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Yingying Dong

Publications and source records attributed to Yingying Dong.

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Sharp Bounds and Inference in Sample Selection Models with Treatment Endogeneity

This paper provides partial identification and inference for treatment effects in nonparametric sample selection models with endogenous treatment and (weak) sample selection monotonicity. Outcomes are observed only for a non-randomly selected subsample and treatment is endogenous because of noncompliance with assignment. The proposed bounds for intensive margin treatment effects among compliers are sharp and tighter than those of Chen and Flores (2015). For inference, we develop semiparametrically efficient orthogonal moments and a debiased machine learning procedure that permits valid root-$n$ inference under high-dimensional covariates and/or flexible functional forms. Simulation results indicate good finite sample performance. Applications to Job Corps and the Oregon Health Insurance Experiment show that the method can deliver substantially tighter effect bounds and confidence intervals than existing alternatives.

econ.EM

Doubly Robust Identification of Causal Effects of a Continuous Treatment using Discrete Instruments

Many empirical applications estimate causal effects of a continuous endogenous variable (treatment) using a binary instrument. Estimation is typically done through linear 2SLS. This approach requires a mean treatment change and causal interpretation requires the LATE-type monotonicity in the first stage. An alternative approach is to explore distributional changes in the treatment, where the first-stage restriction is treatment rank similarity. We propose causal estimands that are doubly robust in that they are valid under either of these two restrictions. We apply the doubly robust estimation to estimate the impacts of sleep on well-being. Our new estimates corroborate the usual 2SLS estimates.

econ.EM

When Can We Ignore Measurement Error in the Running Variable?

In many applications of regression discontinuity designs, the running variable used by the administrator to assign treatment is only observed with error. We show that, provided the observed running variable (i) correctly classifies the treatment assignment, and (ii) affects the conditional means of the potential outcomes smoothly, ignoring the measurement error nonetheless yields an estimate with a causal interpretation: the average treatment effect for units whose observed running variable equals to the cutoff. We show that, possibly after doughnut trimming, these assumptions accommodate a variety of settings where support of the measurement error is not too wide. We propose to conduct inference using bias-aware methods, which remain valid even when discreteness or irregular support in the observed running variable may lead to partial identification. We illustrate the results for both sharp and fuzzy designs in an empirical application.

econ.EM

A Biologically Interpretable Two-stage Deep Neural Network (BIT-DNN) For Vegetation Recognition From Hyperspectral Imagery

Spectral-spatial based deep learning models have recently proven to be effective in hyperspectral image (HSI) classification for various earth monitoring applications such as land cover classification and agricultural monitoring. However, due to the nature of "black-box" model representation, how to explain and interpret the learning process and the model decision, especially for vegetation classification, remains an open challenge. This study proposes a novel interpretable deep learning model -- a biologically interpretable two-stage deep neural network (BIT-DNN), by incorporating the prior-knowledge (i.e. biophysical and biochemical attributes and their hierarchical structures of target entities) based spectral-spatial feature transformation into the proposed framework, capable of achieving both high accuracy and interpretability on HSI based classification tasks. The proposed model introduces a two-stage feature learning process: in the first stage, an enhanced interpretable feature block extracts the low-level spectral features associated with the biophysical and biochemical attributes of target entities; and in the second stage, an interpretable capsule block extracts and encapsulates the high-level joint spectral-spatial features representing the hierarchical structure of biophysical and biochemical attributes of these target entities, which provides the model an improved performance on classification and intrinsic interpretability with reduced computational complexity. We have tested and evaluated the model using four real HSI datasets for four separate tasks (i.e. plant species classification, land cover classification, urban scene recognition, and crop disease recognition tasks). The proposed model has been compared with five state-of-the-art deep learning models.

cs.CV