arXiv subjects

Ying-li Zhang

Publications and source records attributed to Ying-li Zhang.

At least 19 recordsLinked to original sources

arXiv2026

Primordial Black Hole Abundances and Scalar Induced Gravitational Waves from Finite-Width Power Spectra in a Stiff Thermal History

We study the formation of primordial black holes (PBHs) from large primordial perturbations that re-enter the horizon during an epoch with equation of state ${\rm w}\geq1/3$. We consider a log-normal curvature power spectrum of finite width $Δ$ and determine the collapse amplitude by numerical-relativity simulations of a self-gravitating perfect fluid. Threshold scans are performed for five values of $\rm w$ and five spectral widths, and the resulting numerical thresholds are used in the PBH abundance and scalar-induced gravitational-wave (SIGW) calculations. For comparison, we also evaluate the semi-analytical $q$-function prescription. It reproduces the numerical trend close to radiation domination and for nearly monochromatic profiles, but it is not a reliable threshold estimator for generic finite-width profiles in stiffer backgrounds. We show how collapse thresholds increase with both $Δ$ and $\rm w$, changing the curvature amplitude required for PBHs to constitute all of the dark matter and, consequently, the normalization of the accompanying SIGW signal.

astro-ph.CO↗

arXiv2026

Reconstruction of Primordial Power Spectrum from Gravitational Waves of High-Redshift Black Hole Binaries

High-redshift binary black hole (BBH) events are promising candidates for primordial black holes (PBHs) detectable by next-generation gravitational wave (GW) detectors. A redshifted mass distribution of detected PBH candidates can be obtained from GW observations, from which the underlying PBH mass function can be reconstructed. In this work, we develop a framework that applies the gradient-descent method to the observed redshifted mass distribution and reconstructs the PBH mass function and, subsequently, the primordial power spectrum (PPS) on small scales. As an illustrative application, we analyze BBH events in the LIGO--Virgo--KAGRA (LVK) catalogs under a specified PBH selection criterion. We find a regularization-stable candidate bump-like enhancement of order $\mathcal{O}(10^{-2})$ in the reconstructed PPS, centered around $k_{\mathrm{peak}}\simeq 5.7\times 10^5~\mathrm{Mpc}^{-1}$ under the adopted assumptions. Our results demonstrate the feasibility of reconstructing the small-scale PPS from high-redshift BBH observations with next-generation GW detectors.

astro-ph.CO↗

arXiv2026

Gauge-independent approach to inflation in quadratic gravity

We investigate the scalar sector of linear cosmological perturbations in quadratic gravity. Working in the Einstein frame, we derive the equations of motion in a gauge-independent manner and express them in terms of three sets of gauge-invariant variables. This approach allows us to distinguish genuine physical effects from gauge artefacts, which is particularly relevant for assessing the stability of perturbations in this theory. In the superhorizon limit, we obtain the leading-order behaviour of the relevant gauge-invariant variables and analyse the perturbations in commonly used gauges. We find that the Newtonian gauge exhibits an apparent instability, characterised by the exponential growth of the metric perturbations. However, this growth is non-generic and gauge-dependent; in the other gauges analysed in this work, the perturbations remain well behaved within the perturbative regime. Our analysis also demonstrates how the evolution behaviour of a gauge-invariant variable changes under the frame transformation and clarifies the relation between results obtained in the Jordan and Einstein frames.

gr-qc↗

arXiv2026

Composite Hybrid Inflation : Primordial Black Holes and Stochastic Gravitational Waves

We investigate the production of primordial black holes and gravitational waves in composite hybrid inflation. Starting from an effective chiral Lagrangian with a dilaton and pions, we identify inflation occurring due to the walking dynamics of the theory. A $\mathbb{Z}_2$ symmetry-breaking term in the pion sector induces a shift in the inflaton's trajectory, which leads to a tachyonic instability phase. Curvature perturbations grow exponentially, producing copious primordial black holes and a stochastic gravitational wave background. We show that the primordial black hole mass and the gravitational wave frequency are strongly restricted by the anomalous dimensions of the pion operators, with larger anomalous dimensions giving lighter primordial black holes and higher frequency gravitational waves. In both cases, the associated signatures lie within reach of future gravitational wave observatories.

