arXiv subjects

Yimin Liu

Publications and source records attributed to Yimin Liu.

At least 55 records · Page 3Linked to original sources

arXiv2020

A Random Antenna Subset Selection Jamming Method against Multistatic Radar System

Multistatic radar system (MSRS) is considered an effective scheme to suppress mainlobe jamming, since it has higher spatial resolution enabling jamming cancellation from spatial domain. To develop electronic countermeasures against MSRS, a random array subset selection (RASS)jamming method is proposed in this paper. In the RASS jammer, elements of the array antenna are activated randomly, leading to stable mainlobe and random sidelobes, different from the traditional jammer that applies the complete antenna array enjoying constant mainlobe and sidelobes. We study the covariance matrix of jamming signals received by radars, and derive its rank, revealing that the covariance matrix is of full rank. We also calculate the output jamming to signal and noise ratio (JSNR) after the subspace-based jamming suppression methods used in MSRS under the proposed jamming method, which demonstrates that the full rank property invalidates such suppression methods. Numerical results verify our analytical deduction and exhibit the improved countermeasure performance of our proposed RASS jamming method compared to the traditional one.

eess.SP↗

arXiv2020

Designing the Waveform Bandwidth and Time Duration of Automotive Radars for Better Collision Warning Performance

Automotive radar is a key component in an ADAS. The increasing number of radars implemented in vehicles makes interference between them a noteworthy issue. One method of interference mitigation is to limit the TBP of radar waveforms. However, the problems of how much TBP is necessary and how to optimally utilize the limited TBP have not been addressed. We take CWS as an example and propose a method of designing the radar waveform parameters oriented by the performance of CWS We propose a metric to quantify the CWS performance and study how the radar waveform parameters (bandwidth and duration) influence this metric. Then, the waveform parameters are designed with a limit on the TBP to optimize the system performance. Numerical results show that the proposed design outperforms the state-of-the-art parameter settings in terms of system performance and resource or energy efficiency.

eess.SP↗

arXiv2020

Deep-learning-based surrogate flow modeling and geological parameterization for data assimilation in 3D subsurface flow

Data assimilation in subsurface flow systems is challenging due to the large number of flow simulations often required, and by the need to preserve geological realism in the calibrated (posterior) models. In this work we present a deep-learning-based surrogate model for two-phase flow in 3D subsurface formations. This surrogate model, a 3D recurrent residual U-Net (referred to as recurrent R-U-Net), consists of 3D convolutional and recurrent (convLSTM) neural networks, designed to capture the spatial-temporal information associated with dynamic subsurface flow systems. A CNN-PCA procedure (convolutional neural network post-processing of principal component analysis) for parameterizing complex 3D geomodels is also described. This approach represents a simplified version of a recently developed supervised-learning-based CNN-PCA framework. The recurrent R-U-Net is trained on the simulated dynamic 3D saturation and pressure fields for a set of random `channelized' geomodels (generated using 3D CNN-PCA). Detailed flow predictions demonstrate that the recurrent R-U-Net surrogate model provides accurate results for dynamic states and well responses for new geological realizations, along with accurate flow statistics for an ensemble of new geomodels. The 3D recurrent R-U-Net and CNN-PCA procedures are then used in combination for a challenging data assimilation problem involving a channelized system. Two different algorithms, namely rejection sampling and an ensemble-based method, are successfully applied. The overall methodology described in this paper may enable the assessment and refinement of data assimilation procedures for a range of realistic and challenging subsurface flow problems.

