arXiv subjects

Yichao Wu

Publications and source records attributed to Yichao Wu.

At least 19 recordsLinked to original sources

arXiv2026

Recursive Multi-Agent Trading System: Iterative Optimized Portfolio Strategy Under Geopolitical Uncertainty

Recursive Multi-Agent Trading System (RMATS) integrates four specialized agents -- Sentiment, Report, Analysis, and Risk -- coordinated through a recursive Manager Agent with iterative feedback loops. Experimental evaluation over a 561-trading-day period (January 2023 to March 2025) across a 24-asset multi-class universe demonstrates that RMATS achieves a maximum drawdown of 9.62%, lower than MVO (15.49%) and FinBERT Sentiment (15.28%), and exhibits the lowest event-period drawdown in 3 of 5 geopolitical stress scenarios tested. While RMATS underperforms return-maximizing baselines in a sustained bull market environment, ablation studies confirm the individual contribution of each agent component to downside protection. These results position RMATS as a risk-control-oriented architecture suitable for institutions prioritizing capital preservation under geopolitical uncertainty.

cs.MA↗

arXiv2026

AAPA: Adversarially Anchored Preference Alignment for Post-Training of Large Language Models

Post-training alignment of large language models often combines supervised fine-tuning (SFT) on expert demonstrations with reinforcement learning (RL) from preference or verifiable feedback. SFT provides a useful behavioral anchor but can overfit to static demonstrations, whereas RL encourages exploration but may drift from expert behavior or exploit imperfect rewards. We propose \textbf{AAPA} (\emph{Adversarially Anchored Preference Alignment}), a plug-in framework that augments existing post-training objectives with a sentence-level adversarial anchoring signal. AAPA compares policy rollouts with offline, pre-collected expert responses using a fixed lightweight discriminator, and therefore requires neither online teacher inference nor discriminator co-training during policy optimization. The same anchoring term can be added to SFT, GRPO, and CHORD while preserving their original training pipelines. Experiments on instruction-following benchmarks show that AAPA consistently improves the corresponding base objectives across model scales. In particular, the staged AAPA configuration improves over a strong GRPO baseline by 5.77\% on \texttt{Qwen3-0.6B} and 3.75\% on \texttt{Qwen3-4B}. Further analyses on response length, log-probability distributions, and discriminator variants suggest that adversarial anchoring provides a stable semantic grounding signal for preference optimization. Code is available at \url{https://github.com/IsFaqq/AAPA}.

cs.AI↗

arXiv2026

Shattering the Autoregressive Curse: Dynamic Epistemic Entropy Orchestrated Erasable Reinforcement Learning for LLMs

Although reinforcement learning (RL) has expanded the cognitive boundaries of large language models (LLMs), it often remains vulnerable to the autoregressive curse in long-horizon logical reasoning: small epistemic perturbations introduced early in generation can propagate irreversibly along the Markov decision process flow, triggering cascading failures that drive the reasoning trajectory toward collapse. To overcome this autoregressive cascade, in which a single early mistake can compromise all subsequent reasoning steps, we propose dynamic epistemic entropy orchestrated erasable reinforcement learning ($\text{E}^3\text{RL}$). $\text{E}^3\text{RL}$ eliminates reliance on external signals by grounding the model's endogenous local autoregressive cross-entropy as an intrinsic coordinate of epistemic uncertainty. By introducing segment-level adaptive dynamic thresholds and advantage allocation, $\text{E}^3\text{RL}$ enables the model to precisely excise localized logical defects while reusing historical key-value (KV) cache streams, thereby endowing the reasoning process with a self-healing capability. We train $\text{E}^3\text{RL}$ on the DeepMath-103k dataset. Experimental results show that $\text{E}^3\text{RL}$ reshapes the exploration efficiency of long-sequence reasoning and improves sample efficiency while maintaining linear memory overhead. On mathematical reasoning benchmarks such as AIME, $\text{E}^3\text{RL}$ achieves substantial performance gains, with the 4B and 8B parameter models surpassing previous state-of-the-art (SOTA) results by 5.349\% and 6.514\%, respectively. These findings suggest that $\text{E}^3\text{RL}$ shatters the autoregressive curse in long-sequence reasoning and establishes a theoretical and systems-level foundation for the next generation of self-healing artificial general intelligence (AGI).

cs.AI↗

arXiv2026

Early Diagnosis of Wasted Computation in Multi-Agent LLM Systems via Failure-Aware Observability

