arXiv subjects

Yijie Mao

Publications and source records attributed to Yijie Mao.

At least 91 records · Page 5Linked to original sources

arXiv2021

Globally Optimal Beamforming for Rate Splitting Multiple Access

We consider globally optimal precoder design for rate splitting multiple access in Gaussian multiple-input single-output downlink channels with respect to weighted sum rate and energy efficiency maximization. The proposed algorithm solves an instance of the joint multicast and unicast beamforming problem and includes multicast- and unicast-only beamforming as special cases. Numerical results show that it outperforms state-of-the-art algorithms in terms of numerical stability and converges almost twice as fast.

cs.IT↗

arXiv2021

Rate-Splitting Multiple Access for Multi-antenna Downlink Communication Systems: Spectral and Energy Efficiency Tradeoff

Rate-splitting (RS) has recently been recognized as a promising physical-layer technique for multi-antenna broadcast channels (BC). Due to its ability to partially decode the interference and partially treat the remaining interference as noise, RS is an enabler for a powerful multiple access, namely rate-splitting multiple access (RSMA), that has been shown to achieve higher spectral efficiency (SE) and energy efficiency (EE) than both space division multiple access (SDMA) and non-orthogonal multiple access (NOMA) in a wide range of user deployments and network loads. As SE maximization and EE maximization are two conflicting objectives, the study of the tradeoff between the two criteria is of particular interest. In this work, we address the SE-EE tradeoff by studying the joint SE and EE maximization problem of RSMA in multiple input single output (MISO) BC with rate-dependent circuit power consumption at the transmitter. To tackle the challenges coming from multiple objective functions and rate-dependent circuit power consumption, we first propose two methods to transform the original problem into a single-objective problem, namely, weighted-sum method and weighted-power method. A successive convex approximation (SCA)-based algorithm is then proposed to jointly optimize the precoders and RS message split of the transformed problem. Numerical results show that our algorithm converges much faster than existing algorithms. In addition, the performance of RS is superior to or equal to non-RS strategy in terms of both SE and EE and their tradeoff.

cs.IT↗

arXiv2021

Is NOMA Efficient in Multi-Antenna Networks? A Critical Look at Next Generation Multiple Access Techniques

In this paper, we take a critical and fresh look at the downlink multi-antenna NOMA literature. Instead of contrasting NOMA with OMA, we contrast NOMA with two other baselines. The first is conventional Multi-User Linear Precoding (MULP). The second is Rate-Splitting Multiple Access (RSMA) based on multi-antenna Rate-Splitting (RS) and SIC. We show that there is some confusion about the benefits of NOMA, and we dispel the associated misconceptions. First, we highlight why NOMA is inefficient in multi-antenna settings based on basic multiplexing gain analysis. We stress that the issue lies in how the NOMA literature has been hastily applied to multi-antenna setups, resulting in a misuse of spatial dimensions and therefore loss in multiplexing gains and rate. Second, we show that NOMA incurs a severe multiplexing gain loss despite an increased receiver complexity due to an inefficient use of SIC receivers. Third, we emphasize that much of the merits of NOMA are due to the constant comparison to OMA instead of comparing it to MULP and RS baselines. We then expose the pivotal design constraint that multi-antenna NOMA requires one user to fully decode the messages of the other users. This design constraint is responsible for the multiplexing gain erosion, rate loss, and inefficient use of SIC receivers in multi-antenna settings. Our results confirm that NOMA should not be applied blindly to multi-antenna settings, highlight the scenarios where MULP outperforms NOMA and vice versa, and demonstrate the inefficiency, performance loss and complexity disadvantages of NOMA compared to RS. The first takeaway message is that, while NOMA is not beneficial in most multi-antenna deployments. The second takeaway message is that other non-orthogonal transmission frameworks, such as RS, exist which fully exploit the multiplexing gain and the benefits of SIC to boost the rate in multi-antenna settings.

cs.IT↗

arXiv2020

Dirty Paper Coded Rate-Splitting for Non-Orthogonal Unicast and Multicast Transmission with Partial CSIT