physics.comp-ph↗

arXiv2020

3D CNN-PCA: A Deep-Learning-Based Parameterization for Complex Geomodels

Geological parameterization enables the representation of geomodels in terms of a relatively small set of variables. Parameterization is therefore very useful in the context of data assimilation and uncertainty quantification. In this study, a deep-learning-based geological parameterization algorithm, CNN-PCA, is developed for complex 3D geomodels. CNN-PCA entails the use of convolutional neural networks as a post-processor for the low-dimensional principal component analysis representation of a geomodel. The 3D treatments presented here differ somewhat from those used in the 2D CNN-PCA procedure. Specifically, we introduce a new supervised-learning-based reconstruction loss, which is used in combination with style loss and hard data loss. The style loss uses features extracted from a 3D CNN pretrained for video classification. The 3D CNN-PCA algorithm is applied for the generation of conditional 3D realizations, defined on $60\times60\times40$ grids, for three geological scenarios (binary and bimodal channelized systems, and a three-facies channel-levee-mud system). CNN-PCA realizations are shown to exhibit geological features that are visually consistent with reference models generated using object-based methods. Statistics of flow responses ($\text{P}_{10}$, $\text{P}_{50}$, $\text{P}_{90}$ percentile results) for test sets of 3D CNN-PCA models are shown to be in consistent agreement with those from reference geomodels. Lastly, CNN-PCA is successfully applied for history matching with ESMDA for the bimodal channelized system.

cs.CV↗

arXiv2020

Cognitive Radar Using Reinforcement Learning in Automotive Applications

The concept of cognitive radar (CR) enables radar systems to achieve intelligent adaption to a changeable environment with feedback facility from receiver to transmitter. However, the implementation of CR in a fast-changing environment usually requires a well-known environmental model. In our work, we stress the learning ability of CR in an unknown environment using a combination of CR and reinforcement learning (RL), called RL-CR. Less or no model of the environment is required. We also apply the general RL-CR to a specific problem of automotive radar spectrum allocation to mitigate mutual interference. Using RL-CR, each vehicle can autonomously choose a frequency subband according to its own observation of the environment. Since radar's single observation is quite limited compared to the overall information of the environment, a long short-term memory (LSTM) network is utilized so that radar can decide the next transmitted subband by aggregating its observations over time. Compared with centralized spectrum allocation approaches, our approach has the advantage of reducing communication between vehicles and the control center. It also outperforms some other distributive frequency subband selecting policies in reducing interference under certain circumstances.

eess.SP↗

arXiv2020

Spatial Modulation for Joint Radar-Communications Systems: Design, Analysis, and Hardware Prototype

Dual-function radar-communications (DFRC) systems implement radar and communication functionalities on a single platform. Jointly designing these subsystems can lead to substantial gains in performance as well as size, cost, and power consumption. In this paper, we propose a DFRC system, which utilizes generalized spatial modulation (GSM) to realize coexisting radar and communications waveforms. Our proposed GSM-based scheme, referred to as spatial modulation based communication-radar (SpaCoR) system, allocates antenna elements among the subsystems based on the transmitted message, thus achieving increased communication rates by embedding additional data bits in the antenna selection. We formulate the resulting signal models, and present a dedicated radar processing scheme. To evaluate the radar performance, we characterize the statistical properties of the transmit beam pattern. Then, we present a hardware prototype of the proposed DFRC system, demonstrating the feasibility of the scheme. Our results show that the proposed GSM system achieves improved communication performance compared to techniques utilizing fixed allocations operating at the same data rate. For the radar subsystem, our experiments show that the spatial agility induced by the GSM transmission improves the angular resolution and reduces the sidelobe level in the transmit beam pattern compared to using fixed antenna allocations.

eess.SP↗

arXiv2020

Joint Radar-Communications Strategies for Autonomous Vehicles

Self-driving cars constantly asses their environment in order to choose routes, comply with traffic regulations, and avoid hazards. To that aim, such vehicles are equipped with wireless communications transceivers as well as multiple sensors, including automotive radars. The fact that autonomous vehicles implement both radar and communications motivates designing these functionalities in a joint manner. Such dual function radar-communications (DFRC) designs are the focus of a large body of recent works. These approaches can lead to substantial gains in size, cost, power consumption, robustness, and performance, especially when both radar and communications operate in the same range, which is the case in vehicular applications. This article surveys the broad range of DFRC strategies and their relevance to autonomous vehicles. We identify the unique characteristics of automotive radar technologies and their combination with wireless communications requirements of self-driving cars. Then, we map the existing DFRC methods along with their pros and cons in the context of autonomous vehicles, and discuss the main challenges and possible research directions for realizing their full potential.

