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Yifeng Xiong

Publications and source records attributed to Yifeng Xiong.

At least 37 records · Page 2Linked to original sources

Transmission Mask Analysis for Range-Doppler Sensing in Half-Duplex ISAC

In this paper, we analyze the periodic transmission masks for MASked Modulation (MASM) in half-duplex integrated sensing and communication (ISAC), and derive their closed-form expected range-Doppler response $\mathbb{E}\{r(k,l,ν)\}$. We show that range sidelobes ($k\neq l$) are Doppler-invariant, extending the range-sidelobe optimality to the 2-D setting. For the range mainlobe ($k=l$), periodic masking yields sparse Doppler sidelobes: Cyclic difference sets (CDSs) (in particular Singer CDSs) are minimax-optimal in a moderately dynamic regime, while in a highly dynamic regime the Doppler-sidelobe energy is a concave function of the mask autocorrelation, revealing an inevitable tradeoff with mainlobe fluctuation.

cs.IT↗

Adaptive Matched Filtering for Sensing With Communication Signals in Cluttered Environments

This paper investigates the performance of the adaptive matched filtering (AMF) in cluttered environments, particularly when operating with superimposed signals. Since the instantaneous signal-to-clutter-plus-noise ratio (SCNR) is a random variable dependent on the data payload, using it directly as a design objective poses severe practical challenges, such as prohibitive computational burdens and signaling overhead. To address this, we propose shifting the optimization objective from an instantaneous to a statistical metric, which focuses on maximizing the average SCNR over all possible payloads. Due to its analytical intractability, we leverage tools from random matrix theory (RMT) to derive an asymptotic approximation for the average SCNR, which remains accurate even in moderate-dimensional regimes. A key finding from our theoretical analysis is that, for a fixed modulation basis, the PSK achieves a superior average SCNR compared to QAM and the pure Gaussian constellation. Furthermore, for any given constellation, the OFDM achieves a higher average SCNR than SC and AFDM. Then, we propose two pilot design schemes to enhance system performance: a Data-Payload-Dependent (DPD) scheme and a Data-Payload-Independent (DPI) scheme. The DPD approach maximizes the instantaneous SCNR for each transmission. Conversely, the DPI scheme optimizes the average SCNR, offering a flexible trade-off between sensing performance and implementation complexity. Then, we develop two dedicated optimization algorithms for DPD and DPI schemes. In particular, for the DPD problem, we employ fractional optimization and the KKT conditions to derive a closed-form solution. For the DPI problem, we adopt a manifold optimization approach to handle the inherent rank-one constraint efficiently. Simulation results validate the accuracy of our theoretical analysis and demonstrate the effectiveness of the proposed methods.

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OPLoRA: Orthogonal Projection LoRA Prevents Catastrophic Forgetting during Parameter-Efficient Fine-Tuning

Low-Rank Adaptation (LoRA) enables efficient fine-tuning of large language models but suffers from catastrophic forgetting when learned updates interfere with the dominant singular directions that encode essential pre-trained knowledge. We propose Orthogonal Projection LoRA (OPLoRA), a theoretically grounded approach that prevents this interference through double-sided orthogonal projections. By decomposing frozen weights via SVD, OPLoRA constrains LoRA updates to lie entirely within the orthogonal complement of the top-$k$ singular subspace using projections $P_L = I - U_k U_k^\top$ and $P_R = I - V_k V_k^\top$. We prove that this construction exactly preserves the top-$k$ singular triples, providing mathematical guarantees for knowledge retention. To quantify subspace interference, we introduce $ρ_k$, a metric measuring update alignment with dominant directions. Extensive experiments across commonsense reasoning, mathematics, and code generation demonstrate that OPLoRA significantly reduces forgetting while maintaining competitive task-specific performance on LLaMA-2 7B and Qwen2.5 7B, establishing orthogonal projection as an effective mechanism for knowledge preservation in parameter-efficient fine-tuning.

cs.CL↗

Discrete-Periodic Ambiguity Function of Random Communication Signals

This paper investigates the ambiguity function (AF) of communication signals carrying random data payloads, which is a fundamental metric characterizing sensing capability in ISAC systems. We first develop a unified analytical framework to evaluate the AF of communication-centric ISAC signals constructed from arbitrary orthonormal bases and independent identically distributed (i.i.d.) constellation symbols. Subsequently, we derive the discrete periodic ambiguity function (DP-AF) and provide closed-form expressions for its expected integrated sidelobe level (EISL) and average sidelobe level. Notably, we prove that the normalized EISL is invariant across all constellations and modulation bases. Finally, the theoretical findings are validated through simulations.

