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Yifan Yang

Publications and source records attributed to Yifan Yang.

At least 217 records · Page 12Linked to original sources

Achieving ${O}(ε^{-1.5})$ Complexity in Hessian/Jacobian-free Stochastic Bilevel Optimization

In this paper, we revisit the bilevel optimization problem, in which the upper-level objective function is generally nonconvex and the lower-level objective function is strongly convex. Although this type of problem has been studied extensively, it still remains an open question how to achieve an ${O}(ε^{-1.5})$ sample complexity in Hessian/Jacobian-free stochastic bilevel optimization without any second-order derivative computation. To fill this gap, we propose a novel Hessian/Jacobian-free bilevel optimizer named FdeHBO, which features a simple fully single-loop structure, a projection-aided finite-difference Hessian/Jacobian-vector approximation, and momentum-based updates. Theoretically, we show that FdeHBO requires ${O}(ε^{-1.5})$ iterations (each using ${O}(1)$ samples and only first-order gradient information) to find an $ε$-accurate stationary point. As far as we know, this is the first Hessian/Jacobian-free method with an ${O}(ε^{-1.5})$ sample complexity for nonconvex-strongly-convex stochastic bilevel optimization.

math.OC↗

k2SSL: A Faster and Better Framework for Self-Supervised Speech Representation Learning

Self-supervised learning (SSL) has achieved great success in speech-related tasks. While Transformer and Conformer architectures have dominated SSL backbones, encoders like Zipformer, which excel in automatic speech recognition (ASR), remain unexplored in SSL. Concurrently, inefficiencies in data processing within existing SSL training frameworks, such as fairseq, pose challenges in managing the growing volumes of training data. To address these issues, we propose k2SSL, an open-source framework that offers faster, more memory-efficient, and better-performing self-supervised speech representation learning, focusing on downstream ASR tasks. The optimized HuBERT and proposed Zipformer-based SSL systems exhibit substantial reductions in both training time and memory usage during SSL training. Experiments on LibriSpeech demonstrate that Zipformer Base significantly outperforms HuBERT and WavLM, achieving up to a 34.8% relative WER reduction compared to HuBERT Base after fine-tuning, along with a 3.5x pre-training speedup in GPU hours. When scaled to 60k hours of LibriLight data, Zipformer Large exhibits remarkable efficiency, matching HuBERT Large's performance while requiring only 5/8 pre-training steps.

eess.AS↗

Large Language Models and Causal Inference in Collaboration: A Survey

Causal inference has shown potential in enhancing the predictive accuracy, fairness, robustness, and explainability of Natural Language Processing (NLP) models by capturing causal relationships among variables. The emergence of generative Large Language Models (LLMs) has significantly impacted various NLP domains, particularly through their advanced reasoning capabilities. This survey focuses on evaluating and improving LLMs from a causal view in the following areas: understanding and improving the LLMs' reasoning capacity, addressing fairness and safety issues in LLMs, complementing LLMs with explanations, and handling multimodality. Meanwhile, LLMs' strong reasoning capacities can in turn contribute to the field of causal inference by aiding causal relationship discovery and causal effect estimations. This review explores the interplay between causal inference frameworks and LLMs from both perspectives, emphasizing their collective potential to further the development of more advanced and equitable artificial intelligence systems.

cs.CL↗

Babel: A Scalable Pre-trained Model for Multi-Modal Sensing via Expandable Modality Alignment

This paper presents Babel, the expandable modality alignment model, specially designed for multi-modal sensing. While there has been considerable work on multi-modality alignment, they all struggle to effectively incorporate multiple sensing modalities due to the data scarcity constraints. How to utilize multi-modal data with partial pairings in sensing remains an unresolved challenge. Babel tackles this challenge by introducing the concept of expandable modality alignment. The key idea involves transforming the N-modality alignment into a series of binary-modality alignments. Novel techniques are also proposed to further mitigate data scarcity issue and balance the contribution of the newly incorporated modality with the previously established modality alignment during the expandable alignment process. We provide the comprehensive implementation. In the pre-training phase, Babel currently aligns 6 sensing modalities, namely Wi-Fi, mmWave, IMU, LiDAR, video, and depth. For the deployment phase, as a foundation model, any single or combination of aligned modalities could be selected from Babel and applied to downstream tasks. Evaluation demonstrates Babel's outstanding performance on eight human activity recognition datasets, compared to a broad range of baselines e.g., the SOTA single-modal sensing networks, multi-modal sensing framework, and multi-modal large language models. Babel not only improves the performance of individual modality sensing (12% averaged accuracy improvement), but also effectively fuses multiple available modalities (up to 22% accuracy increase). Case studies also highlight emerging application scenarios empowered by Babel, including cross-modality retrieval (i.e., sensing imaging), and bridging LLM for sensing comprehension.

