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Yifan Shi

Publications and source records attributed to Yifan Shi.

17 recordsLinked to original sources

A Programming Paradigm for Spatiotemporal Composability

Modern software -- from plugin systems to self-evolving agent harnesses -- increasingly requires dynamic composition, yet its formal foundations remain underdeveloped. We identify two orthogonal dimensions of the problem: temporal composability, the ability to completely revert a component's side effects upon removal, and spatial composability, the ability to declare and reactively manage inter-component dependencies. We address the two dimensions by lifting classical effect and coeffect concepts to runtime mechanisms. In particular, we formalize revertible effects, in which every context transformation carries an inverse that the runtime holds, establishing temporal composability local to one component. We formalize reactive coeffects, in which every context change is classified against a component's coeffect specification to drive its activation and deactivation, establishing spatial composability local to one component. We then unify the effect context and the coeffect context into a single context type and mediate every effect and coeffect through it, yielding a discipline we call the context paradigm; the mediation induces an observational equivalence up to which the effects of distinct components interleave without disturbing one another. Combining these mechanisms into the notion of a component, we give a calculus of dynamic composition whose metatheory carries spatiotemporal composability from a single component to a whole system of interleaved components. We implement these ideas in Cordis, a meta-framework of spatiotemporal composability that provides a core library with effect tracking and coeffect resolution, as well as a declarative component loader with configuration reconciliation and hot module replacement.

cs.PL

A$^{2}$utoLPBench: An Auto-Generated, Agent-Friendly LP Benchmark via Inverse-KKT Construction

Most LP-from-text benchmarks are static datasets of word problems written and labeled by hand. Once such a dataset is released, its size is fixed, its difficulty is fixed, and every problem can leak into the training data of future LLMs. We present \textbf{A$^{2}$utoLPBench}, a benchmark for testing LLM-driven agents on linear programming problems written in plain text. We first pick a feasible point and dual, then write down a problem for which that point is optimal and the objective value is known. The answer is known by construction, with no solver call and no human annotator. The evaluation environment bundles a reference solver-critic baseline and a Docker image whose usage instructions are written for an LLM-driven agent to read. With these in place, any agent can run the benchmark and get a calibrated score with one command. Because the benchmark is a generator rather than a fixed dataset, it has properties no fixed dataset can match: an unlimited supply of fresh problems, a difficulty knob set by $(n,m)$, ground-truth answers correct by construction, low LLM-side cost per problem relative to human authoring, repeatable scores across independent batches, and resistance to training-data leakage when fresh post-cutoff seed ranges are used.

cs.AI

MIRROR: A Multi-Agent Framework with Iterative Adaptive Revision and Hierarchical Retrieval for Optimization Modeling in Operations Research

Operations Research (OR) relies on expert-driven modeling--a slow and fragile process ill-suited to novel scenarios. While large language models (LLMs) can automatically translate natural language into optimization models, existing approaches either rely on costly post-training or employ multi-agent frameworks, yet most still lack reliable collaborative error correction and task-specific retrieval, often leading to incorrect outputs. We propose MIRROR (a Multi-agent framework with Iterative adaptive Revision and hierarchical Retrieval for optimization modeling in Operations Research), a fine-tuning-free, end-to-end multi-agent framework that directly translates natural language optimization problems into mathematical models and solver code. MIRROR integrates two core mechanisms: (1) execution-driven iterative adaptive revision for automatic error correction, and (2) hierarchical retrieval to fetch relevant modeling and coding exemplars from a carefully curated exemplar library. Experiments show that MIRROR outperforms existing methods on standard OR benchmarks, with notable results on complex industrial datasets such as "IndustryOR" and "Mamo-ComplexLP". By combining precise external knowledge infusion with systematic error correction, MIRROR provides non-expert users with an efficient and reliable OR modeling solution, overcoming the fundamental limitations of general-purpose LLMs in expert optimization tasks.

