arXiv subjects
Publications and source records attributed to Yi Dong.
We propose a pre-compensation scheme for bandwidth limitation and fiber dispersion (pre-BL-EDC) based on the modified Gerchberg-Saxton (GS) algorithm. Experimental results demonstrate 1.0/1.0/2.0 dB gains compared to modified GS pre-EDC for 20/28/32 Gbit/s bandwidth-limited systems.
Recent advances in large vision-language models (VLMs) have demonstrated remarkable success across a wide range of visual understanding tasks. However, the robustness of these models against jailbreak attacks remains an open challenge. In this work, we propose a universal certified defence framework to safeguard VLMs rigorously against potential visual jailbreak attacks. First, we proposed a novel distance metric to quantify semantic discrepancies between malicious and intended responses, capturing subtle differences often overlooked by conventional cosine similarity-based measures. Then, we devise a regressed certification approach that employs randomized smoothing to provide formal robustness guarantees against both adversarial and structural perturbations, even under black-box settings. Complementing this, our feature-space defence introduces noise distributions (e.g., Gaussian, Laplacian) into the latent embeddings to safeguard against both pixel-level and structure-level perturbations. Our results highlight the potential of a formally grounded, integrated strategy toward building more resilient and trustworthy VLMs.
Vision Language Models (VLMs) have demonstrated impressive inference capabilities, but remain vulnerable to jailbreak attacks that can induce harmful or unethical responses. Existing defence methods are predominantly white-box approaches that require access to model parameters and extensive modifications, making them costly and impractical for many real-world scenarios. Although some black-box defences have been proposed, they often impose input constraints or require multiple queries, limiting their effectiveness in safety-critical tasks such as autonomous driving. To address these challenges, we propose a novel black-box defence framework called \textbf{T}extual \textbf{A}nchoring for \textbf{I}mmunizing \textbf{J}ailbreak \textbf{I}mages (\textbf{TAIJI}). TAIJI leverages key phrase-based textual anchoring to enhance the model's ability to assess and mitigate the harmful content embedded within both visual and textual prompts. Unlike existing methods, TAIJI operates effectively with a single query during inference, while preserving the VLM's performance on benign tasks. Extensive experiments demonstrate that TAIJI significantly enhances the safety and reliability of VLMs, providing a practical and efficient solution for real-world deployment.
Reward models are critical for aligning models to follow instructions, and are typically trained following one of two popular paradigms: Bradley-Terry style or Regression style. However, there is a lack of evidence that either approach is better than the other, when adequately matched for data. This is primarily because these approaches require data collected in different (but incompatible) formats, meaning that adequately matched data is not available in existing public datasets. To tackle this problem, we release preference annotations (designed for Bradley-Terry training) to complement existing ratings (designed for Regression style training) in the HelpSteer2 dataset. To improve data interpretability, preference annotations are accompanied with human-written justifications. Using this data, we conduct the first head-to-head comparison of Bradley-Terry and Regression models when adequately matched for data. Based on insights derived from such a comparison, we propose a novel approach to combine Bradley-Terry and Regression reward modeling. A Llama-3.1-70B-Instruct model tuned with this approach scores 94.1 on RewardBench, emerging top of more than 140 reward models as of 1 Oct 2024. This reward model can then be used with REINFORCE algorithm (RLHF) to align an Instruct model to reach 85.0 on Arena Hard, which is No. 1 as of 1 Oct 2024. We open-source this dataset (CC-BY-4.0 license) at https://huggingface.co/datasets/nvidia/HelpSteer2#preferences-new -- 1-oct-2024 and openly release the trained Reward and Instruct models at https://huggingface.co/nvidia/Llama-3.1-Nemotron-70B-Reward and https://huggingface.co/nvidia/Llama-3.1-Nemotron-70B-Instruct
The rapid development of large language model (LLM) alignment algorithms has resulted in a complex and fragmented landscape, with limited clarity on the effectiveness of different methods and their inter-connections. This paper introduces Reward-Aware Preference Optimization (RPO), a mathematical framework that unifies popular preference optimization techniques in LLM alignment, including DPO, IPO, SimPO, and REINFORCE (LOO), among others. RPO provides a structured approach to disentangle and systematically study the impact of various design choices, such as the optimization objective, the number of responses per prompt, and the use of implicit versus explicit reward models, on LLM preference optimization. We additionally propose a new experimental setup that enables the clean and direct ablation of such design choices. Through an extensive series of ablation studies within the RPO framework, we gain insights into the critical factors shaping model alignment, offering practical guidance on the most effective strategies for improving LLM alignment.
