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Yiqun Liu

Publications and source records attributed to Yiqun Liu.

At least 127 records · Page 7Linked to original sources

I^3 Retriever: Incorporating Implicit Interaction in Pre-trained Language Models for Passage Retrieval

Passage retrieval is a fundamental task in many information systems, such as web search and question answering, where both efficiency and effectiveness are critical concerns. In recent years, neural retrievers based on pre-trained language models (PLM), such as dual-encoders, have achieved huge success. Yet, studies have found that the performance of dual-encoders are often limited due to the neglecting of the interaction information between queries and candidate passages. Therefore, various interaction paradigms have been proposed to improve the performance of vanilla dual-encoders. Particularly, recent state-of-the-art methods often introduce late-interaction during the model inference process. However, such late-interaction based methods usually bring extensive computation and storage cost on large corpus. Despite their effectiveness, the concern of efficiency and space footprint is still an important factor that limits the application of interaction-based neural retrieval models. To tackle this issue, we incorporate implicit interaction into dual-encoders, and propose I^3 retriever. In particular, our implicit interaction paradigm leverages generated pseudo-queries to simulate query-passage interaction, which jointly optimizes with query and passage encoders in an end-to-end manner. It can be fully pre-computed and cached, and its inference process only involves simple dot product operation of the query vector and passage vector, which makes it as efficient as the vanilla dual encoders. We conduct comprehensive experiments on MSMARCO and TREC2019 Deep Learning Datasets, demonstrating the I^3 retriever's superiority in terms of both effectiveness and efficiency. Moreover, the proposed implicit interaction is compatible with special pre-training and knowledge distillation for passage retrieval, which brings a new state-of-the-art performance.

cs.IR↗

Improving Legal Case Retrieval with Brain Signals

The tasks of legal case retrieval have received growing attention from the IR community in the last decade. Relevance feedback techniques with implicit user feedback (e.g., clicks) have been demonstrated to be effective in traditional search tasks (e.g., Web search). In legal case retrieval, however, collecting relevance feedback faces a couple of challenges that are difficult to resolve under existing feedback paradigms. First, legal case retrieval is a complex task as users often need to understand the relationship between legal cases in detail to correctly judge their relevance. Traditional feedback signal such as clicks is too coarse to use as they do not reflect any fine-grained relevance information. Second, legal case documents are usually long, users often need even tens of minutes to read and understand them. Simple behavior signal such as clicks and eye-tracking fixations can hardly be useful when users almost click and examine every part of the document. In this paper, we explore the possibility of solving the feedback problem in legal case retrieval with brain signal. Recent advances in brain signal processing have shown that human emotional can be collected in fine grains through Brain-Machine Interfaces (BMI) without interrupting the users in their tasks. Therefore, we propose a framework for legal case retrieval that uses EEG signal to optimize retrieval results. We collected and create a legal case retrieval dataset with users EEG signal and propose several methods to extract effective EEG features for relevance feedback. Our proposed features achieve a 71% accuracy for feedback prediction with an SVM-RFE model, and our proposed ranking method that takes into account the diverse needs of users can significantly improve user satisfaction for legal case retrieval. Experiment results show that re-ranked result list make user more satisfied.

cs.IR↗

Evaluation Ethics of LLMs in Legal Domain

In recent years, the utilization of large language models for natural language dialogue has gained momentum, leading to their widespread adoption across various domains. However, their universal competence in addressing challenges specific to specialized fields such as law remains a subject of scrutiny. The incorporation of legal ethics into the model has been overlooked by researchers. We asserts that rigorous ethic evaluation is essential to ensure the effective integration of large language models in legal domains, emphasizing the need to assess domain-specific proficiency and domain-specific ethic. To address this, we propose a novelty evaluation methodology, utilizing authentic legal cases to evaluate the fundamental language abilities, specialized legal knowledge and legal robustness of large language models (LLMs). The findings from our comprehensive evaluation contribute significantly to the academic discourse surrounding the suitability and performance of large language models in legal domains.

