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Yi Yu

Publications and source records attributed to Yi Yu.

At least 145 records · Page 8Linked to original sources

Transfer learning for piecewise-constant mean estimation: Optimality, $\ell_1$- and $\ell_0$-penalisation

We study transfer learning for estimating piecewise-constant signals when source data, which may be relevant but disparate, are available in addition to the target data. We first investigate transfer learning estimators that respectively employ $\ell_1$- and $\ell_0$-penalties for unisource data scenarios and then generalise these estimators to accommodate multisources. To further reduce estimation errors, especially when some sources significantly differ from the target, we introduce an informative source selection algorithm. We then examine these estimators with multisource selection and establish their minimax optimality. Unlike the common narrative in the transfer learning literature that the performance is enhanced through large source sample sizes, our approaches leverage higher observation frequencies and accommodate diverse frequencies across multiple sources. Our theoretical findings are supported by extensive numerical experiments, with the code available online, see https://github.com/chrisfanwang/transferlearning

stat.ME

Building Intelligence Identification System via Large Language Model Watermarking: A Survey and Beyond

Large Language Models (LLMs) are increasingly integrated into diverse industries, posing substantial security risks due to unauthorized replication and misuse. To mitigate these concerns, robust identification mechanisms are widely acknowledged as an effective strategy. Identification systems for LLMs now rely heavily on watermarking technology to manage and protect intellectual property and ensure data security. However, previous studies have primarily concentrated on the basic principles of algorithms and lacked a comprehensive analysis of watermarking theory and practice from the perspective of intelligent identification. To bridge this gap, firstly, we explore how a robust identity recognition system can be effectively implemented and managed within LLMs by various participants using watermarking technology. Secondly, we propose a mathematical framework based on mutual information theory, which systematizes the identification process to achieve more precise and customized watermarking. Additionally, we present a comprehensive evaluation of performance metrics for LLM watermarking, reflecting participant preferences and advancing discussions on its identification applications. Lastly, we outline the existing challenges in current watermarking technologies and theoretical frameworks, and provide directional guidance to address these challenges. Our systematic classification and detailed exposition aim to enhance the comparison and evaluation of various methods, fostering further research and development toward a transparent, secure, and equitable LLM ecosystem.

cs.CR

Online network change point detection with missing values and temporal dependence

In this paper we study online change point detection in dynamic networks with time heterogeneous missing pattern within networks and dependence across the time course. The missingness probabilities, the entrywise sparsity of networks, the rank of networks and the jump size in terms of the Frobenius norm, are all allowed to vary as functions of the pre-change sample size. On top of a thorough handling of all the model parameters, we notably allow the edges and missingness to be dependent. To the best of our knowledge, such general framework has not been rigorously nor systematically studied before in the literature. We propose a polynomial time change point detection algorithm, with a version of soft-impute algorithm (e.g. Mazumder et al., 2010; Klopp, 2015) as the imputation sub-routine. Piecing up these standard sub-routines algorithms, we are able to solve a brand new problem with sharp detection delay subject to an overall Type-I error control. Extensive numerical experiments are conducted demonstrating the outstanding performances of our proposed method in practice.

stat.ME

The Shadow of Fraud: The Emerging Danger of AI-powered Social Engineering and its Possible Cure

Social engineering (SE) attacks remain a significant threat to both individuals and organizations. The advancement of Artificial Intelligence (AI), including diffusion models and large language models (LLMs), has potentially intensified these threats by enabling more personalized and convincing attacks. This survey paper categorizes SE attack mechanisms, analyzes their evolution, and explores methods for measuring these threats. It highlights the challenges in raising awareness about the risks of AI-enhanced SE attacks and offers insights into developing proactive and adaptable defense strategies. Additionally, we introduce a categorization of the evolving nature of AI-powered social engineering attacks into "3E phases": Enlarging, wherein the magnitude of attacks expands through the leverage of digital media; Enriching, introducing novel attack vectors and techniques; and Emerging, signifying the advent of novel threats and methods. Moreover, we emphasize the necessity for a robust framework to assess the risk of AI-powered SE attacks. By identifying and addressing gaps in existing research, we aim to guide future studies and encourage the development of more effective defenses against the growing threat of AI-powered social engineering.