cs.CL

ELPO: Ensemble Learning Based Prompt Optimization for Large Language Models

The remarkable performance of Large Language Models (LLMs) highly relies on crafted prompts. However, manual prompt engineering is a laborious process, creating a core bottleneck for practical application of LLMs. This phenomenon has led to the emergence of a new research area known as Automatic Prompt Optimization (APO), which develops rapidly in recent years. Existing APO methods such as those based on evolutionary algorithms or trial-and-error approaches realize an efficient and accurate prompt optimization to some extent. However, those researches focus on a single model or algorithm for the generation strategy and optimization process, which limits their performance when handling complex tasks. To address this, we propose a novel framework called Ensemble Learning based Prompt Optimization (ELPO) to achieve more accurate and robust results. Motivated by the idea of ensemble learning, ELPO conducts voting mechanism and introduces shared generation strategies along with different search methods for searching superior prompts. Moreover, ELPO creatively presents more efficient algorithms for the prompt generation and search process. Experimental results demonstrate that ELPO outperforms state-of-the-art prompt optimization methods across different tasks, e.g., improving F1 score by 7.6 on ArSarcasm dataset.

cs.CL

Combining Open-box Simulation and Importance Sampling for Tuning Large-Scale Recommenders

Growing scale of recommender systems require extensive tuning to respond to market dynamics and system changes. We address the challenge of tuning a large-scale ads recommendation platform with multiple continuous parameters influencing key performance indicators (KPIs). Traditional methods like open-box Monte Carlo simulators, while accurate, are computationally expensive due to the high cost of evaluating numerous parameter settings. To mitigate this, we propose a hybrid approach Simulator-Guided Importance Sampling (SGIS) that combines open-box simulation with importance sampling (IS). SGIS leverages the strengths of both techniques: it performs a coarse enumeration over the parameter space to identify promising initial settings and then uses IS to iteratively refine these settings. This approach significantly reduces computational costs while maintaining high accuracy in KPI estimation. We demonstrate the effectiveness of SGIS through simulations as well as real-world experiments, showing that it achieves substantial improvements in KPIs with lower computational overhead compared to traditional methods.

cs.LG

Adaptive Mixture Importance Sampling for Automated Ads Auction Tuning

This paper introduces Adaptive Mixture Importance Sampling (AMIS) as a novel approach for optimizing key performance indicators (KPIs) in large-scale recommender systems, such as online ad auctions. Traditional importance sampling (IS) methods face challenges in dynamic environments, particularly in navigating through complexities of multi-modal landscapes and avoiding entrapment in local optima for the optimization task. Instead of updating importance weights and mixing samples across iterations, as in canonical adaptive IS and multiple IS, our AMIS framework leverages a mixture distribution as the proposal distribution and dynamically adjusts both the mixture parameters and their mixing rates at each iteration, thereby enhancing search diversity and efficiency. Through extensive offline simulations, we demonstrate that AMIS significantly outperforms simple Gaussian Importance Sampling (GIS), particularly in noisy environments. Moreover, our approach is validated in real-world scenarios through online A/B experiments on a major search engine, where AMIS consistently identifies optimal tuning points that are more likely to be adopted as mainstream configurations. These findings indicate that AMIS enhances convergence in noisy environments, leading to more accurate and reliable decision-making in the context of importance sampling off-policy estimators.

cs.LG

SWE-bench-java: A GitHub Issue Resolving Benchmark for Java

GitHub issue resolving is a critical task in software engineering, recently gaining significant attention in both industry and academia. Within this task, SWE-bench has been released to evaluate issue resolving capabilities of large language models (LLMs), but has so far only focused on Python version. However, supporting more programming languages is also important, as there is a strong demand in industry. As a first step toward multilingual support, we have developed a Java version of SWE-bench, called SWE-bench-java. We have publicly released the dataset, along with the corresponding Docker-based evaluation environment and leaderboard, which will be continuously maintained and updated in the coming months. To verify the reliability of SWE-bench-java, we implement a classic method SWE-agent and test several powerful LLMs on it. As is well known, developing a high-quality multi-lingual benchmark is time-consuming and labor-intensive, so we welcome contributions through pull requests or collaboration to accelerate its iteration and refinement, paving the way for fully automated programming.

