arXiv subjects

Yi Yu

Publications and source records attributed to Yi Yu.

302 records · Page 17Linked to original sources

arXiv2016

Ultrafast coherent dynamics of a photonic crystal all-optical switch

We present pump-probe measurements of an all-optical photonic crystal switch based on a nanocavity, resolving fast coherent temporal dynamics. The measurements demonstrate the importance of coherent effects typically neglected when considering nanocavity dynamics. In particular, we report the observation of an idler pulse. The measurements are in good agreement with a theoretical model that allows us to ascribe the observation to oscillations of the free carrier population in the nanocavity. The effect opens perspectives for the realization of new all-optical photonic crystal switches with unprecedented switching contrast.

physics.optics↗

arXiv2016

Two improved normalized subband adaptive filter algorithms with good robustness against impulsive interferences

To improve the robustness of subband adaptive filter (SAF) against impulsive interferences, we propose two modified SAF algorithms with an individual scale function for each subband, which are derived by maximizing correntropy-based cost function and minimizing logarithm-based cost function, respectively, called MCC-SAF and LC-SAF. Whenever the impulsive interference happens, the subband scale functions can sharply drop the step size, which eliminate the influence of outliers on the tap-weight vector update. Therefore, the proposed algorithms are robust against impulsive interferences, and exhibit the faster convergence rate and better tracking capability than the sign SAF (SSAF) algorithm. Besides, in impulse-free interference environments, the proposed algorithms achieve similar convergence performance as the normalized SAF (NSAF) algorithm. Simulation results have demonstrated the performance of our proposed algorithms.

cs.OH↗

arXiv2015

Semi-analytical quasi-normal mode theory for the local density of states in coupled photonic crystal cavity-waveguide structures

We present and validate a semi-analytical quasi-normal mode (QNM) theory for the local density of states (LDOS) in coupled photonic crystal (PhC) cavity-waveguide structures. By means of an expansion of the Green's function on one or a few QNMs, a closed-form expression for the LDOS is obtained, and for two types of two-dimensional PhCs, with one and two cavities side-coupled to an extended waveguide, the theory is validated against numerically exact computations. For the single cavity, a slightly asymmetric spectrum is found, which the QNM theory reproduces, and for two cavities a non-trivial spectrum with a peak and a dip is found, which is reproduced only when including both the two relevant QNMs in the theory. In both cases, we find relative errors below 1% in the bandwidth of interest.

physics.optics↗

arXiv2015

How Many Communities Are There?

Stochastic blockmodels and variants thereof are among the most widely used approaches to community detection for social networks and relational data. A stochastic blockmodel partitions the nodes of a network into disjoint sets, called communities. The approach is inherently related to clustering with mixture models; and raises a similar model selection problem for the number of communities. The Bayesian information criterion (BIC) is a popular solution, however, for stochastic blockmodels, the conditional independence assumption given the communities of the endpoints among different edges is usually violated in practice. In this regard, we propose composite likelihood BIC (CL-BIC) to select the number of communities, and we show it is robust against possible misspecifications in the underlying stochastic blockmodel assumptions. We derive the requisite methodology and illustrate the approach using both simulated and real data. Supplementary materials containing the relevant computer code are available online.

stat.ME↗

arXiv2015

Threshold Characteristics of Slow-Light Photonic Crystal Lasers

The threshold properties of photonic crystal quantum dot lasers operating in the slow-light regime are investigated experimentally and theoretically. Measurements show that, in contrast to conventional lasers, the threshold gain attains a minimum value for a specific cavity length. The experimental results are explained by an analytical theory for the laser threshold that takes into account the effects of slow-light and random disorder due to unavoidable fabrication imperfections. Longer lasers are found to operate deeper into the slow-light region, leading to a trade-off between slow-light induced reduction of the mirror loss and slow-light enhancement of disorder-induced losses.

physics.optics↗

arXiv2015

A Novel Variable Step Size NLMS Algorithm Based on the Power Estimate of the System Noise

To overcome the tradeoff of the conventional normalized least mean square (NLMS) algorithm between fast convergence rate and low steady-state misalignment, this paper proposes a variable step size (VSS) NLMS algorithm by devising a new strategy to update the step size. In this strategy, the input signal power and the cross-correlation between the input signal and the error signal are used to estimate the true tracking error power, reducing the effect of the system noise on the algorithm performance. Moreover, the steady-state performances of the algorithm are provided for Gaussian white input signal and are verified by simulations. Finally, simulation results in the context of the system identification and acoustic echo cancellation (AEC) have demonstrated that the proposed algorithm has lower steady-state misalignment than other VSS algorithms.

eess.SY↗

arXiv2014

Nonreciprocal transmission in a photonic-crystal Fano structure enabled by symmetry breaking

Nanostructures that feature nonreciprocal light transmission are highly desirable building blocks for realizing photonic integrated circuits. Here, a simple and ultra-compact photonic-crystal structure, where a waveguide is coupled to a single nanocavity, is proposed and experimentally demonstrated, showing very efficient optical diode functionality. The key novelty of the structure is the use of a Fano resonance in combination with spatial symmetry breaking and cavity enhanced material nonlinearities to realize non-reciprocal propagation effects at ultra-low power and with a good wavelength tunability. The nonlinearity of the device relies on ultrafast carrier dynamics, rather than the thermal effects usually considered, allowing the demonstration of nonreciprocal operation at a bit-rate of 10 Gbit/s with a low energy consumption of 4.5 fJ/bit.

