SearcharxivSearch

arXiv subjects

Yin-Jie Li

Publications and source records attributed to Yin-Jie Li.

At least 19 recordsLinked to original sources

Population-Level Verification of the Black-Hole Area Law with First- and Second-Generation Black Holes

Hawking's area theorem states that the total event-horizon area of classical black holes can never decrease. Gravitational-wave tests of this law have so far focused on individual loud mergers, thus probing only a sparse subset of binary parameter space. Here we perform the \emph{first} population-level test. We exploit the decomposition of the coalescing black holes in the latest gravitational-wave catalogue into a low-spin subpopulation of stellar-collapse origin and a high-spin subpopulation assembled through hierarchical mergers of the former. If the high-spin black holes are merger remnants, the area theorem requires their horizon areas to exceed the total pre-merger areas of the low-spin binaries. Using parameter estimation restricted to the inspiral of 241 events, so that no merger-ringdown information enters the inference, we find that both peaks of the horizon-area distribution of second-generation black holes lie above their first-generation counterparts. The displacement is significant at each peak ($2.1$--$3.7σ$), and when we tie the two subpopulations with a single common shift, an area decrease is excluded decisively ($\gtrsim5.0σ$). The second law of black-hole mechanics thus holds statistically across the quasicircular, moderately spinning mergers that dominate current catalogues, which in turn underpins the robustness of our classification of stellar-collapse and hierarchical-merger black holes.

astro-ph.HE

Revealing the $χ_{\rm eff}$-$q$ Correlation among Coalescing Binary Black Holes and Tentative Evidence for AGN-driven Hierarchical Mergers

The origin of the correlation between the effective spins ($χ_{\rm eff}$) and mass ratios ($q$) of LIGO-Virgo-KAGRA's binary black holes (BBHs) is still an open question. Motivated by the recent identification of two subpopulations of the BBHs, in this work we investigate the potential $χ_{\rm eff}-q$ correlation for each subpopulation. Surprisingly, the $χ_{\rm eff}$-$q$ correlation {either significantly weakens or disappears} for the low-mass subpopulation if we introduce a second $χ_{\rm eff}$ distribution for the high-mass subpopulation, which likely originates from hierarchical mergers. {This suggests that the $χ_{\rm eff}$-$q$ correlation in the overall population can be explained by the superposition of two distinct subpopulations.} {We find Bayesian evidence strongly favoring two separate $χ_{\rm eff}$ distributions over a single mass-ratio-dependent distribution, with Bayes factors $\ln\mathcal{B}>4.2$.} The first subpopulation has a narrow $χ_{\rm eff}$ distribution peaking at $\sim0.05$, whose primary-mass function {showing a rapid decline beyond} $\sim 40M_{\odot}$, in agreement with first-generation BBHs. The second $χ_{\rm eff}$ distribution is broad and peaks at $μ_{χ,2} \sim 0.4$, aligning with predictions for hierarchical mergers in active galactic nucleus (AGN) disks. {However, we cannot exclude negative $χ_{\rm eff}$values in the second subpopulation, suggesting hierarchical mergers might occur both in AGN disks and stellar clusters. Furthermore, the inferred second $χ_{\rm eff}$ distribution might alternatively arise from other formation channels, such as stable mass transfer or chemically homogeneous evolution, if not interpreted as hierarchical mergers.}

astro-ph.HE

Aligned Hierarchical Black Hole Mergers in Active-Galactic-Nuclei Disks Revealed by GWTC-4

