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Yida Cai

Publications and source records attributed to Yida Cai.

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LexIssue: Benchmarking Legal Issue Identification in Chinese Civil Litigation

Identifying the issues disputed between litigating parties is a crucial component of real-world litigation. However, legal issues remain comparatively underexplored in legal AI research. In this work, we study the computational modelling of legal issue identification in litigation. We introduce a legally grounded hierarchical schema that represents legal issues through both free-form issue descriptions and structured legal categories, and formulate legal issue identification as two complementary tasks: legal issue generation and legal issue classification. Based on this formulation, we construct LexIssue, a benchmark containing 430 real-world Chinese civil litigation cases and 1,303 expert-annotated disputed legal issues. We further develop an issue-centric legal knowledge base spanning 27 causes of action and 441 candidate legal issue entries to support retrieval-augmented reasoning. Experimental results across a diverse set of models show that retrieval-augmented generation using the constructed legal issue knowledge base consistently improves performance in identifying disputed legal issues and their corresponding legal attributes.

cs.CL

LexRel: Benchmarking Legal Relation Extraction for Chinese Civil Cases

Legal relations serve as an important analytical framework for dispute resolution in civil cases. However, legal relations in Chinese civil cases remain underexplored in the field of legal AI, largely due to the absence of comprehensive schemas. In this work, we first introduce a comprehensive schema for legal relations in civil cases, which contains a hierarchical taxonomy and definitions of arguments. Based on this schema, we formulate a legal relation extraction task and present LexRel, an expert-annotated benchmark for legal relation extraction in the Chinese civil law domain. We use LexRel to evaluate state-of-the-art large language models (LLMs) on legal relation extraction, showing that current LLMs exhibit significant limitations in accurately identifying civil legal relations. Furthermore, we demonstrate that explicitly incorporating information about legal relations leads to promising performance gains on other downstream legal AI tasks.

cs.CL

Rank-Then-Score: Enhancing Large Language Models for Automated Essay Scoring

In recent years, large language models (LLMs) achieve remarkable success across a variety of tasks. However, their potential in the domain of Automated Essay Scoring (AES) remains largely underexplored. Moreover, compared to English data, the methods for Chinese AES is not well developed. In this paper, we propose Rank-Then-Score (RTS), a fine-tuning framework based on large language models to enhance their essay scoring capabilities. Specifically, we fine-tune the ranking model (Ranker) with feature-enriched data, and then feed the output of the ranking model, in the form of a candidate score set, with the essay content into the scoring model (Scorer) to produce the final score. Experimental results on two benchmark datasets, HSK and ASAP, demonstrate that RTS consistently outperforms the direct prompting (Vanilla) method in terms of average QWK across all LLMs and datasets, and achieves the best performance on Chinese essay scoring using the HSK dataset.

cs.CL

Assessing the Performance of Chinese Open Source Large Language Models in Information Extraction Tasks

Information Extraction (IE) plays a crucial role in Natural Language Processing (NLP) by extracting structured information from unstructured text, thereby facilitating seamless integration with various real-world applications that rely on structured data. Despite its significance, recent experiments focusing on English IE tasks have shed light on the challenges faced by Large Language Models (LLMs) in achieving optimal performance, particularly in sub-tasks like Named Entity Recognition (NER). In this paper, we delve into a comprehensive investigation of the performance of mainstream Chinese open-source LLMs in tackling IE tasks, specifically under zero-shot conditions where the models are not fine-tuned for specific tasks. Additionally, we present the outcomes of several few-shot experiments to further gauge the capability of these models. Moreover, our study includes a comparative analysis between these open-source LLMs and ChatGPT, a widely recognized language model, on IE performance. Through meticulous experimentation and analysis, we aim to provide insights into the strengths, limitations, and potential enhancements of existing Chinese open-source LLMs in the domain of Information Extraction within the context of NLP.

cs.CL

Unleashing Large Language Models' Proficiency in Zero-shot Essay Scoring

Advances in automated essay scoring (AES) have traditionally relied on labeled essays, requiring tremendous cost and expertise for their acquisition. Recently, large language models (LLMs) have achieved great success in various tasks, but their potential is less explored in AES. In this paper, we show that our zero-shot prompting framework, Multi Trait Specialization (MTS), elicits LLMs' ample potential for essay scoring. In particular, we automatically decompose writing proficiency into distinct traits and generate scoring criteria for each trait. Then, an LLM is prompted to extract trait scores from several conversational rounds, each round scoring one of the traits based on the scoring criteria. Finally, we derive the overall score via trait averaging and min-max scaling. Experimental results on two benchmark datasets demonstrate that MTS consistently outperforms straightforward prompting (Vanilla) in average QWK across all LLMs and datasets, with maximum gains of 0.437 on TOEFL11 and 0.355 on ASAP. Additionally, with the help of MTS, the small-sized Llama2-13b-chat substantially outperforms ChatGPT, facilitating an effective deployment in real applications.

cs.CL