cs.AI↗

Forward self-similar solutions to the MHD equations: existence and pointwise estimates

In this paper, we study the forward self-similar solutions to the three-dimensional Magnetohydrodynamic equations (MHD equations) in the whole space. By employing the Leray-Schauder theorem and blow-up argument, we construct a global-time forward self-similar solutions, which is smooth in $\R^{3}\times(0,\infty)$. Furthermore, by investigating the regularity of the weak solutions to the corresponding Leray system in the weighted Sobolev space, we can derive the pointwise estimate for the forward self-similar solution.

math.AP↗

HiTVideo: Hierarchical Tokenizers for Enhancing Text-to-Video Generation with Autoregressive Large Language Models

Text-to-video generation poses significant challenges due to the inherent complexity of video data, which spans both temporal and spatial dimensions. It introduces additional redundancy, abrupt variations, and a domain gap between language and vision tokens while generation. Addressing these challenges requires an effective video tokenizer that can efficiently encode video data while preserving essential semantic and spatiotemporal information, serving as a critical bridge between text and vision. Inspired by the observation in VQ-VAE-2 and workflows of traditional animation, we propose HiTVideo for text-to-video generation with hierarchical tokenizers. It utilizes a 3D causal VAE with a multi-layer discrete token framework, encoding video content into hierarchically structured codebooks. Higher layers capture semantic information with higher compression, while lower layers focus on fine-grained spatiotemporal details, striking a balance between compression efficiency and reconstruction quality. Our approach efficiently encodes longer video sequences (e.g., 8 seconds, 64 frames), reducing bits per pixel (bpp) by approximately 70\% compared to baseline tokenizers, while maintaining competitive reconstruction quality. We explore the trade-offs between compression and reconstruction, while emphasizing the advantages of high-compressed semantic tokens in text-to-video tasks. HiTVideo aims to address the potential limitations of existing video tokenizers in text-to-video generation tasks, striving for higher compression ratios and simplify LLMs modeling under language guidance, offering a scalable and promising framework for advancing text to video generation. Demo page: https://ziqinzhou66.github.io/project/HiTVideo.

cs.CV↗

VALL-T: Decoder-Only Generative Transducer for Robust and Decoding-Controllable Text-to-Speech

Recent TTS models with decoder-only Transformer architecture, such as SPEAR-TTS and VALL-E, achieve impressive naturalness and demonstrate the ability for zero-shot adaptation given a speech prompt. However, such decoder-only TTS models lack monotonic alignment constraints, sometimes leading to hallucination issues such as mispronunciation, word skipping and repeating. To address this limitation, we propose VALL-T, a generative Transducer model that introduces shifting relative position embeddings for input phoneme sequence, explicitly indicating the monotonic generation process while maintaining the architecture of decoder-only Transformer. Consequently, VALL-T retains the capability of prompt-based zero-shot adaptation and demonstrates better robustness against hallucinations with a relative reduction of 28.3% in the word error rate.

eess.AS↗

Making Every Frame Matter: Continuous Activity Recognition in Streaming Video via Adaptive Video Context Modeling

Video activity recognition has become increasingly important in robots and embodied AI. Recognizing continuous video activities poses considerable challenges due to the fast expansion of streaming video, which contains multi-scale and untrimmed activities. We introduce a novel system, CARS, to overcome these issues through adaptive video context modeling. Adaptive video context modeling refers to selectively maintaining activity-related features in temporal and spatial dimensions. CARS has two key designs. The first is an activity spatial feature extraction by eliminating irrelevant visual features while maintaining recognition accuracy. The second is an activity-aware state update introducing dynamic adaptability to better preserve the video context for multi-scale activity recognition. Our CARS runs at speeds $>$30 FPS on typical edge devices and outperforms all baselines by 1.2\% to 79.7\% in accuracy. Moreover, we explore applying CARS to a large video model as a video encoder. Experimental results show that our CARS can result in a 0.46-point enhancement (on a 5-point scale) on the in-distribution video activity dataset, and an improvement ranging from 1.19\% to 4\% on zero-shot video activity datasets.

