arXiv subjects

Yin Xu

Publications and source records attributed to Yin Xu.

72 records · Page 4Linked to original sources

arXiv2023

Capacity-based Spatial Modulation Constellation and Pre-scaling Design

Spatial Modulation (SM) can utilize the index of the transmit antenna (TA) to transmit additional information. In this paper, to improve the performance of SM, a non-uniform constellation (NUC) and pre-scaling coefficients optimization design scheme is proposed. The bit-interleaved coded modulation (BICM) capacity calculation formula of SM system is firstly derived. The constellation and pre-scaling coefficients are optimized by maximizing the BICM capacity without channel state information (CSI) feedback. Optimization results are given for the multiple-input-single-output (MISO) system with Rayleigh channel. Simulation result shows the proposed scheme provides a meaningful performance gain compared to conventional SM system without CSI feedback. The proposed optimization design scheme can be a promising technology for future 6G to achieve high-efficiency.

cs.IT↗

arXiv2023

CDDM: Channel Denoising Diffusion Models for Wireless Semantic Communications

Diffusion models (DM) can gradually learn to remove noise, which have been widely used in artificial intelligence generated content (AIGC) in recent years. The property of DM for eliminating noise leads us to wonder whether DM can be applied to wireless communications to help the receiver mitigate the channel noise. To address this, we propose channel denoising diffusion models (CDDM) for semantic communications over wireless channels in this paper. CDDM can be applied as a new physical layer module after the channel equalization to learn the distribution of the channel input signal, and then utilizes this learned knowledge to remove the channel noise. We derive corresponding training and sampling algorithms of CDDM according to the forward diffusion process specially designed to adapt the channel models and theoretically prove that the well-trained CDDM can effectively reduce the conditional entropy of the received signal under small sampling steps. Moreover, we apply CDDM to a semantic communications system based on joint source-channel coding (JSCC) for image transmission. Extensive experimental results demonstrate that CDDM can further reduce the mean square error (MSE) after minimum mean square error (MMSE) equalizer, and the joint CDDM and JSCC system achieves better performance than the JSCC system and the traditional JPEG2000 with low-density parity-check (LDPC) code approach.

cs.IT↗

arXiv2023

Robust Generation Dispatch with Purchase of Renewable Power and Load Predictions

The increasing use of renewable energy sources (RESs) and responsive loads has made power systems more uncertain. Meanwhile, thanks to the development of advanced metering and forecasting technologies, predictions by RESs and load owners are now attainable. Many recent studies have revealed that pooling the predictions from RESs and loads can help the operators predict more accurately and make better dispatch decisions. However, how the prediction purchase decisions are made during the dispatch processes needs further investigation. This paper fills the research gap by proposing a novel robust generation dispatch model considering the purchase and use of predictions from RESs and loads. The prediction purchase decisions are made in the first stage, which influence the accuracy of predictions from RESs and loads, and further the uncertainty set and the worst-case second-stage dispatch performance. This two-stage procedure is essentially a robust optimization problem with decision-dependent uncertainty (DDU). A mapping-based column-and-constraint generation (C&CG) algorithm is developed to overcome the potential failures of traditional solution methods in detecting feasibility, guaranteeing convergence, and reaching optimal strategies under DDU. Case studies demonstrate the effectiveness, necessity, and scalability of the proposed model and algorithm.

math.OC↗

arXiv2023

NB-IoT Uplink Synchronization by Change Point Detection of Phase Series in NTNs

Non-Terrestrial Networks (NTNs) are widely recognized as a potential solution to achieve ubiquitous connections of Narrow Bandwidth Internet of Things (NB-IoT). In order to adopt NTNs in NB-IoT, one of the main challenges is the uplink synchronization of Narrowband Physical Random Access procedure which refers to the estimation of time of arrival (ToA) and carrier frequency offset (CFO). Due to the large propagation delay and Doppler shift in NTNs, traditional estimation methods for Terrestrial Networks (TNs) can not be applied in NTNs directly. In this context, we design a two stage ToA and CFO estimation scheme including coarse estimation and fine estimation based on abrupt change point detection (CPD) of phase series with machine learning. Our method achieves high estimation accuracy of ToA and CFO under the low signal-noise ratio (SNR) and large Doppler shift conditions and extends the estimation range without enhancing Random Access preambles.

