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Yi Ding

Publications and source records attributed to Yi Ding.

At least 19 recordsLinked to original sources

Zero Variance Portfolio

When the number of assets is larger than the sample size, the minimum variance portfolio interpolates the training data, delivering pathological zero in-sample variance. We show that if the weights of the zero variance portfolio are learned by a novel ``Ridgelet'' estimator, in a new test data this portfolio enjoys out-of-sample generalizability. It exhibits the double descent phenomenon and can achieve optimal risk in the overparametrized regime when the number of assets dominates the sample size. In contrast, a ``Ridgeless'' estimator which invokes the pseudoinverse fails in-sample interpolation and diverges away from out-of-sample optimality. Extensive simulations and empirical studies demonstrate that the Ridgelet method performs competitively in high-dimensional portfolio optimization.

stat.ME↗

Revisiting LLM Homogeneity Through a Multidimensional Lens

Concerns about LLM homogeneity are typically quantified with embedding similarity, which reduces two texts to a single score. We revisit homogeneity with 25 interpretable metrics spanning five dimensions: semantic, lexical, syntactic, structural, and stylistic & presentational. A human study shows that perceived similarity depends on both content (what responses say) and form (how they say it), yet embedding similarity correlates less with human meaning judgments than sentence-level matching ($ρ=0.417$ vs. $0.606$) and not significantly with form judgments ($ρ=0.140$). Across 18 contemporary LLMs, models say similar things in different words: they share global semantics and broad linguistic profiles but remain distinct in lexical characteristics, structural patterns, and interactional conventions. Across releases from 2024 to 2026, models become more like themselves but not more like one another: among significantly changing metrics, intra-model distances decrease for 17 of 22, and inter-model distances increase for 14 of 21. Across two post-training pipelines, model-specific conventions emerge during SFT and are selectively reshaped by preference optimization. These results suggest that homogeneity is multidimensional and evolving, and that embedding similarity alone can overstate cross-model homogeneity while concealing diverging intra- and inter-model trends.

cs.CL↗

LEAF: Language-EEG Aligned Foundation Model for Brain-computer interfaces

Electroencephalography (EEG) foundation models learn transferable representations for brain-computer interfaces, but existing approaches treat tasks and labels as discrete targets and fail to use the semantic structure of natural-language task instructions to guide representation learning. We present LEAF, a foundation model for EEG-Language Alignment with Semantic Task Instruction and Querying. LEAF integrates task-aware semantic guidance to produce structured and linguistically aligned EEG embeddings, thereby enhancing decoding robustness and transferability. In the EEG pretraining stage, we introduce a joint Spectral-Temporal Reconstruction (STR) framework that captures the coupled spectral rhythms and temporal dynamics of EEG signals. STR applies randomized spectral perturbation to enhance frequency robustness and uses two complementary temporal objectives to learn both contextual and sequential structure. In the EEG-Language alignment stage, we propose the Instruction-conditioned Q-Former (IQF). This query-based cross-attention transformer injects instruction embeddings into EEG tokens and achieves semantic alignment with textual label embeddings through learnable queries. We evaluate LEAF on 16 downstream datasets spanning motor imagery, emotion recognition, steady-state visual evoked potentials, covert speech, and mental-workload decoding. Under supervised finetuning, LEAF achieves the best balanced accuracy on 12 of the 16 datasets and the strongest average performance across the evaluated paradigms. Further analyses show that instruction conditioning reduces intra-class variation, increases inter-class separation, and aligns EEG representations more closely with textual class prototypes. These findings support the use of task instructions as semantic priors for transferable EEG decoding. Code is available at https://github.com/Jiang-Muyun/LEAF.

cs.LG↗

Wavelet Packet-Based Diffusion Model for Ground Motion Generation with Multi-Conditional Energy and Spectral Matching

Temporal energy distribution strongly affects nonlinear structural response and cumulative damage. We propose a multi-conditional diffusion framework for ground motion synthesis that simultaneously matches temporal energy evolution and target response spectra. Wavelet packet decomposition provides the signal representation and enables direct waveform reconstruction via orthogonal filter banks. A Transformer-based conditional encoder with cross-attention integrates heterogeneous conditions, including spectral ordinates, Arias intensity, temporal parameters, and Husid curves. The framework adopts the Elucidating Diffusion Model (EDM) with second-order Heun sampling to improve inference efficiency without sacrificing quality. Tests on the NGA-West2 database show that explicit temporal-energy constraints markedly improve control of energy onset and significant duration while preserving spectrum matching and maintaining stable diversity sampling. The framework yields spectrum-compatible motions with realistic energy evolution and supports uncertainty quantification via conditional diversity sampling.