Failure-aware observability diagnoses wasted computation in multi-agent LLM systems before final-answer evaluation can explain what went wrong. We propose a trace-based framework for a three-agent architecture -- orchestrator, search agent, and execution agent -- that converts structured events into online signals for loops, budget pressure, low information gain, and tool instability, then adds offline semantic grounding metrics and selective LLM-as-judge evaluation. On 165 GAIA validation traces under identical caps, 98 runs produce usable final answers and 67 fail or stop without one. Among warned failed runs, 58.1% of tokens are spent after the first warning on average, indicating substantial opportunity for intervention. A 10-task Level-2 pilot uses warnings to diversify search or require evidence, reducing post-warning token fraction from 0.638 in the baseline to 0.304. The results support a layered design: cheap online signals help the orchestrator redirect or halt redundant behavior, while deeper semantic checks identify whether completed answers are grounded enough to trust.

cs.AI↗

arXiv2026

Language-based Trial and Error Falls Behind in the Era of Experience

While Large Language Models (LLMs) excel in language-based agentic tasks, their applicability to unseen, nonlinguistic environments (e.g., symbolic or spatial tasks) remains limited. Previous work attributes this performance gap to the mismatch between the pretraining distribution and the testing distribution. In this work, we demonstrate the primary bottleneck is the prohibitive cost of exploration: mastering these tasks requires extensive trial-and-error, which is computationally unsustainable for parameter-heavy LLMs operating in a high dimensional semantic space. To address this, we propose SCOUT (Sub-Scale Collaboration On Unseen Tasks), a novel framework that decouples exploration from exploitation. We employ lightweight "scouts" (e.g., small MLPs) to probe environmental dynamics at a speed and scale far exceeding LLMs. The collected trajectories are utilized to bootstrap the LLM via Supervised Fine-Tuning (SFT), followed by multi-turn Reinforcement Learning (RL) to activate its latent world knowledge. Empirically, SCOUT enables a Qwen2.5-3B-Instruct model to achieve an average score of 0.86, significantly outperforming proprietary models, including Gemini-2.5-Pro (0.60), while saving about 60% GPU hours consumption.

cs.AI↗

arXiv2026

Architecture Matters More Than Scale: A Comparative Study of Retrieval and Memory Augmentation for Financial QA Under SME Compute Constraints

The rapid adoption of artificial intelligence (AI) and large language models (LLMs) is transforming financial analytics by enabling natural language interfaces for reporting, decision support, and automated reasoning. However, limited empirical understanding exists regarding how different LLM-based reasoning architectures perform across realistic financial workflows, particularly under the cost, accuracy, and compliance constraints faced by small and medium-sized enterprises (SMEs). SMEs typically operate within severe infrastructure constraints, lacking cloud GPU budgets, dedicated AI teams, and API-scale inference capacity, making architectural efficiency a first-class concern. To ensure practical relevance, we introduce an explicit SME-constrained evaluation setting in which all experiments are conducted using a locally hosted 8B-parameter instruction-tuned model without cloud-scale infrastructure. This design isolates the impact of architectural choices within a realistic deployment environment. We systematically compare four reasoning architectures: baseline LLM, retrieval-augmented generation (RAG), structured long-term memory, and memory-augmented conversational reasoning across both FinQA and ConvFinQA benchmarks. Results reveal a consistent architectural inversion: structured memory improves precision in deterministic, operand-explicit tasks, while retrieval-based approaches outperform memory-centric methods in conversational, reference-implicit settings. Based on these findings, we propose a hybrid deployment framework that dynamically selects reasoning strategies to balance numerical accuracy, auditability, and infrastructure efficiency, providing a practical pathway for financial AI adoption in resource-constrained environments.

cs.IR↗

arXiv2026

Erase to Improve: Erasable Reinforcement Learning for Search-Augmented LLMs

While search-augmented large language models (LLMs) exhibit impressive capabilities, their reliability in complex multi-hop reasoning remains limited. This limitation arises from three fundamental challenges: decomposition errors, where tasks are incorrectly broken down; retrieval missing, where key evidence fails to be retrieved; and reasoning errors, where flawed logic propagates through the reasoning chain. A single failure in any of these stages can derail the final answer. We propose Erasable Reinforcement Learning (ERL), a novel framework that transforms fragile reasoning into a robust process. ERL explicitly identifies faulty steps, erases them, and regenerates reasoning in place, preventing defective logic from propagating through the reasoning chain. This targeted correction mechanism turns brittle reasoning into a more resilient process. Models trained with ERL, termed ESearch, achieve substantial improvements on HotpotQA, MuSiQue, 2Wiki, and Bamboogle, with the 3B model achieving +8.48% EM and +11.56% F1, and the 7B model achieving +5.38% EM and +7.22% F1 over previous state-of-the-art(SOTA) results. These findings suggest that erasable reinforcement learning provides a powerful paradigm shift for robust multi-step reasoning in LLMs.