cs.IT↗

arXiv2023

CDDM: Channel Denoising Diffusion Models for Wireless Communications

Diffusion models (DM) can gradually learn to remove noise, which have been widely used in artificial intelligence generated content (AIGC) in recent years. The property of DM for removing noise leads us to wonder whether DM can be applied to wireless communications to help the receiver eliminate the channel noise. To address this, we propose channel denoising diffusion models (CDDM) for wireless communications in this paper. CDDM can be applied as a new physical layer module after the channel equalization to learn the distribution of the channel input signal, and then utilizes this learned knowledge to remove the channel noise. We design corresponding training and sampling algorithms for the forward diffusion process and the reverse sampling process of CDDM. Moreover, we apply CDDM to a semantic communications system based on joint source-channel coding (JSCC). Experimental results demonstrate that CDDM can further reduce the mean square error (MSE) after minimum mean square error (MMSE) equalizer, and the joint CDDM and JSCC system achieves better performance than the JSCC system and the traditional JPEG2000 with low-density parity-check (LDPC) code approach.

cs.IT↗

arXiv2022

Resilience-Motivated Distribution System Restoration Considering Electricity-Water-Gas Interdependency

A major outage in the electricity distribution system may affect the operation of water and natural gas supply systems, leading to an interruption of multiple services to critical customers. Therefore, enhancing resilience of critical infrastructures requires joint efforts of multiple sectors. In this paper, a distribution system service restoration method considering the electricity-water-gas interdependency is proposed. The objective is to provide electricity, water, and natural gas supplies to critical customers in the desired ratio according to their needs after an extreme event. The operational constraints of electricity, water, and natural gas networks are considered. The characteristics of electricity-driven coupling components, including water pumps and gas compressors, are also modeled. Relaxation techniques are applied to nonconvex constraints posed by physical laws of those networks. Consequently, the restoration problem is formulated as a mixed-integer second-order cone program, which can readily be solved by the off-the-shelf solvers. The proposed method is validated by numerical simulations on electricity-water-gas integrated systems, developed based on benchmark models of the subsystems. The results indicate that considering the interdependency refines the allocation of limited generation resources and demonstrate the exactness of the proposed convex relaxation.

eess.SY↗

arXiv2020

On the Radiality Constraints for Distribution System Restoration and Reconfiguration Problems

Radiality constraints are involved in both distribution system restoration and reconfiguration problems. However, a set of widely used radiality constraints, i.e., the spanning tree (ST) constraints, has its limitations which have not been well recognized. In this letter, the limitation of the ST constraints is analyzed and an effective set of constraints, referred to as the single-commodity flow constraints, is presented. Furthermore, a combined set of constraints is proposed and case studies indicate that the combined constraints can gain computational efficiency in the reconfiguration problem. Recommendations on the use of radiality constraints are also provided.

eess.SY↗

arXiv2019

Privacy-preserving Double Auction Mechanism Based on Homomorphic Encryption and Sorting Networks

As an effective resource allocation approach, double auctions (DAs) have been extensively studied in electronic commerce. Most previous studies have focused on how to design strategy-proof DA mechanisms, while not much research effort has been done concerning privacy and security issues. However, security, especially privacy issues have become such a public concern that the European governments lay down the law to enforce the privacy guarantees recently. In this paper, to address the privacy issue in electronic auctions, we concentrate on how to design a privacy-preserving mechanism for double auctions by employing Goldwasser-Micali homomorphic encryption and sorting networks. We achieve provable privacy such that the auctions do not reveal any bid information except the auction results, resulting in a strict privacy guarantee. Moreover, to achieve practical system performance, we compare different sorting algorithms, and suggest using the faster ones. Experimental results show that different sorting algorithms may have great effect on the performance of our mechanism, and demonstrate the practicality of our protocol for real-world applications in electronic commerce.

cs.CR↗

arXiv2019

A Two-Layer Distributed Control Method for Islanded Networked Microgrid Systems

This paper presents a two-layer, four-level distributed control method for networked microgrid (NMG) systems, taking into account the proprietary nature of microgrid (MG) owners. The proposed control architecture consists of a MG-control layer and a NMG-control layer. In the MG layer, the primary and distrib-uted secondary control realize accurate power sharing among distributed generators (DGs) and the frequency/voltage reference following within each MG. In the NMG layer, the tertiary control enables regulation of the power flowing through the point of common coupling (PCC) of each MG in a decentralized manner. Furthermore, the distributed quaternary control restores system frequency and critical bus voltage to their nominal values and ensures accurate power sharing among MGs. A small-signal dynamic model is developed to evaluate dynamic performance of NMG systems with the proposed control method. Time-domain simulations as well as experiments on NMG test systems are performed to validate the effectiveness of the proposed method.