physics.geo-ph↗

Scenario-conditioned flow matching for probabilistic generation of three-component ground-motion waveforms

Performance-based seismic risk assessment requires three-component acceleration histories compatible with specified source, path, and site conditions. Conventional ground-motion prediction equations provide scalar intensity measures, while many generative waveform models learn amplitude and waveform shape within a single high-dimensional target. We present WaveFlowGMM, a two-stage probabilistic ground-motion model that uses peak ground acceleration (PGA) as an amplitude interface between scenario conditioning and waveform generation. The amplitude stage uses physics-informed symbolic learning to estimate component-wise PGA medians and a full cross-component covariance. The waveform stage uses few-step AlphaFlow in an invertible wavelet-packet coefficient space to generate normalised three-component histories that are rescaled by sampled PGA. Tests on an event-level NGA-West2 holdout set show that the generated motions recover the main magnitude, distance, and site scaling, keep peak and spectral residuals close to zero, preserve three-component amplitude dependence, and yield velocity and displacement histories without systematic drift after integration of the generated three-component acceleration histories. The framework provides an interpretable and computationally efficient candidate component for waveform-level seismic hazard and risk analysis.

physics.geo-ph↗

Learning to Formulate: Agentic Hardware-Software Co-Design of AI Infrastructure through Progressive Optimization and Verification

AI infrastructure, the chips and software that train and serve AI models, is designed in layers. Layers make the system manageable, but they also fix which choices an optimizer can consider. Gains that need the chip and its software to change together are excluded before optimization begins: the formulation leaves them out. Language-model agents make it possible to revisit these boundaries, but an agent's proposal cannot show by itself that a design is correct or optimal. We present Formulaic, a flow that divides the work. The agent writes the formulation, a mathematical solver optimizes within it, and verification and measurement check its assumptions and results. The agent refines the problem step by step, from the computation graph toward the chip. Each step is a template: a family of programs with the conditions under which they are correct. Wall relaxation searches the chip by pricing the hardware limits that bind the software. This paper takes a first step, through separate studies rather than one end-to-end run. On NVIDIA GB10, templates the agent wrote run complete Qwen3-8B layers $1.075\times$ faster than SGLang. In a simulated Ventus GPU study, joint design cuts the worst-scenario cycles of Qwen2.5-0.5B to 0.428 of the reference, against 0.934 for software alone. On a five-step GEMM refinement chain, reusing proofs makes checking $2.51\times$ faster.

cs.AR↗

BrainPro: Process-conditioned Pretraining with Topographic Retrieval for Large EEG Models

EEG foundation models are pretrained on heterogeneous corpora, but two challenges remain underexplored: (1) experimental protocols provide mental-process cues that are rarely used in masked pretraining, and (2) electrode montages vary across datasets, making spatial representations montage-dependent. Existing methods typically learn a single general-purpose representation and model spatial structure implicitly, limiting their ability to exploit process-related information under montage heterogeneity. We introduce BrainPro, a process-conditioned self-supervised pretraining framework that couples topographic retrieval with shared and process-associated representation learning. BrainPro maps dataset-specific montages to a universal channel-region template and retrieves channel- and region-level spatial filters to form a topographically aligned spatial basis. Over this basis, BrainPro learns a shared encoder for general EEG structure and additional affective, motor-related, and auxiliary residual branches for process-associated variation. Protocol-derived mental-process cues condition branch activation and region-weighted masked reconstruction, incorporating topographic spatial priors and process information. Across nine public BCI benchmarks, BrainPro achieves strong performance among evaluated baselines. Ablations, channel-drop analysis, encoder-configuration studies, and spatial-filter visualizations suggest that topographic retrieval and process-conditioned representation learning jointly improve EEG decoding. Our code is available at https://github.com/yi-ding-cs/BrainPro.

