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Yenming Huang

Publications and source records attributed to Yenming Huang.

4 recordsLinked to original sources

Downlink SCMA Codebook Design with Low Error Rate by Maximizing Minimum Euclidean Distance of Superimposed Codewords

Sparse code multiple access (SCMA), as a codebook-based non-orthogonal multiple access (NOMA) technique, has received research attention in recent years. The codebook design problem for SCMA has also been studied to some extent since codebook choices are highly related to the system's error rate performance. In this paper, we approach the SCMA codebook design problem by formulating an optimization problem to maximize the minimum Euclidean distance (MED) of superimposed codewords under power constraints. While SCMA codebooks with a larger MED are expected to obtain a better BER performance, no optimal SCMA codebook in terms of MED maximization, to the authors' best knowledge, has been reported in the SCMA literature yet. In this paper, a new iterative algorithm based on alternating maximization with exact penalty is proposed for the MED maximization problem. The proposed algorithm, when supplied with appropriate initial points and parameters, achieves a set of codebooks of all users whose MED is larger than any previously reported results. A Lagrange dual problem is derived which provides an upper bound of MED of any set of codebooks. Even though there is still a nonzero gap between the achieved MED and the upper bound given by the dual problem, simulation results demonstrate clear advantages in error rate performances of the proposed set of codebooks over all existing ones not only in AWGN channels but also in some downlink scenarios that fit in 5G/NR applications, making it a good codebook candidate thereof. The proposed set of SCMA codebooks, however, are not shown to outperform existing ones in uplink channels or in the case where non-consecutive OFDMA subcarriers are used. The correctness and accuracy of error curves in the simulation results are further confirmed by the coincidences with the theoretical upper bounds of error rates derived for any given set of codebooks.

cs.IT

Reducing Cubic Metric of Circularly Pulse-Shaped OFDM Signals Through Constellation Shaping Optimization With Performance Constraints

Circularly pulse-shaped orthogonal frequency division multiplexing (CPS-OFDM) is one of the most promising 5G waveforms that addresses two physical layer signal requirements of low out-of-subband emission (OSBE) and low peak-to-average power ratio (PAPR) with flexibility in parameter adaptation. In this paper, a constellation shaping optimization method is proposed to further reduce the cubic metric (CM) of CPS-OFDM signals for the case that demands rather high power amplifier (PA) efficiency at the transmitter. Simulation results demonstrate the superiority of the proposed scheme in CM reduction, and the corresponding benefits of spectral regrowth mitigation and spectral efficiency improvement.

cs.IT

Circularly Pulse-Shaped Precoding for OFDM: A New Waveform and Its Optimization Design for 5G New Radio

A new circularly pulse-shaped (CPS) precoding orthogonal frequency division multiplexing (OFDM) waveform, or CPS-OFDM for short, is proposed in this paper. CPS-OFDM, characterized by user-specific precoder flexibility, possesses the advantages of both low out-of-subband emission (OSBE) and low peak-to-average power ratio (PAPR), which are two major desired physical layer signal properties for various scenarios in 5G New Radio (NR), including fragmented spectrum access, new types of user equipments (UEs), and communications at high carrier frequencies. As opposed to most of existing waveform candidates using windowing or filtering techniques, CPS-OFDM prevents block extension that causes extra inter-block interference (IBI) and envelope fluctuation unfriendly to signal reception and power amplifier (PA) efficiency, respectively. An optimization problem of the prototype shaping vector built in the CPS precoder is formulated to minimize the variance of instantaneous power (VIP) with controllable OSBE power (OSBEP) and noise enhancement penalty (NEP). In order to solve the optimization problem involving a quartic objective function, the majorization-minimization (MM) algorithmic framework is exploited. By proving the convexity of the proposed problem, the globally optimal solution invariant of coming data is guaranteed to be attained via numbers of iterations. Simulation results demonstrate the advantages of the proposed scheme in terms of detection reliability and spectral efficiency for practical 5G cases such as asynchronous transmissions and mixed numerologies.

cs.IT

Matrix Characterization for GFDM Systems: Low-Complexity MMSE Receivers and Optimal Prototype Filters

In this paper, a new matrix-based characterization of generalized-frequency-division-multiplexing (GFDM) transmitter matrices is proposed, as opposed to traditional vector-based characterization with prototype filters. The characterization facilitates deriving properties of GFDM (transmitter) matrices, including conditions for GFDM matrices being nonsingular and unitary, respectively. Using the new characterization, the necessary and sufficient conditions for the existence of a form of low-complexity implementation for a minimum mean square error (MMSE) receiver are derived. Such an implementation exists under multipath channels if the GFDM transmitter matrix is selected to be unitary. For cases where this implementation does not exist, a low-complexity suboptimal MMSE receiver is proposed, with its performance approximating that of an MMSE receiver. The new characterization also enables derivations of optimal prototype filters in terms of minimizing receiver mean square error (MSE). They are found to correspond to the use of unitary GFDM matrices under many scenarios. The use of such optimal filters in GFDM systems does not cause the problem of noise enhancement, thereby demonstrating the same MSE performance as orthogonal frequency division multiplexing. Moreover, we find that GFDM matrices with a size of power of two are verified to exist in the class of unitary GFDM matrices. Finally, while the out-of-band (OOB) radiation performance of systems using a unitary GFDM matrix is not optimal in general, it is shown that the OOB radiation can be satisfactorily low if parameters in the new characterization are carefully chosen.

cs.IT