math.OC↗

arXiv2019

Coordinating Multiple Sources for Service Restoration to Enhance Resilience of Distribution Systems

When a major outage occurs on a distribution system due to extreme events, microgrids, distributed generators, and other local resources can be used to restore critical loads and enhance resiliency. This paper proposes a decision-making method to determine the optimal restoration strategy coordinating multiple sources to serve critical loads after blackouts. The critical load restoration problem is solved by a two-stage method with the first stage deciding the post-restoration topology and the second stage determining the set of loads to be restored and the outputs of sources. In the second stage, the problem is formulated as a mixed-integer semidefinite program. The objective is maximizing the number of loads restored, weighted by their priority. The unbalanced three-phase power flow constraint and operational constraints are considered. An iterative algorithm is proposed to deal with integer variables and can attain the global optimum of the critical load restoration problem by solving a few semidefinite programs under two conditions. The effectiveness of the proposed method is validated by numerical simulation with the modified IEEE 13-node test feeder and the modified IEEE 123-node test feeder under plenty of scenarios. The results indicate that the optimal restoration strategy can be determined efficiently in most scenarios.

math.OC↗

arXiv2017

Risk-limiting Load Restoration for Resilience Enhancement with Intermittent Energy Resources

Microgrids are resources that can be used to restore critical loads after a natural disaster, enhancing resilience of a distribution network. To deal with the stochastic nature of intermittent energy resources, such as wind turbines (WTs) and photovoltaics (PVs), many methods rely on forecast information. However, some microgrids may not be equipped with power forecasting tools. To fill this gap, a risk-limiting strategy based on measurements is proposed. Gaussian mixture model (GMM) is used to represent a prior joint probability density function (PDF) of power outputs of WTs and PVs over multiple periods. As time rolls forward, the distribution of WT/PV generation is updated based the latest measurement data in a recursive manner. The updated distribution is used as an input for the risk-limiting load restoration problem, enabling an equivalent transformation of the original chance constrained problem into a mixed integer linear programming (MILP). Simulation cases on a distribution system with three microgrids demonstrate the effectiveness of the proposed method. Results also indicate that networked microgrids have better uncertainty management capabilities than stand-alone microgrids.

eess.SY↗

arXiv2017

The first result on 76Ge neutrinoless double beta decay from CDEX-1 experiment

We report the first result on Ge-76 neutrinoless double beta decay from CDEX-1 experiment at China Jinping Underground Laboratory. A mass of 994 g p-type point-contact high purity germanium detector has been installed to search the neutrinoless double beta decay events, as well as to directly detect dark matter particles. An exposure of 304 kg*day has been analyzed. The wideband spectrum from 500 keV to 3 MeV was obtained and the average event rate at the 2.039 MeV energy range is about 0.012 count per keV per kg per day. The half-life of Ge-76 neutrinoless double beta decay has been derived based on this result as: T 1/2 > 6.4*10^22 yr (90% C.L.). An upper limit on the effective Majorana-neutrino mass of 5.0 eV has been achieved. The possible methods to further decrease the background level have been discussed and will be pursued in the next stage of CDEX experiment.

hep-ex↗

arXiv2016

Simultaneous light emission and detection of InGaN/GaN multiple quantum well diodes for in-plane visible light communication on a chip

This paper presents the design, fabrication, and experimental characterization of monolithically integrated p-n junction InGaN/GaN multiple quantum well diodes (MQWDs) and suspended waveguides. Suspended MQWDs can be used as transmitters and receivers simultaneously, and suspended waveguides are used for light coupling to create an in-plane visible light communication system. Compared to the waveguide with separation trench, the calculated total light efficiency is increased from 18% to 22% for the continuous waveguide. The MQWDs are characterized by their typical current-voltage performance, and the pulse excitation measurements confirm that the InGaN/GaN MQWDs can achieve the light emission and photodetection at the same time. The photocurrent measurements indicate that the photocurrent is modulated by a bias voltage and that the photons are being supplied from another transmitter. An experimental demonstration is presented showing that the proposed device works well for in-plane full-duplex communication using visible light.

physics.optics↗

arXiv2015

Monolithic photonic integration of suspended light emitting diode, waveguide and photodetector

