arXiv subjects

Yidou Chen

Publications and source records attributed to Yidou Chen.

3 recordsLinked to original sources

arXiv2026

Omni-UBench: Benchmarking Omni-Modal LLM-based Guardrails Across Safety, Utility, and Reliability

Advances in Omni-modal Large Language Models (OLLMs) have enabled increasingly seamless human-AI interaction, but their unified processing of heterogeneous modalities also expands the attack surface, allowing adversaries to exploit richer input compositions to circumvent safety alignment. To counter such risks, omni-modal guardrails have been proposed to detect and filter unsafe queries across arbitrary modalities. However, their capabilities and limitations remain insufficiently understood due to the absence of a comprehensive evaluation benchmark. In this paper, we present Omni-UBench, the first comprehensive framework for omni-modal safety assessment, evaluating guardrail models along three critical dimensions, i.e., safety, utility, and reliability. Omni-UBench curates over 183k samples drawn from 35+ heterogeneous sources spanning text, image, audio, video, and their cross-modal combinations, annotated with safety labels under a unified risk taxonomy. Benchmarking under Omni-UBench on 15 representative OLLMs and omni-modal guardrails yields several key findings, including: (1) modern OLLMs exhibit strong content moderation potential even without guardrail-specific tuning; (2) existing guardrails still struggle to identify cross-modal queries that conceal harmful intent or involve sophisticated jailbreaks; (3) they further exhibit substantial safety hallucination and over-sensitivity to textual patterns, revealing a deficient understanding of cross-modal safety semantics. Our findings provide valuable insights for developing more trustworthy omni-modal guardrails in future research.

cs.CR↗

arXiv2026

Towards Merging-conditional Backdoor Unalignment against Large Language Models

Model merging has become widely adopted for enhancing the task-specific performance of Large Language Models (LLMs) without additional training. While the specialized model from third-party platforms may undergo safety audits (e.g., backdoor detection), we reveal a novel and critical threat: One-sided Merging-Conditional Backdoor (OMCB). OMCB remains dormant and undetectable within one standalone model but activates upon merging, triggering safety unalignment. We first theoretically analyze the existence and geometric location of OMCB, revealing that the parameter shift crossing safety decision boundaries is the main cause of backdoor activation. Building upon this insight, we propose SMOKE, a meta-learning-based attack framework. SMOKE implants OMCB via a bi-level optimization strategy: the inner loop synthesizes surrogate meta-vectors through random low-rank initialization and finite-step maximization, while the outer loop optimizes the target model by simulating the merging process. Furthermore, preliminary analysis shows that the injected OMCB has bounded generalization loss under unknown merging configurations. Extensive experiments across diverse model architectures and merging techniques validate the effectiveness of SMOKE and its resistance to existing backdoor detections, highlighting a significant yet previously overlooked vulnerability in the model merging paradigm.

cs.CR↗

arXiv2025

ControlNET: A Firewall for RAG-based LLM System

Retrieval-Augmented Generation (RAG) has significantly enhanced the factual accuracy and domain adaptability of Large Language Models (LLMs). This advancement has enabled their widespread deployment across sensitive domains such as healthcare, finance, and enterprise applications. RAG mitigates hallucinations by integrating external knowledge, yet introduces privacy risk and security risk, notably data breaching risk and data poisoning risk. While recent studies have explored prompt injection and poisoning attacks, there remains a significant gap in comprehensive research on controlling inbound and outbound query flows to mitigate these threats. In this paper, we propose an AI firewall, ControlNET, designed to safeguard RAG-based LLM systems from these vulnerabilities. ControlNET controls query flows by leveraging activation shift phenomena to detect adversarial queries and mitigate their impact through semantic divergence. We conduct comprehensive experiments on four different benchmark datasets including Msmarco, HotpotQA, FinQA, and MedicalSys using state-of-the-art open source LLMs (Llama3, Vicuna, and Mistral). Our results demonstrate that ControlNET achieves over 0.909 AUROC in detecting and mitigating security threats while preserving system harmlessness. Overall, ControlNET offers an effective, robust, harmless defense mechanism, marking a significant advancement toward the secure deployment of RAG-based LLM systems.

cs.CR↗