cs.SE

Decentralized Directed Collaboration for Personalized Federated Learning

Personalized Federated Learning (PFL) is proposed to find the greatest personalized models for each client. To avoid the central failure and communication bottleneck in the server-based FL, we concentrate on the Decentralized Personalized Federated Learning (DPFL) that performs distributed model training in a Peer-to-Peer (P2P) manner. Most personalized works in DPFL are based on undirected and symmetric topologies, however, the data, computation and communication resources heterogeneity result in large variances in the personalized models, which lead the undirected aggregation to suboptimal personalized performance and unguaranteed convergence. To address these issues, we propose a directed collaboration DPFL framework by incorporating stochastic gradient push and partial model personalized, called \textbf{D}ecentralized \textbf{Fed}erated \textbf{P}artial \textbf{G}radient \textbf{P}ush (\textbf{DFedPGP}). It personalizes the linear classifier in the modern deep model to customize the local solution and learns a consensus representation in a fully decentralized manner. Clients only share gradients with a subset of neighbors based on the directed and asymmetric topologies, which guarantees flexible choices for resource efficiency and better convergence. Theoretically, we show that the proposed DFedPGP achieves a superior convergence rate of $\mathcal{O}(\frac{1}{\sqrt{T}})$ in the general non-convex setting, and prove the tighter connectivity among clients will speed up the convergence. The proposed method achieves state-of-the-art (SOTA) accuracy in both data and computation heterogeneity scenarios, demonstrating the efficiency of the directed collaboration and partial gradient push.

cs.LG

Heterogeneous Federated Learning with Splited Language Model

Federated Split Learning (FSL) is a promising distributed learning paradigm in practice, which gathers the strengths of both Federated Learning (FL) and Split Learning (SL) paradigms, to ensure model privacy while diminishing the resource overhead of each client, especially on large transformer models in a resource-constrained environment, e.g., Internet of Things (IoT). However, almost all works merely investigate the performance with simple neural network models in FSL. Despite the minor efforts focusing on incorporating Vision Transformers (ViT) as model architectures, they train ViT from scratch, thereby leading to enormous training overhead in each device with limited resources. Therefore, in this paper, we harness Pre-trained Image Transformers (PITs) as the initial model, coined FedV, to accelerate the training process and improve model robustness. Furthermore, we propose FedVZ to hinder the gradient inversion attack, especially having the capability compatible with black-box scenarios, where the gradient information is unavailable. Concretely, FedVZ approximates the server gradient by utilizing a zeroth-order (ZO) optimization, which replaces the backward propagation with just one forward process. Empirically, we are the first to provide a systematic evaluation of FSL methods with PITs in real-world datasets, different partial device participations, and heterogeneous data splits. Our experiments verify the effectiveness of our algorithms.

cs.CV

Efficient Federated Prompt Tuning for Black-box Large Pre-trained Models

With the blowout development of pre-trained models (PTMs), the efficient tuning of these models for diverse downstream applications has emerged as a pivotal research concern. Although recent investigations into prompt tuning have provided promising avenues, three salient challenges persist: (1) memory constraint: the continuous growth in the size of open-source PTMs renders fine-tuning, even a fraction of their parameters, challenging for many practitioners. (2) model privacy: existing PTMs often function as public API services, with their parameters inaccessible for effective or tailored fine-tuning. (3) data privacy: the fine-tuning of PTMs necessitates high-quality datasets, which are typically localized and not shared to public. To optimally harness each local dataset while navigating memory constraints and preserving privacy, we propose Federated Black-Box Prompt Tuning (Fed-BBPT). This innovative approach eschews reliance on parameter architectures and private dataset access, instead capitalizing on a central server that aids local users in collaboratively training a prompt generator through regular aggregation. Local users leverage API-driven learning via a zero-order optimizer, obviating the need for PTM deployment. Relative to extensive fine-tuning, Fed-BBPT proficiently sidesteps memory challenges tied to PTM storage and fine-tuning on local machines, tapping into comprehensive, high-quality, yet private training datasets. A thorough evaluation across 40 datasets spanning CV and NLP tasks underscores the robustness of our proposed model.

cs.LG

Make Landscape Flatter in Differentially Private Federated Learning

To defend the inference attacks and mitigate the sensitive information leakages in Federated Learning (FL), client-level Differentially Private FL (DPFL) is the de-facto standard for privacy protection by clipping local updates and adding random noise. However, existing DPFL methods tend to make a sharper loss landscape and have poorer weight perturbation robustness, resulting in severe performance degradation. To alleviate these issues, we propose a novel DPFL algorithm named DP-FedSAM, which leverages gradient perturbation to mitigate the negative impact of DP. Specifically, DP-FedSAM integrates Sharpness Aware Minimization (SAM) optimizer to generate local flatness models with better stability and weight perturbation robustness, which results in the small norm of local updates and robustness to DP noise, thereby improving the performance. From the theoretical perspective, we analyze in detail how DP-FedSAM mitigates the performance degradation induced by DP. Meanwhile, we give rigorous privacy guarantees with Rényi DP and present the sensitivity analysis of local updates. At last, we empirically confirm that our algorithm achieves state-of-the-art (SOTA) performance compared with existing SOTA baselines in DPFL. Code is available at https://github.com/YMJS-Irfan/DP-FedSAM