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Probabilistic Constellation Shaping for OFDM ISAC Signals Under Temporal-Frequency Filtering

Integrated sensing and communications (ISAC) is considered an innovative technology in sixth-generation (6G) wireless networks, where utilizing orthogonal frequency division multiplexing (OFDM) communication signals for sensing provides a cost-effective solution for implementing ISAC. However, the sensing performance of matched and mismatched filtering schemes can be significantly deteriorated due to the signaling randomness induced by finite-alphabet modulations with nonconstant modulus, such as quadrature amplitude modulation (QAM) constellations. Therefore, improving sensing performance without significantly compromising communication capability (i.e., maintaining randomness), remains a challenging task. To that end, we propose a unified probabilistic constellation shaping (PCS) framework that is compatible with both matched and mismatched filtering schemes, by maximizing the communication rate while imposing constraints on mean square error (MSE) of sensing channel state information (CSI), power, and probability distribution. Specifically, the MSE of sensing CSI is leveraged to optimize sensing capability, which is illustrated to be a more comprehensive metric compared to the output SNR after filtering (SNRout) and integrated sidelobes ratio (ISLR). Additionally, the internal relationships among these three sensing metrics are explicitly analyzed. Finally, both simulations and field measurements validate the efficiency of proposed PCS approach in achieving a flexible S&C trade-off, as well as its credibility in enhancing 6G wireless transmission in real-world scenarios.

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CP-OFDM Achieves the Lowest Average Ranging Sidelobe Under QAM/PSK Constellations

This paper aims to answer a fundamental question in the area of Integrated Sensing and Communications (ISAC): What is the optimal communication-centric ISAC waveform for ranging? Towards that end, we first established a generic framework to analyze the sensing performance of communication-centric ISAC waveforms built upon orthonormal signaling bases and random data symbols. Then, we evaluated their ranging performance by adopting both the periodic and aperiodic auto-correlation functions (P-ACF and A-ACF), and defined the expectation of the integrated sidelobe level (EISL) as a sensing performance metric. On top of that, we proved that among all communication waveforms with cyclic prefix (CP), the orthogonal frequency division multiplexing (OFDM) modulation is the only globally optimal waveform that achieves the lowest ranging sidelobe for quadrature amplitude modulation (QAM) and phase shift keying (PSK) constellations, in terms of both the EISL and the sidelobe level at each individual lag of the P-ACF. As a step forward, we proved that among all communication waveforms without CP, OFDM is a locally optimal waveform for QAM/PSK in the sense that it achieves a local minimum of the EISL of the A-ACF. Finally, we demonstrated by numerical results that under QAM/PSK constellations, there is no other orthogonal communication-centric waveform that achieves a lower ranging sidelobe level than that of the OFDM, in terms of both P-ACF and A-ACF cases.

cs.IT↗

Faster-than-Nyquist Signaling is Good for Single-Carrier ISAC: An Analytical Study

In this paper, we provide an analytical study of single-carrier faster-than-Nyquist (FTN) signaling for integrated sensing and communications (ISAC). Our derivations show that FTN is advantageous for ISAC, and reveal new insights that these advantages come from the fact that FTN signaling can effectively avoid the spectral aliasing due to the mismatch between the symbol rate and the bandwidth of the shaping pulse. Specifically, the communication spectral efficiency advantages of FTN signaling over time-invariant multipath channels are analytically shown, where both upper- and lower-bounds on the spectral efficiency are derived. We show that the gap between these two bounds corresponds to the potential signal-to-noise ratio (SNR) variation due to the presence of multipath delay and spectral aliasing, which diminishes as the symbol rate grows higher. Particularly, in the limiting case, this SNR variation disappears while the degree of freedom (DoF) of the system attain the maximum. Furthermore, the sensing advantages for FTN signals are verified in terms of the expected normalized squared ambiguity function. We show that FTN signals generally enjoy a more robust ranging performance. More importantly, we prove that FTN signaling can effectively avoid the undesired peaks in the considered ambiguity function along the Doppler dimension, thereby reducing the ambiguities in velocity estimation. All these conclusions are explicitly verified by numerical results.

