998, SDSS has imaged over 1/3 of the Celestial sphere in five bands and obtained over five million astronomical spectra.

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Risk Bounds For Mode Clustering

Density mode clustering is a nonparametric clustering method. The clusters are the basins of attraction of the modes of a density estimator. We study the risk of mode-based clustering. We show that the clustering risk over the cluster cores --- the regions where the density is high --- is very small even in high dimensions. And under a low noise condition, the overall cluster risk is small even beyond the cores, in high dimensions.

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Generalized Mode and Ridge Estimation

The generalized density is a product of a density function and a weight function. For example, the average local brightness of an astronomical image is the probability of finding a galaxy times the mean brightness of the galaxy. We propose a method for studying the geometric structure of generalized densities. In particular, we show how to find the modes and ridges of a generalized density function using a modification of the mean shift algorithm and its variant, subspace constrained mean shift. Our method can be used to perform clustering and to calculate a measure of connectivity between clusters. We establish consistency and rates of convergence for our estimator and apply the methods to data from two astronomical problems.

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Uncertainty Measures and Limiting Distributions for Filament Estimation

A filament is a high density, connected region in a point cloud. There are several methods for estimating filaments but these methods do not provide any measure of uncertainty. We give a definition for the uncertainty of estimated filaments and we study statistical properties of the estimated filaments. We show how to estimate the uncertainty measures and we construct confidence sets based on a bootstrapping technique. We apply our methods to astronomy data and earthquake data.

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