arXiv subjects

Yiming Wang

Publications and source records attributed to Yiming Wang.

At least 163 records · Page 9Linked to original sources

arXiv2025

A Preview of XiYan-SQL: A Multi-Generator Ensemble Framework for Text-to-SQL

To tackle the challenges of large language model performance in natural language to SQL tasks, we introduce XiYan-SQL, an innovative framework that employs a multi-generator ensemble strategy to improve candidate generation. We introduce M-Schema, a semi-structured schema representation method designed to enhance the understanding of database structures. To enhance the quality and diversity of generated candidate SQL queries, XiYan-SQL integrates the significant potential of in-context learning (ICL) with the precise control of supervised fine-tuning. On one hand, we propose a series of training strategies to fine-tune models to generate high-quality candidates with diverse preferences. On the other hand, we implement the ICL approach with an example selection method based on named entity recognition to prevent overemphasis on entities. The refiner optimizes each candidate by correcting logical or syntactical errors. To address the challenge of identifying the best candidate, we fine-tune a selection model to distinguish nuances of candidate SQL queries. The experimental results on multiple dialect datasets demonstrate the robustness of XiYan-SQL in addressing challenges across different scenarios. Overall, our proposed XiYan-SQL achieves the state-of-the-art execution accuracy of 75.63% on Bird benchmark, 89.65% on the Spider test set, 69.86% on SQL-Eval, 41.20% on NL2GQL. The proposed framework not only enhances the quality and diversity of SQL queries but also outperforms previous methods.

cs.AI↗

arXiv2025

Mind the Error! Detection and Localization of Instruction Errors in Vision-and-Language Navigation

Vision-and-Language Navigation in Continuous Environments (VLN-CE) is one of the most intuitive yet challenging embodied AI tasks. Agents are tasked to navigate towards a target goal by executing a set of low-level actions, following a series of natural language instructions. All VLN-CE methods in the literature assume that language instructions are exact. However, in practice, instructions given by humans can contain errors when describing a spatial environment due to inaccurate memory or confusion. Current VLN-CE benchmarks do not address this scenario, making the state-of-the-art methods in VLN-CE fragile in the presence of erroneous instructions from human users. For the first time, we propose a novel benchmark dataset that introduces various types of instruction errors considering potential human causes. This benchmark provides valuable insight into the robustness of VLN systems in continuous environments. We observe a noticeable performance drop (up to -25%) in Success Rate when evaluating the state-of-the-art VLN-CE methods on our benchmark. Moreover, we formally define the task of Instruction Error Detection and Localization, and establish an evaluation protocol on top of our benchmark dataset. We also propose an effective method, based on a cross-modal transformer architecture, that achieves the best performance in error detection and localization, compared to baselines. Surprisingly, our proposed method has revealed errors in the validation set of the two commonly used datasets for VLN-CE, i.e., R2R-CE and RxR-CE, demonstrating the utility of our technique in other tasks. Code and dataset available at https://intelligolabs.github.io/R2RIE-CE

cs.RO↗

arXiv2025

Enhancing LLM Agents for Code Generation with Possibility and Pass-rate Prioritized Experience Replay

Nowadays transformer-based Large Language Models (LLM) for code generation tasks usually apply sampling and filtering pipelines. Due to the sparse reward problem in code generation tasks caused by one-token incorrectness, transformer-based models will sample redundant programs till they find a correct one, leading to low efficiency. To overcome the challenge, we incorporate Experience Replay (ER) in the fine-tuning phase, where codes and programs produced are stored and will be replayed to give the LLM agent a chance to learn from past experiences. Based on the spirit of ER, we introduce a novel approach called BTP pipeline which consists of three phases: beam search sampling, testing phase, and prioritized experience replay phase. The approach makes use of failed programs collected by code models and replays programs with high Possibility and Pass-rate Prioritized value (P2Value) from the replay buffer to improve efficiency. P2Value comprehensively considers the possibility of transformers' output and pass rate and can make use of the redundant resources caused by the problem that most programs collected by LLMs fail to pass any tests. We empirically apply our approach in several LLMs, demonstrating that it enhances their performance in code generation tasks and surpasses existing baselines.

cs.LG↗

arXiv2024

Shot noise and universal Fano factor as characterization of strongly correlated metals