cs.IT↗

arXiv2020

Multi-Carrier Agile Phased Array Radar

Modern radar systems are expected to operate reliably in congested environments. A candidate technology for meeting these demands is frequency agile radar (FAR), which randomly changes its carrier frequencies. FAR is known to improve the electronic counter-countermeasures (ECCM) performance while facilitating operation in congested setups. To enhance the target recovery performance of FAR in complex electromagnetic environments, we propose two radar schemes extending FAR to multi-carrier waveforms. The first is Wideband Multi-carrier Agile Radar (WMAR), which transmits/receives wideband waveforms simultaneously with every antenna. To mitigate the demanding hardware requirements associated with wideband waveforms used by WMAR, we next propose multi-Carrier AgilE phaSed Array Radar (CAESAR). CAESAR uses narrowband monotone waveforms, thus facilitating ease of implementation of the system, while introducing {\em spatial agility}. We characterize the transmitted and received signals of the proposed schemes, and develop an algorithm for recovering the targets, based on concepts from compressed sensing to estimate the range-Doppler parameters of the targets. We then derive conditions which guarantee their accurate reconstruction. Our numerical study demonstrates that both multi-carrier schemes improve performance compared to FAR while maintaining its practical benefits. We also demonstrate that the performance of CAESAR, which uses monotone waveforms, is within a small gap from the wideband radar.

eess.SP↗

arXiv2020

Joint Transmit Beamforming for Multiuser MIMO Communication and MIMO Radar

Future wireless communication systems are expected to explore spectral bands typically used by radar systems, in order to overcome spectrum congestion of traditional communication bands. Since in many applications radar and communication share the same platform, spectrum sharing can be facilitated by joint design as dual function radar-communications system. In this paper, we propose a joint transmit beamforming model for a dual-function multiple-input-multiple-output (MIMO) radar and multiuser MIMO communication transmitter sharing the spectrum and an antenna array. The proposed dual-function system transmits the weighted sum of independent radar waveform and communication symbols, forming multiple beams towards the radar targets and the communication receivers, respectively. The design of the weighting coefficients is formulated as an optimization problem whose objective is the performance of the MIMO radar transmit beamforming, while guaranteeing that the signal-to-interference-plus-noise ratio (SINR) at each communication user is higher than a given threshold. Despite the non-convexity of the proposed optimization problem, it can be relaxed into a convex one, which can be solved in polynomial time, and we prove that the relaxation is tight. Then, we propose a reduced complexity design based on zero-forcing the inter-user interference and radar interference. Unlike previous works, which focused on the transmission of communication symbols to synthesize a radar transmit beam pattern, our method provides more degrees of freedom for MIMO radar and is thus able to obtain improved radar performance, as demonstrated in our simulation study. Furthermore, the proposed dual-function scheme approaches the radar performance of the radar-only scheme, i.e., without spectrum sharing, under reasonable communication quality constraints.

eess.SP↗

arXiv2019

MAJoRCom: A Dual-Function Radar Communication System Using Index Modulation

Dual-function radar communication (DFRC) systems implement both sensing and communication using the same hardware. Such schemes are often more efficient in terms of size, power, and cost, over using distinct radar and communication systems. Since these functionalities share resources such as spectrum, power, and antennas, DFRC methods typically entail some degradation in both radar and communication performance. In this work we propose a DFRC scheme based on the carrier agile phased array radar (CAESAR), which combines frequency and spatial agility. The proposed DFRC system, referred to as multi-carrier agile joint radar communication (MAJoRCom), exploits the inherent spatial and spectral randomness of CAESAR to convey digital messages in the form of index modulation. The resulting communication scheme naturally coexists with the radar functionality, and thus does not come at the cost of reduced radar performance. We analyze the performance of MAJoRCom, quantifying its achievable bit rate. In addition, we develop a low complexity decoder and a codebook design approach, which simplify the recovery of the communicated bits. Our numerical results demonstrate that MAJoRCom is capable of achieving a bit rate which is comparable to utilizing independent communication modules without affecting the radar performance, and that our proposed low-complexity decoder allows the receiver to reliably recover the transmitted symbols with an affordable computational burden.

eess.SP↗

arXiv2019

A deep-learning-based surrogate model for data assimilation in dynamic subsurface flow problems