The active galactic nucleus (AGN) accretion disks are ideal sites for hierarchical black hole (BH) mergers. To robustly probe such a possibility, we analyze binary black hole mergers in the GWTC-4 with a flexible mixture population model for component masses, spin magnitudes, and spin tilt angles, and identify two distinct subpopulations. In the second subpopulation characterized by high spin magnitudes $χ\sim 0.8$ as well as the broad mass distribution up to $\gtrsim 150M_\odot$, we find a pronounced preference for spins aligned with the orbital angular momentum: an isotropic tilt distribution is strongly disfavored (logarithmic Bayes factor = 4.5). The aligned events account for $\sim 0.57^{+0.23}_{-0.31}$ of the second subpopulation, corresponding to a local rate of $\sim 0.25^{+0.38}_{-0.16} ~ {\rm Gpc}^{-3} {\rm yr}^{-1}$ (all values reflect central 90\% credible intervals). These notable features naturally arise from hierarchical mergers embedded in AGN disks, where gas torques may effectively align spins. Our results suggest that AGN-disk hierarchical assembly may be one important channel for the present gravitational-wave sample, and provide concrete, testable predictions for future detection.

astro-ph.HE

Fast Radio Bursts Trace Cosmic Star Formation with Little Delay

The progenitor channels of fast radio bursts (FRBs) remain debated, with a central question being whether their cosmic rate traces star formation promptly or instead follows it with the long time-delay characteristic of compact-binary mergers. We perform a forward-modeling, hierarchical Bayesian analysis of the CHIME/FRB population, jointly fitting the catalog sample, baseband fluences, and localized host redshifts, while self-consistently incorporating the survey selection function through the injection framework. Across a range of delay-time models, the reconstructed FRB rate robustly peaks at the same redshift as the cosmic star-formation history, with a mean delay of only $0.1-0.3$ Gyr that remains consistent with a prompt, zero-delay origin at the $2σ$ level. For dominant FRB population, this finding rules out the multi-Gyr delays reported previously and interpreted as the evidence for compact binary merger origin, and instead points toward progenitor systems linked to young stellar remnants, most notably magnetars formed in core-collapse supernovae.

astro-ph.HE

Smoking-gun evidence for hierarchical black-hole mergers

How stellar-mass black holes grow after their birth is a central open question in astrophysics. Gravitational-wave observations have revealed a subpopulation of coalescing black holes with both high masses and high spins, but whether these properties arise from hierarchical mergers in dense stellar environments or from accretion onto isolated black holes has remained unresolved. Here, using a flexible mixture population model applied to the 259 binary black hole mergers in GWTC-5, we show that the mass function of the high-spin subpopulation traces, peak by peak, the predicted remnant-mass distribution of the low-spin, stellar-collapse-origin subpopulation up to $\sim80\,M_\odot$. This morphological match, quantified by a Bhattacharyya coefficient as high as $\sim0.95$, is naturally expected if the high-spin black holes are themselves the products of earlier mergers, whereas any alternative scenario would require fine-tuning, thereby providing smoking-gun evidence for hierarchical mergers. In addition, the sharp upper-mass cutoff of the low-spin subpopulation at $m_{\rm max,1}=54.2^{+7.7}_{-7.2}\,M_\odot$ yields an astrophysical $S$-factor of $S_{300}=151^{+30}_{-26}$~keV~b (68\% credible interval) for the $^{12}{\rm C}(α,γ)^{16}{\rm O}$ reaction, in agreement with the benchmark theoretical value. These results establish that the entire observed black-hole population can be accounted for by stellar collapse followed by dynamical hierarchical assembly, without invoking primordial black holes.

astro-ph.HE

A new group of low-spin $50-70M_\odot$ Black Holes and the high pair-instability mass cutoff

Pair-instability supernovae (PISN) will not leave compact remnants and hence yield a mass gap of the black holes. Though a transition point at $\approx 46M_\odot$, separating low- and high-spin black hole populations and interpreted as evidence for the PISN mass gap, was first identified in gravitational wave data by Wang et al. (2022, ApJL 941, L39) and later confirmed in follow-up studies, here we report the emergence of a new group of low-spin but massive ($\sim 50-70M_\odot$) black holes, which are hard to produce via hierarchical mergers, in the latest GWTC-4.0 data. Correspondingly, the mass cutoff of the low-spin black holes shifts to $68.5^{+19.8}_{-18.5}M_\odot$ (90\% credibility), which is consistent with the PISN model for a $^{12}{\rm C}(α,γ)^{16}{\rm O}$ reaction rate of $S_{300} = 109^{+55}_{-27}~{\rm keV~b}$. Despite that the massive single-star collapse/dynamical capture origin can not be reliably tested at this moment, a high pair-instability mass cutoff $M_{\rm low}\sim 70M_\odot$ may be favored for its capability of accounting for the rather low observation rate of hydrogen-less super-luminous supernovae.