A Non-Orthogonal Unicast and Multicast (NOUM) transmission system allows a multicast stream intended to all receivers to be jointly transmitted with unicast streams in the same time-frequency resource blocks. While the capacity of the two-user multi-antenna NOUM with perfect Channel State Information at the Transmitter (CSIT) is known and achieved by Dirty Paper Coding (DPC)-assisted NOUM with Superposition Coding (SC), the capacity and the capacity-achieving strategy of the multi-antenna NOUM with partial CSIT remain unknown. In this work, we focus on the partial CSIT setting and make two major contributions. First, we show that linearly precoded Rate-Splitting (RS), relying on splitting unicast messages into common and private parts, encoding the common parts together with the multicast message and linearly precoding at the transmitter, can achieve larger rate regions than DPC-assisted NOUM with partial CSIT. Second, we study Dirty Paper Coded Rate-Splitting (DPCRS), that marries RS and DPC. We show that the rate region of DPCRS-assisted NOUM is enlarged beyond that of conventional DPC-assisted NOUM and that of linearly precoded RS-assisted NOUM with partial CSIT.

cs.IT↗

arXiv2020

Rate Splitting Multiple Access in C-RAN: A Scalable and Robust Design

Cloud radio access networks (C-RAN) enable a network platform for beyond the fifth generation of communication networks (B5G), which incorporates the advances in cloud computing technologies to modern radio access networks. Recently, rate splitting multiple access (RSMA), relying on multi-antenna rate-splitting (RS) at the transmitter and successive interference cancellation (SIC) at the receivers, has been shown to manage the interference in multi-antenna communication networks efficiently. This paper considers applying RSMA in C-RAN. We address the practical challenge of a transmitter that only knows the statistical channel state (CSI) information of the users. To this end, the paper investigates the problem of stochastic coordinated beamforming (SCB) optimization to maximize the ergodic sum-rate (ESR) in the network. Furthermore, we propose a scalable and robust RS scheme where the number of the common streams to be decoded at each user scales linearly with the number of users, and the common stream selection only depends on the statistical CSI. The setup leads to a challenging stochastic and non-convex optimization problem. A sample average approximation (SAA) and weighted minimum mean square error (WMMSE) based algorithm is adopted to tackle the intractable stochastic non-convex optimization and guarantee convergence to a stationary point asymptotically. The numerical simulations demonstrate the efficiency of the proposed RS strategy and show a gain up to 27\% in the achievable ESR compared with state-of-the-art schemes, namely treating interference as noise (TIN) and non-orthogonal multiple access (NOMA) schemes.

cs.IT↗

arXiv2020

Max-min Fairness of K-user Cooperative Rate-Splitting in MISO Broadcast Channel with User Relaying

Cooperative Rate-Splitting (CRS) strategy, relying on linearly precoded rate-splitting at the transmitter and opportunistic transmission of the common message by the relaying user, has recently been shown to outperform typical Non-cooperative Rate-Splitting (NRS), Cooperative Non-Orthogonal Multiple Access (C-NOMA) and Space Division Multiple Access (SDMA) in a two-user Multiple Input Single Output (MISO) Broadcast Channel (BC) with user relaying. In this work, the existing two-user CRS transmission strategy is generalized to the K-user case. We study the problem of jointly optimizing the precoders, message split, time slot allocation, and relaying user scheduling with the objective of maximizing the minimum rate among users. An efficient self-organizing relaying protocol is first proposed followed by a Successive Convex Approximation (SCA)-based algorithm to jointly optimize time slot, precoders and message split. Numerical results show that the worst-case achievable rate achieved by CRS is significantly increased over that of NRS and SDMA in a wide range of network loads and user deployments. Importantly, the proposed SCA-based algorithm dramatically reduces the computational complexity without any rate loss compared with the conventional algorithm in the literature of CRS. Therefore, we conclude that the proposed K-user CRS is more powerful than the existing transmission schemes.