A deep-learning-based surrogate model is developed and applied for predicting dynamic subsurface flow in channelized geological models. The surrogate model is based on deep convolutional and recurrent neural network architectures, specifically a residual U-Net and a convolutional long short term memory recurrent network. Training samples entail global pressure and saturation maps, at a series of time steps, generated by simulating oil-water flow in many (1500 in our case) realizations of a 2D channelized system. After training, the `recurrent R-U-Net' surrogate model is shown to be capable of accurately predicting dynamic pressure and saturation maps and well rates (e.g., time-varying oil and water rates at production wells) for new geological realizations. Assessments demonstrating high surrogate-model accuracy are presented for an individual geological realization and for an ensemble of 500 test geomodels. The surrogate model is then used for the challenging problem of data assimilation (history matching) in a channelized system. For this study, posterior reservoir models are generated using the randomized maximum likelihood method, with the permeability field represented using the recently developed CNN-PCA parameterization. The flow responses required during the data assimilation procedure are provided by the recurrent R-U-Net. The overall approach is shown to lead to substantial reduction in prediction uncertainty. High-fidelity numerical simulation results for the posterior geomodels (generated by the surrogate-based data assimilation procedure) are shown to be in essential agreement with the recurrent R-U-Net predictions. The accuracy and dramatic speedup provided by the surrogate model suggest that it may eventually enable the application of more formal posterior sampling methods in realistic problems.

cs.LG↗

arXiv2019

Theoretical Analysis for Extended Target Recovery in Randomized Stepped Frequency Radars

Randomized Stepped Frequency Radar (RSFR) is very attractive for tasks under complex electromagnetic environment. Due to the synthetic high range resolution in RSRFs, a target usually occupies a series of range cells and is called an extended target. To reconstruct the range-Doppler information in a RSFR, previous studies based on sparse recovery mainly exploit the sparsity of the target scene but do not adequately address the extended-target characteristics, which exist in many practical applications. Block sparsity, which combines the sparsity and the target extension, better characterizes a priori knowledge of the target scene in a wideband RSFR. This paper studies the RSFR range-Doppler reconstruction problem using block sparse recovery. Particularly, we theoretically analyze the block coherence and spectral norm of the observation matrix in RSFR and build a bound on the parameters of the radar, under which the exact recovery of the range-Doppler information is guaranteed. Both simulation and field experiment results demonstrate the superiority of the block sparse recovery over conventional sparse recovery in RSFRs.

eess.SP↗

arXiv2019

Deep-learning-based reduced-order modeling for subsurface flow simulation

A new deep-learning-based reduced-order modeling (ROM) framework is proposed for application in subsurface flow simulation. The reduced-order model is based on an existing embed-to-control (E2C) framework and includes an auto-encoder, which projects the system to a low-dimensional subspace, and a linear transition model, which approximates the evolution of the system states in low dimension. In addition to the loss function for data mismatch considered in the original E2C framework, we introduce a physics-based loss function that penalizes predictions that are inconsistent with the governing flow equations. The loss function is also modified to emphasize accuracy in key well quantities of interest (e.g., fluid production rates). The E2C ROM is shown to be very analogous to an existing ROM, POD-TPWL, which has been extensively developed for subsurface flow simulation. The new ROM is applied to oil-water flow in a heterogeneous reservoir, with flow driven by nine wells operating under time-varying control specifications. A total of 300 high-fidelity training simulations are performed in the offline stage, and the network training requires 10-12~minutes on a Tesla V100 GPU node. Online (runtime) computations achieve speedups of $\mathcal{O}$(1000) relative to full-order simulations. Extensive test case results, with well controls varied over large ranges, are presented. Accurate ROM predictions are achieved for global saturation and pressure fields at particular times, and for injection and production well responses as a function of time. Error is shown to increase when 100 or 200 (rather than 300) training runs are used to construct the E2C ROM.

physics.comp-ph↗

arXiv2018

Analysis of Frequency Agile Radar via Compressed Sensing

Frequency agile radar (FAR) is known to have excellent electronic counter-countermeasures (ECCM) performance and the potential to realize spectrum sharing in dense electromagnetic environments. Many compressed sensing (CS) based algorithms have been developed for joint range and Doppler estimation in FAR. This paper considers theoretical analysis of FAR via CS algorithms. In particular, we analyze the properties of the sensing matrix, which is a highly structured random matrix. We then derive bounds on the number of recoverable targets. Numerical simulations and field experiments validate the theoretical findings and demonstrate the effectiveness of CS approaches to FAR.