cs.CL↗

Query Augmentation by Decoding Semantics from Brain Signals

Query augmentation is a crucial technique for refining semantically imprecise queries. Traditionally, query augmentation relies on extracting information from initially retrieved, potentially relevant documents. If the quality of the initially retrieved documents is low, then the effectiveness of query augmentation would be limited as well. We propose Brain-Aug, which enhances a query by incorporating semantic information decoded from brain signals. BrainAug generates the continuation of the original query with a prompt constructed with brain signal information and a ranking-oriented inference approach. Experimental results on fMRI (functional magnetic resonance imaging) datasets show that Brain-Aug produces semantically more accurate queries, leading to improved document ranking performance. Such improvement brought by brain signals is particularly notable for ambiguous queries.

cs.CL↗

Gender Biased Legal Case Retrieval System on Users' Decision Process

In the last decade, legal case search has become an important part of a legal practitioner's work. During legal case search, search engines retrieval a number of relevant cases from huge amounts of data and serve them to users. However, it is uncertain whether these cases are gender-biased and whether such bias has impact on user perceptions. We designed a new user experiment framework to simulate the judges' reading of relevant cases. 72 participants with backgrounds in legal affairs invited to conduct the experiment. Participants were asked to simulate the role of the judge in conducting a legal case search on 3 assigned cases and determine the sentences of the defendants in these cases. Gender of the defendants in both the task and relevant cases was edited to statistically measure the effect of gender bias in the legal case search results on participants' perceptions. The results showed that gender bias in the legal case search results did not have a significant effect on judges' perceptions.

cs.IR↗

Towards Better Understanding of User Satisfaction in Open-Domain Conversational Search

With the increasing popularity of conversational search, how to evaluate the performance of conversational search systems has become an important question in the IR community. Existing works on conversational search evaluation can mainly be categorized into two streams: (1) constructing metrics based on semantic similarity (e.g. BLUE, METEOR and BERTScore), or (2) directly evaluating the response ranking performance of the system using traditional search methods (e.g. nDCG, RBP and nERR). However, these methods either ignore the information need of the user or ignore the mixed-initiative property of conversational search. This raises the question of how to accurately model user satisfaction in conversational search scenarios. Since explicitly asking users to provide satisfaction feedback is difficult, traditional IR studies often rely on the Cranfield paradigm (i.e., third-party annotation) and user behavior modeling to estimate user satisfaction in search. However, the feasibility and effectiveness of these two approaches have not been fully explored in conversational search. In this paper, we dive into the evaluation of conversational search from the perspective of user satisfaction. We build a novel conversational search experimental platform and construct a Chinese open-domain conversational search behavior dataset containing rich annotations and search behavior data. We also collect third-party satisfaction annotation at the session-level and turn-level, to investigate the feasibility of the Cranfield paradigm in the conversational search scenario. Experimental results show both some consistency and considerable differences between the user satisfaction annotations and third-party annotations. We also propose dialog continuation or ending behavior models (DCEBM) to capture session-level user satisfaction based on turn-level information.

cs.IR↗

Caseformer: Pre-training for Legal Case Retrieval Based on Inter-Case Distinctions

Legal case retrieval aims to help legal workers find relevant cases related to their cases at hand, which is important for the guarantee of fairness and justice in legal judgments. While recent advances in neural retrieval methods have significantly improved the performance of open-domain retrieval tasks (e.g., Web search), their advantages have not been observed in legal case retrieval due to their thirst for annotated data. As annotating large-scale training data in legal domains is prohibitive due to the need for domain expertise, traditional search techniques based on lexical matching such as TF-IDF, BM25, and Query Likelihood are still prevalent in legal case retrieval systems. While previous studies have designed several pre-training methods for IR models in open-domain tasks, these methods are usually suboptimal in legal case retrieval because they cannot understand and capture the key knowledge and data structures in the legal corpus. To this end, we propose a novel pre-training framework named Caseformer that enables the pre-trained models to learn legal knowledge and domain-specific relevance information in legal case retrieval without any human-labeled data. Through three unsupervised learning tasks, Caseformer is able to capture the special language, document structure, and relevance patterns of legal case documents, making it a strong backbone for downstream legal case retrieval tasks. Experimental results show that our model has achieved state-of-the-art performance in both zero-shot and full-data fine-tuning settings. Also, experiments on both Chinese and English legal datasets demonstrate that the effectiveness of Caseformer is language-independent in legal case retrieval.

