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Yingjie Liu

Publications and source records attributed to Yingjie Liu.

At least 19 recordsLinked to original sources

Neural Networks with Local Converging Inputs for Efficient Options Pricing Models

We present a novel application of Neural Networks with Local Converging Inputs (NNLCI) to improve the efficiency of existing numerical methods for pricing multi-asset options. The most concise input format for NNLCI has been introduced, offering substantial convenience and efficiency. NNLCI uses a neural network to locally correct solutions from a coarse mesh and a refined mesh (relative to the coarse one), requiring only a minimal amount of high-fidelity training data. We demonstrate this approach on cash-or-nothing options under the Black-Scholes equation in one, two, and three spatial dimensions, and on single-asset down-and-out barrier call options under the Heston stochastic-volatility model (whose pricing PDE is two-dimensional in the spot price $S$ and the instantaneous variance $v$). In each case, NNLCI reduces the root-mean-square error (RMSE) of the refined-mesh numerical solution by a factor of approximately 4-12 on test sets, even when the neural network is trained on only a small subset of parameter combinations. These results demonstrate that NNLCI significantly reduces computational requirements for high-dimensional problems in real-time options trading and risk management, offering low training costs and strong generalization ability.

cs.LG

Beyond Single-Policy: Evaluating Composed Organization-Specific Policy Alignment in LLM Chatbots

Large language model chatbots are increasingly deployed in organizational settings such as healthcare, finance, and public services. Evaluating policy alignment is therefore critical to reliable chatbot deployment. By analyzing real-world user queries, we identify composed-policy violation is prevalent in various chatbots but overlooked by existing benchmarks. This paper present COPAL, an automated tool for evaluating composed-policy alignment in chatbots. COPAL efficiently generates queries that trigger composed-policy failures in chatbots via empirically derived interaction patterns and explicit handling contracts. Queries generated by COPAL expose substantial query handling failures: across 9 served models, composed-policy queries yield a 33.1% error rate on average, indicating that composed-policy alignment warrants further investigation.

cs.SE

Curvature-Aware Captioning:Leveraging Geodesic Attention for 3D Scene Understanding

Accurate 3D scene description is fundamental to robotic navigation and augmented reality, yet current dense captioning methods face significant limitations in processing sparse point cloud data. % Existing approaches that apply Euclidean embedding spaces struggle to simultaneously preserve fine-grained local geometric details and model exponentially growing global semantic hierarchies, leading to either inaccurate localization or disjointed, shallow scene descriptions. % In this work, we propose a novel \textbf{\textsc{Curvature-Aware Captioning}} framework, integrating novel non-Euclidean geodesic attention mechanisms, to resolve the localization-contextualization conflict. % Specifically, self-attention within Oblique space enforces dimensional homogeneity while establishing long-range dependencies. Bidirectional geodesic cross-attention within Lorentz space models hierarchical semantic relationships across scene instances, enabling simultaneous precision in object localization and coherence in scene descriptions. % Theoretical analysis confirms that the curvature complementarity between the Oblique manifold and Lorentz hyperboloid resolves the Euclidean-hyperbolic conflict, ensuring feature stability via isotropic optimization while preserving inherent hierarchical relationships. Extensive experiments on ScanRefer and Nr3D benchmarks demonstrate state-of-the-art performance, with significant gains in both localization accuracy and descriptive richness.

cs.CV

Digital Skin, Digital Bias: Uncovering Tone-Based Biases in LLMs and Emoji Embeddings

Skin-toned emojis are crucial for fostering personal identity and social inclusion in online communication. As AI models, particularly Large Language Models (LLMs), increasingly mediate interactions on web platforms, the risk that these systems perpetuate societal biases through their representation of such symbols is a significant concern. This paper presents the first large-scale comparative study of bias in skin-toned emoji representations across two distinct model classes. We systematically evaluate dedicated emoji embedding models (emoji2vec, emoji-sw2v) against four modern LLMs (Llama, Gemma, Qwen, and Mistral). Our analysis first reveals a critical performance gap: while LLMs demonstrate robust support for skin tone modifiers, widely-used specialized emoji models exhibit severe deficiencies. More importantly, a multi-faceted investigation into semantic consistency, representational similarity, sentiment polarity, and core biases uncovers systemic disparities. We find evidence of skewed sentiment and inconsistent meanings associated with emojis across different skin tones, highlighting latent biases within these foundational models. Our findings underscore the urgent need for developers and platforms to audit and mitigate these representational harms, ensuring that AI's role on the web promotes genuine equity rather than reinforcing societal biases.