cs.LG

Improving the Model Consistency of Decentralized Federated Learning

To mitigate the privacy leakages and communication burdens of Federated Learning (FL), decentralized FL (DFL) discards the central server and each client only communicates with its neighbors in a decentralized communication network. However, existing DFL suffers from high inconsistency among local clients, which results in severe distribution shift and inferior performance compared with centralized FL (CFL), especially on heterogeneous data or sparse communication topology. To alleviate this issue, we propose two DFL algorithms named DFedSAM and DFedSAM-MGS to improve the performance of DFL. Specifically, DFedSAM leverages gradient perturbation to generate local flat models via Sharpness Aware Minimization (SAM), which searches for models with uniformly low loss values. DFedSAM-MGS further boosts DFedSAM by adopting Multiple Gossip Steps (MGS) for better model consistency, which accelerates the aggregation of local flat models and better balances communication complexity and generalization. Theoretically, we present improved convergence rates $\small \mathcal{O}\big(\frac{1}{\sqrt{KT}}+\frac{1}{T}+\frac{1}{K^{1/2}T^{3/2}(1-λ)^2}\big)$ and $\small \mathcal{O}\big(\frac{1}{\sqrt{KT}}+\frac{1}{T}+\frac{λ^Q+1}{K^{1/2}T^{3/2}(1-λ^Q)^2}\big)$ in non-convex setting for DFedSAM and DFedSAM-MGS, respectively, where $1-λ$ is the spectral gap of gossip matrix and $Q$ is the number of MGS. Empirically, our methods can achieve competitive performance compared with CFL methods and outperform existing DFL methods.

cs.LG

Towards More Suitable Personalization in Federated Learning via Decentralized Partial Model Training

Personalized federated learning (PFL) aims to produce the greatest personalized model for each client to face an insurmountable problem--data heterogeneity in real FL systems. However, almost all existing works have to face large communication burdens and the risk of disruption if the central server fails. Only limited efforts have been used in a decentralized way but still suffers from inferior representation ability due to sharing the full model with its neighbors. Therefore, in this paper, we propose a personalized FL framework with a decentralized partial model training called DFedAlt. It personalizes the "right" components in the modern deep models by alternately updating the shared and personal parameters to train partially personalized models in a peer-to-peer manner. To further promote the shared parameters aggregation process, we propose DFedSalt integrating the local Sharpness Aware Minimization (SAM) optimizer to update the shared parameters. It adds proper perturbation in the direction of the gradient to overcome the shared model inconsistency across clients. Theoretically, we provide convergence analysis of both algorithms in the general non-convex setting for decentralized partial model training in PFL. Our experiments on several real-world data with various data partition settings demonstrate that (i) decentralized training is more suitable for partial personalization, which results in state-of-the-art (SOTA) accuracy compared with the SOTA PFL baselines; (ii) the shared parameters with proper perturbation make partial personalized FL more suitable for decentralized training, where DFedSalt achieves most competitive performance.

cs.LG

Towards the Flatter Landscape and Better Generalization in Federated Learning under Client-level Differential Privacy

To defend the inference attacks and mitigate the sensitive information leakages in Federated Learning (FL), client-level Differentially Private FL (DPFL) is the de-facto standard for privacy protection by clipping local updates and adding random noise. However, existing DPFL methods tend to make a sharp loss landscape and have poor weight perturbation robustness, resulting in severe performance degradation. To alleviate these issues, we propose a novel DPFL algorithm named DP-FedSAM, which leverages gradient perturbation to mitigate the negative impact of DP. Specifically, DP-FedSAM integrates Sharpness Aware Minimization (SAM) optimizer to generate local flatness models with improved stability and weight perturbation robustness, which results in the small norm of local updates and robustness to DP noise, thereby improving the performance. To further reduce the magnitude of random noise while achieving better performance, we propose DP-FedSAM-$top_k$ by adopting the local update sparsification technique. From the theoretical perspective, we present the convergence analysis to investigate how our algorithms mitigate the performance degradation induced by DP. Meanwhile, we give rigorous privacy guarantees with Rényi DP, the sensitivity analysis of local updates, and generalization analysis. At last, we empirically confirm that our algorithms achieve state-of-the-art (SOTA) performance compared with existing SOTA baselines in DPFL.