cs.CL↗

arXiv2026

SELF-EMO: Emotional Self-Evolution from Recognition to Consistent Expression

Emotion Recognition in Conversation (ERC) has become a fundamental capability for large language models (LLMs) in human-centric interaction. Beyond accurate recognition, coherent emotional expression is also crucial, yet both are limited by the scarcity and static nature of high-quality annotated data. In this work, we propose SELF-EMO, a self-evolution framework grounded in the hypothesis that better emotion prediction leads to more consistent emotional responses. We introduce two auxiliary tasks, emotional understanding and emotional expression, and design a role-based self-play paradigm where the model acts as both an emotion recognizer and a dialogue responder. Through iterative interactions, the model generates diverse conversational trajectories, enabling scalable data generation. To ensure quality, we adopt a data flywheel mechanism that filters candidate predictions and responses using a smoothed IoU-based reward and feeds selected samples back for continuous self-improvement without external supervision. We further develop SELF-GRPO, a reinforcement learning algorithm that stabilizes optimization with multi-label alignment rewards and group-level consistency signals. Experiments on IEMOCAP, MELD, and EmoryNLP show that SELF-EMO achieves state-of-the-art performance, improving accuracy by +6.33% on Qwen3-4B and +8.54% on Qwen3-8B, demonstrating strong effectiveness and generalization.

cs.AI↗

arXiv2026

Variable Selection in Functional Linear Quantile Regression for Identifying Associations between Daily Patterns of Physical Activity and Cognitive Function

Quantile regression is useful for characterizing the conditional distribution of a response variable and understanding heterogeneity in the covariate effects at different quantiles. The rise of high-dimensional physiological data in biomedical research through wearable and sensor devices underscores the need for effective variable selection methods for interpretable and accurate quantile regression, which can offer robust insights into heterogeneous and dynamic covariate effects. We develop a flexible variable selection approach for functional linear quantile regression with multiple functional and scalar predictors. We use a smooth approximation of the quantile loss function and integrate functional principal component analysis (FPCA) with a group minimax concave penalty (MCP) to impose sparsity on the functional coefficients. A computationally efficient group descent algorithm is employed for optimization. Through numerical simulations, we demonstrate a satisfactory selection, estimation, and prediction accuracy of the proposed method across different quantiles for both dense and sparsely observed functional data. The proposed method is applied to accelerometer data from the 2011-2014 National Health and Nutrition Examination Survey (NHANES) to identify key time-varying distributional patterns of physical activity and demographic predictors associated with cognitive function across different quantiles. Our analysis provides new insights into the complex relationship between the daily distributional patterns of physical activity and cognitive function among older adults, capturing heterogeneous associations across different quantiles.

stat.ME↗

arXiv2026

TA-Mem: Tool-Augmented Autonomous Memory Retrieval for LLM in Long-Term Conversational QA

Large Language Model (LLM) has exhibited strong reasoning ability in text-based contexts across various domains, yet the limitation of context window poses challenges for the model on long-range inference tasks and necessitates a memory storage system. While many current storage approaches have been proposed with episodic notes and graph representations of memory, retrieval methods still primarily rely on predefined workflows or static similarity top-k over embeddings. To address this inflexibility, we introduced a novel tool-augmented autonomous memory retrieval framework (TA-Mem), which contains: (1) a memory extraction LLM agent which is prompted to adaptively chuck an input into sub-context based on semantic correlation, and extract information into structured notes, (2) a multi-indexed memory database designed for different types of query methods including both key-based lookup and similarity-based retrieval, (3) a tool-augmented memory retrieval agent which explores the memory autonomously by selecting appropriate tools provided by the database based on the user input, and decides whether to proceed to the next iteration or finalizing the response after reasoning on the fetched memories. The TA-Mem is evaluated on the LoCoMo dataset, achieving significant performance improvements over existing baseline approaches. In addition, an analysis of tool use across different question types also demonstrates the adaptivity of the proposed method.

cs.IR↗

arXiv2026

Tiny-Critic RAG: Empowering Agentic Fallback with Parameter-Efficient Small Language Models