cs.SI

Revisiting Face Forgery Detection: From Facial Representation to Forgery Detection

Face Forgery Detection (FFD), or Deepfake detection, aims to determine whether a digital face is real or fake. Due to different face synthesis algorithms with diverse forgery patterns, FFD models often overfit specific patterns in training datasets, resulting in poor generalization to other unseen forgeries. Existing FFD methods primarily leverage pre-trained backbones with general image representation capabilities and fine-tune them to identify facial forgery cues. However, these backbones lack domain-specific facial knowledge and insufficiently capture complex facial features, thus hindering effective implicit forgery cue identification and limiting generalization. Therefore, it is essential to revisit FFD workflow across the \textit{pre-training} and \textit{fine-tuning} stages, achieving an elaborate integration from facial representation to forgery detection to improve generalization. Specifically, we develop an FFD-specific pre-trained backbone with superior facial representation capabilities through self-supervised pre-training on real faces. We then propose a competitive fine-tuning framework that stimulates the backbone to identify implicit forgery cues through a competitive learning mechanism. Moreover, we devise a threshold optimization mechanism that utilizes prediction confidence to improve the inference reliability. Comprehensive experiments demonstrate that our method achieves excellent performance in FFD and extra face-related tasks, \ie, presentation attack detection. Code and models are available at \href{https://github.com/zhenglab/FFDBackbone}{https://github.com/zhenglab/FFDBackbone}.

cs.CV

A level-set based finite difference method for the ground state Bose-Einstein condensates in smooth bounded domains

We present a level-set based finite difference method to calculate the ground states of Bose Einstein condensates in domains with curved boundaries. Our method draws on the variational and level set approaches, benefiting from both of their long-standing success. More specifically, we use the normalized gradient flow, where the spatial discretization is based on the simple Cartesian grid with fictitious values in the outer vicinity of the domains. We develop a PDE-based extension technique that systematically and automatically constructs ghost point values with third-order accuracy near irregular boundaries, effectively circumventing the computational complexity of interpolation in these regions. Another novel aspect of our work is the application of the PDE-based extension technique to a nodal basis function, resulting in an explicit ghost value mapping that can be seamlessly incorporated into implicit time-stepping methods where the extended function values are treated as unknowns at the next time step. We present numerical examples to demonstrate the effectiveness of our method, including its application to domains with corners and to problems involving higher-order interaction terms.

math.NA

R2Det: Exploring Relaxed Rotation Equivariance in 2D object detection

Group Equivariant Convolution (GConv) empowers models to explore underlying symmetry in data, improving performance. However, real-world scenarios often deviate from ideal symmetric systems caused by physical permutation, characterized by non-trivial actions of a symmetry group, resulting in asymmetries that affect the outputs, a phenomenon known as Symmetry Breaking. Traditional GConv-based methods are constrained by rigid operational rules within group space, assuming data remains strictly symmetry after limited group transformations. This limitation makes it difficult to adapt to Symmetry-Breaking and non-rigid transformations. Motivated by this, we mainly focus on a common scenario: Rotational Symmetry-Breaking. By relaxing strict group transformations within Strict Rotation-Equivariant group $\mathbf{C}_n$, we redefine a Relaxed Rotation-Equivariant group $\mathbf{R}_n$ and introduce a novel Relaxed Rotation-Equivariant GConv (R2GConv) with only a minimal increase of $4n$ parameters compared to GConv. Based on R2GConv, we propose a Relaxed Rotation-Equivariant Network (R2Net) as the backbone and develop a Relaxed Rotation-Equivariant Object Detector (R2Det) for 2D object detection. Experimental results demonstrate the effectiveness of the proposed R2GConv in natural image classification, and R2Det achieves excellent performance in 2D object detection with improved generalization capabilities and robustness. The code is available in \texttt{https://github.com/wuer5/r2det}.