hep-ph↗

arXiv2026

Universality of Primordial Anisotropies in Gravitational Wave Background

We propose a model-independent formalism for describing anisotropies in the stochastic gravitational wave background (SGWB) originating from primordial perturbations. Despite their diverse physical origins -- such as Sachs-Wolfe effects, integrated Sachs-Wolfe effects, or fossil effects from primordial non-Gaussianity -- SGWB anisotropies exhibit a universal angular structure. We show that this universality arises from a single vertex function, the Cosmological Form Factor (CFF), which encodes the information on how long-wavelength modes modulate the SGWB statistics. Two fundamental principles -- statistical isotropy and locality -- uniquely determine the angular dependence of the CFF, resulting in a universal multipole scaling of the SGWB anisotropies. The CFF formalism provides a common language for classifying SGWB anisotropies and offers a powerful framework for interpreting upcoming observations.

astro-ph.CO↗

arXiv2025

Decay and lifetime of oscillons coupled to an external scalar field: Insights from instability band analysis

Oscillons are long-lived, spherically symmetric solitons that can arise in real scalar field theories with potentials shallower than quadratic ones. They are considered to form via parametric resonance during the preheating stage after inflation and have extended lifetimes. However, the estimation of their lifespan becomes complicated when taking into account the interactions between the inflaton field and other fields, as naturally expected in realistic reheating scenarios. In this study, we investigate how the lifetime of a single oscillon is affected by the coupling to the external real scalar field. By numerically computing the instability bands of the external field with the inhomogeneous oscillon profile as background, we show that the resonance behavior depends intricately on the coupling strength and shape of the oscillon. We analyze distinct instability mechanisms that dominate across different regimes of the coupling strength and oscillon shapes. Especially, we show that the parametric resonance fails to occur when the oscillon size is too limited to drive enhancement of the external field. Furthermore, our simulations show that as the oscillon loses energy, the exponential growth of the external field can terminate before the oscillon reaches its critical energy for collapse, which indicates that the external field does not necessarily lead to rapid destruction of oscillons even in the presence of strong coupling or with large amplitudes. These results suggest that oscillons can remain long-lived across a wide range of coupling strengths, with potential implications for their role in cosmological evolution.

hep-ph↗

arXiv2025

Beyond Coleman's Instantons

In the absence of gravity, Coleman's theorem states that the $O(4)$-symmetric instanton solution, which is regular at the origin and exponentially decays at infinity, gives the lowest action. Perturbatively, this implies that any small deformation from $O(4)$-symmetry gives a larger action. In this letter we investigate the possibility of extending this theorem to the situation where the $O(4)$-symmetric instanton is singular, provided that the action is finite. In particular, we show a general form of the potential around the origin, which realizes a singular instanton with finite action. We then discuss a concrete example in which this situation is realized, and analyze non-trivial anisotropic deformations around the solution perturbatively. Intriguingly, in contrast to the case of Coleman's instantons, we find that there exists a deformed solution that has the same action as the one for the $O(4)$-symmetric solution up to the second order in perturbation. Our result implies that there exist non-$O(4)$-symmetric solutions with finite action beyond Coleman's instantons, and gives rise to the possibility of the existence of a non-$O(4)$-symmetric instanton with a lower action.

hep-th↗

arXiv2025

Nearly Monochromatic Primordial Black Holes as total Dark Matter from Bubble Collapse

We propose a two-field model where the inflaton $χ$ is non-minimally coupled to the instanton $ϕ$. By choosing an appropriate coupling function, we realize the scenario where the difference of the values of potential between false vacuum (FV) and true vacuum (TV) is maximized during inflation. Most of the bubbles are created at this time. After inflation ends, the potential value of FV drops below that of TV so that these bubbles collapse to form primordial black holes (PBHs). By tuning the parameters of our model, we analyze the Coleman-de Luccia (CDL) and Hawking-Moss (HM) process, finding that the corresponding mass function of PBHs is sharply peaked, implying that we can realize either PBHs as cold dark matter, sub-solar PBHs, or supermassive PBHs in this scenario without enhancement of primordial curvature perturbations.