Shot noise measures out-of-equilibrium current fluctuations and is a powerful tool to probe the nature of current-carrying excitations in quantum systems. Recent shot noise measurements in the heavy fermion strange metal YbRh$_2$Si$_2$ exhibit a strong suppression of the Fano factor ($F$) -- the ratio of the current noise to the average current in the DC limit. This system is representative of metals in which electron correlations are extremely strong. Here we carry out the first theoretical study on the shot noise of diffusive metals in the regime of strong correlations. A Boltzmann-Langevin equation formulation is constructed in a quasiparticle description in the presence of strong correlations. We find that $F = \sqrt{ 3}/{4}$ in such a correlation regime. Thus, we establish the aforementioned Fano factor as universal to Fermi liquids, and show that the Fano factor suppression observed in experiments on YbRh$_2$Si$_2$ necessitates a loss of the quasiparticles. Our work opens the door to systematic theoretical studies of shot noise as a means of characterizing strongly correlated metallic phases and materials.

cond-mat.str-el↗

arXiv2024

Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents

With the continuous development of large language models (LLMs), transformer-based models have made groundbreaking advances in numerous natural language processing (NLP) tasks, leading to the emergence of a series of agents that use LLMs as their control hub. While LLMs have achieved success in various tasks, they face numerous security and privacy threats, which become even more severe in the agent scenarios. To enhance the reliability of LLM-based applications, a range of research has emerged to assess and mitigate these risks from different perspectives. To help researchers gain a comprehensive understanding of various risks, this survey collects and analyzes the different threats faced by these agents. To address the challenges posed by previous taxonomies in handling cross-module and cross-stage threats, we propose a novel taxonomy framework based on the sources and impacts. Additionally, we identify six key features of LLM-based agents, based on which we summarize the current research progress and analyze their limitations. Subsequently, we select four representative agents as case studies to analyze the risks they may face in practical use. Finally, based on the aforementioned analyses, we propose future research directions from the perspectives of data, methodology, and policy, respectively.

cs.AI↗

arXiv2024

Retrieval-enriched zero-shot image classification in low-resource domains

Low-resource domains, characterized by scarce data and annotations, present significant challenges for language and visual understanding tasks, with the latter much under-explored in the literature. Recent advancements in Vision-Language Models (VLM) have shown promising results in high-resource domains but fall short in low-resource concepts that are under-represented (e.g. only a handful of images per category) in the pre-training set. We tackle the challenging task of zero-shot low-resource image classification from a novel perspective. By leveraging a retrieval-based strategy, we achieve this in a training-free fashion. Specifically, our method, named CoRE (Combination of Retrieval Enrichment), enriches the representation of both query images and class prototypes by retrieving relevant textual information from large web-crawled databases. This retrieval-based enrichment significantly boosts classification performance by incorporating the broader contextual information relevant to the specific class. We validate our method on a newly established benchmark covering diverse low-resource domains, including medical imaging, rare plants, and circuits. Our experiments demonstrate that CORE outperforms existing state-of-the-art methods that rely on synthetic data generation and model fine-tuning.

cs.CV↗

arXiv2024

Embedding Trajectory for Out-of-Distribution Detection in Mathematical Reasoning

Real-world data deviating from the independent and identically distributed (i.i.d.) assumption of in-distribution training data poses security threats to deep networks, thus advancing out-of-distribution (OOD) detection algorithms. Detection methods in generative language models (GLMs) mainly focus on uncertainty estimation and embedding distance measurement, with the latter proven to be most effective in traditional linguistic tasks like summarization and translation. However, another complex generative scenario mathematical reasoning poses significant challenges to embedding-based methods due to its high-density feature of output spaces, but this feature causes larger discrepancies in the embedding shift trajectory between different samples in latent spaces. Hence, we propose a trajectory-based method TV score, which uses trajectory volatility for OOD detection in mathematical reasoning. Experiments show that our method outperforms all traditional algorithms on GLMs under mathematical reasoning scenarios and can be extended to more applications with high-density features in output spaces, such as multiple-choice questions.