astro-ph.HE

Secondary-Mass Features improve Spectral-Siren $H_0$ Constraints

Gravitational-wave (GW) signals from compact binary coalescences (CBCs) enable independent measurements of the Hubble constant \(H_0\) via the spectral siren method, which critically depends on an accurate model of the source-frame mass distribution. While the primary mass function has been extensively studied, the impact of the secondary mass distribution on cosmological inference has been largely overlooked. Here, we perform a joint inference of population and cosmological parameters using 142 confident CBC detections from GWTC-4.0, adopting a new parametric model that flexibly describes features in both the component-mass spectrum and the pairing function, with particular emphasis on the secondary masses. We find \(H_0 = 71.4^{+13.8}_{-13.4} \;\mathrm{km\,s^{-1}\,Mpc^{-1}}\) (68\% CL) from spectral sirens alone, and \(H_0 = 73.5^{+9.2}_{-7.2} \;\mathrm{km\,s^{-1}\,Mpc^{-1}}\) when combined with the bright siren GW170817. Compared to the standard LVK Fullpop-4.0 analysis, these constraints represent improvements of \(\sim29.8\%\) and \(\sim22.2\%\) in \(H_0\) uncertainty, respectively. The enhanced precision is driven by previously unmodeled features, including peaks near \(18\,M_\odot\) and \(65\,M_\odot\) as well as mass-dependent pairing transitions at \(28\,M_\odot\) and \(52\,M_\odot\). Our results demonstrate that the secondary mass function is also a key ingredient for precision standard siren cosmology.

astro-ph.CO

Neutron Star Merger Rates from Multi-messenger Observations: Clues to the Physical Origin of the Short and Long-short Gamma-ray Bursts

Short and long-short gamma-ray bursts (GRBs) are widely believed to be powered by neutron star mergers. In this work, we calculate local rate of such GRBs and find a relatively high value of $\sim 786-2468~{\rm Gpc^{-3}~yr^{-1}}$ when including the very narrow collimation event GRB 061201. Considering that its redshift is not very reliable, after excluding this event, the rate is $\sim 195-666~{\rm Gpc^{-3}~yr^{-1}}$. We also calculate the electromagnetically (EM) bright neutron star merger rate inferred from the LIGO/Virgo/KAGRA observations up to the end of the first epoch of the O4 run, and derive a rate of $\sim 66-347~{\rm Gpc^{-3}~yr^{-1}}$. This rate is somewhat lower than the value obtained from the GRBs, even after excluding GRB 061201. The non-detection of any viable EM bright merger in the O4b and O4c observing runs favors an even lower rate, which starts to challenge the neutron star merger origin of the short and long-short GRBs and may suggest additional contribution from the mergers of other compact object (like the neutron star-white dwarf) binaries, as speculated initially by King et al. (2007) in interpreting the long-short event GRB 060614.

astro-ph.HE

GW231123: Likely a product of successive mergers from $\sim 10 $ stellar-mass black holes