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The Coupling Effect of Sensing Targets on the Environment for 3GPP ISAC Channels: Observation, Modeling, and Validation

Integrated Sensing And Communication (ISAC) has been identified as a key 6G application by ITU and 3GPP, with standardization efforts already underway. Sensing tasks, such as target localization, demand more precise characterization of the sensing target (ST) in ISAC channel modeling. The ST couples complexly with environmental scatterers, potentially blocking some multipaths and generating new ones, resulting in power variations compared to the original channel. To accurately model this effect, this paper proposes a coupled ISAC channel model based on measurements and validates it through similarity analysis between simulated and measured channels. In this work, we first conduct ISAC channel measurements in an indoor factory scenario at 105 GHz, where the multipath power variations caused by the ST's interaction with the environment are clearly observed. Then, we propose an ISAC channel modeling framework that incorporates two novel parameters: the Blockage-Region Coupling Factor (BR-CF) and the Forward-Scattering (FS)-CF, which characterize the spatial region and intensity of the coupling effect, respectively. Finally, the proposed model is validated through similarity comparison with measured data, demonstrating higher accuracy for both LoS and NLoS scenarios compared to the non-coupled model. This realistic ISAC channel model provides an effective framework for capturing the ST-environment coupling effect, supporting the design and evaluation of ISAC technologies.

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A Unified RCS Modeling of Typical Targets for 3GPP ISAC Channel Standardization and Experimental Analysis

Accurate radar cross section (RCS) modeling is crucial for characterizing target scattering and improving the precision of Integrated Sensing and Communication (ISAC) channel modeling. Existing RCS models are typically designed for specific target types, leading to increased complexity and lack of generalization. This makes it difficult to standardize RCS models for 3GPP ISAC channels, which need to account for multiple typical target types simultaneously. Furthermore, 3GPP models must support both system-level and link-level simulations, requiring the integration of large-scale and small-scale scattering characteristics. To address these challenges, this paper proposes a unified RCS modeling framework that consolidates these two aspects. The model decomposes RCS into three components: (1) a large-scale power factor representing overall scattering strength, (2) a small-scale angular-dependent component describing directional scattering, and (3) a random component accounting for variations across target instances. We validate the model through mono-static RCS measurements for UAV, human, and vehicle targets across five frequency bands. The results demonstrate that the proposed model can effectively capture RCS variations for different target types. Finally, the model is incorporated into an ISAC channel simulation platform to assess the impact of target RCS characteristics on path loss, delay spread, and angular spread, providing valuable insights for future ISAC system design.

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Masked Modulation: High-Throughput Half-Duplex ISAC Transmission Waveform Design

Integrated sensing and communication (ISAC) enables numerous innovative wireless applications. Communication-centric design is a practical choice for the construction of the sixth generation (6G) ISAC networks. Continuous-wave-based ISAC systems, with orthogonal frequency-division multiplexing (OFDM) being a representative example, suffer from the self-interference (SI) problem, and hence are less suitable for long-range sensing. On the other hand, pulse-based half-duplex ISAC systems are free of SI, but are also less favourable for high-throughput communication scenarios. In this treatise, we propose MASked Modulation (MASM), a half-duplex ISAC waveform design scheme, which minimises a range blindness metric, termed as "mainlobe fluctuation", given a duty cycle (proportional to communication throughput) constraint. In particular, MASM is capable of supporting high-throughput communication ($\sim$50% duty cycle) under mild mainlobe fluctuation. Moreover, MASM can be flexibly adapted to frame-level waveform designs by operating on the slow-time scale. In terms of optimal transmit mask design, a set of masks is shown to be ideal in the sense of sidelobe level and mainlobe fluctuation intensity.