cs.CV

Relaxed Rotational Equivariance via $G$-Biases in Vision

Group Equivariant Convolution (GConv) can capture rotational equivariance from original data. It assumes uniform and strict rotational equivariance across all features as the transformations under the specific group. However, the presentation or distribution of real-world data rarely conforms to strict rotational equivariance, commonly referred to as Rotational Symmetry-Breaking (RSB) in the system or dataset, making GConv unable to adapt effectively to this phenomenon. Motivated by this, we propose a simple but highly effective method to address this problem, which utilizes a set of learnable biases called $G$-Biases under the group order to break strict group constraints and then achieve a Relaxed Rotational Equivariant Convolution (RREConv). To validate the efficiency of RREConv, we conduct extensive ablation experiments on the discrete rotational group $\mathcal{C}_n$. Experiments demonstrate that the proposed RREConv-based methods achieve excellent performance compared to existing GConv-based methods in both classification and 2D object detection tasks on the natural image datasets.

cs.CV

Hyperbolic Contrastive Learning for Hierarchical 3D Point Cloud Embedding

Hyperbolic spaces allow for more efficient modeling of complex, hierarchical structures, which is particularly beneficial in tasks involving multi-modal data. Although hyperbolic geometries have been proven effective for language-image pre-training, their capabilities to unify language, image, and 3D Point Cloud modalities are under-explored. We extend the 3D Point Cloud modality in hyperbolic multi-modal contrastive pre-training. Additionally, we explore the entailment, modality gap, and alignment regularizers for learning hierarchical 3D embeddings and facilitating the transfer of knowledge from both Text and Image modalities. These regularizers enable the learning of intra-modal hierarchy within each modality and inter-modal hierarchy across text, 2D images, and 3D Point Clouds. Experimental results demonstrate that our proposed training strategy yields an outstanding 3D Point Cloud encoder, and the obtained 3D Point Cloud hierarchical embeddings significantly improve performance on various downstream tasks.

cs.CV

A Novel Passive Occupational Shoulder Exoskeleton With Adjustable Peak Assistive Torque Angle For Overhead Tasks

Objective: Overhead tasks are a primary inducement to work-related musculoskeletal disorders. Aiming to reduce shoulder physical loads, passive shoulder exoskeletons are increasingly prevalent in the industry due to their lightweight, affordability, and effectiveness. However, they can only accommodate a specific task and cannot effectively balance between compactness and sufficient range of motion. Method: We proposed a novel passive occupational shoulder exoskeleton to handle various overhead tasks with different arm elevation angles and ensured a sufficient ROM while compactness. By formulating kinematic models and simulations, an ergonomic shoulder structure was developed. Then, we presented a torque generator equipped with an adjustable peak assistive torque angle to switch between low and high assistance phases through a passive clutch mechanism. Ten healthy participants were recruited to validate its functionality by performing the screwing task. Results: Measured range of motion results demonstrated that the exoskeleton can ensure a sufficient ROM in both sagittal (164°) and horizontal (158°) flexion/extension movements. The experimental results of the screwing task showed that the exoskeleton could reduce muscle activation (up to 49.6%), perceived effort and frustration, and provide an improved user experience (scored 79.7 out of 100). Conclusion: These results indicate that the proposed exoskeleton can guarantee natural movements and provide efficient assistance during overhead work, and thus have the potential to reduce the risk of musculoskeletal disorders. Significance: The proposed exoskeleton provides insights into multi-task adaptability and efficient assistance, highlighting the potential for expanding the application of exoskeletons.

cs.RO

Effects of Muscle Synergy during Overhead Work with a Passive Shoulder Exoskeleton: A Case Study

Objective: Shoulder exoskeletons can effectively assist with overhead work. However, their impacts on muscle synergy remain unclear. The objective is to systematically investigate the effects of the shoulder exoskeleton on muscle synergies during overhead work.Methods: Eight male participants were recruited to perform a screwing task both with (Intervention) and without (Normal) the exoskeleton. Eight muscles were monitored and muscle synergies were extracted using non-negative matrix factorization and electromyographic topographic maps. Results: The number of synergies extracted was the same (n = 2) in both conditions. Specifically, the first synergies in both conditions were identical, with the highest weight of AD and MD; while the second synergies were different between conditions, with highest weight of PM and MD, respectively. As for the first synergy in the Intervention condition, the activation profile significantly decreased, and the average recruitment level and activation duration were significantly lower (p<0.05). The regression analysis for the muscle synergies across conditions shows the changes of muscle synergies did not influence the sparseness of muscle synergies (p=0.7341). In the topographic maps, the mean value exhibited a significant decrease (p<0.001) and the entropy significantly increased (p<0.01). Conclusion: The exoskeleton does not alter the number of synergies and existing major synergies but may induce new synergies. It can also significantly decrease neural activation and may influence the heterogeneity of the distribution of monitored muscle activations. Significance: This study provides insights into the potential mechanisms of exoskeleton-assisted overhead work and guidance on improving the performance of exoskeletons.