cs.CL↗

arXiv2024

R-Judge: Benchmarking Safety Risk Awareness for LLM Agents

Large language models (LLMs) have exhibited great potential in autonomously completing tasks across real-world applications. Despite this, these LLM agents introduce unexpected safety risks when operating in interactive environments. Instead of centering on the harmlessness of LLM-generated content in most prior studies, this work addresses the imperative need for benchmarking the behavioral safety of LLM agents within diverse environments. We introduce R-Judge, a benchmark crafted to evaluate the proficiency of LLMs in judging and identifying safety risks given agent interaction records. R-Judge comprises 569 records of multi-turn agent interaction, encompassing 27 key risk scenarios among 5 application categories and 10 risk types. It is of high-quality curation with annotated safety labels and risk descriptions. Evaluation of 11 LLMs on R-Judge shows considerable room for enhancing the risk awareness of LLMs: The best-performing model, GPT-4o, achieves 74.42% while no other models significantly exceed the random. Moreover, we reveal that risk awareness in open agent scenarios is a multi-dimensional capability involving knowledge and reasoning, thus challenging for LLMs. With further experiments, we find that fine-tuning on safety judgment significantly improve model performance while straightforward prompting mechanisms fail. R-Judge is publicly available at https://github.com/Lordog/R-Judge.

cs.CL↗

arXiv2024

Distinguishing Electronic Band Structure of Single-layer and Bilayer Ruddlesden-Popper Nickelates Probed by in-situ High Pressure X-ray Absorption Near-edge Spectroscopy

We report a comprehensive study of electronic band structure for single-layer (SL) and bilayer (BL) RP-nickelates probed by in-situ HP X-ray absorption near edge spectroscopy (XANES). At ambient pressure (AP), the energy splitting delta_E of d_3z^2-r^2 and d_x^2-y^2 bands are directly observed in La3Ni2O7 (BL-La327) but not in La2NiO4 (SL-La214) above E_F, underlining the critical role of inner apical O atoms. A combination of DFT-based electronic band structure and projected density of states (PDOS) calculations with simulated XANES enables us to explain the observed main XANES features labelled by a, A, B', B and C when considering the orbital hybridizations, crystal field splitting (CFS) and core-hole screening of different 3d configurations for SL-La214 and BL-La327 nickelates. At high pressure (HP), the delta_E values of pre-edge peak form a dome-like evolution above 7.7 GPa with the maximum locating at around 20 GPa for metallic BL-La327. Analysis of its integrated area and FWHM provides strong evidence that the bonding d_3z^2-r^2 band crosses E_F above about 7.7 GPa for the metallic BL-La327. Growth of integrated area of pre-edge peak and C peak further evidences pressure-induced hole doping effect. Meanwhile, the pressure dependent FWHM of pre-edge peak implies a nonmonotonic evolution of orbital-selective electronic correlation above 7.7 GPa with extrema emerging at about 20 GPa. Moreover, we estimate the relative hole doping level using the energy shift of pre-edge peak, yielding 0.074 hole per Ni site or equivalently 1.1*10^21 cm^-3 at 20 GPa for the metallic BL-La327, which is comparable to cuprates. Our results have timely examined the electronic band structures as obtained from theoretical calculations, emphasizing the essential role of both d_3z^2-r^2 and d_x^2-y^2 bands as well as the electronic correlation in superconducting pairing for pressurized La3Ni2O7.

cond-mat.supr-con↗

arXiv2024

Automated Tone Transcription and Clustering with Tone2Vec

Lexical tones play a crucial role in Sino-Tibetan languages. However, current phonetic fieldwork relies on manual effort, resulting in substantial time and financial costs. This is especially challenging for the numerous endangered languages that are rapidly disappearing, often compounded by limited funding. In this paper, we introduce pitch-based similarity representations for tone transcription, named Tone2Vec. Experiments on dialect clustering and variance show that Tone2Vec effectively captures fine-grained tone variation. Utilizing Tone2Vec, we develop the first automatic approach for tone transcription and clustering by presenting a novel representation transformation for transcriptions. Additionally, these algorithms are systematically integrated into an open-sourced and easy-to-use package, ToneLab, which facilitates automated fieldwork and cross-regional, cross-lexical analysis for tonal languages. Extensive experiments were conducted to demonstrate the effectiveness of our methods.

cs.LG↗

arXiv2024

AlignSum: Data Pyramid Hierarchical Fine-tuning for Aligning with Human Summarization Preference