cs.CR

Navigating the Data Trading Crossroads: An Interdisciplinary Survey

Data has been increasingly recognized as a critical factor in the future economy. However, constructing an efficient data trading market faces challenges such as privacy breaches, data monopolies, and misuse. Despite numerous studies proposing algorithms to protect privacy and methods for pricing data, a comprehensive understanding of these issues and systemic solutions remain elusive. This paper provides an extensive review and evaluation of data trading research, aiming to identify existing problems, research gaps, and propose potential solutions. We categorize the challenges into three main areas: Compliance Challenges, Collateral Consequences, and Costly Transactions (the "3C problems"), all stemming from ambiguity in data rights. Through a quantitative analysis of the literature, we observe a paradigm shift from isolated solutions to integrated approaches. Addressing the unresolved issue of right ambiguity, we introduce the novel concept of "data usufruct," which allows individuals to use and benefit from data they do not own. This concept helps reframe data as a more conventional factor of production and aligns it with established economic theories, paving the way for a comprehensive framework of research theories, technical tools, and platforms. We hope this survey provides valuable insights and guidance for researchers, practitioners, and policymakers, thereby contributing to digital economy advancements.

cs.CY

STAR: A First-Ever Dataset and A Large-Scale Benchmark for Scene Graph Generation in Large-Size Satellite Imagery

Scene graph generation (SGG) in satellite imagery (SAI) benefits promoting understanding of geospatial scenarios from perception to cognition. In SAI, objects exhibit great variations in scales and aspect ratios, and there exist rich relationships between objects (even between spatially disjoint objects), which makes it attractive to holistically conduct SGG in large-size very-high-resolution (VHR) SAI. However, there lack such SGG datasets. Due to the complexity of large-size SAI, mining triplets heavily relies on long-range contextual reasoning. Consequently, SGG models designed for small-size natural imagery are not directly applicable to large-size SAI. This paper constructs a large-scale dataset for SGG in large-size VHR SAI with image sizes ranging from 512 x 768 to 27,860 x 31,096 pixels, named STAR (Scene graph generaTion in lArge-size satellite imageRy), encompassing over 210K objects and over 400K triplets. To realize SGG in large-size SAI, we propose a context-aware cascade cognition (CAC) framework to understand SAI regarding object detection (OBD), pair pruning and relationship prediction for SGG. We also release a SAI-oriented SGG toolkit with about 30 OBD and 10 SGG methods which need further adaptation by our devised modules on our challenging STAR dataset. The dataset and toolkit are available at: https://linlin-dev.github.io/project/STAR.

cs.CV

Data on the Move: Traffic-Oriented Data Trading Platform Powered by AI Agent with Common Sense

In the digital era, data has become a pivotal asset, advancing technologies such as autonomous driving. Despite this, data trading faces challenges like the absence of robust pricing methods and the lack of trustworthy trading mechanisms. To address these challenges, we introduce a traffic-oriented data trading platform named Data on The Move (DTM), integrating traffic simulation, data trading, and Artificial Intelligent (AI) agents. The DTM platform supports evident-based data value evaluation and AI-based trading mechanisms. Leveraging the common sense capabilities of Large Language Models (LLMs) to assess traffic state and data value, DTM can determine reasonable traffic data pricing through multi-round interaction and simulations. Moreover, DTM provides a pricing method validation by simulating traffic systems, multi-agent interactions, and the heterogeneity and irrational behaviors of individuals in the trading market. Within the DTM platform, entities such as connected vehicles and traffic light controllers could engage in information collecting, data pricing, trading, and decision-making. Simulation results demonstrate that our proposed AI agent-based pricing approach enhances data trading by offering rational prices, as evidenced by the observed improvement in traffic efficiency. This underscores the effectiveness and practical value of DTM, offering new perspectives for the evolution of data markets and smart cities. To the best of our knowledge, this is the first study employing LLMs in data pricing and a pioneering data trading practice in the field of intelligent vehicles and smart cities.