GW231123 is an exceptionally massive binary black hole (BBH) merger with unusually high component spins. Such extreme properties challenge conventional stellar evolution models predicting a black hole mass gap due to pair-instability supernovae. We test possible formation scenarios for GW231123 using population-informed priors on BH spin distributions, in light of population properties built on the previous (GWTC-3) data. Our analysis shows that GW231123 belongs to the high-spin subpopulation that is naturally interpreted as hierarchical BBH mergers. By comparing the spin magnitudes and component masses of GW231123 to those of the remnants of previous mergers, we show that both components of GW231123 are multi-generation ($>$2G) merger remnants, and plausibly originated from the successive mergers of $\sim 6$ and $\sim 4$ first-generation BHs, respectively. This suggests that repeated mergers can be frequent and even more massive intermediate-mass black holes may be produced. Thus mechanisms that can efficiently harden the BBHs' orbits are required, e.g., gas dynamical friction in the disks of active galactic nuclei.

astro-ph.HE

Evidence for the dynamical dark energy with evolving Hubble constant

Hubble constant tension, together with the recent indications of dynamical dark energy proposed from the Dark Energy Spectroscopic Instrument (DESI) baryon acoustic oscillation (BAO) measurements, poses significant challenges to the standard cosmological model. We investigate the possible redshift evolution of dark energy and the Hubble constant through a data-driven approach, and assess whether such evolution can alleviate the Hubble constant tension. We perform a model-independent reconstruction of the dark-energy equation of state $w(z)$, jointly with an evolving Hubble constant $H_0(z)$. The analysis combines the DESI DR2 BAO dataset with multiple Type Ia supernova samples and evaluates the statistical preference for the reconstructed model using Bayesian evidence. The reconstructed $w(z)$ varies with redshift and exhibits two potential phantom crossings at $z\sim0.5$ and $z\sim1.5$. Meanwhile, $H_0$ decreases continually from local to high redshift, alleviating the Hubble constant tension effectively. The joint $w(z)$-$H_0(z)$ model is favored over the $w$CDM ($Λ$CDM) framework, with a logarithmic Bayes factor $\ln \boldsymbol{\mathcal B}= 5.04~(8.53)$. The results remain stable under different prior choices and dataset combinations. Our data-driven reconstructions suggest redshift evolution in both $w(z)$ and $H_0(z)$, offering a potential route to mitigate the Hubble constant tension. Future BAO measurements from Euclid and next-generation CMB experiments will provide critical tests of these results and bring deeper insights into the nature of dark energy and the evolution of cosmic expansion.

astro-ph.CO

Verification of the Black Hole Area Law with GW230814

We present an observational confirmation of Hawking's black-hole area theorem using the newly released gravitational-wave data from the GWTC-4.0. We analyze the high signal-to-noise ratio binary black hole (BBH) merger GW230814 and measure the (total) horizon area of the black holes before and after the merger. For preferred (and reasonable) choices of the post-truncation start time, the horizon area of the remnant black hole is found to be greater than the total horizon area of the two pre-merger black holes at a high possibility (at least $\gtrsim 99.5\%$). Importantly, our analysis accounts for sky-location uncertainty. These results provide a stringent observational confirmation of the black-hole area law, further bolstering the validity of classical general relativity in the dynamical, strong-field regime.

gr-qc

Dark Matter Spike surrounding Supermassive Black Holes Binary and the Nanohertz Stochastic Gravitational Wave Background

The NANOGrav, PPTA, EPTA, CPTA and MPTA collaborations have reported compelling evidence for the existence of the Stochastic Gravitational-Wave Background (SGWB). This inferred background's amplitude and frequency spectrum align closely with the astrophysical predictions for a signal originating from the population of supermassive black hole (SMBH) binaries. Considering these findings, we explore the possibility of detecting dark matter (DM) spikes surrounding SMBHs, which could alter the gravitational-wave waveform and influence the SGWB. We show that the evolution of SMBH binaries, driven by both gravitational radiation and the dynamic friction of the surrounding DM spike, presents observable effects in the nHz frequency domain of the SGWB. We also employ the Bayesian inference method to fit the SGWB spectra from the NANOGrav, EPTA, and PPTA. The model with DM spike improves the fittings to the former two data sets. The spike slope $γ_{\rm sp}$ is slightly smaller than 1, which may suggest that the spike is flattened during the inspiral of the SMBHBs.