eess.SP↗

arXiv2020

Beyond Dirty Paper Coding for Multi-Antenna Broadcast Channel with Partial CSIT: A Rate-Splitting Approach

Imperfect Channel State Information at the Transmitter (CSIT) is inevitable in modern wireless communication networks, and results in severe multi-user interference in multi-antenna Broadcast Channel (BC). While the capacity of the multi-antenna (Gaussian) BC with perfect CSIT is known and achieved by Dirty Paper Coding (DPC), the capacity and the capacity-achieving strategy of the multi-antenna BC with imperfect CSIT remain unknown. Conventional approaches therefore rely on applying communication strategies designed for perfect CSIT to the imperfect CSIT setting. In this work, we break this conventional routine and make two major contributions. First, we show that linearly precoded Rate-Splitting (RS), relying on the split of messages into common and private parts and linear precoding at the transmitter, and successive interference cancellation at the receivers, can achieve larger rate regions than DPC in multi-antenna BC with partial CSIT. Second, we propose a novel achievable scheme, denoted as Dirty Paper Coded Rate-Splitting (DPCRS), that relies on RS to split the user messages into common and private parts, and DPC to encode the private parts. We show that the rate region achieved by DPCRS in Multiple-Input Single-Output (MISO) BC with partial CSIT is enlarged beyond that of conventional DPC and that of linearly precoded RS. Gaining benefits from the capability of RS to partially decode the interference and partially treat interference as noise, DPCRS is less sensitive to CSIT inaccuracies, networks loads and user deployments compared with DPC and other existing transmission strategies. The proposed DPCRS acts as a new benchmark and the best-known achievable strategy for multi-antenna BC with partial CSIT.

cs.IT↗

arXiv2020

Rate-Splitting Multiple Access for Overloaded Cellular Internet of Things

In the near future, it is envisioned that cellular networks will have to cope with extensive Internet of Things (IoT) devices. Therefore, a required feature of cellular IoT will be the capability to serve simultaneously a large number of devices with heterogeneous demands and qualities of Channel State Information at the Transmitter (CSIT). In this paper, we focus on an overloaded Multiple-Input Single-Output (MISO) Broadcast Channel (BC) with two groups of CSIT qualities, namely one group of users (representative of high-end devices) for which the transmitter has partial knowledge of the CSI, the other group of users (representative of IoT devices) for which the transmitter only has knowledge of the statistical CSI. We introduce Rate-Splitting Multiple Access (RSMA), a new multiple access based on multi-antenna Rate-Splitting (RS) for cellular IoT. Two strategies are proposed, namely, Time Partitioning-RSMA (TP-RSMA) and Power Partitioning-RSMA (PP-RSMA). The former independently serves the two groups of users over orthogonal time slots while the latter jointly serves the two groups of users within the same time slot in a non-orthogonal manner. We first show at high Signal-to-Noise Ratio (SNR) that PP-RSMA achieves the optimum Degrees-of-Freedom (DoF) in an overloaded MISO BC with heterogeneous CSIT qualities and then show at finite SNR that, by marrying the benefits of PP and RSMA, PP-RSMA achieves explicit sum rate gain over TP-RSMA and all baseline schemes. Furthermore, PP-RSMA is robust to CSIT inaccuracy and flexible to cope with Quality of Service (QoS) rate constraints of all users. The DoF and rate analysis helps us draw the conclusion that PP-RSMA is a powerful framework for cellular IoT with a large number of devices.

cs.IT↗

arXiv2020

Rate-Splitting Multiple Access for Downlink Multi-Antenna Communications: Physical Layer Design and Link-level Simulations