physics.med-ph

When Foresight Pruning Meets Zeroth-Order Optimization: Efficient Federated Learning for Low-Memory Devices

Although Federated Learning (FL) enables collaborative learning in Artificial Intelligence of Things (AIoT) design, it fails to work on low-memory AIoT devices due to its heavy memory usage. To address this problem, various federated pruning methods are proposed to reduce memory usage during inference. However, few of them can substantially mitigate the memory burdens during pruning and training. As an alternative, zeroth-order or backpropagation-free (BP-Free) methods can partially alleviate the memory consumption, but they suffer from scaling up and large computation overheads, since the gradient estimation error and floating point operations (FLOPs) increase as the dimensionality of the model parameters grows. In this paper, we propose a federated foresight pruning method based on Neural Tangent Kernel (NTK), which can seamlessly integrate with federated BP-Free training frameworks. We present an approximation to the computation of federated NTK by using the local NTK matrices. Moreover, we demonstrate that the data-free property of our method can substantially reduce the approximation error in extreme data heterogeneity scenarios. Since our approach improves the performance of the vanilla BP-Free method with fewer FLOPs and truly alleviates memory pressure during training and inference, it makes FL more friendly to low-memory devices. Comprehensive experimental results obtained from simulation- and real test-bed-based platforms show that our federated foresight-pruning method not only preserves the ability of the dense model with a memory reduction up to 9x but also boosts the performance of the vanilla BP-Free method with dramatically fewer FLOPs.

cs.LG

A PNP ion channel deep learning solver with local neural network and finite element input data

In this paper, a deep learning method for solving an improved one-dimensional Poisson-Nernst-Planck ion channel (PNPic) model, called the PNPic deep learning solver, is presented. In particular, it combines a novel local neural network scheme with an effective PNPic finite element solver. Since the input data of the neural network scheme only involves a small local patch of coarse grid solutions, which the finite element solver can quickly produce, the PNPic deep learning solver can be trained much faster than any corresponding conventional global neural network solvers. After properly trained, it can output a predicted PNPic solution in a much higher degree of accuracy than the low cost coarse grid solutions and can reflect different perturbation cases on the parameters, ion channel subregions, and interface and boundary values, etc. Consequently, the PNPic deep learning solver can generate a numerical solution with high accuracy for a family of PNPic models. As an initial study, two types of numerical tests were done by perturbing one and two parameters of the PNPic model, respectively, as well as the tests done by using a few perturbed interface positions of the model as training samples. These tests demonstrate that the PNPic deep learning solver can generate highly accurate PNPic numerical solutions.

physics.bio-ph

Neural Network with Local Converging Input (NNLCI) for Supersonic Flow Problems with Unstructured Grids

In recent years, surrogate models based on deep neural networks (DNN) have been widely used to solve partial differential equations, which were traditionally handled by means of numerical simulations. This kind of surrogate models, however, focuses on global interpolation of the training dataset, and thus requires a large network structure. The process is both time consuming and computationally costly, thereby restricting their use for high-fidelity prediction of complex physical problems. In the present study, we develop a neural network with local converging input (NNLCI) for high-fidelity prediction using unstructured data. The framework utilizes the local domain of dependence with converging coarse solutions as input, which greatly reduces computational resource and training time. As a validation case, the NNLCI method is applied to study inviscid supersonic flows in channels with bumps. Different bump geometries and locations are considered to benchmark the effectiveness and versability of the proposed approach. Detailed flow structures, including shock-wave interactions, are examined systematically.

math.NA

Group projected Subspace Pursuit for Identification of variable coefficient differential equations (GP-IDENT)

