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Yiqiao Jin

Publications and source records attributed to Yiqiao Jin.

At least 19 recordsLinked to original sources

UniSD: Towards a Unified Self-Distillation Framework for Large Language Models

Self-distillation (SD) offers a promising path for adapting large language models (LLMs) without relying on stronger external teachers. However, SD in autoregressive LLMs remains challenging because self-generated trajectories are free-form, correctness is task-dependent, and plausible rationales can still provide unstable or unreliable supervision. Existing methods mainly examine isolated design choices, leaving their effectiveness, roles, and interactions unclear. In this paper, we propose UniSD, a unified framework to systematically study self-distillation. UniSD integrates complementary mechanisms that address supervision reliability, representation alignment, and training stability, including multi-teacher agreement, EMA teacher stabilization, token-level contrastive learning, feature matching, and divergence clipping. Across six benchmarks and six models from three model families, UniSD reveals when self-distillation improves over static imitation, which components drive the gains, and how these components interact across tasks. Guided by these insights, we construct UniSDfull, an integrated pipeline that combines complementary components and achieves the strongest overall performance, improving over the base model by +5.4 points and the strongest baseline by +2.8 points. Extensive evaluation highlights self-distillation as a practical and steerable approach for efficient LLM adaptation without stronger external teachers.

cs.CL↗

TimeRSI: Towards Self-Improved Agentic Deployment for Time-Series Foundation Models

Time-series foundation models provide strong zero-shot forecast, but deployment for real-world applications still requires task-specific designs for model inputs and outputs. Direct inference can leave domain knowledge and recurring forecast errors unaddressed, while tailored pipelines require substantial human expertise and effort. We introduce TimeRSI, a self-improving agentic deployment system around frozen forecasting models. A coding agent translates task descriptions into executable pipeline changes. It tests each revision on historical forecasting windows and uses observed errors to guide subsequent revisions. During deployment, an adaptive selector chooses among the resulting pipelines using completed forecasts under similar conditions. Across 198 tasks on TIME and fev-bench, TimeRSI outperforms all submissions on six point and probabilistic forecasting metrics. Controlled comparisons support the value of feedback-guided revision over non-iterative pipeline search. Further experiments verify the generalization with different coding agents and forecasting models. Code is available at https://github.com/haoxin1998/TimeRSI.

cs.LG↗

TextReg: Mitigating Prompt Distributional Overfitting via Regularized Text-Space Optimization

Large language models (LLMs) are highly sensitive to the prompts used to specify task objectives and behavioral constraints. Many recent prompt optimization methods iteratively rewrite prompts using LLM-generated feedback, but the resulting prompts often become longer, accumulate narrow sample-specific rules, and generalize poorly beyond the training distribution. We study this failure mode as prompt distributional overfitting and argue that it reflects a lack of representation control in discrete text-space optimization. We formalize this view through representational inefficiency, a dual-factor measure that decomposes prompt inefficiency into capacity cost and scope narrowness, attributing distributional prompt overfitting to their coupled growth during optimization. We propose TextReg, a regularization framework that realizes a soft-penalty objective through regularized textual gradients, combining Dual-Evidence Gradient Purification, Semantic Edit Regularization, and Regularization-Guided Prompt Update. Across multiple reasoning benchmarks, TextReg substantially improves out-of-distribution (OOD) generalization, with accuracy gains of up to +11.8% over TextGrad and +16.5% over REVOLVE.

cs.CL↗

Can Language Models Learn to Reject Their Own Bad Reasoning Steps?

Verifier-guided decoding can prevent harmful reasoning steps from contaminating subsequent generation, but typically relies on an external learned verifier. We ask whether a language model can instead reject its own bad reasoning steps. We define a prefix's recoverability as the probability that the frozen generator can complete it correctly. Diagnostics show that adjacent recoverability changes are often difficult to resolve with practical Monte Carlo budgets, while same-prefix candidates exhibit a sparse low-recoverability tail. We introduce Self-Step Rejection (SSR), which trains a lightweight LoRA acceptance gate on the generator backbone while keeping the base model frozen. SSR uses confidence-qualified first-passage supervision: steps before the first resolved crossing of a root-relative recoverability barrier are accepted, the crossing step is rejected, and unresolved steps and suffixes are excluded. Training combines pointwise classification, same-prefix pairwise learning, and group-relative policy refinement using final-answer correctness. At inference, SSR accepts candidates or resamples from the unchanged prefix under rejection budgets, without an external learned verifier. Across three reasoning models and five mathematical reasoning benchmarks, SSR improves macro-average accuracy over single-pass decoding by 5.4--10.1 points using 1.21--1.40x as many generated tokens, and achieves the highest macro-average accuracy among evaluated step-level methods. Full-solution scaling methods require 4.47--8.27x the single-pass token cost for comparable performance.