cs.LG↗

Finite-size spin fluctuations and fixed-index sweeps in a ferromagnetic spinor condensate

We find a dip in the optimized rotation quantum Fisher information of a zero-magnetization ferromagnetic spin-1 Bose-Einstein condensate near the excited-state quantum phase transition. Its displacement from $ε_c=-q$ decreases on an inverse-size scale. At $q=0.6,0.8,1.0,1.2$, the dip value of $F_{\max}$ equals $2\langle S^2\rangle$ for $N$ up to $3840$, linking it to total-spin fluctuations. A semiclassical orbit average normalized by the classical density of states describes the dip over $N=120$--$3840$ with maximum relative residual below $0.028$; a small power law fits comparably. Inserting the measured energy offsets directly into the semiclassical formula leaves residuals of $17$--$30\%$, so $κ$ acts as an effective cutoff. Among retained states, spin-nematic squeezing occurs at the spectral edges. Separately, fixed-index excited-state sweeps have half-excitation times between $11.2$ and $13.1$ times their ground-state counterparts, with local size exponents increasing across the four sizes.

cond-mat.quant-gas↗

HandsOn: A Large-Scale Simulation Benchmark for Generalizable Dexterous Manipulation

General-purpose manipulation requires reliable behavior across embodiments, objects, and task demands. We introduce HandsOn, a composable simulation platform and benchmark for cross-embodiment dexterous manipulation. It supports five robotic arms, six dexterous hands, and approximately 200 rigid, articulated, and deformable assets in randomized scenes. The benchmark pairs 18,000 curated human demonstrations with 66 human-verified tasks: Core-50 supports demonstration-based learning and execution tests, while Transfer-16 evaluates asset and relation transfer, skill composition, and deformable manipulation without target-task training demonstrations. Qualitative real-robot rollouts illustrate sim-to-real transfer. Across diffusion, vision-language-action, world-action, and prompted VLM-based methods, the best trained multi-task policy achieves 29.1% Core-50 success. Without benchmark finetuning, GPT-6 using move_eef for palm-and-finger control achieves 5.2% on Core-50 and 1.9% on Transfer-16 over 660 trials. Trained-policy stage diagnostics expose failures in contact establishment, action coordination, and maintaining achieved goals, with additional sequencing errors in composed tasks. HandsOn provides a shared basis for investigating manipulation generalization and the limits of reliable physical interaction.

cs.RO↗

REWIND: Uncertainty-Guided Trajectory Repair for Test-Time Reasoning

An early mistake in the generated reasoning can constrain all subsequent reasoning. Repeated-generation methods, like MCMC-based approaches, attempt to improve output quality by sampling multiple generations, but their effectiveness can be limited by randomly selecting where to regenerate. On MATH500 with Qwen2.5-Math-7B, we find that incorrect responses have substantially higher mean token entropy than correct responses, with an average within-question relative increase of approximately 112%, suggesting that entropy can signal reasoning errors. Motivated by this finding, we introduce REWIND, a training-free controller that uses entropy dynamics to propose targeted suffix regenerations. Across three model families and five benchmarks, REWIND outperforms all baselines, with gains of 0.51-10.00 percentage points over the strongest baseline. These results demonstrate the effectiveness of targeted, uncertainty-guided trajectory repair across models and tasks. Our code is available at https://anonymous.4open.science/r/rewind-D310.

cs.CL↗

DEFT: Disentanglement-Enhanced Fine-Tuning for EEG Foundation Models

EEG foundation models (EFMs) have improved EEG representation learning by transferring knowledge from large-scale multi-subject pretraining to downstream tasks. However, their pretrained embeddings often retain substantial subject-related variation, placing an additional burden on the downstream classifier, especially in cross-subject settings. To address this issue, we propose Disentangled EFM Fine-Tuning (DEFT), a plug-and-play adapter for EFM fine-tuning. DEFT encourages branch disentanglement of pretrained tokens into task-oriented content and subject-consistent style, then performs downstream prediction from the content branch. It instantiates this factorize-before-classify design with recursive Gaussian refinement, temporal-variance regularization, subject-aware contrastive learning, and reconstruction. Experiments across multiple EEG datasets and four EFM backbones show that DEFT improves matched fine-tuning baselines. Further ablations and analyses support the intended content/style branch organization.

