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Yinzi Xin

Publications and source records attributed to Yinzi Xin.

46 records · Page 3Linked to original sources

Focal-plane wavefront sensing with photonic lanterns II: numerical characterization and optimization

We present numerical characterizations of the wavefront sensing performance for few-mode photonic lantern wavefront sensors (PLWFSs). These characterizations include calculations of throughput, control space, sensor linearity, and an estimate of maximum linear reconstruction range for standard and hybrid lanterns with 3 to 19 ports, at a wavelength of 1550 nm. We additionally consider the impact of beam-shaping optics and a charge-1 vortex mask, placed in the pupil plane. The former is motivated by the application of PLs to high-resolution spectroscopy, which could enable efficient injection into the spectrometer along with simultaneous focal-plane wavefront sensing; similarly, the latter is motivated by the application of PLs to vortex fiber nulling (VFN), which can simultaneously enable wavefront sensing and the nulling of on-axis starlight. Overall, we find that the PLWFS setups tested in this work exhibit good linearity out to ~0.25-0.5 radians of RMS wavefront error (WFE). Meanwhile, we estimate the maximum amount of WFE that can be handled by these sensors, before the sensor response becomes degenerate, to be around ~1-2 radians RMS. In the future, we expect these limits can be pushed further by increasing the number of degrees of freedom, either by adopting higher-mode-count lanterns, dispersing lantern outputs, or separating polarizations. Lastly, we consider optimization strategies for the design of the PLWFS, which involve both modification of the lantern itself and the use of pre- and post-lantern optics like phase masks and interferometric beam recombiners.

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2023 Astrophotonics Roadmap: pathways to realizing multi-functional integrated astrophotonic instruments

Photonics offer numerous functionalities that can be used to realize astrophotonic instruments. The most spectacular example to date is the ESO Gravity instrument at the Very Large Telescope in Chile. Integrated astrophotonic devices stand to offer critical advantages for instrument development, including extreme miniaturization, as well as integration, superior thermal and mechanical stabilization owing to the small footprint, and high replicability offering cost savings. Numerous astrophotonic technologies have been developed to address shortcomings of conventional instruments to date, including for example the development of photonic lanterns, complex aperiodic fiber Bragg gratings, complex beam combiners to enable long baseline interferometry, and laser frequency combs for high precision spectral calibration of spectrometers. Despite these successes, the facility implementation of photonic solutions in astronomical instrumentation is currently limited because of (1) low throughputs from coupling to fibers, coupling fibers to chips, propagation and bend losses, device losses, etc, (2) difficulties with scaling to large channel count devices needed for large bandwidths and high resolutions, and (3) efficient integration of photonics with detectors, to name a few. In this roadmap, we identify 24 areas that need further development. We outline the challenges and advances needed across those areas covering design tools, simulation capabilities, fabrication processes, the need for entirely new components, integration and hybridization and the characterization of devices. To realize these advances the astrophotonics community will have to work cooperatively with industrial partners who have more advanced manufacturing capabilities. With the advances described herein, multi-functional instruments will be realized leading to novel observing capabilities for both ground and space platforms.

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The path to detecting extraterrestrial life with astrophotonics

Astrophysical research into exoplanets has delivered thousands of confirmed planets orbiting distant stars. These planets span a wide ranges of size and composition, with diversity also being the hallmark of system configurations, the great majority of which do not resemble our own solar system. Unfortunately, only a handful of the known planets have been characterized spectroscopically thus far, leaving a gaping void in our understanding of planetary formation processes and planetary types. To make progress, astronomers studying exoplanets will need new and innovative technical solutions. Astrophotonics -- an emerging field focused on the application of photonic technologies to observational astronomy -- provides one promising avenue forward. In this paper we discuss various astrophotonic technologies that could aid in the detection and subsequent characterization of planets and in particular themes leading towards the detection of extraterrestrial life.

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Vortex Fiber Nulling for Exoplanet Observations: Implementation and First Light

Vortex fiber nulling (VFN) is a single-aperture interferometric technique for detecting and characterizing exoplanets separated from their host star by less than a diffracted beam width. VFN uses a vortex mask and single mode fiber to selectively reject starlight while coupling off-axis planet light with a simple optical design that can be readily implemented on existing direct imaging instruments that can feed light to an optical fiber. With its axially symmetric coupling region peaking within the inner working angle of conventional coronagraphs, VFN is more efficient at detecting new companions at small separations than conventional direct imaging, thereby increasing the yield of on-going exoplanet search campaigns. We deployed a VFN mode operating in K band ($2.0{-}2.5~μ$m) on the Keck Planet Imager and Characterizer (KPIC) instrument at the Keck II Telescope. In this paper we present the instrument design of this first on-sky demonstration of VFN and the results from on-sky commissioning, including planet and star throughput measurements and predicted flux-ratio detection limits for close-in companions. The instrument performance is shown to be sufficient for detecting a companion $10^3$ times fainter than a $5^{\mathrm{th}}$ magnitude host star in 1 hour at a separation of 50 mas (1.1$λ/D$). This makes the instrument capable of efficiently detecting substellar companions around young stars. We also discuss several routes for improvement that will reduce the required integration time for a detection by a factor ${>}$3.