cs.CL↗

Science Utopia? Closed-Loop LLM Simulation of Academic Research Ecosystems

Scientific progress emerges from a longitudinal ecosystem in which researchers, institutions, funding agencies, collaboration networks, and the scientific literature co-evolve. As AI becomes increasingly involved throughout the scientific research cycle, understanding these interconnected and evolving processes becomes increasingly important. We introduce SciUtopia, a persistent, closed-loop LLM-agent simulation framework for studying academic research ecosystems. SciUtopia models interconnected scientific processes such as research-direction choice, collaboration, submission, peer review, resubmission, citation, funding, and researcher attrition, while maintaining evolving states across simulated years. Its configurable institutional mechanisms and information channels provide a controlled testbed for matched counterfactual experiments and targeted interventions. Across 61 simulation worlds, SciUtopia simulates over 40,000 researchers from 8,000 institutions, producing around 400,000 publication decisions and 1.2 million LLM-generated peer reviews. Using these longitudinal simulations, we find that rejection-driven resubmission substantially amplifies reviewer burden beyond population growth alone, cautious exploration balances citation impact with career success and long-term topic diversity, and resource inequality can emerge even without detectable cumulative advantage from narrowly winning early funding. Code is available at https://github.com/Ahren09/ScienceUtopia.

cs.CL↗

From Knowledge Access to Source Learning: Developing Source-Specific Competence

Large language model (LLM) agents increasingly rely on persistent external sources to solve sequences of knowledge-intensive tasks. Existing methods improve how source content is accessed and organized, while agent-memory systems preserve reusable knowledge from prior interactions, but repeated use of the same source is still largely treated as repeated access rather than an opportunity to progressively improve understanding of that source. We study source learning: developing reusable source-specific competence over a persistent authoritative source. We represent this competence with a persistent source model that captures reusable understanding of the source, including how its knowledge is structured, interpreted, and applied. To construct and progressively refine such models, we propose SourceLearn, which combines two complementary learning mechanisms. Self-Directed Source Learning identifies what remains incompletely understood and adaptively revisits the source, while Task-Guided Source Learning uses downstream experience to reveal local representational gaps and recurring needs in how source knowledge should be organized. In both cases, learning signals determine what should be reconsidered, while persistent updates are reconstructed from the authoritative source. Across five benchmarks and three LLM backends, SourceLearn achieves the best performance in 13 of 15 settings, with gains of up to 22.6 points over Hybrid RAG and substantial overall improvements over static source representations and experience-based memory baselines.

cs.CL↗

Beyond Structural Unification: A Perspective and Roadmap on Unified Multimodal Models

Unified Multimodal Models (UMMs) emerge as a promising way to combine understanding and generation within a single architecture. We argue that current approaches mainly achieve structural unification, which can create a Unification Paradox: shared interfaces, token spaces, and parameters do not guarantee an overall capability gain and may degrade individual capabilities. In this position paper, we identify five critical layers in which unification must be rethought: (1) Asymmetric Input Unification, where models must estimate the utility and reliability of each modality rather than treating all modalities equally; (2) Factorized Representation Unification, where semantic abstraction and fine-grained reconstruction should use separate but coordinated capacity; (3) Stateful Reasoning Unification, where models should maintain and revise a shared multimodal belief state across understanding and generation; (4) Synergistic Optimization Unification, where conflicting understanding and generation objectives require coordinated optimization; and (5) Multi-Centric Systemic Evaluation, where benchmarks must evaluate systemic competence, capability preservation, and cross-task robustness rather than isolated outcomes. We argue that progress requires moving beyond structural unification toward functional unification across the full system.

cs.MM↗

Maximum Likelihood Estimation for Entity Ranking under Iterative Synthetic Data Augmentation