cs.IR↗

Wikiformer: Pre-training with Structured Information of Wikipedia for Ad-hoc Retrieval

With the development of deep learning and natural language processing techniques, pre-trained language models have been widely used to solve information retrieval (IR) problems. Benefiting from the pre-training and fine-tuning paradigm, these models achieve state-of-the-art performance. In previous works, plain texts in Wikipedia have been widely used in the pre-training stage. However, the rich structured information in Wikipedia, such as the titles, abstracts, hierarchical heading (multi-level title) structure, relationship between articles, references, hyperlink structures, and the writing organizations, has not been fully explored. In this paper, we devise four pre-training objectives tailored for IR tasks based on the structured knowledge of Wikipedia. Compared to existing pre-training methods, our approach can better capture the semantic knowledge in the training corpus by leveraging the human-edited structured data from Wikipedia. Experimental results on multiple IR benchmark datasets show the superior performance of our model in both zero-shot and fine-tuning settings compared to existing strong retrieval baselines. Besides, experimental results in biomedical and legal domains demonstrate that our approach achieves better performance in vertical domains compared to previous models, especially in scenarios where long text similarity matching is needed.

cs.IR↗

Collaborative Word-based Pre-trained Item Representation for Transferable Recommendation

Item representation learning (IRL) plays an essential role in recommender systems, especially for sequential recommendation. Traditional sequential recommendation models usually utilize ID embeddings to represent items, which are not shared across different domains and lack the transferable ability. Recent studies use pre-trained language models (PLM) for item text embeddings (text-based IRL) that are universally applicable across domains. However, the existing text-based IRL is unaware of the important collaborative filtering (CF) information. In this paper, we propose CoWPiRec, an approach of Collaborative Word-based Pre-trained item representation for Recommendation. To effectively incorporate CF information into text-based IRL, we convert the item-level interaction data to a word graph containing word-level collaborations. Subsequently, we design a novel pre-training task to align the word-level semantic- and CF-related item representation. Extensive experimental results on multiple public datasets demonstrate that compared to state-of-the-art transferable sequential recommenders, CoWPiRec achieves significantly better performances in both fine-tuning and zero-shot settings for cross-scenario recommendation and effectively alleviates the cold-start issue. The code is available at: https://github.com/ysh-1998/CoWPiRec.

cs.IR↗

Light-weight CNN-based VVC Inter Partitioning Acceleration

The Versatile Video Coding (VVC) standard has been finalized by Joint Video Exploration Team (JVET) in 2020. Compared to the High Efficiency Video Coding (HEVC) standard, VVC offers about 50% compression efficiency gain, in terms of Bjontegaard Delta-Rate (BD-rate), at the cost of about 10x more encoder complexity. In this paper, we propose a Convolutional Neural Network (CNN)-based method to speed up inter partitioning in VVC. Our method operates at the Coding Tree Unit (CTU) level, by splitting each CTU into a fixed grid of 8x8 blocks. Then each cell in this grid is associated with information about the partitioning depth within that area. A lightweight network for predicting this grid is employed during the rate-distortion optimization to limit the Quaternary Tree (QT)-split search and avoid partitions that are unlikely to be selected. Experiments show that the proposed method can achieve acceleration ranging from 17% to 30% in the RandomAccess Group Of Picture 32 (RAGOP32) mode of VVC Test Model (VTM)10 with a reasonable efficiency drop ranging from 0.37% to 1.18% in terms of BD-rate increase.

eess.IV↗

Statistical Analysis of Inter Coding in VVC Test Model (VTM)

The promising improvement in compression efficiency of Versatile Video Coding (VVC) compared to High Efficiency Video Coding (HEVC) comes at the cost of a non-negligible encoder side complexity. The largely increased complexity overhead is a possible obstacle towards its industrial implementation. Many papers have proposed acceleration methods for VVC. Still, a better understanding of VVC complexity, especially related to new partitions and coding tools, is desirable to help the design of new and better acceleration methods. For this purpose, statistical analyses have been conducted, with a focus on Coding Unit (CU) sizes and inter coding modes.