Retrieval-Augmented Generation (RAG) grounds Large Language Models (LLMs) to mitigate factual hallucinations. Recent paradigms shift from static pipelines to Modular and Agentic RAG frameworks, granting models autonomy for multi-hop reasoning or self-correction. However, current reflective RAG heavily relies on massive LLMs as universal evaluators. In high-throughput systems, executing complete forward passes for billion-parameter models merely for binary routing introduces severe computational redundancy. Furthermore, in autonomous agent scenarios, inaccurate retrieval causes models to expend excessive tokens on spurious reasoning and redundant tool calls, inflating Time-to-First-Token (TTFT) and costs. We propose Tiny-Critic RAG, decoupling evaluation by deploying a parameter-efficient Small Language Model (SLM) via Low-Rank Adaptation (LoRA). Acting as a deterministic gatekeeper, Tiny-Critic employs constrained decoding and non-thinking inference modes for ultra-low latency binary routing. Evaluations on noise-injected datasets demonstrate Tiny-Critic RAG achieves routing accuracy comparable to GPT-4o-mini while reducing latency by an order of magnitude, establishing a highly cost-effective paradigm for agent deployment.

cs.IR↗

arXiv2026

DynaRAG: Bridging Static and Dynamic Knowledge in Retrieval-Augmented Generation

We present DynaRAG, a retrieval-augmented generation (RAG) framework designed to handle both static and time-sensitive information needs through dynamic knowledge integration. Unlike traditional RAG pipelines that rely solely on static corpora, DynaRAG selectively invokes external APIs when retrieved documents are insufficient for answering a query. The system employs an LLM-based reranker to assess document relevance, a sufficiency classifier to determine when fallback is necessary, and Gorilla v2 -- a state-of-the-art API calling model -- for accurate tool invocation. We further enhance robustness by incorporating schema filtering via FAISS to guide API selection. Evaluations on the CRAG benchmark demonstrate that DynaRAG significantly improves accuracy on dynamic questions, while also reducing hallucinations. Our results highlight the importance of dynamic-aware routing and selective tool use in building reliable, real-world question-answering systems.

cs.CL↗

arXiv2025

MMRPT: MultiModal Reinforcement Pre-Training via Masked Vision-Dependent Reasoning

Multimodal pre-training remains constrained by the descriptive bias of image-caption pairs, leading models to favor surface linguistic cues over grounded visual understanding. We introduce MMRPT, a masked multimodal reinforcement pre-training framework that strengthens visual reasoning in MLLMs. We are the first to incorporate reinforcement learning directly into the pre-training of large vision-language models, enabling learning signals that reward visual grounding rather than caption imitation. MMRPT constructs masked multimodal data by estimating sentence-level visual dependency via attention over visual tokens and masking highly vision-dependent segments; the model reconstructs these spans through vision-grounded reasoning guided by a semantic-visual reward. Experiments show consistent zero-shot gains across diverse benchmarks and substantially improved robustness under supervised fine-tuning, demonstrating that reinforcement-driven masked reasoning provides a more reliable and generalizable pre-training objective for multimodal models.

cs.CV↗

arXiv2025

Quadratic Formula-based Nonlinear Approximation

This paper presents a quadratic formula-based nonlinear representation for a given single-variable function f(x), $-1 \leq x \leq 1$. First, we construct the explicit polynomial coefficient functions a(x), b(x), and c(x) using a least-squares approach. Then, f is reconstructed by solving the degree-2 polynomial equation a(x) f^2 - b(x) f - c(x)=0 for any $x \in [-1,1]$, where an index function is used to select the correct sign in the quadratic formula. The quadratic formula-based nonlinear approximation (degree-2 in f) outperforms classical orthogonal polynomial-based least-squares approximation (degree-0 in f) and rational approximation (degree-1 in f) for functions with sharp transitions or discontinuities. As a potential application, we apply the degree-2 representation to data denoising. Instead of relying on more complex "edge-preserving" metric-based optimization techniques, the smooth coefficient functions a(x), b(x), and c(x) enable effective least-squares-based denoising on the low-dimensional manifold described by the algebraic variety a(x) f^2 - b(x) f - c(x)=0. Denoising the index function, which determines the appropriate root to select, can be achieved using classical statistical or modern classification/clustering techniques. Numerical results and data denoising examples are provided to demonstrate the effectiveness of the degree-2 nonlinear approximation technique. The new nonlinear, quadratic formula-based representation also raises theoretical and numerical questions, including strategies for identifying numerically stable representations, developing optimal algorithms to construct the polynomial coefficient functions a(x), b(x), and c(x), and achieving economical representation and denoising of the index function.