cs.IT↗

arXiv2018

TenDSuR: Tensor-Based 4D Sub-Nyquist Radar

We propose Tensor-based 4D Sub-Nyquist Radar (TenDSuR) that samples in spectral, spatial, Doppler, and temporal domains at sub-Nyquist rates while simultaneously recovering the target's direction, Doppler velocity, and range without loss of native resolutions. We formulate the radar signal model wherein the received echo samples are represented by a partial third-order tensor. We then apply compressed sensing in the tensor domain and use our tensor-OMP and tensor completion algorithms for signal recovery. Our numerical experiments demonstrate joint estimation of all three target parameters at the same native resolutions as a conventional radar but with reduced measurements. Furthermore, tensor completion methods show enhanced performance in off-grid target recovery with respect to tensor-OMP.

eess.SP↗

arXiv2018

A Deep-Learning-Based Geological Parameterization for History Matching Complex Models

A new low-dimensional parameterization based on principal component analysis (PCA) and convolutional neural networks (CNN) is developed to represent complex geological models. The CNN-PCA method is inspired by recent developments in computer vision using deep learning. CNN-PCA can be viewed as a generalization of an existing optimization-based PCA (O-PCA) method. Both CNN-PCA and O-PCA entail post-processing a PCA model to better honor complex geological features. In CNN-PCA, rather than use a histogram-based regularization as in O-PCA, a new regularization involving a set of metrics for multipoint statistics is introduced. The metrics are based on summary statistics of the nonlinear filter responses of geological models to a pre-trained deep CNN. In addition, in the CNN-PCA formulation presented here, a convolutional neural network is trained as an explicit transform function that can post-process PCA models quickly. CNN-PCA is shown to provide both unconditional and conditional realizations that honor the geological features present in reference SGeMS geostatistical realizations for a binary channelized system. Flow statistics obtained through simulation of random CNN-PCA models closely match results for random SGeMS models for a demanding case in which O-PCA models lead to significant discrepancies. Results for history matching are also presented. In this assessment CNN-PCA is applied with derivative-free optimization, and a subspace randomized maximum likelihood method is used to provide multiple posterior models. Data assimilation and significant uncertainty reduction are achieved for existing wells, and physically reasonable predictions are also obtained for new wells. Finally, the CNN-PCA method is extended to a more complex non-stationary bimodal deltaic fan system, and is shown to provide high-quality realizations for this challenging example.

stat.ML↗

arXiv2017

DOA Estimation of Coherent Signals on Coprime Arrays Exploiting Fourth-Order Cumulants

This paper considers the problem of direction-of-arrival (DOA) estimation of coherent signals on passive coprime arrays, where we resort to the fourth-order cumulants of the received signal to explore more information. A fourth-order cumulant matrix (FCM) is introduced for the coprime arrays. The special structure of the FCM is combined with the array configuration to resolve the coherent signals. Since each sparse array of the coprime arrays is uniform, a series of overlapping identical subarrays can be extracted. Using this property, we propose a generalized spatial smoothing scheme applied to the FCM. From the smoothed FCM, the DOAs of both the coherent and independent signals can be successfully estimated on the pseudo-spectrum generated by the fourth-order MUSIC algorithm. To overcome the problem of occasional false peak appearing on the pseudo-spectrum, we use a supplementary sparse array whose inter-sensor spacing is coprime to that of either existing sparse array. From the combined spectrum aided by the supplementary sensors, the false peaks are removed while the true peaks remain. The effectiveness of the proposed methods is demonstrated by simulation examples.

cs.IT↗

arXiv2016

On Clutter Ranks of Frequency Diverse Radar Waveforms

Frequency diverse (FD) radar waveforms are attractive in radar research and practice. By combining two typical FD waveforms, the frequency diverse array (FDA) and the stepped-frequency (SF) pulse train, we propose a general FD waveform model, termed the random frequency diverse multi-input-multi-output (RFD-MIMO) in this paper. The new model can be applied to specific FD waveforms by adapting parameters. Furthermore, by exploring the characteristics of the clutter covariance matrix, we provide an approach to evaluate the clutter rank of the RFD-MIMO radar, which can be adopted as a quantitive metric for the clutter suppression potentials of FD waveforms. Numerical simulations show the effectiveness of the clutter rank estimation method, and reveal helpful results for comparing the clutter suppression performance of different FD waveforms.

cs.IT↗