cs.LG↗

SPDAlign: Interpretable Riemannian Alignment for EEG Forward Modeling Shifts

Electroencephalography (EEG) based brain-computer interfaces enable direct brain-to-device communication for applications such as rehabilitation and communication. However, their practical utility is often limited as the non-stationary nature of the EEG data introduces distribution shifts across domains (e.g., sessions and subjects). Adapting machine learning models to be invariant to these shifts in an unsupervised way, without using costly labeled calibration data, would drastically improve the utility of EEG data. In this work, we use a classic generative model of EEG to study distribution shifts introduced by the domain-specific forward process, which is associated with factors such as head geometry. We theoretically show that such distribution shifts can be recovered solely through linear transformations on the Symmetric Positive Definite manifold. Building on this insight, we propose SPDAlign, an interpretable framework for promoting domain-invariant EEG learning. SPDAlign first aligns the domain-specific means and corrects global rotations across domains using a recent optimal transport technique called Wasserstein Procrustes. We systematically study the proposed approach through simulations and demonstrate its competitive performance on extensive public EEG datasets. Additionally, SPDAlign is a globally linear framework and is intrinsically interpretable, so that the framework can identify frequency ranges of interest, determine the spatial patterns reflecting source-sensor relationships, and address cross-subject variability.

cs.LG↗

EulerESG: Automating ESG Disclosure Analysis with LLMs

Environmental, Social, and Governance (ESG) reports have become central to how companies communicate climate risk, social impact, and governance practices, yet they are still published primarily as long, heterogeneous PDF documents. This makes it difficult to systematically answer seemingly simple questions. Existing tools either rely on brittle rule-based extraction or treat ESG reports as generic text, without explicitly modelling the underlying reporting standards. We present \textbf{EulerESG}, an LLM-powered system for automating ESG disclosure analysis with explicit awareness of ESG frameworks. EulerESG combines (i) dual-channel retrieval and LLM-driven disclosure analysis over ESG reports, and (ii) an interactive dashboard and chatbot for exploration, benchmarking, and explanation. Using four globally recognised companies and twelve SASB sub-industries, we show that EulerESG can automatically populate standard-aligned metric tables with high fidelity (up to 0.95 average accuracy) while remaining practical in end-to-end runtime, and we compare several recent LLM models in this setting. The full implementation, together with a demonstration video, is publicly available at https://github.com/UNSW-database/EulerESG.

cs.CL↗

ZeroMAG: Zero-Shot Multimodal Adapter Generation for Plug-and-Play EEG Foundation Models

EEG foundation models (EFMs) capture reusable knowledge from large-scale EEG data, while many EEG recordings also include companion physiological signals that provide complementary information beyond the EEG-only interface. The challenge is to preserve this pretrained knowledge while extending the EFM to heterogeneous multimodal recordings through an adaptation inferred from unlabeled target data. We introduce ZeroMAG, a zero-shot multimodal adapter generation framework that extends a frozen EEG encoder and prediction head using unlabeled target recordings, without target labels or target-side optimization. The target datasets are held out from all model training and selection in the ZeroMAG pipeline. ZeroMAG organizes companion modalities around a configuration-invariant adapter, constructs a modality-subject-task condition from unlabeled recordings and task context, and generates adapter weights in a function-constrained latent space learned from source adapters. Across six held-out target datasets and three EFM backbones, ZeroMAG improves balanced accuracy by 7.22 percentage points over EEG-only inference and 4.89 points over direct weight regression, while coming within 0.50 points of supervised multimodal adaptation on average. Ablations further show that removing functional supervision from either representation learning or conditional generation degrades generated-adapter performance, confirming the contribution of both components.