We study entity ranking and inference under the Bradley--Terry--Luce (BTL) model using pairwise comparisons collected over sparse comparison graphs. In practice, collecting high-quality human judgments can be expensive and time-consuming, motivating the use of synthetic data augmentation in model training. We analyze an iterative synthetic augmentation workflow in which synthetic comparisons generated from fitted models are successively added to the original dataset. In this process, the proportion of real data may vanish as the number of iterations grows. However, emerging literature has shown that recursive training on synthetic data can lead to model collapse, raising concerns about the statistical reliability of such augmentation procedures. To this end, we systematically analyze the resulting MLE in finite-sample, high-dimensional regimes. For the resulting iterative maximum likelihood estimator (MLE), we derive its optimal finite-sample $\ell_2$ and $\ell_{\infty}$ statistical rates and establish its asymptotic normality under natural identifiability conditions. We further characterize regimes in which model collapse is avoided despite the diminishing fraction of real data. We validate our theoretical findings through large-scale numerical experiments and an application to the Arena Human Preference 140k dataset.

stat.ME↗

MASCOT: Multi-Agent Socio-Collaborative Companion Systems

Multi-agent systems (MAS) are emerging as promising socio-collaborative companions for emotional and cognitive support. However, existing systems frequently suffer from persona collapse, where agents revert to generic, homogenized assistant behaviors, and social sycophancy, where agents produce redundant, non-constructive dialogue. We propose MASCOT, a multi-agent framework for multi-perspective socio-collaborative companions. MASCOT introduces a novel bi-level optimization strategy to harmonize individual and collective behaviors: 1) Persona-Aware Behavioral Alignment, an RLAIF-driven pipeline that finetunes individual agents for agent-specific identities; and 2) Collaborative Dialogue Optimization, a group-level adaptation process that promotes complementary, diverse, and productive discourse. We evaluate MASCOT using human-grounded contexts drawn across both in-domain and out-of-domain (OOD) settings against state-of-the-art baselines. MASCOT improves persona consistency by up to +14.1 and social contribution by up to +10.6. A broad evaluation suite, including human evaluation, multiple LLM judges, three-way comparisons, and automatic metrics, further shows that MASCOT produces more role-consistent and less redundant multi-agent dialogue.

cs.CL↗

SlideAgent: Hierarchical Agentic Framework for Multi-Page Visual Document Understanding

Multi-page visual documents such as manuals, brochures, presentations, and posters convey key information through layout, colors, icons, and cross-slide references. While multimodal large language models (MLLMs) offer opportunities in document understanding, current systems struggle with complex, multi-page visual documents, particularly in fine-grained reasoning over elements and pages. We introduce SlideAgent, a versatile agentic framework for understanding multi-modal, multi-page, and multi-layout documents, especially slide decks. SlideAgent employs specialized agents and decomposes reasoning into three specialized levels--global, page, and element--to construct a structured, query-agnostic representation that captures both overarching themes and detailed visual or textual cues. During inference, SlideAgent selectively activates specialized agents for multi-level reasoning and integrates their outputs into coherent, context-aware answers. Extensive experiments show that SlideAgent significantly improves accuracy over both proprietary (+7.9%) and open-source models (+9.8%).

cs.CL↗

Semi-Offline Reinforcement Learning for Optimized Text Generation

In reinforcement learning (RL), there are two major settings for interacting with the environment: online and offline. Online methods explore the environment at significant time cost, and offline methods efficiently obtain reward signals by sacrificing exploration capability. We propose semi-offline RL, a novel paradigm that smoothly transits from offline to online settings, balances exploration capability and training cost, and provides a theoretical foundation for comparing different RL settings. Based on the semi-offline formulation, we present the RL setting that is optimal in terms of optimization cost, asymptotic error, and overfitting error bound. Extensive experiments show that our semi-offline approach is efficient and yields comparable or often better performance compared with state-of-the-art methods.

cs.LG↗

MM-BizRAG: Rethinking Multimodal Retrieval-Augmented Generation for General Purpose Enterprise Q&A