The rise of Agent AI and Large Language Model-powered Multi-Agent Systems (LLM-MAS) has underscored the need for responsible and dependable system operation. Tools like LangChain and Retrieval-Augmented Generation have expanded LLM capabilities, enabling deeper integration into MAS through enhanced knowledge retrieval and reasoning. However, these advancements introduce critical challenges: LLM agents exhibit inherent unpredictability, and uncertainties in their outputs can compound across interactions, threatening system stability. To address these risks, a human-centered design approach with active dynamic moderation is essential. Such an approach enhances traditional passive oversight by facilitating coherent inter-agent communication and effective system governance, allowing MAS to achieve desired outcomes more efficiently.
Multi-page websites dominate modern web development. However, existing design-to-code methods rely on simplified assumptions, limiting to single-page, self-contained webpages without external resource connection. To address this gap, we introduce the Multi-Page Resource-Aware Webpage (MRWeb) generation task, which transforms UI designs into multi-page, functional web UIs with internal/external navigation, image loading, and backend routing. We propose a novel resource list data structure to track resources, links, and design components. Our study applies existing methods to the MRWeb problem using a newly curated dataset of 500 websites (300 synthetic, 200 real-world). Specifically, we identify the best metric to evaluate the similarity of the web UI, assess the impact of the resource list on MRWeb generation, analyze MLLM limitations, and evaluate the effectiveness of the MRWeb tool in real-world workflows. The results show that resource lists boost navigation functionality from 0% to 66%-80% while facilitating visual similarity. Our proposed metrics and evaluation framework provide new insights into MLLM performance on MRWeb tasks. We release the MRWeb tool, dataset, and evaluation framework to promote further research.
In distributed fiber-optic sensing based on optical frequency domain reflectometry (OFDR), Doppler frequency shifts due to the changes of disturbances during one sweep period introduce demodulation errors that accumulate along both the distance and time, impairing the sensing performance. Here, we report distributed dynamic strain sensing using Doppler-shift-immune phase-sensitive OFDR based on frequency-tracking and spectrum-zooming with ultra-weak reflection array. Theoretical study has been carried out with the introduction of mismatch coefficient, unveiling quantitatively the impact of Doppler shift. Following a numerical analysis of the proposed method, a retained precision has been experimentally verified regardless of the position mismatch due to the Doppler effect. Doppler-shift-immune sensing for dynamic strains covering continuous spatial resolution over a distance of 1000 m with a 2.5 cm sensing spatial resolution has been demonstrated, verifying the high fidelity promised by the proposed method.
Aligning Large Language Models (LLMs) with human values and preferences is essential for making them helpful and safe. However, building efficient tools to perform alignment can be challenging, especially for the largest and most competent LLMs which often contain tens or hundreds of billions of parameters. We create NeMo-Aligner, a toolkit for model alignment that can efficiently scale to a thousand GPUs for training the largest open-source LLMs such as Nemotron 4 340B and Llama 3.1 405B. NeMo-Aligner comes with highly optimized and scalable implementations for major paradigms of model alignment such as: Reinforcement Learning from Human Feedback (RLHF), Direct Preference Optimization (DPO), SteerLM, and Self-Play Fine-Tuning (SPIN). Additionally, our toolkit supports running most of the alignment techniques in a Parameter Efficient Fine-Tuning (PEFT) setting. NeMo-Aligner is designed for extensibility, allowing support for other alignment techniques with minimal effort. It is open-sourced with Apache 2.0 License and we invite community contributions at https://github.com/NVIDIA/NeMo-Aligner
We release the Nemotron-4 340B model family, including Nemotron-4-340B-Base, Nemotron-4-340B-Instruct, and Nemotron-4-340B-Reward. Our models are open access under the NVIDIA Open Model License Agreement, a permissive model license that allows distribution, modification, and use of the models and its outputs. These models perform competitively to open access models on a wide range of evaluation benchmarks, and were sized to fit on a single DGX H100 with 8 GPUs when deployed in FP8 precision. We believe that the community can benefit from these models in various research studies and commercial applications, especially for generating synthetic data to train smaller language models. Notably, over 98% of data used in our model alignment process is synthetically generated, showcasing the effectiveness of these models in generating synthetic data. To further support open research and facilitate model development, we are also open-sourcing the synthetic data generation pipeline used in our model alignment process.