Rate-Splitting Multiple Access (RSMA) is an emerging flexible, robust and powerful multiple access scheme for downlink multi-antenna wireless networks. RSMA relies on multi-antenna Rate-Splitting (RS) strategies at the transmitter and Successive Interference Cancellation (SIC) at the receivers, and has the unique ability to partially decode interference and partially treat interference as noise so as to softly bridge the two extremes of fully decoding interference (as in Non-Orthogonal Multiple Access, NOMA) and treating interference as noise (as in Space Division Multiple Access, SDMA or Multi-User Multiple-Input Multiple-Output, MU-MIMO). RSMA has been shown to provide significant room for spectral efficiency, energy efficiency, Quality-of-Service enhancements, robustness to Channel State Information (CSI) imperfections, as well as feedback overhead and complexity reduction, in a wide range of network loads (underloaded and overloaded regimes) and user deployments (with a diversity of channel directions, channel strengths and qualities). RSMA is also deeply rooted and motivated by recent advances in understanding the fundamental limits of multi-antenna networks with imperfect CSI at the Transmitter (CSIT). In this work, we leverage recent results on the optimization of RSMA and design for the first time its physical layer, accounting for modulation, coding (using polar codes), message split, adaptive modulation and coding, and SIC receiver. Link-level evaluations confirm the significant throughput benefits of RSMA over various baselines as SDMA and NOMA.

cs.IT↗

arXiv2020

Rate-Splitting Multiple Access: A New Frontier for the PHY Layer of 6G

In order to efficiently cope with the high throughput, reliability, heterogeneity of Quality-of-Service (QoS), and massive connectivity requirements of future 6G multi-antenna wireless networks, multiple access and multiuser communication system design need to depart from conventional interference management strategies, namely fully treat interference as noise (as commonly used in 4G/5G, MU-MIMO, CoMP, Massive MIMO, millimetre wave MIMO) and fully decode interference (as in Non-Orthogonal Multiple Access, NOMA). This paper is dedicated to the theory and applications of a more general and powerful transmission framework based on Rate-Splitting Multiple Access (RSMA) that splits messages into common and private parts and enables to partially decode interference and treat remaining part of the interference as noise. This enables RSMA to softly bridge and therefore reconcile the two extreme strategies of fully decode interference and treat interference as noise and provide room for spectral efficiency, energy efficiency and QoS enhancements, robustness to imperfect Channel State Information at the Transmitter (CSIT), and complexity reduction. We give an overview of RSMA and its potential to address the requirements of 6G. This paper provides an overview of RSMA and its potential to address the requirements of 6G.

cs.IT↗

arXiv2020

Cooperative Rate-Splitting for Secrecy Sum-Rate Enhancement in Multi-antenna Broadcast Channels

In this paper, we employ Cooperative Rate-Splitting (CRS) technique to enhance the Secrecy Sum Rate (SSR) for the Multiple Input Single Output (MISO) Broadcast Channel (BC), consisting of two legitimate users and one eavesdropper, with perfect Channel State Information (CSI) available at all nodes. For CRS based on the three-node relay channel, the transmitter splits and encodes the messages of legitimate users into common and private streams based on Rate-Splitting (RS). With the goal of maximizing SSR, the proposed CRS strategy opportunistically asks the relaying legitimate user to forward its decoded common message. During the transmission, the eavesdropper keeps wiretapping silently. To ensure secure transmission, the common message is used for the dual purpose, serving both as a desired message and Artificial Noise (AN) without consuming extra transmit power comparing to the conventional AN design. Taking into account the total power constraint and the Physical Layer (PHY) security, the precoders and time-slot allocation are jointly optimized by solving the non-convex SSR maximization problem based on Sequential Convex Approximation (SCA) algorithm. Numerical results show that the proposed CRS secure transmission scheme outperforms existing Multi-User Linear Precoding (MU-LP) and Cooperative Non-Orthogonal Multiple Access (C-NOMA) strategies. Therefore, CRS is a promising strategy to enhance the PHY security in multi-antenna BC systems.

eess.SP↗

arXiv2020

Rate-Splitting Multiple Access for Multi-Antenna Joint Communication and Radar Transmissions