math.NA↗

arXiv2025

Basis Choices for Frequency Domain Statistical Independence Tests and Algorithms for Algebraic Relation Extraction

In this paper, we explore how different selections of basis functions impact the efficacy of frequency domain techniques in statistical independence tests, and study different algorithms for extracting low-dimensional algebraic relations from dependent data. We examine a range of complete orthonormal bases functions including the Legendre polynomials, Fourier series, Walsh functions, and standard and nonstandard Haar wavelet bases. We utilize fast transformation algorithms to efficiently transform physical domain data to frequency domain coefficients. The main focuses of this paper are the effectiveness of different basis selections in detecting data dependency using frequency domain data, e.g., whether varying basis choices significantly influence statistical power loss for small data with large noise; and on the stability of different optimization formulations for finding proper algebraic relations when data are dependent. We present numerical results to demonstrate the effectiveness of frequency domain-based statistical analysis methods and provide guidance for selecting the proper basis and algorithm to detect a particular type of relations.

math.NA↗

arXiv2025

A Renaissance of Explicit Motion Information Mining from Transformers for Action Recognition

Recently, action recognition has been dominated by transformer-based methods, thanks to their spatiotemporal contextual aggregation capacities. However, despite the significant progress achieved on scene-related datasets, they do not perform well on motion-sensitive datasets due to the lack of elaborate motion modeling designs. Meanwhile, we observe that the widely-used cost volume in traditional action recognition is highly similar to the affinity matrix defined in self-attention, but equipped with powerful motion modeling capacities. In light of this, we propose to integrate those effective motion modeling properties into the existing transformer in a unified and neat way, with the proposal of the Explicit Motion Information Mining module (EMIM). In EMIM, we propose to construct the desirable affinity matrix in a cost volume style, where the set of key candidate tokens is sampled from the query-based neighboring area in the next frame in a sliding-window manner. Then, the constructed affinity matrix is used to aggregate contextual information for appearance modeling and is converted into motion features for motion modeling as well. We validate the motion modeling capacities of our method on four widely-used datasets, and our method performs better than existing state-of-the-art approaches, especially on motion-sensitive datasets, i.e., Something-Something V1 & V2. Our project is available at https://github.com/PeiqinZhuang/EMIM .

cs.CV↗

arXiv2025

Variable Selection in Functional Linear Cox Model

Modern biomedical studies frequently collect complex, high-dimensional physiological signals using wearables and sensors along with time-to-event outcomes, making efficient variable selection methods crucial for interpretation and improving the accuracy of survival models. We propose a novel variable selection method for a functional linear Cox model with multiple functional and scalar covariates measured at baseline. We utilize a spline-based semiparametric estimation approach for the functional coefficients and a group minimax concave type penalty (MCP), which effectively integrates smoothness and sparsity into the estimation of functional coefficients. An efficient group descent algorithm is used for optimization, and an automated procedure is provided to select optimal values of the smoothing and sparsity parameters. Through simulation studies, we demonstrate the method's ability to perform accurate variable selection and estimation. The method is applied to 2003-06 cohort of the National Health and Nutrition Examination Survey (NHANES) data, identifying the key temporally varying distributional patterns of physical activity and demographic predictors related to all-cause mortality. Our analysis sheds light on the intricate association between daily distributional patterns of physical activity and all-cause mortality among older US adults.

stat.ME↗

arXiv2025

StepSearch: Igniting LLMs Search Ability via Step-Wise Proximal Policy Optimization

Efficient multi-hop reasoning requires Large Language Models (LLMs) based agents to acquire high-value external knowledge iteratively. Previous work has explored reinforcement learning (RL) to train LLMs to perform search-based document retrieval, achieving notable improvements in QA performance, but underperform on complex, multi-hop QA resulting from the sparse rewards from global signal only. To address this gap in existing research, we introduce StepSearch, a framework for search LLMs that trained with step-wise proximal policy optimization method. It consists of richer and more detailed intermediate search rewards and token-level process supervision based on information gain and redundancy penalties to better guide each search step. We constructed a fine-grained question-answering dataset containing sub-question-level search trajectories based on open source datasets through a set of data pipeline method. On standard multi-hop QA benchmarks, it significantly outperforms global-reward baselines, achieving 11.2% and 4.2% absolute improvements for 3B and 7B models over various search with RL baselines using only 19k training data, demonstrating the effectiveness of fine-grained, stepwise supervision in optimizing deep search LLMs. Our code will be released on https://github.com/Zillwang/StepSearch.

cs.CL↗