physics.optics↗

arXiv2014

Nonlinear switching dynamics in a photonic-crystal nanocavity

We measure the nonlinear switching dynamics of an InP photonic crystal nanocavity for different pulse energies and wavelengths relative to the cavity resonance and observe saturation of the switching contrast and broadening of the switching window. The effects are analyzed by comparison with nonlinear coupled mode theory and explained in terms of large dynamical variations of the cavity resonance. The results are important for applications in optical signal processing and provide insight into the nonlinear optical processes that govern the dynamics of the refractive index and the absorption.

physics.optics↗

arXiv2014

A useful variant of the Davis--Kahan theorem for statisticians

The Davis--Kahan theorem is used in the analysis of many statistical procedures to bound the distance between subspaces spanned by population eigenvectors and their sample versions. It relies on an eigenvalue separation condition between certain relevant population and sample eigenvalues. We present a variant of this result that depends only on a population eigenvalue separation condition, making it more natural and convenient for direct application in statistical contexts, and improving the bounds in some cases. We also provide an extension to situations where the matrices under study may be asymmetric or even non-square, and where interest is in the distance between subspaces spanned by corresponding singular vectors.

math.ST↗

arXiv2014

Fano resonance control in a photonic crystal structure and its application to ultrafast switching

Fano resonances appear in quantum mechanical as well as classical systems as a result of the interference between two paths: one involving a discrete resonance and the other a continuum. Compared to a conventional resonance, characterized by a Lorentzian spectral response, the characteristic asymmetric and sharp spectral response of a Fano resonance is suggested to enable photonic switches and sensors with superior characteristics. While experimental demonstrations of the appearance of Fano resonances have been made in both plasmonic and photonic-crystal structures, the control of these resonances is experimentally challenging, often involving the coupling of near-resonant cavities. Here, we experimentally demonstrate two simple structures that allow surprisingly robust control of the Fano spectrum. One structure relies on controlling the amplitude of one of the paths and the other uses symmetry breaking. Short-pulse dynamic measurements show that besides drastically increasing the switching contrast, the transmission dynamics itself is strongly affected by the nature of the resonance. The influence of slow-recovery tails implied by a long carrier lifetime can thus be reduced using a Fano resonance due to a hitherto unrecognized reshaping effect of the nonlinear Fano transfer function. For the first time, we present a system application of a Fano structure, demonstrating its advantages by the experimental realization of 10 Gbit/s all-optical modulation with bit-error-ratios on the order of 10$^{-7}$ for input powers less than 1 mW. These results represent a significant improvement compared to the use of a conventional Lorentzian resonance.

physics.optics↗

arXiv2013

Modified Cross-Validation for Penalized High-Dimensional Linear Regression Models

In this paper, for Lasso penalized linear regression models in high-dimensional settings, we propose a modified cross-validation method for selecting the penalty parameter. The methodology is extended to other penalties, such as Elastic Net. We conduct extensive simulation studies and real data analysis to compare the performance of the modified cross-validation method with other methods. It is shown that the popular $K$-fold cross-validation method includes many noise variables in the selected model, while the modified cross-validation works well in a wide range of coefficient and correlation settings. Supplemental materials containing the computer code are available online.

stat.ME↗

arXiv2013

Oracle inequalities for the lasso in the Cox model

We study the absolute penalized maximum partial likelihood estimator in sparse, high-dimensional Cox proportional hazards regression models where the number of time-dependent covariates can be larger than the sample size. We establish oracle inequalities based on natural extensions of the compatibility and cone invertibility factors of the Hessian matrix at the true regression coefficients. Similar results based on an extension of the restricted eigenvalue can be also proved by our method. However, the presented oracle inequalities are sharper since the compatibility and cone invertibility factors are always greater than the corresponding restricted eigenvalue. In the Cox regression model, the Hessian matrix is based on time-dependent covariates in censored risk sets, so that the compatibility and cone invertibility factors, and the restricted eigenvalue as well, are random variables even when they are evaluated for the Hessian at the true regression coefficients. Under mild conditions, we prove that these quantities are bounded from below by positive constants for time-dependent covariates, including cases where the number of covariates is of greater order than the sample size. Consequently, the compatibility and cone invertibility factors can be treated as positive constants in our oracle inequalities.

math.ST↗

arXiv2013

APPLE: Approximate Path for Penalized Likelihood Estimators

In high-dimensional data analysis, penalized likelihood estimators are shown to provide superior results in both variable selection and parameter estimation. A new algorithm, APPLE, is proposed for calculating the Approximate Path for Penalized Likelihood Estimators. Both the convex penalty (such as LASSO) and the nonconvex penalty (such as SCAD and MCP) cases are considered. The APPLE efficiently computes the solution path for the penalized likelihood estimator using a hybrid of the modified predictor-corrector method and the coordinate-descent algorithm. APPLE is compared with several well-known packages via simulation and analysis of two gene expression data sets.

stat.ML↗

arXiv2011

Superfluidity in atomic Fermi gases

In a trapped atomic Fermi gas, one can tune continuously via a Feshbach resonance the effective pairing interaction between fermionic atoms from very weak to very strong. As a consequence, the low temperature superfluidity evolves continuously from the BCS type in the weak interaction limit to that of Bose-Einstein condensation in the strong pairing limit, exhibiting a BCS-BEC crossover. In this paper, we review recent experimental progress in atomic Fermi gases which elucidates the nature of the superfluid phase as the interaction is continuously tuned. Of particular interest is the intermediate or crossover regime where the $s$-wave scattering length diverges. We will present an intuitive pairing fluctuation theory, and show that this theory is in quantitative agreement with existing experiments in cold atomic Fermi gases.

cond-mat.quant-gas↗