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Yikai Lu

Publications and source records attributed to Yikai Lu.

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Automated item evaluation: Predicting item acceptance and rejection using LLM-generated critiques

Automated item evaluation (AIE) refers to the use of computational methods to assess item quality without requiring manual expert review or field testing of the items under evaluation. We aimed to build a near-comprehensive AIE model by predicting item acceptance and rejection from item text using historical rejection data from a large-scale standardized testing program. The dataset contained 52,759 English language arts (ELA) and mathematics items with 34% permanently rejected from future operational use. Rejection reasons included poor psychometric properties, content issues, bias and sensitivity concerns, and non-content issues. We fine-tuned a DeBERTaV3-large classifier on raw item text, a second DeBERTa classifier on Qwen3-generated item critiques, and a fusion model combining representations from both. The fusion model achieved the strongest overall performance (Accuracy = .75, F1 = .64, AUC = .80, Sensitivity = .64, Specificity = .81). Prediction for math (F1 = .73, AUC = .86) was considerably more accurate than ELA (F1 = .51, AUC = .72). Lowering the decision threshold from .5 to .25 raised average sensitivity for ELA and math to .88 and .91, while reducing specificity to .31 and .56, respectively, which may be preferable in automated item generation contexts where generating items is cheaper than evaluating them. Incorporating item critiques alongside raw item text improved performance across most rejection reasons. The model assigned higher rejection probabilities to more difficult items. However, the fusion model struggled to identify items flagged for bias, sensitivity, fairness, or accessibility, especially for ELA. These findings suggest that text-based AIE is feasible in some areas and may offer a practical tool for reducing the burden of manual review and field testing, while also underscoring the importance of human review for items with fairness concerns.

cs.AI

World Models in Pieces: Structural Certification for General Agents

In the big-world regime, agents cannot be universally capable and their ability is inevitably specialized across a world model in pieces. Consequently, standard uniform guarantees fail to distinguish between the understanding of critical bottlenecks and irrelevant failures. We first formalize this limitation by proving that general agents are not universal, rendering standard worst-case analysis uninformative. To overcome this, we introduce structural certification, a transition-local framework that maps bounded goal-conditioned performance to entry-wise guarantees on the agent's internal world model. Our main contribution is constructive. We provide algorithms that filter specific transitions using deep compositional goals and prove that a general agent on these goals has a structural world model with a $\mathcal{O}(1/n) + \mathcal{O}(\delta)$ error bound. Conversely, this bound is tight in the small-$\delta$ regime, whose existence is explicitly guaranteed by our certification. These results enable the certifiable deployment of general agents by localizing the specific transitions where long-horizon planning is reliable.

cs.AI

Bridging Natural Language and Microgrid Dynamics: A Context-Aware Simulator and Dataset

Addressing the critical need for intelligent, context-aware energy management in renewable systems, we introduce the OpenCEM Simulator and Dataset: the first open-source digital twin explicitly designed to integrate rich, unstructured contextual information with quantitative renewable energy dynamics. Traditional energy management relies heavily on numerical time series, thereby neglecting the significant predictive power embedded in human-generated context (e.g., event schedules, system logs, user intentions). OpenCEM bridges this gap by offering a unique platform comprising both a meticulously aligned, language-rich dataset from a real-world PV-and-battery microgrid installation and a modular simulator capable of natively processing this multi-modal context. The OpenCEM Simulator provides a high-fidelity environment for developing and validating novel control algorithms and prediction models, particularly those leveraging Large Language Models. We detail its component-based architecture, hybrid data-driven and physics-based modelling capabilities, and demonstrate its utility through practical examples, including context-aware load forecasting and the implementation of online optimal battery charging control strategies. By making this platform publicly available, OpenCEM aims to accelerate research into the next generation of intelligent, sustainable, and truly context-aware energy systems.

eess.SY

Finding Words Associated with DIF: Predicting Differential Item Functioning using LLMs and Explainable AI

We fine-tuned and compared several encoder-based Transformer large language models (LLM) to predict differential item functioning (DIF) from the item text. We then applied explainable artificial intelligence (XAI) methods to these models to identify specific words associated with DIF. The data included 42,180 items designed for English language arts and mathematics summative state assessments among students in grades 3 to 11. Prediction $R^2$ ranged from .04 to .32 among eight focal and reference group pairs. Our findings suggest that many words associated with DIF reflect minor sub-domains included in the test blueprint by design, rather than construct-irrelevant item content that should be removed from assessments. This may explain why qualitative reviews of DIF items often yield confusing or inconclusive results. Our approach can be used to screen words associated with DIF during the item-writing process for immediate revision, or help review traditional DIF analysis results by highlighting key words in the text. Extensions of this research can enhance the fairness of assessment programs, especially those that lack resources to build high-quality items, and among smaller subpopulations where we do not have sufficient sample sizes for traditional DIF analyses.

cs.CL

FAVis: Visual Analytics of Factor Analysis for Psychological Research

Psychological research often involves understanding psychological constructs through conducting factor analysis on data collected by a questionnaire, which can comprise hundreds of questions. Without interactive systems for interpreting factor models, researchers are frequently exposed to subjectivity, potentially leading to misinterpretations or overlooked crucial information. This paper introduces FAVis, a novel interactive visualization tool designed to aid researchers in interpreting and evaluating factor analysis results. FAVis enhances the understanding of relationships between variables and factors by supporting multiple views for visualizing factor loadings and correlations, allowing users to analyze information from various perspectives. The primary feature of FAVis is to enable users to set optimal thresholds for factor loadings to balance clarity and information retention. FAVis also allows users to assign tags to variables, enhancing the understanding of factors by linking them to their associated psychological constructs. Our user study demonstrates the utility of FAVis in various tasks.

cs.HC