cs.LG

Efficient Federated Learning with Enhanced Privacy via Lottery Ticket Pruning in Edge Computing

Federated learning (FL) is a collaborative learning paradigm for decentralized private data from mobile terminals (MTs). However, it suffers from issues in terms of communication, resource of MTs, and privacy. Existing privacy-preserving FL methods usually adopt the instance-level differential privacy (DP), which provides a rigorous privacy guarantee but with several bottlenecks: severe performance degradation, transmission overhead, and resource constraints of edge devices such as MTs. To overcome these drawbacks, we propose Fed-LTP, an efficient and privacy-enhanced FL framework with \underline{\textbf{L}}ottery \underline{\textbf{T}}icket \underline{\textbf{H}}ypothesis (LTH) and zero-concentrated D\underline{\textbf{P}} (zCDP). It generates a pruned global model on the server side and conducts sparse-to-sparse training from scratch with zCDP on the client side. On the server side, two pruning schemes are proposed: (i) the weight-based pruning (LTH) determines the pruned global model structure; (ii) the iterative pruning further shrinks the size of the pruned model's parameters. Meanwhile, the performance of Fed-LTP is also boosted via model validation based on the Laplace mechanism. On the client side, we use sparse-to-sparse training to solve the resource-constraints issue and provide tighter privacy analysis to reduce the privacy budget. We evaluate the effectiveness of Fed-LTP on several real-world datasets in both independent and identically distributed (IID) and non-IID settings. The results clearly confirm the superiority of Fed-LTP over state-of-the-art (SOTA) methods in communication, computation, and memory efficiencies while realizing a better utility-privacy trade-off.

cs.DC

Bidirectional Microrocker Bots Controlled via Neutral Position Offset

The recent advancements in nanoscale 3D printing and microfabrication techniques have reinvigorated research on microrobots. However, precise motion control of the microrobots on biological environments using compact actuation setups remains challenging to date. This work presents a novel control mechanism and contact design that enables bidirectional steering via biasing the neutral position of the microrobot. Equipped with rockers to contact the substrate, the microrobot, hence microrocker bot, is capable of well-controlled forward and backward movement on flat and non-flat biological surfaces. The 100um by 113um by 36um robots were 3D printed via two-photon lithography and subsequently deposited with nickel thin films. Under a relatively small static magnetic field, the microrocker bot tilts either forward or backward to align the thin film magnetization direction with the magnetic field lines. When combined with an oscillating magnetic field, the robot undergoes stick-slip motion in the predisposed direction, dictated by the neutral position tilt. The microrocker bots are further equipped with sharp mechanical tips that can be selectively engaged. When the frequency and offset of the actuation sawtooth waveform are optimized, the robot travels up to 100um/s (1 body length per second) forward and backward showing very linear trajectories. Finally, to prove the functionality of the microrocker bots in direct contact with biological surfaces, we demonstrate the robot's ability to traverse forward and backward on the surface of a Dracaena Fragrans leaf, and upend/engage on its mechanical tip.

cs.RO

Genie: An Open Box Counterfactual Policy Estimator for Optimizing Sponsored Search Marketplace

In this paper, we propose an offline counterfactual policy estimation framework called Genie to optimize Sponsored Search Marketplace. Genie employs an open box simulation engine with click calibration model to compute the KPI impact of any modification to the system. From the experimental results on Bing traffic, we showed that Genie performs better than existing observational approaches that employs randomized experiments for traffic slices that have frequent policy updates. We also show that Genie can be used to tune completely new policies efficiently without creating risky randomized experiments due to cold start problem. As time of today, Genie hosts more than 10000 optimization jobs yearly which runs more than 30 Million processing node hours of big data jobs for Bing Ads. For the last 3 years, Genie has been proven to be the one of the major platforms to optimize Bing Ads Marketplace due to its reliability under frequent policy changes and its efficiency to minimize risks in real experiments.

stat.ML