cs.CV↗

Phi-4-Mini Technical Report: Compact yet Powerful Multimodal Language Models via Mixture-of-LoRAs

We introduce Phi-4-Mini and Phi-4-Multimodal, compact yet highly capable language and multimodal models. Phi-4-Mini is a 3.8-billion-parameter language model trained on high-quality web and synthetic data, significantly outperforming recent open-source models of similar size and matching the performance of models twice its size on math and coding tasks requiring complex reasoning. This achievement is driven by a carefully curated synthetic data recipe emphasizing high-quality math and coding datasets. Compared to its predecessor, Phi-3.5-Mini, Phi-4-Mini features an expanded vocabulary size of 200K tokens to better support multilingual applications, as well as group query attention for more efficient long-sequence generation. Phi-4-Multimodal is a multimodal model that integrates text, vision, and speech/audio input modalities into a single model. Its novel modality extension approach leverages LoRA adapters and modality-specific routers to allow multiple inference modes combining various modalities without interference. For example, it now ranks first in the OpenASR leaderboard to date, although the LoRA component of the speech/audio modality has just 460 million parameters. Phi-4-Multimodal supports scenarios involving (vision + language), (vision + speech), and (speech/audio) inputs, outperforming larger vision-language and speech-language models on a wide range of tasks. Additionally, we experiment to further train Phi-4-Mini to enhance its reasoning capabilities. Despite its compact 3.8-billion-parameter size, this experimental version achieves reasoning performance on par with or surpassing significantly larger models, including DeepSeek-R1-Distill-Qwen-7B and DeepSeek-R1-Distill-Llama-8B.

cs.CL↗

MaZO: Masked Zeroth-Order Optimization for Multi-Task Fine-Tuning of Large Language Models

Large language models have demonstrated exceptional capabilities across diverse tasks, but their fine-tuning demands significant memory, posing challenges for resource-constrained environments. Zeroth-order (ZO) optimization provides a memory-efficient alternative by eliminating the need for backpropagation. However, ZO optimization suffers from high gradient variance, and prior research has largely focused on single-task learning, leaving its application to multi-task learning unexplored. Multi-task learning is crucial for leveraging shared knowledge across tasks to improve generalization, yet it introduces unique challenges under ZO settings, such as amplified gradient variance and collinearity. In this paper, we present MaZO, the first framework specifically designed for multi-task LLM fine-tuning under ZO optimization. MaZO tackles these challenges at the parameter level through two key innovations: a weight importance metric to identify critical parameters and a multi-task weight update mask to selectively update these parameters, reducing the dimensionality of the parameter space and mitigating task conflicts. Experiments demonstrate that MaZO achieves state-of-the-art performance, surpassing even multi-task learning methods designed for first-order optimization.

cs.LG↗

QuZO: Quantized Zeroth-Order Fine-Tuning for Large Language Models

Language Models (LLMs) are often quantized to lower precision to reduce the memory cost and latency in inference. However, quantization often degrades model performance, thus fine-tuning is required for various down-stream tasks. Traditional fine-tuning methods such as stochastic gradient descent and Adam optimization require backpropagation, which are error-prone in the low-precision settings. To overcome these limitations, we propose the Quantized Zeroth-Order (QuZO) framework, specifically designed for fine-tuning LLMs through low-precision (e.g., 4- or 8-bit) forward passes. Our method can avoid the error-prone low-precision straight-through estimator, and utilizes optimized stochastic rounding to mitigate the increased bias. QuZO simplifies the training process, while achieving results comparable to first-order methods in ${\rm FP}8$ and superior accuracy in ${\rm INT}8$ and ${\rm INT}4$ training. Experiments demonstrate that low-bit training QuZO achieves performance comparable to MeZO optimization on GLUE, Multi-Choice, and Generation tasks, while reducing memory cost by $2.94 \times$ in LLaMA2-7B fine-tuning compared to quantized first-order methods.