Recent advances in multimodal retrieval-augmented generation (MM-RAG) have shifted toward minimal parsing, relying on page-level images for producing retriever embeddings and for answer generation. While efficient, this trend often neglects explicit handling of the rich, structured information in complex enterprise documents, instead depending on pre-trained embeddings or vision-language models to implicitly capture such structure. In this work, we take a more direct approach: MM-BizRAG proactively extracts and represents document structure via a document structure-aware split that dynamically routes documents through orientation-specific ingestion pipelines, applying explicit layout-aware parsing for vertically structured documents (e.g., reports) and holistic page-level representations for horizontally structured documents (e.g., slide decks). A unified LLM-driven artifact transformation pipeline with placeholder-based positional alignment preserves natural reading order, while inference-time multimodal assembly decouples retrieval representations from generation context, enabling richer, more grounded answers without any finetuning requirement. Through experiments on a large, heterogeneous enterprise dataset and two public benchmarks (SlideVQA and FinRAGBench-V), MM-BizRAG consistently outperforms state-of-the-art vision-centric baselines by up to 32% points, with especially strong gains on report-style layouts. Furthermore, we introduce FastRAGEval, a single-call LLM Judge metric for fine-grained generative recall that halves RAGChecker's cost while achieving stronger human alignment.

cs.CL↗

AgentArk: Distilling Multi-Agent Intelligence into a Single LLM Agent

While large language model (LLM) multi-agent systems achieve superior reasoning performance through iterative debate, practical deployment is limited by their high computational cost and error propagation. This paper proposes AgentArk, a novel framework to distill multi-agent dynamics into the weights of a single model, effectively transforming explicit test-time interactions into implicit model capabilities. This equips a single agent with the intelligence of multi-agent systems while remaining computationally efficient. Specifically, we investigate three hierarchical distillation strategies across various models, tasks, scaling, and scenarios: reasoning-enhanced fine-tuning; trajectory-based augmentation; and process-aware distillation. By shifting the burden of computation from inference to training, the distilled models preserve the efficiency of one agent while exhibiting strong reasoning and self-correction performance of multiple agents. They further demonstrate enhanced robustness and generalization across diverse reasoning tasks. We hope this work can shed light on future research on efficient and robust multi-agent development. Our code is at https://github.com/AIFrontierLab/AgentArk.

cs.AI↗

AgentReview: Exploring Peer Review Dynamics with LLM Agents

Peer review is fundamental to the integrity and advancement of scientific publication. Traditional methods of peer review analyses often rely on exploration and statistics of existing peer review data, which do not adequately address the multivariate nature of the process, account for the latent variables, and are further constrained by privacy concerns due to the sensitive nature of the data. We introduce AgentReview, the first large language model (LLM) based peer review simulation framework, which effectively disentangles the impacts of multiple latent factors and addresses the privacy issue. Our study reveals significant insights, including a notable 37.1% variation in paper decisions due to reviewers' biases, supported by sociological theories such as the social influence theory, altruism fatigue, and authority bias. We believe that this study could offer valuable insights to improve the design of peer review mechanisms. Our code is available at https://github.com/Ahren09/AgentReview.

cs.CL↗

Sysformer: Safeguarding Frozen Large Language Models with Adaptive System Prompts

As large language models (LLMs) are deployed in safety-critical settings, it is essential to ensure that their responses comply with safety standards. Prior research has revealed that LLMs often fail to grasp the notion of safe behaviors, resulting in either unjustified refusals to harmless prompts or the generation of harmful content. While substantial efforts have been made to improve their robustness, existing defenses often rely on costly fine-tuning of model parameters or employ suboptimal heuristic techniques. In this work, we take a novel approach to safeguard LLMs by learning to adapt the system prompts in instruction-tuned LLMs. While LLMs are typically pre-trained to follow a fixed system prompt, we investigate the impact of tailoring the system prompt to each specific user input on the safety of the responses. To this end, we propose $\textbf{Sysformer}$, a trans$\textbf{former}$ model that updates an initial $\textbf{sys}$tem prompt to a more robust system prompt in the LLM input embedding space while attending to the user prompt. While keeping the LLM parameters frozen, the Sysformer is trained to refuse to respond to a set of harmful prompts while responding ideally to a set of safe ones. Through extensive experiments on $5$ LLMs from different families and $2$ recent benchmarks, we demonstrate that Sysformer can significantly enhance the robustness of LLMs, leading to upto $80\%$ gain in the refusal rate on harmful prompts while enhancing the compliance with the safe prompts by upto $90\%$. Results also generalize well to sophisticated jailbreaking attacks, making LLMs upto $100\%$ more robust against different attack strategies. We hope our findings lead to cheaper safeguarding of LLMs and motivate future investigations into designing variable system prompts.

cs.AI↗

Efficient Knowledge Probing of Large Language Models by Adapting Pre-trained Embeddings