cs.CY

Semantic Deep Hiding for Robust Unlearnable Examples

Ensuring data privacy and protection has become paramount in the era of deep learning. Unlearnable examples are proposed to mislead the deep learning models and prevent data from unauthorized exploration by adding small perturbations to data. However, such perturbations (e.g., noise, texture, color change) predominantly impact low-level features, making them vulnerable to common countermeasures. In contrast, semantic images with intricate shapes have a wealth of high-level features, making them more resilient to countermeasures and potential for producing robust unlearnable examples. In this paper, we propose a Deep Hiding (DH) scheme that adaptively hides semantic images enriched with high-level features. We employ an Invertible Neural Network (INN) to invisibly integrate predefined images, inherently hiding them with deceptive perturbations. To enhance data unlearnability, we introduce a Latent Feature Concentration module, designed to work with the INN, regularizing the intra-class variance of these perturbations. To further boost the robustness of unlearnable examples, we design a Semantic Images Generation module that produces hidden semantic images. By utilizing similar semantic information, this module generates similar semantic images for samples within the same classes, thereby enlarging the inter-class distance and narrowing the intra-class distance. Extensive experiments on CIFAR-10, CIFAR-100, and an ImageNet subset, against 18 countermeasures, reveal that our proposed method exhibits outstanding robustness for unlearnable examples, demonstrating its efficacy in preventing unauthorized data exploitation.

cs.CR

Mitigating the Curse of Dimensionality for Certified Robustness via Dual Randomized Smoothing

Randomized Smoothing (RS) has been proven a promising method for endowing an arbitrary image classifier with certified robustness. However, the substantial uncertainty inherent in the high-dimensional isotropic Gaussian noise imposes the curse of dimensionality on RS. Specifically, the upper bound of ${\ell_2}$ certified robustness radius provided by RS exhibits a diminishing trend with the expansion of the input dimension $d$, proportionally decreasing at a rate of $1/\sqrt{d}$. This paper explores the feasibility of providing ${\ell_2}$ certified robustness for high-dimensional input through the utilization of dual smoothing in the lower-dimensional space. The proposed Dual Randomized Smoothing (DRS) down-samples the input image into two sub-images and smooths the two sub-images in lower dimensions. Theoretically, we prove that DRS guarantees a tight ${\ell_2}$ certified robustness radius for the original input and reveal that DRS attains a superior upper bound on the ${\ell_2}$ robustness radius, which decreases proportionally at a rate of $(1/\sqrt m + 1/\sqrt n )$ with $m+n=d$. Extensive experiments demonstrate the generalizability and effectiveness of DRS, which exhibits a notable capability to integrate with established methodologies, yielding substantial improvements in both accuracy and ${\ell_2}$ certified robustness baselines of RS on the CIFAR-10 and ImageNet datasets. Code is available at https://github.com/xiasong0501/DRS.

cs.CV

Multilayer random dot product graphs: Estimation and online change point detection

We study the multilayer random dot product graph (MRDPG) model, an extension of the random dot product graph to multilayer networks. To estimate the edge probabilities, we deploy a tensor-based methodology and demonstrate its superiority over existing approaches. Moving to dynamic MRDPGs, we formulate and analyse an online change point detection framework. At every time point, we observe a realization from an MRDPG. Across layers, we assume fixed shared common node sets and latent positions but allow for different connectivity matrices. We propose efficient tensor algorithms under both fixed and random latent position cases to minimize the detection delay while controlling false alarms. Notably, in the random latent position case, we devise a novel nonparametric change point detection algorithm based on density kernel estimation that is applicable to a wide range of scenarios, including stochastic block models as special cases. Our theoretical findings are supported by extensive numerical experiments, with the code available online https://github.com/MountLee/MRDPG.

stat.ME

Change point localisation and inference in fragmented functional data

We study the problem of change point localisation and inference for sequentially collected fragmented functional data, where each curve is observed only over discrete grids randomly sampled over a short fragment. The sequence of underlying covariance functions is assumed to be piecewise constant, with changes happening at unknown time points. To localise the change points, we propose a computationally efficient fragmented functional dynamic programming (FFDP) algorithm with consistent change point localisation rates. With an extra step of local refinement, we derive the limiting distributions for the refined change point estimators in two different regimes where the minimal jump size vanishes and where it remains constant as the sample size diverges. Such results are the first time seen in the fragmented functional data literature. As a byproduct of independent interest, we also present a non-asymptotic result on the estimation error of the covariance function estimators over intervals with change points inspired by Lin et al. (2021). Our result accounts for the effects of the sampling grid size within each fragment under novel identifiability conditions. Extensive numerical studies are also provided to support our theoretical results.