Rate-Splitting Multiple Access (RSMA), relying on multi-antenna Rate-Splitting (RS) techniques, has emerged as a powerful strategy for multi-user multi-antenna systems. In this paper, RSMA is introduced as a unified multiple access for multi-antenna radar-communication (RadCom) system, where the base station has a dual communication and radar capability to simultaneously communicate with downlink users and probe detection signals to azimuth angles of interests. Using RS, messages are split into common and private parts, then encoded into common and private streams before being precoded and transmitted. We design the message split and the precoders for this RadCom system such that the Weighted Sum Rate (WSR) is maximized and the transmit beampattern is approximated to the desired radar beampattern under an average transmit power constraint at each antenna. We then propose a framework based on Alternating Direction Method of Multipliers (ADMM) to solve the complicated non-convex optimization problem. Results highlight the benefits of RSMA to unify RadCom transmissions and to manage the interference among radar and communications, over the conventional Space-Division Multiple Access (SDMA) technique.

eess.SP↗

arXiv2019

Cooperative Rate-Splitting for MISO Broadcast Channel with User Relaying, and Performance Benefits over Cooperative NOMA

Due to its promising performance in a wide range of practical scenarios, Rate-Splitting (RS) has recently received significant attention in academia for the downlink of communication systems. In this letter, we propose and analyse a Cooperative Rate-Splitting (CRS) strategy based on the three-node relay channel where the transmitter is equipped with multiple antennas. By splitting user messages and linearly precoding common and private streams at the transmitter, and opportunistically asking the relaying user to forward its decoded common message, CRS can efficiently cope with a wide range of propagation conditions (disparity of user channel strengths and directions) and compensate for the performance degradation due to deep fading. The precoder design and the resource allocation are optimized by solving the Weighted Sum Rate (WSR) maximization problem. Numerical results demonstrate that our proposed CRS scheme can achieve an explicit rate region improvement compared to its non-cooperative counterpart and other cooperative strategies (such as cooperative NOMA).

cs.IT↗

arXiv2019

Rate-Splitting for Multi-Antenna Non-Orthogonal Unicast and Multicast Transmission: Spectral and Energy Efficiency Analysis

In a Non-Orthogonal Unicast and Multicast (NOUM) transmission system, a multicast stream intended to all the receivers is superimposed in the power domain on the unicast streams. One layer of Successive Interference Cancellation (SIC) is required at each receiver to remove the multicast stream before decoding its intended unicast stream. In this paper, we first show that a linearly-precoded 1-layer Rate-Splitting (RS) strategy at the transmitter can efficiently exploit this existing SIC receiver architecture. We further propose multi-layer transmission strategies based on the generalized RS and power-domain Non-Orthogonal Multiple Access (NOMA). Two different objectives are studied for the design of the precoders, namely, maximizing the Weighted Sum Rate (WSR) of the unicast messages and maximizing the system Energy Efficiency (EE), both subject to Quality of Service (QoS) rate requirements of all the messages and a sum power constraint. A Weighted Minimum Mean Square Error (WMMSE)-based algorithm and a Successive Convex Approximation (SCA)-based algorithm are proposed to solve the WSR and EE problems, respectively. Numerical results show that the proposed RS-assisted NOUM transmission strategies are more spectrally and energy efficient than the conventional Multi-User Linear-Precoding (MU-LP), Orthogonal Multiple Access (OMA) and power-domain NOMA in a wide range of user deployments (with a diversity of channel directions, channel strengths and qualities of channel state information at the transmitter) and network loads (underloaded and overloaded regimes). It is superior for the downlink multi-antenna NOUM transmission.

cs.IT↗

arXiv2019

Rate-Splitting for Multi-User Multi-Antenna Wireless Information and Power Transfer

In a multi-user multi-antenna Simultaneous Wireless Information and Power Transfer (SWIPT) network, the transmitter sends information to the Information Receivers (IRs) and energy to Energy Receivers (ERs) concurrently. A conventional approach is based on Multi-User Linear Precoding (MU--LP) where each IR directly decodes the intended stream by fully treating the interference from other IRs and ERs as noise. In this paper, we investigate the application of linearly-precoded Rate-Splitting (RS) in Multiple Input Single Output (MISO) SWIPT Broadcast Channel (BC). By splitting the messages of IRs into private and common parts and encoding the common parts into a common stream decoded by all IRs, RS manages the interference dynamically. The precoders are designed such that the Weighted Sum Rate (WSR) of IRs is maximized under the total transmit power constraint and the sum energy constraint for ERs. Numerical results show that the proposed RS-assisted strategy provides a better rate-energy tradeoff in MISO SWIPT BC. Under a sum energy constraint of ERs, RS-assisted strategy achieves better WSR performance of IRs than MU--LP and NOMA in a wide range of IR and ER deployments. Hence, we draw the conclusion that RS is superior for downlink SWIPT networks.