High-quality preference datasets are essential for training reward models that can effectively guide large language models (LLMs) in generating high-quality responses aligned with human preferences. As LLMs become stronger and better aligned, permissively licensed preference datasets, such as Open Assistant, HH-RLHF, and HelpSteer need to be updated to remain effective for reward modeling. Methods that distil preference data from proprietary LLMs such as GPT-4 have restrictions on commercial usage imposed by model providers. To improve upon both generated responses and attribute labeling quality, we release HelpSteer2, a permissively licensed preference dataset (CC-BY-4.0). Using a powerful internal base model trained on HelpSteer2, we are able to achieve the SOTA score (92.0%) on Reward-Bench's primary dataset, outperforming currently listed open and proprietary models, as of June 12th, 2024. Notably, HelpSteer2 consists of only ten thousand response pairs, an order of magnitude fewer than existing preference datasets (e.g., HH-RLHF), which makes it highly efficient for training reward models. Our extensive experiments demonstrate that reward models trained with HelpSteer2 are effective in aligning LLMs. In particular, we propose SteerLM 2.0, a model alignment approach that can effectively make use of the rich multi-attribute score predicted by our reward models. HelpSteer2 is available at https://huggingface.co/datasets/nvidia/HelpSteer2 and code is available at https://github.com/NVIDIA/NeMo-Aligner
In the burgeoning field of Large Language Models (LLMs), developing a robust safety mechanism, colloquially known as "safeguards" or "guardrails", has become imperative to ensure the ethical use of LLMs within prescribed boundaries. This article provides a systematic literature review on the current status of this critical mechanism. It discusses its major challenges and how it can be enhanced into a comprehensive mechanism dealing with ethical issues in various contexts. First, the paper elucidates the current landscape of safeguarding mechanisms that major LLM service providers and the open-source community employ. This is followed by the techniques to evaluate, analyze, and enhance some (un)desirable properties that a guardrail might want to enforce, such as hallucinations, fairness, privacy, and so on. Based on them, we review techniques to circumvent these controls (i.e., attacks), to defend the attacks, and to reinforce the guardrails. While the techniques mentioned above represent the current status and the active research trends, we also discuss several challenges that cannot be easily dealt with by the methods and present our vision on how to implement a comprehensive guardrail through the full consideration of multi-disciplinary approach, neural-symbolic method, and systems development lifecycle.
As Large Language Models (LLMs) become more integrated into our daily lives, it is crucial to identify and mitigate their risks, especially when the risks can have profound impacts on human users and societies. Guardrails, which filter the inputs or outputs of LLMs, have emerged as a core safeguarding technology. This position paper takes a deep look at current open-source solutions (Llama Guard, Nvidia NeMo, Guardrails AI), and discusses the challenges and the road towards building more complete solutions. Drawing on robust evidence from previous research, we advocate for a systematic approach to construct guardrails for LLMs, based on comprehensive consideration of diverse contexts across various LLMs applications. We propose employing socio-technical methods through collaboration with a multi-disciplinary team to pinpoint precise technical requirements, exploring advanced neural-symbolic implementations to embrace the complexity of the requirements, and developing verification and testing to ensure the utmost quality of the final product.
The remarkable generative capabilities of diffusion models have motivated extensive research in both image and video editing. Compared to video editing which faces additional challenges in the time dimension, image editing has witnessed the development of more diverse, high-quality approaches and more capable software like Photoshop. In light of this gap, we introduce a novel and generic solution that extends the applicability of image editing tools to videos by propagating edits from a single frame to the entire video using a pre-trained image-to-video model. Our method, dubbed I2VEdit, adaptively preserves the visual and motion integrity of the source video depending on the extent of the edits, effectively handling global edits, local edits, and moderate shape changes, which existing methods cannot fully achieve. At the core of our method are two main processes: Coarse Motion Extraction to align basic motion patterns with the original video, and Appearance Refinement for precise adjustments using fine-grained attention matching. We also incorporate a skip-interval strategy to mitigate quality degradation from auto-regressive generation across multiple video clips. Experimental results demonstrate our framework's superior performance in fine-grained video editing, proving its capability to produce high-quality, temporally consistent outputs.