astro-ph.HE

Forecast Analysis of Astrophysical Stochastic Gravitational Wave Background beyond general relativity: A Case Study on Brans-Dicke Gravity

Scalar-tensor gravity, exemplified by Brans-Dicke (BD) gravity, introduces additional scalar polarization modes that contribute scalar radiation alongside tensor modes. We conduct a comprehensive analysis of how gravitational wave generation and propagation effects under Brans-Dicke gravity are encoded into the astrophysical stochastic gravitational wave background (AGWB). We perform end-to-end analyses of realistic populations of simulated coalescing binary systems to generate AGWB mock data with third-generation gravitational wave detectors and conducted a complete Bayesian analysis for the first time. We find the uncertainties in the population properties of binary black holes (BBH) significantly affect the ability to constrain BD gravity. Furthermore, we explore the detectability of potential scalar backgrounds that originates from binary neutron star (BNS) and neutron-star-black-hole (NSBH) mergers, with NSBH systems expected to modify the spectral index of the scalar background and introduce oscillatory behavior. We show that the observations of the AGWB enable the separation of mixed tensor and scalar polarization modes with comparable sensitivity to each mode. However, the scalar background is expected to remain substantially weaker than the tensor background, even in scenarios where BD gravity exhibits significant deviations from general relativity (GR), resulting only upper limits can be placed on the scalar background. We conclude that for ambiguous populations, employing waveform matching with individual sources provides a more robust approach to constrain BD gravity.

gr-qc

Multi-spectral Sirens: Gravitational-wave Cosmology with (Multi-) Sub-populations of Binary Black Holes

The cosmic expansion rate can be directly measured with gravitational-wave (GW) data of the compact binary mergers by jointly constraining the mass function of the population and the cosmological model via the so-called spectral sirens. Such a method relies on the features in the mass functions, which may originate from some individual subpopulations, and hence become blurred/indistinct due to the superposition of different subpopulations. In this work we propose a novel approach to constrain the cosmic expansion rate with subpopulations of GW events, named multi-spectral sirens. The advantage of the multi-spectral sirens compared to the traditional spectral sirens is demonstrated by the simulation with the mock data. The application of this approach to the GWTC-3 data yields $H_0=73.3^{+29.9}_{-25.6}~{\rm Mpc}^{-1}~{\rm km}~{\rm s}^{-1}$ (median and symmetric 68.3\% credible interval), which is about 19\% tighter than the result inferred with the traditional spectral sirens utilizing a PowerLaw+Peak mass function. The incorporation of the bright standard siren GW170817 with a uniform prior in [10,200] (log-uniform prior in [20,140]) ${\rm Mpc}^{-1}~{\rm km}~{\rm s}^{-1}$ gives $H_0=71.1^{+15.0}_{-7.5}~(70.3^{+12.9}_{-7.1})~{\rm Mpc}^{-1}~{\rm km}~{\rm s}^{-1}$ (68.3\% confidence level), corresponding to an improvement of $\sim26\%$ (23\%) with respect to the measurement from sole GW170817.

astro-ph.CO

Exploring field-evolution and dynamical-capture coalescing binary black holes in GWTC-3

We investigate formation channels for merging binary black holes (BBHs) in GWTC-3, with a dedicated semiparametric population model. The model first describes or excludes a high-spin (with magnitudes of $\sim0.7$) and high-mass (ranging in $\sim 20-80M_{\odot}$) subpopulation, which was identified by previous works and can be interpreted as hierarchical mergers. We find that the rest of BBH population can be categorized into two subpopulations with different mass and mass-ratio distributions, as indicated by a Bayes factor of $\ln\mathcal{B}=1.8$. One subpopulation, characterized by nearly aligned spins and consistent with isolated-field formation, likely dominates the 10-solar-mass peak in the primary-mass function. The other subpopulation, with isotropic spins and consistent with the dynamical channels, shows a stronger preference for symmetric pairing, and mainly contributes to the 35-solar-mass peak in the primary-mass function. Note that the Bayes factor is not high enough with the currently available data, so that the case of a single population is still acceptable. Additionally, we compare the mass distributions between merging BBHs and black holes (BHs) in high-mass X-ray binaries (HMXBs). We find that the primary mass of the aligned subpopulation is slightly lighter than those of the HMXB BHs, while the isotropic subpopulation is consistent with the HMXB BHs, if the power-law index of its mass function is shifted by 2, as indicated by the dynamical formation channels. However, the spin magnitudes of both subpopulations are significantly smaller than those of the HMXB BHs.