We propose an effective and robust algorithm for identifying partial differential equations (PDEs) with space-time varying coefficients from a single trajectory of noisy observations. Identifying unknown differential equations from noisy observations is a difficult task, and it is even more challenging with space and time varying coefficients in the PDE. The proposed algorithm, GP-IDENT, has three ingredients: (i) we use B-spline bases to express the unknown space and time varying coefficients, (ii) we propose Group Projected Subspace Pursuit (GPSP) to find a sequence of candidate PDEs with various levels of complexity, and (iii) we propose a new criterion for model selection using the Reduction in Residual (RR) to choose an optimal one among the pool of candidates. The new GPSP considers group projected subspaces which is more robust than existing methods in distinguishing correlated group features. We test GP-IDENT on a variety of PDEs and PDE systems, and compare it with the state-of-the-art parametric PDE identification algorithms under different settings to illustrate its outstanding performance. Our experiments show that GP-IDENT is effective in identifying the correct terms from a large dictionary and the model selection scheme is robust to noise.

math.NA

Robust Identification of Differential Equations by Numerical Techniques from a Single Set of Noisy Observation

We propose robust methods to identify underlying Partial Differential Equation (PDE) from a given set of noisy time dependent data. We assume that the governing equation is a linear combination of a few linear and nonlinear differential terms in a prescribed dictionary. Noisy data make such identification particularly challenging. Our objective is to develop methods which are robust against a high level of noise, and to approximate the underlying noise-free dynamics well. We first introduce a Successively Denoised Differentiation (SDD) scheme to stabilize the amplified noise in numerical differentiation. SDD effectively denoises the given data and the corresponding derivatives. Secondly, we present two algorithms for PDE identification: Subspace pursuit Time evolution error (ST) and Subspace pursuit Cross-validation (SC). Our general strategy is to first find a candidate set using the Subspace Pursuit (SP) greedy algorithm, then choose the best one via time evolution or cross validation. ST uses multi-shooting numerical time evolution and selects the PDE which yields the least evolution error. SC evaluates the cross-validation error in the least squares fitting and picks the PDE that gives the smallest validation error. We present a unified notion of PDE identification error to compare the objectives of related approaches. We present various numerical experiments to validate our methods. Both methods are efficient and robust to noise.

math.NA

A Survey of Geometric Optimization for Deep Learning: From Euclidean Space to Riemannian Manifold

Although Deep Learning (DL) has achieved success in complex Artificial Intelligence (AI) tasks, it suffers from various notorious problems (e.g., feature redundancy, and vanishing or exploding gradients), since updating parameters in Euclidean space cannot fully exploit the geometric structure of the solution space. As a promising alternative solution, Riemannian-based DL uses geometric optimization to update parameters on Riemannian manifolds and can leverage the underlying geometric information. Accordingly, this article presents a comprehensive survey of applying geometric optimization in DL. At first, this article introduces the basic procedure of the geometric optimization, including various geometric optimizers and some concepts of Riemannian manifold. Subsequently, this article investigates the application of geometric optimization in different DL networks in various AI tasks, e.g., convolution neural network, recurrent neural network, transfer learning, and optimal transport. Additionally, typical public toolboxes that implement optimization on manifold are also discussed. Finally, this article makes a performance comparison between different deep geometric optimization methods under image recognition scenarios.

cs.LG

Solving Maxwell's Equation in 2D with Neural Networks with Local Converging Inputs

In this paper we apply neural networks with local converging inputs (NNLCI), originally introduced in [arXiv:2109.09316], to solve the two dimensional Maxwell's equation around perfect electric conductors (PECs). The input to the networks consist of local patches of low cost numerical solutions to the equation computed on two coarse grids, and the output is a more accurate solution at the center of the local patch. We apply the recently developed second order finite difference method [arXiv:2209.00740] to generate the input and training data which captures the scattering of electromagnetic waves off of a PEC at a given terminal time. The advantage of NNLCI is that once trained it offers an efficient alternative to costly high-resolution conventional numerical methods; our numerical experiments indicate the computational complexity saving by a factor of $8^3$ in terms of the number of spatial-temporal grid points. In contrast with existing research work on applying neural networks to directly solve PDEs, our method takes advantage of the local domain of dependence of the Maxwell's equation in the input solution patches, and is therefore simpler, yet still robust. We demonstrate that we can train our neural network on some PECs to predict accurate solutions to different PECs with quite different geometries from any of the training examples.

math.NA