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On-sky speckle nulling through a single-mode fiber with the Keck Planet Imager and Characterizer

The Keck Planet Imager and Characterizer (KPIC) is an instrument at the Keck II telescope that enables high-resolution spectroscopy of directly imaged exoplanets and substellar companions. KPIC uses single-mode fibers to couple the adaptive optics system to Keck's near-infrared spectrometer (NIRSPEC). However, KPIC's sensitivity at small separations is limited by the leakage of stellar light into the fiber. Speckle nulling uses a deformable mirror to destructively interfere starlight with itself, a technique typically used to reduce stellar signal on a focal-plane imaging detector. We present the first on-sky demonstration of speckle nulling through an optical fiber with KPIC, using NIRSPEC to collect exposures that measure speckle phase for quasi-real-time wavefront control while also serving as science data. We repeat iterations of measurement and correction, each using at least 5 exposures. We show a decrease in the on-sky leaked starlight by a factor of 2.6 to 2.8 in the targeted spectral order, at a spatial separation of 2.0 λ/D in K-band. This corresponds to an estimated factor of 2.6 to 2.8 decrease in the required exposure time to reach a given SNR, relative to conventional KPIC observations. The performance of speckle nulling is limited by instability in the speckle phase: when the loop is opened, the null-depth degrades by a factor of 2 on the timescale of a single phase measurement, which would limit the suppression that can be achieved. Future work includes exploring gradient-descent methods, which may be faster and thereby able to achieve deeper nulls. In the meantime, the speckle nulling algorithm demonstrated in this work can be used to decrease stellar leakage and improve the signal-to-noise of science observations.

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Phase II of the Keck Planet Imager and Characterizer: system-level laboratory characterization and preliminary on-sky commissioning

The Keck Planet Imager and Characterizer (KPIC) is a series of upgrades for the Keck II Adaptive Optics (AO) system and the NIRSPEC spectrograph to enable diffraction-limited, high-resolution ($R>30,000$) spectroscopy of exoplanets and low-mass companions in the K and L bands. Phase I consisted of single-mode fiber injection/extraction units (FIU/FEU) used in conjunction with an H-band pyramid wavefront sensor. Phase II, deployed and commissioned in 2022, adds a 1000-actuator deformable mirror, beam-shaping optics, a vortex coronagraph, and other upgrades to the FIU/FEU. The use of single-mode fibers provides a gain in stellar rejection, a substantial reduction in sky background, and an extremely stable line-spread function on the spectrograph. In this paper we present the results of extensive system-level laboratory testing and characterization showing the instrument's Phase II throughput, stability, repeatability, and other key performance metrics prior to delivery and during installation at Keck. We also demonstrate the capabilities of the various observing modes enabled by the new system modules using internal test light sources. Finally, we show preliminary results of on-sky tests performed in the first few months of Phase II commissioning along with the next steps for the instrument. Once commissioning of Phase II is complete, KPIC will continue to characterize exoplanets at an unprecedented spectral resolution, thereby growing its already successful track record of 23 detected exoplanets and brown dwarfs from Phase I. Using the new vortex fiber nulling (VFN) mode, Phase II will also be able to search for exoplanets at small angular separations less than 45 milliarcseconds which conventional coronagraphs cannot reach.

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Efficient detection and characterization of exoplanets within the diffraction limit: nulling with a mode-selective photonic lantern

Coronagraphs allow for faint off-axis exoplanets to be observed, but are limited to angular separations greater than a few beam widths. Accessing closer-in separations would greatly increase the expected number of detectable planets, which scales inversely with the inner working angle. The Vortex Fiber Nuller (VFN) is an instrument concept designed to characterize exoplanets within a single beam-width. It requires few optical elements and is compatible with many coronagraph designs as a complementary characterization tool. However, the peak throughput for planet light is limited to about 20%, and the measurement places poor constraints on the planet location and flux ratio. We propose to augment the VFN design by replacing its single-mode fiber with a six-port mode-selective photonic lantern, retaining the original functionality while providing several additional ports that reject starlight but couple planet light. We show that the photonic lantern can also be used as a nuller without a vortex. We present monochromatic simulations characterizing the response of the Photonic Lantern Nuller (PLN) to astrophysical signals and wavefront errors, and show that combining exoplanet flux from the nulled ports significantly increases the overall throughput of the instrument. We show using synthetically generated data that the PLN detects exoplanets more effectively than the VFN. Furthermore, with the PLN, the exoplanet can be partially localized, and its flux ratio constrained. The PLN has the potential to be a powerful characterization tool complementary to traditional coronagraphs in future high-contrast instruments.