Text summarization tasks commonly employ Pre-trained Language Models (PLMs) to fit diverse standard datasets. While these PLMs excel in automatic evaluations, they frequently underperform in human evaluations, indicating a deviation between their generated summaries and human summarization preferences. This discrepancy is likely due to the low quality of fine-tuning datasets and the limited availability of high-quality human-annotated data that reflect true human preference. To address this challenge, we introduce a novel human summarization preference alignment framework AlignSum. This framework consists of three parts: Firstly, we construct a Data Pymarid with extractive, abstractive, and human-annotated summary data. Secondly, we conduct the Gaussian Resampling to remove summaries with extreme lengths. Finally, we implement the two-stage hierarchical fine-tuning with Data Pymarid after Gaussian Resampling. We apply AlignSum to PLMs on the human-annotated CNN/DailyMail and BBC XSum datasets. Experiments show that with AlignSum, PLMs like BART-Large surpass 175B GPT-3 in both automatic and human evaluations. This demonstrates that AlignSum significantly enhances the alignment of language models with human summarization preferences.

cs.CL↗

arXiv2024

Novel class discovery meets foundation models for 3D semantic segmentation

The task of Novel Class Discovery (NCD) in semantic segmentation entails training a model able to accurately segment unlabelled (novel) classes, relying on the available supervision from annotated (base) classes. Although extensively investigated in 2D image data, the extension of the NCD task to the domain of 3D point clouds represents a pioneering effort, characterized by assumptions and challenges that are not present in the 2D case. This paper represents an advancement in the analysis of point cloud data in four directions. Firstly, it introduces the novel task of NCD for point cloud semantic segmentation. Secondly, it demonstrates that directly transposing the only existing NCD method for 2D image semantic segmentation to 3D data yields suboptimal results. Thirdly, a new NCD approach based on online clustering, uncertainty estimation, and semantic distillation is presented. Lastly, a novel evaluation protocol is proposed to rigorously assess the performance of NCD in point cloud semantic segmentation. Through comprehensive evaluations on the SemanticKITTI, SemanticPOSS, and S3DIS datasets, the paper demonstrates substantial superiority of the proposed method over the considered baselines.

cs.CV↗

arXiv2024

Physics-Informed Learning of Characteristic Trajectories for Smoke Reconstruction

We delve into the physics-informed neural reconstruction of smoke and obstacles through sparse-view RGB videos, tackling challenges arising from limited observation of complex dynamics. Existing physics-informed neural networks often emphasize short-term physics constraints, leaving the proper preservation of long-term conservation less explored. We introduce Neural Characteristic Trajectory Fields, a novel representation utilizing Eulerian neural fields to implicitly model Lagrangian fluid trajectories. This topology-free, auto-differentiable representation facilitates efficient flow map calculations between arbitrary frames as well as efficient velocity extraction via auto-differentiation. Consequently, it enables end-to-end supervision covering long-term conservation and short-term physics priors. Building on the representation, we propose physics-informed trajectory learning and integration into NeRF-based scene reconstruction. We enable advanced obstacle handling through self-supervised scene decomposition and seamless integrated boundary constraints. Our results showcase the ability to overcome challenges like occlusion uncertainty, density-color ambiguity, and static-dynamic entanglements. Code and sample tests are at \url{https://github.com/19reborn/PICT_smoke}.

cs.CV↗

arXiv2024

I2EDL: Interactive Instruction Error Detection and Localization

In the Vision-and-Language Navigation in Continuous Environments (VLN-CE) task, the human user guides an autonomous agent to reach a target goal via a series of low-level actions following a textual instruction in natural language. However, most existing methods do not address the likely case where users may make mistakes when providing such instruction (e.g. "turn left" instead of "turn right"). In this work, we address a novel task of Interactive VLN in Continuous Environments (IVLN-CE), which allows the agent to interact with the user during the VLN-CE navigation to verify any doubts regarding the instruction errors. We propose an Interactive Instruction Error Detector and Localizer (I2EDL) that triggers the user-agent interaction upon the detection of instruction errors during the navigation. We leverage a pre-trained module to detect instruction errors and pinpoint them in the instruction by cross-referencing the textual input and past observations. In such way, the agent is able to query the user for a timely correction, without demanding the user's cognitive load, as we locate the probable errors to a precise part of the instruction. We evaluate the proposed I2EDL on a dataset of instructions containing errors, and further devise a novel metric, the Success weighted by Interaction Number (SIN), to reflect both the navigation performance and the interaction effectiveness. We show how the proposed method can ask focused requests for corrections to the user, which in turn increases the navigation success, while minimizing the interactions.