stat.ME

Purify Unlearnable Examples via Rate-Constrained Variational Autoencoders

Unlearnable examples (UEs) seek to maximize testing error by making subtle modifications to training examples that are correctly labeled. Defenses against these poisoning attacks can be categorized based on whether specific interventions are adopted during training. The first approach is training-time defense, such as adversarial training, which can mitigate poisoning effects but is computationally intensive. The other approach is pre-training purification, e.g., image short squeezing, which consists of several simple compressions but often encounters challenges in dealing with various UEs. Our work provides a novel disentanglement mechanism to build an efficient pre-training purification method. Firstly, we uncover rate-constrained variational autoencoders (VAEs), demonstrating a clear tendency to suppress the perturbations in UEs. We subsequently conduct a theoretical analysis for this phenomenon. Building upon these insights, we introduce a disentangle variational autoencoder (D-VAE), capable of disentangling the perturbations with learnable class-wise embeddings. Based on this network, a two-stage purification approach is naturally developed. The first stage focuses on roughly eliminating perturbations, while the second stage produces refined, poison-free results, ensuring effectiveness and robustness across various scenarios. Extensive experiments demonstrate the remarkable performance of our method across CIFAR-10, CIFAR-100, and a 100-class ImageNet-subset. Code is available at https://github.com/yuyi-sd/D-VAE.

cs.CR

Anchor-aware Deep Metric Learning for Audio-visual Retrieval

Metric learning minimizes the gap between similar (positive) pairs of data points and increases the separation of dissimilar (negative) pairs, aiming at capturing the underlying data structure and enhancing the performance of tasks like audio-visual cross-modal retrieval (AV-CMR). Recent works employ sampling methods to select impactful data points from the embedding space during training. However, the model training fails to fully explore the space due to the scarcity of training data points, resulting in an incomplete representation of the overall positive and negative distributions. In this paper, we propose an innovative Anchor-aware Deep Metric Learning (AADML) method to address this challenge by uncovering the underlying correlations among existing data points, which enhances the quality of the shared embedding space. Specifically, our method establishes a correlation graph-based manifold structure by considering the dependencies between each sample as the anchor and its semantically similar samples. Through dynamic weighting of the correlations within this underlying manifold structure using an attention-driven mechanism, Anchor Awareness (AA) scores are obtained for each anchor. These AA scores serve as data proxies to compute relative distances in metric learning approaches. Extensive experiments conducted on two audio-visual benchmark datasets demonstrate the effectiveness of our proposed AADML method, significantly surpassing state-of-the-art models. Furthermore, we investigate the integration of AA proxies with various metric learning methods, further highlighting the efficacy of our approach.

cs.SD

Empirical Upscaling of Point-scale Soil Moisture Measurements for Spatial Evaluation of Model Simulations and Satellite Retrievals

The evaluation of modelled or satellite-derived soil moisture (SM) estimates is usually dependent on comparisons against in-situ SM measurements. However, the inherent mismatch in spatial support (i.e., scale) necessitates a cautious interpretation of point-to-pixel comparisons. The upscaling of the in-situ measurements to a commensurate resolution to that of the modelled or retrieved SM will lead to a fairer comparison and statistically more defensible evaluation. In this study, we presented an upscaling approach that combines spatiotemporal fusion with machine learning to extrapolate point-scale SM measurements from 28 in-situ sites to a 100 m resolution for an agricultural area of 100 km by 100 km. We conducted a four-fold cross-validation, which consistently demonstrated comparable correlation performance across folds, ranging from 0.6 to 0.9. The proposed approach was further validated based on a cross-cluster strategy by using two spatial subsets within the study area, denoted as cluster A and B, each of which equally comprised of 12 in-situ sites. The cross-cluster validation underscored the capability of the upscaling approach to map the spatial variability of SM within areas that were not covered by in-situ sites, with correlation performance ranging between 0.6 and 0.8. In general, our proposed upscaling approach offers an avenue to extrapolate point measurements of SM to a spatial scale more akin to climatic model grids or remotely sensed observations. Future investigations should delve into a further evaluation of the upscaling approach using independent data, such as model simulations, satellite retrievals or field campaign data.

cs.LG

Point2RBox: Combine Knowledge from Synthetic Visual Patterns for End-to-end Oriented Object Detection with Single Point Supervision