cs.IT↗

Sensing With Random Communication Signals

Communication-centric Integrated Sensing and Communication (ISAC) has been recognized as a promising methodology to implement wireless sensing functionality over existing network architectures, due to its cost-effectiveness and backward compatibility to legacy cellular systems. However, the inherent randomness of the communication signal may incur huge fluctuations in sensing capabilities, leading to unfavorable detection and estimation performance. To address this issue, we elaborate on random ISAC signal processing methods in this article, aiming at improving the sensing performance without unduly deteriorating the communication functionality. Specifically, we commence by discussing the fundamentals of sensing with random communication signals, including the performance metrics and optimal ranging waveforms. Building on these concepts, we then present a general framework for random ISAC signal transmission, followed by an in-depth exploration of time-domain pulse shaping, frequency-domain constellation shaping, and spatial-domain precoding methods. We provide a comprehensive overview of each of these topics, including models, results, and design guidelines. Finally, we conclude this article by identifying several promising research directions for random ISAC signal transmission.

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Uncovering the Iceberg in the Sea: Fundamentals of Pulse Shaping and Modulation Design for Random ISAC Signals

Integrated Sensing and Communications (ISAC) is expected to play a pivotal role in future 6G networks. To maximize time-frequency resource utilization, 6G ISAC systems must exploit data payload signals, that are inherently random, for both communication and sensing tasks. This paper provides a comprehensive analysis of the sensing performance of such communication-centric ISAC signals, with a focus on modulation and pulse shaping design to reshape the statistical properties of their auto-correlation functions (ACFs), thereby improving the target ranging performance. We derive a closed-form expression for the expectation of the squared ACF of random ISAC signals, considering arbitrary modulation bases and constellation mappings within the Nyquist pulse shaping framework. The structure is metaphorically described as an ``iceberg hidden in the sea", where the ``iceberg'' represents the squared mean of the ACF of random ISAC signals, that is determined by the pulse shaping filter, and the ``sea level'' characterizes the corresponding variance, caused by the randomness of the data payload. Our analysis shows that, for QAM/PSK constellations with Nyquist pulse shaping, Orthogonal Frequency Division Multiplexing (OFDM) achieves the lowest ranging sidelobe level across all lags. Building on these insights, we propose a novel Nyquist pulse shaping design to enhance the sensing performance of random ISAC signals. Numerical results validate our theoretical findings, showing that the proposed pulse shaping significantly reduces ranging sidelobes compared to conventional root-raised cosine (RRC) pulse shaping, thereby improving the ranging performance.

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Communication-Assisted Sensing in 6G Networks

Exploring the mutual benefit and reciprocity of sensing and communication (S\&C) functions is fundamental to realizing deeper integration for integrated sensing and communication (ISAC) systems. This paper investigates a novel communication-assisted sensing (CAS) system within 6G perceptive networks, where the base station actively senses the targets through device-free wireless sensing and simultaneously transmits the estimated information to end-users. In such a CAS system, we first establish an optimal waveform design framework based on the rate-distortion (RD) and source-channel separation (SCT) theorems. After analyzing the relationships between the sensing distortion, coding rate, and communication channel capacity, we propose two distinct waveform design strategies in the scenario of target impulse response estimation. In the separated S\&C waveforms scheme, we equivalently transform the original problem into a power allocation problem and develop a low-complexity one-dimensional search algorithm, shedding light on a notable power allocation tradeoff between the S\&C waveform. In the dual-functional waveform scheme, we conceive a heuristic mutual information optimization algorithm for the general case, alongside a modified gradient projection algorithm tailored for the scenarios with independent sensing sub-channels. Additionally, we identify the presence of both subspace tradeoff and water-filling tradeoff in this scheme. Finally, we validate the effectiveness of the proposed algorithms through numerical simulations.

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Pulse Shaping for Random ISAC Signals: The Ambiguity Function Between Symbols Matters

Integrated sensing and communications (ISAC) has emerged as a pivotal enabling technology for next-generation wireless networks. Despite the distinct signal design requirements of sensing and communication (S&C) systems, shifting the symbol-wise pulse shaping (SWiPS) framework from communication-only systems to ISAC poses significant challenges in signal design and processing This paper addresses these challenges by examining the ambiguity function (AF) of the SWiPS ISAC signal and introducing a novel pulse shaping design for single-carrier ISAC transmission. We formulate optimization problems to minimize the average integrated sidelobe level (ISL) of the AF, as well as the weighted ISL (WISL) while satisfying inter-symbol interference (ISI), out-of-band emission (OOBE), and power constraints. Our contributions include establishing the relationship between the AFs of both the random data symbols and signaling pulses, analyzing the statistical characteristics of the AF, and developing algorithmic frameworks for pulse shaping optimization using successive convex approximation (SCA) and alternating direction method of multipliers (ADMM) approaches. Numerical results are provided to validate our theoretical analysis, which demonstrate significant performance improvements in the proposed SWiPS design compared to the root-raised cosine (RRC) pulse shaping for conventional communication systems.