cs.RO↗

arXiv2024

Shot noise in coupled electron-boson systems

The nature of charge carriers in strange metals has become a topic of intense current investigation. Recent shot noise measurements in the quantum critical heavy fermion metal YbRh$_2$Si$_2$ revealed a suppression of the Fano factor that cannot be understood from electron-phonon scattering or strong electron correlations in a Fermi liquid, indicating loss of quasiparticles. The experiment motivates the consideration of shot noise in a variety of theoretical models in which quasiparticles may be lost. Here we study shot noise in systems with co-existing itinerant electrons and dispersive bosons, going beyond the regime where the bosons are on their own in thermal equilibrium. We construct the Boltzmann-Langevin equations for the coupled system, and show that adequate electron-boson couplings restore the Fano factor to its Fermi liquid value. Our findings point to the beyond-Landau form of quantum criticality as underlying the suppressed shot noise of strange metals in heavy fermion metals and beyond.

cond-mat.str-el↗

arXiv2024

Automatic benchmarking of large multimodal models via iterative experiment programming

Assessing the capabilities of large multimodal models (LMMs) often requires the creation of ad-hoc evaluations. Currently, building new benchmarks requires tremendous amounts of manual work for each specific analysis. This makes the evaluation process tedious and costly. In this paper, we present APEx, Automatic Programming of Experiments, the first framework for automatic benchmarking of LMMs. Given a research question expressed in natural language, APEx leverages a large language model (LLM) and a library of pre-specified tools to generate a set of experiments for the model at hand, and progressively compile a scientific report. The report drives the testing procedure: based on the current status of the investigation, APEx chooses which experiments to perform and whether the results are sufficient to draw conclusions. Finally, the LLM refines the report, presenting the results to the user in natural language. Thanks to its modularity, our framework is flexible and extensible as new tools become available. Empirically, APEx reproduces the findings of existing studies while allowing for arbitrary analyses and hypothesis testing.

cs.AI↗

arXiv2024

Dialogue Action Tokens: Steering Language Models in Goal-Directed Dialogue with a Multi-Turn Planner

We present an approach called Dialogue Action Tokens (DAT) that adapts language model agents to plan goal-directed dialogues. The core idea is to treat each utterance as an action, thereby converting dialogues into games where existing approaches such as reinforcement learning can be applied. Specifically, we freeze a pretrained language model and train a small planner model that predicts a continuous action vector, used for controlled generation in each round. This design avoids the problem of language degradation under reward optimization. When evaluated on the Sotopia platform for social simulations, the DAT-steered LLaMA model surpasses GPT-4's performance. We also apply DAT to steer an attacker language model in a novel multi-turn red-teaming setting, revealing a potential new attack surface.

cs.CL↗

arXiv2024

Methodology and Real-World Applications of Dynamic Uncertain Causality Graph for Clinical Diagnosis with Explainability and Invariance

AI-aided clinical diagnosis is desired in medical care. Existing deep learning models lack explainability and mainly focus on image analysis. The recently developed Dynamic Uncertain Causality Graph (DUCG) approach is causality-driven, explainable, and invariant across different application scenarios, without problems of data collection, labeling, fitting, privacy, bias, generalization, high cost and high energy consumption. Through close collaboration between clinical experts and DUCG technicians, 46 DUCG models covering 54 chief complaints were constructed. Over 1,000 diseases can be diagnosed without triage. Before being applied in real-world, the 46 DUCG models were retrospectively verified by third-party hospitals. The verified diagnostic precisions were no less than 95%, in which the diagnostic precision for every disease including uncommon ones was no less than 80%. After verifications, the 46 DUCG models were applied in the real-world in China. Over one million real diagnosis cases have been performed, with only 17 incorrect diagnoses identified. Due to DUCG's transparency, the mistakes causing the incorrect diagnoses were found and corrected. The diagnostic abilities of the clinicians who applied DUCG frequently were improved significantly. Following the introduction to the earlier presented DUCG methodology, the recommendation algorithm for potential medical checks is presented and the key idea of DUCG is extracted.

cs.AI↗