Large language models (LLMs) acquire knowledge across diverse domains such as science, history, and geography encountered during generative pre-training. However, due to their stochasticity, it is difficult to predict what LLMs have acquired. Prior work has developed different ways to probe this knowledge by investigating the hidden representations, crafting specific task prompts, curating representative samples, and estimating their uncertainty. However, these methods require making forward passes through the underlying model to probe the LLM's knowledge about a specific fact, making them computationally expensive and time-consuming. To bridge this gap, we propose $\textbf{PEEK}$ or $\textbf{P}$roxy $\textbf{E}$mbeddings to $\textbf{E}$stimate $\textbf{K}$nowledge of LLMs, by leveraging the pre-trained embedding models that effectively encode factual knowledge as text or graphs as proxies for LLMs. First, we identify a training set of facts known by LLMs through various probing strategies and then adapt embedding models to predict the LLM outputs with a linear decoder layer. Comprehensive evaluation on $3$ Wikipedia-derived datasets, $4$ LLMs, and $7$ embedding models shows that embeddings can predict LLM knowledge on a held-out set with up to 90 % accuracy. Furthermore, we find that sentence embedding models are more suitable than graph embeddings to predict LLM knowledge, shedding light on the underlying representation of the factual landscape. Thus, we believe that knowledge-adapted embeddings can be used to identify knowledge gaps in LLMs at scale and can provide deeper insights into LLMs' internal inductive bias. The code and data are made available at https://github.com/claws-lab/peek.

cs.CL↗

Beyond Magic Words: Sharpness-Aware Prompt Evolving for Robust Large Language Models with TARE

The performance of Large Language Models (LLMs) hinges on carefully engineered prompts. However, prevailing prompt optimization methods, ranging from heuristic edits and reinforcement learning to evolutionary search, primarily target point-wise accuracy. They seldom enforce paraphrase invariance or searching stability, and therefore cannot remedy this brittleness in practice. Automated prompt search remains brittle: small, semantically preserving paraphrases often cause large performance swings. We identify this brittleness as the textual sharpness of the prompt landscape. In this work, we provide the first formal treatment of textual sharpness in the discrete, semantic space of prompts, together with an operational robustness criterion over a semantic neighborhood; the design is black-box or API-only, requiring no gradients to update the model's parameters. Then we introduce TARE (Textual Sharpness-Aware Evolving), a derivative-free framework that alternates between an inner, sampling-based adversarial search that stresses a prompt with hard paraphrases and an outer, robust selection that prefers candidates whose neighborhoods remain strong. We further propose ATARE, which learns anisotropic weights to shape the semantic neighborhood and adapts its radius over time to balance exploration and fidelity. Diverse tasks evaluate our methods, whose design for minimizing textual sharpness gap leads to prompts that preserve accuracy under paraphrasing, outperforming accuracy-only prompt search while remaining computationally practical.

cs.CL↗

MedHalu: Hallucinations in Responses to Healthcare Queries by Large Language Models

Large language models (LLMs) are starting to complement traditional information seeking mechanisms such as web search. LLM-powered chatbots like ChatGPT are gaining prominence among the general public. AI chatbots are also increasingly producing content on social media platforms. However, LLMs are also prone to hallucinations, generating plausible yet factually incorrect or fabricated information. This becomes a critical problem when laypeople start seeking information about sensitive issues such as healthcare. Existing works in LLM hallucinations in the medical domain mainly focus on testing the medical knowledge of LLMs through standardized medical exam questions which are often well-defined and clear-cut with definitive answers. However, these approaches may not fully capture how these LLMs perform during real-world interactions with patients. This work conducts a pioneering study on hallucinations in LLM-generated responses to real-world healthcare queries from patients.We introduce MedHalu, a novel medical hallucination benchmark featuring diverse health-related topics and hallucinated responses from LLMs, with detailed annotation of the hallucination types and text spans. We also propose MedHaluDetect, a comprehensive framework for evaluating LLMs' abilities to detect hallucinations. Furthermore, we study the vulnerability to medical hallucinations among three groups -- medical experts, LLMs, and laypeople. Notably, LLMs significantly underperform human experts and, in some cases, even laypeople in detecting medical hallucinations. To improve hallucination detection, we propose an expert-in-the-loop approach that integrates expert reasoning into LLM inputs, significantly improving hallucination detection for all LLMs, including a 6.3% macro-F1 improvement for GPT-4. Our code and dataset are available at https://netsys.surrey.ac.uk/datasets/medhalu/.

cs.CL↗