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Improving the Ranging Performance of Random ISAC Signals Through Pulse Shaping Design

In this paper, we propose a novel pulse shaping design for single-carrier integrated sensing and communication (ISAC) transmission. Due to the communication information embedded in the ISAC signal, the resulting auto-correlation function (ACF) is determined by both the information-conveying random symbol sequence and the signaling pulse, where the former leads to random fluctuations in the sidelobes of the ACF, impairing the range estimation performance. To overcome this challenge, we first analyze the statistical characteristics of the random ACF under the symbol-wise pulse shaping (SWPS) regime. As a step further, we formulate an optimization problem to design ISAC pulse shaping filters, which minimizes the average integrated sidelobe level ratio (ISLR) while meeting the Nyquist criterion, subject to power and bandwidth constraints. We then show that the problem can be recast as a convex quadratic program by expressing it in the frequency domain, which can be readily solved through standard tools. Numerical results demonstrate that the proposed pulse shaping design achieves substantial ranging sidelobe reduction compared to the celebrated root-raised cosine (RRC) pulse shaping, given that the communication throughput is unchanged.

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Fundamental Limits of Communication-Assisted Sensing in ISAC Systems

In this paper, we introduce a novel communication-assisted sensing (CAS) framework that explores the potential coordination gains offered by the integrated sensing and communication technique. The CAS system endows users with beyond-line-of-the-sight sensing capabilities, supported by a dual-functional base station that enables simultaneous sensing and communication. To delve into the system's fundamental limits, we characterize the information-theoretic framework of the CAS system in terms of rate-distortion theory. We reveal the achievable overall distortion between the target's state and the reconstructions at the end-user, referred to as the sensing quality of service, within a special case where the distortion metric is separable for sensing and communication processes. As a case study, we employ a typical application to demonstrate distortion minimization under the ISAC signaling strategy, showcasing the potential of CAS in enhancing sensing capabilities.

cs.IT↗

Random ISAC Signals Deserve Dedicated Precoding

Radar systems typically employ well-designed deterministic signals for target sensing, while integrated sensing and communications (ISAC) systems have to adopt random signals to convey useful information. This paper analyzes the sensing and ISAC performance relying on random signaling in a multi-antenna system. Towards this end, we define a new sensing performance metric, namely, ergodic linear minimum mean square error (ELMMSE), which characterizes the estimation error averaged over random ISAC signals. Then, we investigate a data-dependent precoding (DDP) scheme to minimize the ELMMSE in sensing-only scenarios, which attains the optimized performance at the cost of high implementation overhead. To reduce the cost, we present an alternative data-independent precoding (DIP) scheme by stochastic gradient projection (SGP). Moreover, we shed light on the optimal structures of both sensing-only DDP and DIP precoders. As a further step, we extend the proposed DDP and DIP approaches to ISAC scenarios, which are solved via a tailored penalty-based alternating optimization algorithm. Our numerical results demonstrate that the proposed DDP and DIP methods achieve substantial performance gains over conventional ISAC signaling schemes that treat the signal sample covariance matrix as deterministic, which proves that random ISAC signals deserve dedicated precoding designs.

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Performance Bounds for Passive Sensing in Asynchronous ISAC Systems -- Appendices

This document contains the appendices for our paper titled ``Performance Bounds for Passive Sensing in Asynchronous ISAC Systems." The appendices include rigorous derivations of key formulas, detailed proofs of the theorems and propositions introduced in the paper, and details of the algorithm tested in the numerical simulation for validation. These appendices aim to support and elaborate on the findings and methodologies presented in the main text. All external references to equations, theorems, and so forth, are directed towards the corresponding elements within the main paper.

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