astro-ph.HE

Resolving the Stellar-Collapse and Hierarchical-Merger origins of the Coalescing Black Holes

Spin and mass properties provide essential clues in distinguishing the origins of coalescing black holes (BHs). With a dedicated semiparametric population model for the coalescing binary black holes (BBHs), we identify two distinct categories of BHs among the GWTC-3 events, which is {favored over the one population scenario by} a logarithmic Bayes factor ($\ln\mathcal{B}$) of 7.5. One category, with a mass ranging from $\sim 25M_\odot$ to $\sim 80M_\odot$, is distinguished by the high spin magnitudes ($\sim0.75$) and consistent with the hierarchical merger origin. The other category, characterized by low spins, has a sharp mass cutoff at $\sim 40M_\odot$, which is natural for the stellar-collapse origin and in particular the pair-instability explosion of massive stars. We infer the local hierarchical merger rate density as $0.46^{+0.61}_{-0.24}~{\rm Gpc^{-3}yr^{-1}}$. Additionally, we find that a fraction of the BBHs has a cosine-spin-tilt-angle distribution concentrated preferentially around $1$, and the fully isotropic distribution for spin orientation is disfavored by a $\ln\mathcal{B}$ of -6.3, suggesting that the isolated field evolution channels are contributing to the total population.

astro-ph.HE

The Heavier the Faster: A Sub-population of Heavy, Rapidly Spinning and Quickly Evolving Binary Black Holes

The spins of binary black holes (BBHs) measured from gravitational waves carry notable information of the formation pathways. Here we propose a quantity "dimensionless net spin" ($χ_{\rm N}$), which is related to the sum of angular momentum of component black holes in the system, to provide a novel perspective to study the origin(s) of BBHs. By performing hierarchical Bayesian inference on $χ_{\rm N}$, we find strong evidence that the marginal distribution of this quantity can be better fitted by two Gaussian components rather than one: there is a narrow peak at $χ_{\rm N} \sim 0.15$ and another extended peak at $χ_{\rm N} \sim 0.47$. We also find that the rapidly spinning systems likely dominate the high-mass end of the population and they evolve with redshift much quicker. These findings bring new challenges to the field binary scenario, and suggest that dynamical process should plays a key role in forming high total mass BBHs.

astro-ph.HE

Measuring Mass and Radius of the Maximum-mass Nonrotating Neutron Star

The mass ($M_{\rm TOV}$) and radius ($R_{\rm TOV}$) of the maximum-mass nonrotating neutron star (NS) play a crucial role in constraining the elusive equation of state of cold dense matter and in predicting the fate of remnants from binary neutron star (BNS) mergers. In this study, we introduce a novel method to deduce these parameters by examining the mergers of second-generation (2G) black holes (BHs) with NSs. These 2G BHs are assumed to originate from supramassive neutron stars (SMNSs) formed in BNS mergers. Since the properties of the remnant BHs arising from the collapse of SMNSs follow a universal relation governed by $M_{\rm TOV}$ and $R_{\rm TOV}$, we anticipate that by analyzing a series ($\sim 100$ detections) of mass and spin measurements of the 2G BHs using the third-generation ground-based gravitational-wave detectors, $M_{\rm TOV}$ and $R_{\rm TOV}$ can be determined with a precision of $\sim 0.01M_\odot$ and $\sim 0.6$ km, respectively.

astro-ph.HE