cs.LG↗

Expand Heterogeneous Learning Systems with Selective Multi-Source Knowledge Fusion

Expanding existing learning systems to provide high-quality customized models for more domains, such as new users, is challenged by the limited labeled data and the data and device heterogeneities. While knowledge distillation methods could overcome label scarcity and device heterogeneity, they assume the teachers are fully reliable and overlook the data heterogeneity, which prevents the direct adoption of existing models. To address this problem, this paper proposes a framework, HaT, to expand learning systems. It first selects multiple high-quality models from the system at a low cost and then fuses their knowledge by assigning sample-wise weights to their predictions. Later, the fused knowledge is selectively injected into the customized models based on the knowledge quality. Extensive experiments on different tasks, modalities, and settings show that HaT outperforms state-of-the-art baselines by up to 16.5% accuracy and saves up to 39% communication traffic.

cs.AI↗

MapFusion: A Novel BEV Feature Fusion Network for Multi-modal Map Construction

Map construction task plays a vital role in providing precise and comprehensive static environmental information essential for autonomous driving systems. Primary sensors include cameras and LiDAR, with configurations varying between camera-only, LiDAR-only, or camera-LiDAR fusion, based on cost-performance considerations. While fusion-based methods typically perform best, existing approaches often neglect modality interaction and rely on simple fusion strategies, which suffer from the problems of misalignment and information loss. To address these issues, we propose MapFusion, a novel multi-modal Bird's-Eye View (BEV) feature fusion method for map construction. Specifically, to solve the semantic misalignment problem between camera and LiDAR BEV features, we introduce the Cross-modal Interaction Transform (CIT) module, enabling interaction between two BEV feature spaces and enhancing feature representation through a self-attention mechanism. Additionally, we propose an effective Dual Dynamic Fusion (DDF) module to adaptively select valuable information from different modalities, which can take full advantage of the inherent information between different modalities. Moreover, MapFusion is designed to be simple and plug-and-play, easily integrated into existing pipelines. We evaluate MapFusion on two map construction tasks, including High-definition (HD) map and BEV map segmentation, to show its versatility and effectiveness. Compared with the state-of-the-art methods, MapFusion achieves 3.6% and 6.2% absolute improvements on the HD map construction and BEV map segmentation tasks on the nuScenes dataset, respectively, demonstrating the superiority of our approach.

cs.CV↗

Surveying Attitudinal Alignment Between Large Language Models Vs. Humans Towards 17 Sustainable Development Goals

Large Language Models (LLMs) have emerged as potent tools for advancing the United Nations' Sustainable Development Goals (SDGs). However, the attitudinal disparities between LLMs and humans towards these goals can pose significant challenges. This study conducts a comprehensive review and analysis of the existing literature on the attitudes of LLMs towards the 17 SDGs, emphasizing the comparison between their attitudes and support for each goal and those of humans. We examine the potential disparities, primarily focusing on aspects such as understanding and emotions, cultural and regional differences, task objective variations, and factors considered in the decision-making process. These disparities arise from the underrepresentation and imbalance in LLM training data, historical biases, quality issues, lack of contextual understanding, and skewed ethical values reflected. The study also investigates the risks and harms that may arise from neglecting the attitudes of LLMs towards the SDGs, including the exacerbation of social inequalities, racial discrimination, environmental destruction, and resource wastage. To address these challenges, we propose strategies and recommendations to guide and regulate the application of LLMs, ensuring their alignment with the principles and goals of the SDGs, and therefore creating a more just, inclusive, and sustainable future.