cs.MM↗

Preparing VVC for Streaming: A Fast Multi-Rate Encoding Approach

The integration of advanced video codecs into the streaming pipeline is growing in response to the increasing demand for high quality video content. However, the significant computational demand for advanced codecs like Versatile Video Coding (VVC) poses challenges for service providers, including longer encoding time and higher encoding cost. This challenge becomes even more pronounced in streaming, as the same content needs to be encoded at multiple bitrates (also known as representations) to accommodate different network conditions. To accelerate the encoding process of multiple representations of the same content in VVC, we employ the encoding map of a single representation, known as the reference representation, and utilize its partitioning structure to accelerate the encoding of the remaining representations, referred to as dependent representations. To ensure compatibility with parallel processing, we designate the lowest bitrate representation as the reference representation. The experimental results indicate a substantial improvement in the encoding time for the dependent representations, achieving an average reduction of 40%, while maintaining a minimal average quality drop of only 0.43 in Video Multi-method Assessment Fusion (VMAF). This improvement is observed when utilizing Versatile Video Encoder (VVenC), an open and optimized VVC encoder implementation.

cs.MM↗

Relevance Feedback with Brain Signals

The Relevance Feedback (RF) process relies on accurate and real-time relevance estimation of feedback documents to improve retrieval performance. Since collecting explicit relevance annotations imposes an extra burden on the user, extensive studies have explored using pseudo-relevance signals and implicit feedback signals as substitutes. However, such signals are indirect indicators of relevance and suffer from complex search scenarios where user interactions are absent or biased. Recently, the advances in portable and high-precision brain-computer interface (BCI) devices have shown the possibility to monitor user's brain activities during search process. Brain signals can directly reflect user's psychological responses to search results and thus it can act as additional and unbiased RF signals. To explore the effectiveness of brain signals in the context of RF, we propose a novel RF framework that combines BCI-based relevance feedback with pseudo-relevance signals and implicit signals to improve the performance of document re-ranking. The experimental results on the user study dataset show that incorporating brain signals leads to significant performance improvement in our RF framework. Besides, we observe that brain signals perform particularly well in several hard search scenarios, especially when implicit signals as feedback are missing or noisy. This reveals when and how to exploit brain signals in the context of RF.

cs.AI↗

Magnon-magnon interaction in monolayer MnBi$_2$Te$_4$

MnBi$_2$Te$_4$, the first confirmed intrinsic antiferromagnetic topological insulator, has garnered increasing attention in recent years. Here we investigate the energy correction and lifetime of magnons in MnBi$_2$Te$_4$ caused by magnon-magnon interaction. First, a calculation based on the density functional theory was performed to get the parameters of the magnetic Hamiltonian of MnBi$_2$Te$_4$. Subsequently, the perturbation method of many-body Green's function was employed and the first-order self-energy [$Σ^{(1)}(\bm k)$] and second-order self-energy [$Σ^{(2)}(\bm k,\varepsilon_{\bm k})$] of magnon were obtained. Numerical computations reveal that the corrections from both $Σ^{(1)}(\bm k)$ and $Σ^{(2)}(\bm k,\varepsilon_{\bm k})$ strongly rely on momentum and temperature, with the energy renormalization near the Brillouin zone (BZ) boundary being significantly more pronounced than that near the BZ center. Furthermore, our findings indicate the occurrence of dip structures in the renormalized magnon spectrum near the $\rm K$ and $\rm M$ points. These dip structures are determined to be attributed to the influence of $Σ^{(2)}(\bm k,\varepsilon_{\bm k})$.

cond-mat.str-el↗

LeCaRDv2: A Large-Scale Chinese Legal Case Retrieval Dataset

As an important component of intelligent legal systems, legal case retrieval plays a critical role in ensuring judicial justice and fairness. However, the development of legal case retrieval technologies in the Chinese legal system is restricted by three problems in existing datasets: limited data size, narrow definitions of legal relevance, and naive candidate pooling strategies used in data sampling. To alleviate these issues, we introduce LeCaRDv2, a large-scale Legal Case Retrieval Dataset (version 2). It consists of 800 queries and 55,192 candidates extracted from 4.3 million criminal case documents. To the best of our knowledge, LeCaRDv2 is one of the largest Chinese legal case retrieval datasets, providing extensive coverage of criminal charges. Additionally, we enrich the existing relevance criteria by considering three key aspects: characterization, penalty, procedure. This comprehensive criteria enriches the dataset and may provides a more holistic perspective. Furthermore, we propose a two-level candidate set pooling strategy that effectively identify potential candidates for each query case. It's important to note that all cases in the dataset have been annotated by multiple legal experts specializing in criminal law. Their expertise ensures the accuracy and reliability of the annotations. We evaluate several state-of-the-art retrieval models at LeCaRDv2, demonstrating that there is still significant room for improvement in legal case retrieval. The details of LeCaRDv2 can be found at the anonymous website https://github.com/anonymous1113243/LeCaRDv2.