astro-ph.CO↗

arXiv2025

Singular instantons with finite action

Recently, it was shown that in the absence of gravity there exist non-$O(4)$-symmetric instanton solutions with finite action beyond Coleman's instantons. In this paper, focusing on the false-vacuum decay in a single scalar field in flat Euclidean space, we provide a general discussion on $O(4)$-symmetric instantons that are singular at the true-vacuum bubble. We find that, for the action to remain finite without introducing a UV cutoff, the potential must be unbounded from below, thereby evading Coleman's theorem. We then consider two explicit examples of such instantons and perturbatively analyze the dynamics of small deformations around them. We find that one of them does not allow regular deformations, which indicates that the $O(4)$ symmetric solution still gives the minimum action, while the other one is found to allow regular deformations that cost no additional action at second order in perturbation. The latter example opens up the possibility of the existence of non-linear non-$O(4)$-symmetric solutions with lower action if we allow singular instantons with finite action.

hep-th↗

arXiv2025

Gravitational wave signatures of preheating in Higgs--$R^2$ inflation

We present a comprehensive analysis of the preheating dynamics and associated gravitational wave signatures in the Higgs--$R^2$ inflationary model. Using lattice simulations, we investigate the post-inflationary evolution of the system across the parameter space, covering both the Higgs-like and $R^2$-like scenarios. We demonstrate that the efficiency of preheating is significantly dependent on the nonminimal coupling parameter $ξ$. As the $ξ$ parameter increases, moving from the $R^2$-like regime to the Higgs-like regime, we observe more efficient preheating. Through detailed numerical computations, efficient preheating is shown to lead to stronger gravitational wave production. The amplitude of the gravitational wave spectrum varies by several orders of magnitude as we move from the $R^2$-like regime to the Higgs-like regime. The resultant gravitational wave signatures can serve as a potential observational probe to distinguish between different parameter regimes of the Higgs--$R^2$ model.

astro-ph.CO↗

arXiv2025

Enhancement of primordial curvature perturbations in $R^3$-corrected Starobinsky-Higgs inflation

We provide a systematic study of the Starobinsky-Higgs inflation model in the presence of an additional cubic term of the Ricci scalar. We investigate, in particular, the effects of the cubic term on the spectral index $n_s$ and the tensor-to-scalar ratio $r$. Through both analytical and numerical analyses, we show that the $R^3$-corrected Starobinsky-Higgs model can achieve compatibility with cosmic microwave background observations while producing distinct observational signatures with different frequency ranges. In addition, we discuss the complementarity between different observational probes, including the scalar-induced gravitational waves and spectral distortions, offering an independent probe of the enhanced curvature perturbations. Detection prospects are also discussed.

astro-ph.CO↗

arXiv2025

The Dual Primordial Black Hole Formation Scenario

We report a novel mechanism where two families of primordial black holes (PBHs) may form at nearly the same comoving scales but at two different epochs. It is realized in two-stage inflation where a non-inflationary stage is sandwiched by the two inflationary stages. In this case, smaller PBHs form when the comoving scale of interest re-enters the horizon during the break period, and larger PBHs form when the scale re-enters the horizon after inflation. This mechanism may realize both reheating of the universe through the evaporation of ultralight PBHs formed during the break stage and the dark matter by those formed after inflation. We show that this scenario may give rise to a distinctive signature in the stochastic gravitational wave background that can be tested by the near-future gravitational wave observatories such as LISA and DECIGO. Our work thus provides a unified observational window into the physics of inflation, reheating, and dark matter.

astro-ph.CO↗

arXiv2024

Enhanced Curvature Perturbation and Primordial Black Hole Formation in Two-stage Inflation with a break

We investigate a model of $R^2$-gravity with a non-minimally coupled scalar field that gives rise to two-stage inflation with a break, that is, with an intermediate stage where inflation momentarily halts. We find that the power spectrum of the primordial curvature perturbation is significantly enhanced at the break scale, which can account for the primordial black hole (PBH) formation, without affecting the CMB constraint on large scales. The behavior of the curvature perturbation is carefully analyzed and we find a few notable new features in the spectrum. In particular, we find that the $k^3$ growth of the spectrum of toward the end of the first stage of inflation. We argue that this is a universal feature common to all two-stage models where the field dominating the second stage is heavy during the first stage. By appropriately tuning the model parameters, we find that our model can realize the scenario of PBHs as the cold dark matter of the Universe. We also find that we can choose the parameters so that the spectrum of the induced gravitational waves from the enhanced curvature perturbation fits the NANOGrav-15yr data of pulsar timing array observation.

astro-ph.CO↗

arXiv2023

Reconstruction of Power Spectrum of Primordial Curvature Perturbations on small scales from Primordial Black Hole Binaries scenario of LIGO/VIRGO detection