We report here a monolithic photonic integration of light emitting diode (LED) with waveguide and photodetector to build a highly-integrated photonic system to perform functionalities on the GaN-on-silicon platform. Suspended p-n junction InGaN/GaN multiple quantum wells (MQWs) are used for device fabrication. Part of the LED emission is coupled into suspended waveguide and then, the guided light laterally propagates along the waveguide and is finally sensed by the photodetector. Planar optical communication experimentally demonstrates that the proof-of-concept monolithic photonic integration system can achieve the on-chip optical interconnects. This work paves the way towards novel active electro-optical sensing system and planar optical communication in the visible range.

physics.optics↗

arXiv2014

Study of the material photon and electron background and the liquid argon detector veto efficiency of the CDEX-10 experiment

The China Dark Matter Experiment (CDEX) is located at the China Jinping underground laboratory (CJPL) and aims to directly detect the WIMP flux with high sensitivity in the low mass region. Here we present a study of the predicted photon and electron backgrounds including the background contribution of the structure materials of the germanium detector, the passive shielding materials, and the intrinsic radioactivity of the liquid argon that serves as an anti-Compton active shielding detector. A detailed geometry is modeled and the background contribution has been simulated based on the measured radioactivities of all possible components within the GEANT4 program. Then the photon and electron background level in the energy region of interest (<10^-2 events kg-1 day-1 keV-1 (cpkkd)) is predicted based on Monte Carlo simulations. The simulated result is consistent with the design goal of CDEX-10 experiment, 0.1 cpkkd, which shows that the active and passive shield design of CDEX-10 is effective and feasible.

physics.ins-det↗

arXiv2013

Self-gravitational Interaction in z = 4 Horava-Lifshitz Gravity

Motivated by recent works [1,2], the influences of self-gravitational interaction on the Hawking radiation are studied both for (3 + 1) and (4 + 1) dimensional black holes in $z = 4$ Hourava-Lifshitz gravity. It is found that the tunneling entropies $S_{B(3 + 1)}$ and $S_{B(4 + 1)}$ independent on particle's mass are consistent with the thermodynamical entropies $S_{BH(3 + 1)}$ and $S_{BH(4 + 1)}$, respectively. There is a very visible degree of uniformity between thermodynamics and quantum tunneling in $z = 4$ Hourava-Lifshitz gravity. It suggests that the entropies contained corrected terms could be explained well by the self-gravitational interaction of Hawking radiation. The study of tunneling process may shed light on understanding the Hourava-Lifshitz gravity.

gr-qc↗

arXiv2013

The CDEX-1 1 kg Point-Contact Germanium Detector for Low Mass Dark Matter Searches

The CDEX Collaboration has been established for direct detection of light dark matter particles, using ultra-low energy threshold p-type point-contact germanium detectors, in China JinPing underground Laboratory (CJPL). The first 1 kg point-contact germanium detector with a sub-keV energy threshold has been tested in a passive shielding system located in CJPL. The outputs from both the point-contact p+ electrode and the outside n+ electrode make it possible to scan the lower energy range of less than 1 keV and at the same time to detect the higher energy range up to 3 MeV. The outputs from both p+ and n+ electrode may also provide a more powerful method for signal discrimination for dark matter experiment. Some key parameters, including energy resolution, dead time, decay times of internal X-rays, and system stability, have been tested and measured. The results show that the 1 kg point-contact germanium detector, together with its shielding system and electronics, can run smoothly with good performances. This detector system will be deployed for dark matter search experiments.

physics.ins-det↗

arXiv2013

Introduction of the CDEX experiment

Weakly Interacting Massive Particles (WIMPs) are the candidates of dark matter in our universe. Up to now any direct interaction of WIMP with nuclei has not been observed yet. The exclusion limits of the spin-independent cross section of WIMP-nucleon which have been experimentally obtained is about 10^{-7}pb at high mass region and only 10^{-5}pb} at low mass region. China Jin-Ping underground laboratory CJPL is the deepest underground lab in the world and provides a very promising environment for direct observation of dark matter. The China Dark Matter Experiment (CDEX) experiment is going to directly detect the WIMP flux with high sensitivity in the low mass region. Both CJPL and CDEX have achieved a remarkable progress in recent two years. The CDEX employs a point-contact germanium semi-conductor detector PCGe whose detection threshold is less than 300 eV. We report the measurement results of Muon flux, monitoring of radioactivity and Radon concentration carried out in CJPL, as well describe the structure and performance of the 1 kg PCGe detector CDEX-1 and 10kg detector array CDEX-10 including the detectors, electronics, shielding and cooling systems. Finally we discuss the physics goals of the CDEX-1, CDEX-10 and the future CDEX-1T detectors.

physics.ins-det↗