With the rapidly increasing demand for oriented object detection (OOD), recent research involving weakly-supervised detectors for learning rotated box (RBox) from the horizontal box (HBox) has attracted more and more attention. In this paper, we explore a more challenging yet label-efficient setting, namely single point-supervised OOD, and present our approach called Point2RBox. Specifically, we propose to leverage two principles: 1) Synthetic pattern knowledge combination: By sampling around each labeled point on the image, we spread the object feature to synthetic visual patterns with known boxes to provide the knowledge for box regression. 2) Transform self-supervision: With a transformed input image (e.g. scaled/rotated), the output RBoxes are trained to follow the same transformation so that the network can perceive the relative size/rotation between objects. The detector is further enhanced by a few devised techniques to cope with peripheral issues, e.g. the anchor/layer assignment as the size of the object is not available in our point supervision setting. To our best knowledge, Point2RBox is the first end-to-end solution for point-supervised OOD. In particular, our method uses a lightweight paradigm, yet it achieves a competitive performance among point-supervised alternatives, 41.05%/27.62%/80.01% on DOTA/DIOR/HRSC datasets.

cs.CV

Safeguarding Medical Image Segmentation Datasets against Unauthorized Training via Contour- and Texture-Aware Perturbations

The widespread availability of publicly accessible medical images has significantly propelled advancements in various research and clinical fields. Nonetheless, concerns regarding unauthorized training of AI systems for commercial purposes and the duties of patient privacy protection have led numerous institutions to hesitate to share their images. This is particularly true for medical image segmentation (MIS) datasets, where the processes of collection and fine-grained annotation are time-intensive and laborious. Recently, Unlearnable Examples (UEs) methods have shown the potential to protect images by adding invisible shortcuts. These shortcuts can prevent unauthorized deep neural networks from generalizing. However, existing UEs are designed for natural image classification and fail to protect MIS datasets imperceptibly as their protective perturbations are less learnable than important prior knowledge in MIS, e.g., contour and texture features. To this end, we propose an Unlearnable Medical image generation method, termed UMed. UMed integrates the prior knowledge of MIS by injecting contour- and texture-aware perturbations to protect images. Given that our target is to only poison features critical to MIS, UMed requires only minimal perturbations within the ROI and its contour to achieve greater imperceptibility (average PSNR is 50.03) and protective performance (clean average DSC degrades from 82.18% to 6.80%).

eess.IV

Progressive Divide-and-Conquer via Subsampling Decomposition for Accelerated MRI

Deep unfolding networks (DUN) have emerged as a popular iterative framework for accelerated magnetic resonance imaging (MRI) reconstruction. However, conventional DUN aims to reconstruct all the missing information within the entire null space in each iteration. Thus it could be challenging when dealing with highly ill-posed degradation, usually leading to unsatisfactory reconstruction. In this work, we propose a Progressive Divide-And-Conquer (PDAC) strategy, aiming to break down the subsampling process in the actual severe degradation and thus perform reconstruction sequentially. Starting from decomposing the original maximum-a-posteriori problem of accelerated MRI, we present a rigorous derivation of the proposed PDAC framework, which could be further unfolded into an end-to-end trainable network. Specifically, each iterative stage in PDAC focuses on recovering a distinct moderate degradation according to the decomposition. Furthermore, as part of the PDAC iteration, such decomposition is adaptively learned as an auxiliary task through a degradation predictor which provides an estimation of the decomposed sampling mask. Following this prediction, the sampling mask is further integrated via a severity conditioning module to ensure awareness of the degradation severity at each stage. Extensive experiments demonstrate that our proposed method achieves superior performance on the publicly available fastMRI and Stanford2D FSE datasets in both multi-coil and single-coil settings.

eess.IV

Benchmarking Adversarial Robustness of Image Shadow Removal with Shadow-adaptive Attacks

Shadow removal is a task aimed at erasing regional shadows present in images and reinstating visually pleasing natural scenes with consistent illumination. While recent deep learning techniques have demonstrated impressive performance in image shadow removal, their robustness against adversarial attacks remains largely unexplored. Furthermore, many existing attack frameworks typically allocate a uniform budget for perturbations across the entire input image, which may not be suitable for attacking shadow images. This is primarily due to the unique characteristic of spatially varying illumination within shadow images. In this paper, we propose a novel approach, called shadow-adaptive adversarial attack. Different from standard adversarial attacks, our attack budget is adjusted based on the pixel intensity in different regions of shadow images. Consequently, the optimized adversarial noise in the shadowed regions becomes visually less perceptible while permitting a greater tolerance for perturbations in non-shadow regions. The proposed shadow-adaptive attacks naturally align with the varying illumination distribution in shadow images, resulting in perturbations that are less conspicuous. Building on this, we conduct a comprehensive empirical evaluation of existing shadow removal methods, subjecting them to various levels of attack on publicly available datasets.

cs.CV