As a candidate bound for the Binary Black Hole (BBH) merger events detected by LIGO/Virgo, Primordial Black Holes (PBHs) provide a useful tool to investigate the primordial curvature perturbations on small scales. Using the GWTC-1 to GWTC-3 catalogs, under the scenario that PBHs originate from large primordial curvature perturbations on small scales during inflationary epoch, we for the first time reconstruct the power spectrum of primordial curvature perturbations on small scales. It is found that the value of the amplitude of the primordial power spectrum is enhanced to $\mathcal{O}(10^{-2})$ on scales $\mathcal{O}(1)$ pc. This may imply the validity of PBH as a possible BBH merger candidate.

astro-ph.CO↗

arXiv2022

Establishing the Non-Primordial Origin of Black Hole-Neutron Star Mergers

Primordial black holes (PBHs) from the early Universe constitute an attractive dark matter candidate. First detections of black hole-neutron star (BH-NS) candidate gravitational wave events by the LIGO/Virgo collaboration, GW200105 and GW200115, already prompted speculations about non-astrophysical origin. We analyze, for the first time, the total volumetric merger rates of PBH-NS binaries formed via two-body gravitational scattering, finding them to be subdominant to the astrophysical BH-NS rates. In contrast to binary black holes, a significant fraction of which can be of primordial origin, either formed in dark matter halos or in the early Universe, PBH-NS rates cannot be significantly enhanced by contributions preceding star formation. Our findings imply that the identified BH-NS events are of astrophysical origin, even when PBH-PBH events significantly contribute to the GW observations.

astro-ph.CO↗

arXiv2021

Reconstruction of Primordial Power Spectrum of curvature perturbation from the merger rate of Primordial Black Hole Binaries

The properties of primordial curvature perturbations on small scales are still unknown while those on large scales have been well probed by the observations of the cosmic microwave background anisotropies and the large scale structure. In this paper, we propose the reconstruction method of primordial curvature perturbations on small scales through the merger rate of binary primordial black holes, which could form from large primordial curvature perturbation on small scales.

astro-ph.CO↗

arXiv2019

Primordial Tensor Perturbation in Double Inflationary Scenario with a Break

We study the primordial tensor perturbation produced from the double inflationary scenario with an intermediate break stage. Because of the transitions, the power spectrum deviates from the vacuum one and there will appear oscillatory behavior. In the case of a scalar-type curvature perturbation, it is known that the amplitude of these oscillations may be enhanced to result in the power spectrum larger than the one for the vacuum case. One might expect the similar enhancement for the tensor perturbation as well. Unfortunately, it is found that when the equation of state (EOS) parameter $w=p/ρ$ of the break stage is a constant with $w>-1/3$, the amplitude of oscillations is never large enough to enhance the power spectrum. On the contrary, the power spectrum is found to be suppressed even on those scales that leave the horizon at the first inflationary stage and remain superhorizon throughout the entire stage. We identify the cause of this suppression with the correction terms in additional to the leading order constant solution on superhorizon scales. We argue that our result is general in the sense that any intermediate break stage during inflation cannot yield an enhancement of the tensor spectrum as long as the Hubble expansion rate is non-increasing in time.

gr-qc↗

arXiv2018

Scalaron from $R^2$-gravity as a Heavy Field

We study a model of inflation in which a scalar field $χ$ is non-minimally coupled to Starobinsky's $R^2$ gravity. After transforming it to the Einstein frame, a new scalar field, the scalaron $ϕ$, will appear and couple to $χ$ with a nontrivial field metric, while $χ$ acquires a positive mass via the non-minimal coupling. Initially inflation occurs along the $ϕ$ direction with $χ$ trapped near its origin by this induced mass. After $ϕ$ crosses a critical value, it starts rolling down rapidly and proceeds todamped oscillations around an effective local minimum determined by the value of $χ$, while inflation still continues, driven by the $χ$ field at this second stage where the effect of the non-minimal coupling becomes negligible. The presence of the damped oscillations during the transition from the first to second stage of inflation causes enhancement and oscillation features in the power spectrum of the curvature perturbation. Assuming that the oscillations may be treated perturbatively, we calculate these features by using the $δN$ formalism, and discuss its observational implications to large scale CMB anomalies or primordial black hole formation, depending on the scale of the features.

astro-ph.CO↗