cs.CL↗

CNN-based Prediction of Partition Path for VVC Fast Inter Partitioning Using Motion Fields

The Versatile Video Coding (VVC) standard has been recently finalized by the Joint Video Exploration Team (JVET). Compared to the High Efficiency Video Coding (HEVC) standard, VVC offers about 50% compression efficiency gain, in terms of Bjontegaard Delta-Rate (BD-rate), at the cost of a 10-fold increase in encoding complexity. In this paper, we propose a method based on Convolutional Neural Network (CNN) to speed up the inter partitioning process in VVC. Firstly, a novel representation for the quadtree with nested multi-type tree (QTMT) partition is introduced, derived from the partition path. Secondly, we develop a U-Net-based CNN taking a multi-scale motion vector field as input at the Coding Tree Unit (CTU) level. The purpose of CNN inference is to predict the optimal partition path during the Rate-Distortion Optimization (RDO) process. To achieve this, we divide CTU into grids and predict the Quaternary Tree (QT) depth and Multi-type Tree (MT) split decisions for each cell of the grid. Thirdly, an efficient partition pruning algorithm is introduced to employ the CNN predictions at each partitioning level to skip RDO evaluations of unnecessary partition paths. Finally, an adaptive threshold selection scheme is designed, making the trade-off between complexity and efficiency scalable. Experiments show that the proposed method can achieve acceleration ranging from 16.5% to 60.2% under the RandomAccess Group Of Picture 32 (RAGOP32) configuration with a reasonable efficiency drop ranging from 0.44% to 4.59% in terms of BD-rate, which surpasses other state-of-the-art solutions. Additionally, our method stands out as one of the lightest approaches in the field, which ensures its applicability to other encoders.

cs.MM↗

Investigating the Influence of Legal Case Retrieval Systems on Users' Decision Process

Given a specific query case, legal case retrieval systems aim to retrieve a set of case documents relevant to the case at hand. Previous studies on user behavior analysis have shown that information retrieval (IR) systems can significantly influence users' decisions by presenting results in varying orders and formats. However, whether such influence exists in legal case retrieval remains largely unknown. This study presents the first investigation into the influence of legal case retrieval systems on the decision-making process of legal users. We conducted an online user study involving more than ninety participants, and our findings suggest that the result distribution of legal case retrieval systems indeed affect users' judgements on the sentences in cases. Notably, when users are presented with biased results that involve harsher sentences, they tend to impose harsher sentences on the current case as well. This research highlights the importance of optimizing the unbiasedness of legal case retrieval systems.

cs.IR↗

GNN4EEG: A Benchmark and Toolkit for Electroencephalography Classification with Graph Neural Network

Electroencephalography(EEG) classification is a crucial task in neuroscience, neural engineering, and several commercial applications. Traditional EEG classification models, however, have often overlooked or inadequately leveraged the brain's topological information. Recognizing this shortfall, there has been a burgeoning interest in recent years in harnessing the potential of Graph Neural Networks (GNN) to exploit the topological information by modeling features selected from each EEG channel in a graph structure. To further facilitate research in this direction, we introduce GNN4EEG, a versatile and user-friendly toolkit for GNN-based modeling of EEG signals. GNN4EEG comprises three components: (i)A large benchmark constructed with four EEG classification tasks based on EEG data collected from 123 participants. (ii)Easy-to-use implementations on various state-of-the-art GNN-based EEG classification models, e.g., DGCNN, RGNN, etc. (iii)Implementations of comprehensive experimental settings and evaluation protocols, e.g., data splitting protocols, and cross-validation protocols. GNN4EEG is publicly released at https://github.com/Miracle-2001/GNN4EEG.

cs.LG↗