cs.LG↗

Explaining Hyperbolic Neural Networks via Geometry-Aware Relevance Propagation

Hyperbolic neural networks introduce geometric operations that require explicit treatment in relevance propagation. Equivalent geometric realizations can produce different feature attributions, even when local relevance is conserved. We study this problem through Geometric Representation Invariance (GRI), a specialization of Implementation Invariance, and zero-curvature consistency, which requires identity relevance propagation when a geometric module approaches the identity. We propose LRP-radial-all for origin-centered radial modules, treating geometric scaling as modulation and assigning relevance entirely to the signal branch. The rule conserves relevance, is invariant to equivalent radial factorizations, and satisfies zero-curvature consistency, yielding GRI for a specified Poincaré-Lorentz logarithmic-map construction. In contrast, a conservative LRP-half baseline can violate both consistency criteria. Experiments on hyperbolic MNIST, sEEG, and CIFAR-10 classifiers assess attribution fidelity, qualitative explanations, and runtime. LRP-radial-all achieves competitive attribution fidelity across datasets with runtime comparable to Gradient$\times$Input and substantially lower than Integrated Gradients. These findings motivate geometry-aware propagation rules that distinguish relevance conservation from consistency across equivalent computations.

cs.LG↗

AutoBCI: Forecast-Guided Agentic Neural Architecture Discovery for EEG-Based Brain--Computer Interfaces

EEG-based brain-computer interfaces support a broad range of applications, yet designing decoding architectures that perform well across diverse tasks remains challenging. We introduce AutoBCI, an agentic framework in which a Designer Agent and a Forecaster Agent support the discovery and selection of EEG decoding architectures across tasks. The Designer Agent performs Pool-Guided Architecture Discovery (PGAD), generating and refining architectures through training and validation across multiple EEG tasks, such as emotion recognition, motor imagery, and sleep staging. The Forecaster Agent performs Performance Estimation from Early Knowledge (PEEK), using architecture code, the training protocol, and early learning curves to predict full-budget validation performance and select promising candidates for continued training. Across 14 EEG datasets spanning motor imagery, emotion recognition, and sleep staging, we evaluate AutoBCI with six LLMs, including Opus 5.5 and GPT 5.6 Sol, and compare the architectures selected by the search procedure against ten baselines: six conventional EEG models and four foundation models. The architecture discovered by AutoBCI with Claude Opus 5.5 achieves 64.16% average test balanced accuracy (bAcc), compared with 63.87% for REVE, the strongest baseline on this metric. Using ten observed epochs, PEEK reduces mean absolute error in predicting average validation bAcc from 2.20 to 1.36 percentage points, a 38.1% reduction relative to the best-observed-score baseline.

cs.AI↗

Beyond Energy: When Sustainability Dimensions Reshape LLM Serving Decisions

Large language model (LLM) serving has environmental impacts across energy consumption, carbon emission, water consumption, and biodiversity loss. Yet these dimensions are largely evaluated in isolation, leaving it unclear when and how they lead to different optimization decisions. We present PRISM, a unified framework for characterizing and optimizing LLM serving across energy, carbon, water, and biodiversity impacts. Our analysis reveals a fundamental distinction: computing configurations determine energy consumption, whereas where and when LLM serving is deployed determine its carbon, water, and biodiversity impacts. Under a fixed deployment choice and operational-only accounting, all dimensions preserve the same energy-based configuration ranking. Deployment rankings can diverge across dimensions, while embodied impacts can break configuration invariance when they exceed a lifecycle crossover boundary. PRISM identifies these conditions, quantifies cross-dimensional regrets, and balances the four dimensions. In regional-routing experiments, PRISM reduces median worst-case regret by 50.2% relative to the strongest baseline.

cs.CY↗

Reference-Null Calibrated Thresholds for E-Processes with Applications to Conformal Martingales

E-processes provide a flexible framework for anytime-valid inference, with the conventional rejection boundary $1/α$ typically justified by Ville's inequality. Such a boundary is universal but can be conservative, as it does not exploit additional information about the null distribution. We propose a reference-null calibration framework that uses independent null samples to construct sharper rejection thresholds while preserving type-I error control. To study the statistical gain from sharper thresholds, we specialize the framework to conformal martingales. Building on histogram-based betting, we incorporate Krichevsky--Trofimov smoothing and develop a restart-mixture construction for distribution shift detection. We establish quantitative results for detection power and detection delay and characterize how the reduction in the rejection boundary translates into power and delay gains relative to the conventional Ville boundary. Numerical experiments corroborate the theoretical findings across a range of distributional changes. Finally, we apply the proposed calibration strategy to an existing e-process for online LLM watermark detection, showing that the method can improve sequential detection performance without modifying the underlying e-process. These results demonstrate that reference-null calibration provides a general and modular way to enhance the efficiency of e-process-based sequential inference.

math.ST↗