cs.CY↗

Real-Time Neural-Enhancement for Online Cloud Gaming

Online Cloud gaming demands real-time, high-quality video transmission across variable wide-area networks (WANs). Neural-enhanced video transmission algorithms employing super-resolution (SR) for video quality enhancement have effectively challenged WAN environments. However, these SR-based methods require intensive fine-tuning for the whole video, making it infeasible in diverse online cloud gaming. To address this, we introduce River, a cloud gaming delivery framework designed based on the observation that video segment features in cloud gaming are typically repetitive and redundant. This permits a significant opportunity to reuse fine-tuned SR models, reducing the fine-tuning latency of minutes to query latency of milliseconds. To enable the idea, we design a practical system that addresses several challenges, such as model organization, online model scheduler, and transfer strategy. River first builds a content-aware encoder that fine-tunes SR models for diverse video segments and stores them in a lookup table. When delivering cloud gaming video streams online, River checks the video features and retrieves the most relevant SR models to enhance the frame quality. Meanwhile, if no existing SR model performs well enough for some video segments, River will further fine-tune new models and update the lookup table. Finally, to avoid the overhead of streaming model weight to the clients, River designs a prefetching strategy that predicts the models with the highest possibility of being retrieved. Our evaluation based on real video game streaming demonstrates River can reduce redundant training overhead by 44% and improve the Peak-Signal-to-Noise-Ratio by 1.81dB compared to the SOTA solutions. Practical deployment shows River meets real-time requirements, achieving approximately 720p 20fps on mobile devices.

cs.NI↗

SLAM-Omni: Timbre-Controllable Voice Interaction System with Single-Stage Training

Recent advancements highlight the potential of end-to-end real-time spoken dialogue systems, showcasing their low latency and high quality. In this paper, we introduce SLAM-Omni, a timbre-controllable, end-to-end voice interaction system with single-stage training. SLAM-Omni achieves zero-shot timbre control by modeling spoken language with semantic tokens and decoupling speaker information to a vocoder. By predicting grouped speech semantic tokens at each step, our method significantly reduces the sequence length of audio tokens, accelerating both training and inference. Additionally, we propose historical text prompting to compress dialogue history, facilitating efficient multi-round interactions. Comprehensive evaluations reveal that SLAM-Omni outperforms prior models of similar scale, requiring only 15 hours of training on 4 GPUs with limited data. Notably, it is the first spoken dialogue system to achieve competitive performance with a single-stage training approach, eliminating the need for pre-training on TTS or ASR tasks. Further experiments validate its multilingual and multi-turn dialogue capabilities on larger datasets.

eess.AS↗

Adversarial Attacks on Large Language Models in Medicine

The integration of Large Language Models (LLMs) into healthcare applications offers promising advancements in medical diagnostics, treatment recommendations, and patient care. However, the susceptibility of LLMs to adversarial attacks poses a significant threat, potentially leading to harmful outcomes in delicate medical contexts. This study investigates the vulnerability of LLMs to two types of adversarial attacks in three medical tasks. Utilizing real-world patient data, we demonstrate that both open-source and proprietary LLMs are susceptible to manipulation across multiple tasks. This research further reveals that domain-specific tasks demand more adversarial data in model fine-tuning than general domain tasks for effective attack execution, especially for more capable models. We discover that while integrating adversarial data does not markedly degrade overall model performance on medical benchmarks, it does lead to noticeable shifts in fine-tuned model weights, suggesting a potential pathway for detecting and countering model attacks. This research highlights the urgent need for robust security measures and the development of defensive mechanisms to safeguard LLMs in medical applications, to ensure their safe and effective deployment in healthcare settings.

cs.AI↗

MageBench: Bridging Large Multimodal Models to Agents

LMMs have shown impressive visual understanding capabilities, with the potential to be applied in agents, which demand strong reasoning and planning abilities. Nevertheless, existing benchmarks mostly assess their reasoning abilities in language part, where the chain-of-thought is entirely composed of text.We consider the scenario where visual signals are continuously updated and required along the decision making process. Such vision-in-the-chain reasoning paradigm is more aligned with the needs of multimodal agents, while being rarely evaluated. In this paper, we introduce MageBench, a reasoning capability oriented multimodal agent benchmark that, while having light-weight environments, poses significant reasoning challenges and holds substantial practical value. This benchmark currently includes three types of environments: WebUI, Sokoban, and Football, comprising a total of 483 different scenarios. It thoroughly validates the agent's knowledge and engineering capabilities, visual intelligence, and interaction skills. The results show that only a few product-level models are better than random acting, and all of them are far inferior to human-level. More specifically, we found current models severely lack the ability to modify their planning based on visual feedback, as well as visual imagination, interleaved image-text long context handling, and other abilities. We hope that our work will provide optimization directions for LMM from the perspective of being an agent. We release our code and data at https://github.com/microsoft/MageBench.

cs.CV↗