cs.IT↗

arXiv2019

Rate-Splitting Unifying SDMA, OMA, NOMA, and Multicasting in MISO Broadcast Channel: A Simple Two-User Rate Analysis

Considering a two-user multi-antenna Broadcast Channel, this paper shows that linearly precoded Rate-Splitting (RS) with Successive Interference Cancellation (SIC) receivers is a flexible framework for non-orthogonal transmission that generalizes, and subsumes as special cases, four seemingly different strategies, namely Space Division Multiple Access (SDMA) based on linear precoding, Orthogonal Multiple Access (OMA), Non- Orthogonal Multiple Access (NOMA) based on linearly precoded superposition coding with SIC, and physical-layer multicasting. The paper studies the sum-rate and shows analytically how RS unifies, outperforms, and specializes to SDMA, OMA, NOMA, and multicasting as a function of the disparity of the channel strengths and the angle between the user channel directions.

cs.IT↗

arXiv2019

Rate-Splitting Multiple Access for Coordinated Multi-Point Joint Transmission

As a promising downlink multiple access scheme, Rate-Splitting Multiple Access (RSMA) has been shown to achieve superior spectral and energy efficiencies compared with Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) in downlink single-cell systems. By relying on linearly precoded rate-splitting at the transmitter and successive interference cancellation at the receivers, RSMA has the capability of partially decoding the interference and partially treating the interference as noise, and therefore copes with a wide range of user deployments and network loads. In this work, we further study RSMA in downlink Coordinated Multi-Point (CoMP) Joint Transmission (JT) networks by investigating the optimal beamformer design to maximize the Weighted Sum-Rate (WSR) of all users subject to individual Quality of Service (QoS) rate constraints and per base station power constraints. Numerical results show that, in CoMP JT, RSMA achieves significant WSR improvement over SDMA and NOMA in a wide range of inter-user and inter-cell channel strength disparities. Specifically, SDMA (resp. NOMA) is more suited to deployments with little (resp. large) inter-user channel strength disparity and large (resp. little) inter-cell channel disparity, while RSMA is suited to any deployment. We conclude that RSMA provides rate, robustness and QoS enhancements over SDMA and NOMA in CoMP JT networks.

cs.IT↗

arXiv2018

Energy Efficiency of Rate-Splitting Multiple Access, and Performance Benefits over SDMA and NOMA

Rate-Splitting Multiple Access (RSMA) is a general and powerful multiple access framework for downlink multi-antenna systems, and contains Space-Division Multiple Access (SDMA) and Non-Orthogonal Multiple Access (NOMA) as special cases. RSMA relies on linearly precoded rate-splitting with Successive Interference Cancellation (SIC) to decode part of the interference and treat the remaining part of the interference as noise. Recently, RSMA has been shown to outperform both SDMA and NOMA rate-wise in a wide range of network loads (underloaded and overloaded regimes) and user deployments (with a diversity of channel directions, channel strengths and qualities of Channel State Information at the Transmitter). Moreover, RSMA was shown to provide spectral efficiency and QoS enhancements over NOMA at a lower computational complexity for the transmit scheduler and the receivers. In this paper, we build upon those results and investigate the energy efficiency of RSMA compared to SDMA and NOMA. Considering a multiple-input single-output broadcast channel, we show that RSMA is more energy-efficient than SDMA and NOMA in a wide range of user deployments (with a diversity of channel directions and channel strengths). We conclude that RSMA is more spectrally and energy-efficient than SDMA and NOMA.

cs.IT↗