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Focal-plane wavefront sensing with photonic lanterns I: theoretical framework

The photonic lantern (PL) is a tapered waveguide that can efficiently couple light into multiple single-mode optical fibers. Such devices are currently being considered for a number of tasks, including the coupling of telescopes and high-resolution, fiber-fed spectrometers, coherent detection, nulling interferometry, and vortex-fiber nulling (VFN). In conjunction with these use cases, PLs can simultaneously perform low-order focal-plane wavefront sensing. In this work, we provide a mathematical framework for the analysis of the photonic lantern wavefront sensor (PLWFS), deriving linear and higher-order reconstruction models as well as metrics through which sensing performance -- both in the linear and nonlinear regimes -- can be quantified. This framework can be extended to account for additional optics such as beam-shaping optics and vortex masks, and is generalizable to other wavefront sensing architectures. Lastly, we provide initial numerical verification of our mathematical models, by simulating a 6-port PLWFS. In a companion paper, we provide a more comprehensive numerical characterization of few-port PLWFSs, and consider how the sensing properties of these devices can be controlled and optimized.

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On-sky reconstruction of Keck Primary Mirror Piston Offsets using a Zernike Wavefront Sensor

The next generation of large ground- and space-based optical telescopes will have segmented primary mirrors. Co-phasing the segments requires a sensitive wavefront sensor capable of measuring phase discontinuities. The Zernike wavefront sensor (ZWFS) is a passive wavefront sensor that has been demonstrated to sense segmented-mirror piston, tip, and tilt with picometer precision in laboratory settings. We present the first on-sky results of an adaptive optics fed ZWFS on a segmented aperture telescope, W.M. Keck Observatory's Keck II. Within the Keck Planet Imager and Characterizer (KPIC) light path, the ZWFS mask operates in the H-band using an InGaAs detector (CRED2). We piston segments of the primary mirror by a known amount and measure the mirror's shape using both the ZWFS and a phase retrieval method on data acquired with the facility infrared imager, NIRC2. In the latter case, we employ slightly defocused NIRC2 images and a modified Gerchberg-Saxton phase retrieval algorithm to estimate the applied wavefront error. We find good agreement when comparing the phase retrieval and ZWFS reconstructions, with average measurements of 408 +/- 23 nm and 394 +/- 46 nm, respectively, for three segments pistoned by 400 nm of optical path difference (OPD). Applying various OPDs, we are limited to 100 nm OPD of applied piston due to our observations' insufficient averaging of adaptive optics residuals. We also present simulations of the ZWFS that help explain the systematic offset observed in the ZWFS reconstructed data.

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Kernel Phase and Coronagraphy with Automatic Differentiation

The accumulation of aberrations along the optical path in a telescope produces distortions and speckles in the resulting images, limiting the performance of cameras at high angular resolution. It is important to achieve the highest possible sensitivity to faint sources such as planets, using both hardware and data analysis software. While analytic methods are efficient, real systems are better-modelled numerically, but such models with many parameters can be hard to understand, optimize and apply. Automatic differentiation software developed for machine learning now makes calculating derivatives with respect to aberrations straightforward for arbitrary optical systems. We apply this powerful new tool to enhance high-angular-resolution astronomical imaging. Self-calibrating observables such as the 'closure phase' or 'bispectrum' have been widely used in optical and radio astronomy to mitigate optical aberrations and achieve high-fidelity imagery. Kernel phases are a generalization of closure phases in the limit of small phase errors. Using automatic differentiation, we reproduce existing kernel phase theory within this framework and demonstrate an extension to the Lyot coronagraph, finding self-calibrating combinations of speckles which are resistant to phase noise, but only in the very high-wavefront-quality regime. As an illustrative example, we reanalyze Palomar adaptive optics observations of the binary alpha Ophiuchi, finding consistency between the new pipeline and the existing standard. We present a new Python package 'morphine' that incorporates these ideas, with an interface similar to the popular package poppy, for optical simulation with automatic differentiation. These methods may be useful for designing improved astronomical optical systems by gradient descent.

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