In the realm of power systems, the increasing involvement of residential users in load forecasting applications has heightened concerns about data privacy. Specifically, the load data can inadvertently reveal the daily routines of residential users, thereby posing a risk to their property security. While federated learning (FL) has been employed to safeguard user privacy by enabling model training without the exchange of raw data, these FL models have shown vulnerabilities to emerging attack techniques, such as Deep Leakage from Gradients and poisoning attacks. To counteract these, we initially employ a Secure-Aggregation (SecAgg) algorithm that leverages multiparty computation cryptographic techniques to mitigate the risk of gradient leakage. However, the introduction of SecAgg necessitates the deployment of additional sub-center servers for executing the multiparty computation protocol, thereby escalating computational complexity and reducing system robustness, especially in scenarios where one or more sub-centers are unavailable. To address these challenges, we introduce a Markovian Switching-based distributed training framework, the convergence of which is substantiated through rigorous theoretical analysis. The Distributed Markovian Switching (DMS) topology shows strong robustness towards the poisoning attacks as well. Case studies employing real-world power system load data validate the efficacy of our proposed algorithm. It not only significantly minimizes communication complexity but also maintains accuracy levels comparable to traditional FL methods, thereby enhancing the scalability of our load forecasting algorithm.
Deep Reinforcement Learning (DRL) has achieved impressive performance in robotics and autonomous systems (RAS). A key challenge to its deployment in real-life operations is the presence of spuriously unsafe DRL policies. Unexplored states may lead the agent to make wrong decisions that could result in hazards, especially in applications where DRL-trained end-to-end controllers govern the behaviour of RAS. This paper proposes a novel quantitative reliability assessment framework for DRL-controlled RAS, leveraging verification evidence generated from formal reliability analysis of neural networks. A two-level verification framework is introduced to check the safety property with respect to inaccurate observations that are due to, e.g., environmental noise and state changes. Reachability verification tools are leveraged locally to generate safety evidence of trajectories. In contrast, at the global level, we quantify the overall reliability as an aggregated metric of local safety evidence, corresponding to a set of distinct tasks and their occurrence probabilities. The effectiveness of the proposed verification framework is demonstrated and validated via experiments on real RAS.
The optimisation of crop harvesting processes for commonly cultivated crops is of great importance in the aim of agricultural industrialisation. Nowadays, the utilisation of machine vision has enabled the automated identification of crops, leading to the enhancement of harvesting efficiency, but challenges still exist. This study presents a new framework that combines two separate architectures of convolutional neural networks (CNNs) in order to simultaneously accomplish the tasks of crop detection and harvesting (robotic manipulation) inside a simulated environment. Crop images in the simulated environment are subjected to random rotations, cropping, brightness, and contrast adjustments to create augmented images for dataset generation. The you only look once algorithmic framework is employed with traditional rectangular bounding boxes for crop localization. The proposed method subsequently utilises the acquired image data via a visual geometry group model in order to reveal the grasping positions for the robotic manipulation.
This paper considers the distributed leader-follower stress-matrix-based affine formation control problem of discrete-time linear multi-agent systems with static and dynamic leaders. In leader-follower multi-agent formation control, the aim is to drive a set of agents comprising leaders and followers to form any desired geometric pattern and simultaneously execute any required manoeuvre by controlling only a few agents denoted as leaders. Existing works in literature are mostly limited to the cases where the agents' inter-agent communications are either in the continuous-time settings or the sampled-data cases where the leaders are constrained to constant (or zero) velocities or accelerations. Here, we relax these constraints and study the discrete-time cases where the leaders can have stationary or time-varying velocities. We propose control laws in the study of different situations and provide some sufficient conditions to guarantee the overall system stability. Simulation study is used to demonstrate the efficacy of our proposed control laws.