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Yongfeng Zhang

Publications and source records attributed to Yongfeng Zhang.

At least 109 records · Page 6Linked to original sources
arXiv2023

LightLM: A Lightweight Deep and Narrow Language Model for Generative Recommendation

This paper presents LightLM, a lightweight Transformer-based language model for generative recommendation. While Transformer-based generative modeling has gained importance in various AI sub-fields such as NLP and vision, generative recommendation is still in its infancy due to its unique demand on personalized generative modeling. Existing works on generative recommendation often use NLP-oriented Transformer architectures such as T5, GPT, LLaMA and M6, which are heavy-weight and are not specifically designed for recommendation tasks. LightLM tackles the issue by introducing a light-weight deep and narrow Transformer architecture, which is specifically tailored for direct generation of recommendation items. This structure is especially apt for straightforward generative recommendation and stems from the observation that language model does not have to be too wide for this task, as the input predominantly consists of short tokens that are well-suited for the model's capacity. We also show that our devised user and item ID indexing methods, i.e., Spectral Collaborative Indexing (SCI) and Graph Collaborative Indexing (GCI), enables the deep and narrow Transformer architecture to outperform large-scale language models for recommendation. Besides, to address the hallucination problem of generating items as output, we propose the constrained generation process for generative recommenders. Experiments on real-world datasets show that LightLM outperforms various competitive baselines in terms of both recommendation accuracy and efficiency. The code can be found at https://github.com/dongyuanjushi/LightLM.

cs.IR↗
arXiv2023

VIP5: Towards Multimodal Foundation Models for Recommendation

Computer Vision (CV), Natural Language Processing (NLP), and Recommender Systems (RecSys) are three prominent AI applications that have traditionally developed independently, resulting in disparate modeling and engineering methodologies. This has impeded the ability for these fields to directly benefit from each other's advancements. With the recent development of foundation models, large language models have emerged as a potential general-purpose interface for unifying different modalities and problem formulations. In light of this, we propose the development of a multimodal foundation model (MFM) considering visual, textual, and personalization modalities under the P5 recommendation paradigm, thus named VIP5 (Visual P5), to unify various modalities and recommendation tasks. This will enable the processing of multiple modalities in a shared architecture for improved recommendations. To achieve this, we introduce multimodal personalized prompts to accommodate multiple modalities under a shared format. Additionally, we propose a parameter-efficient training method for foundation models, which involves freezing the P5 backbone and fine-tuning lightweight adapters, resulting in improved recommendation performance and increased efficiency in terms of training time and memory usage. Code and data of VIP5 are available at https://github.com/jeykigung/VIP5.

cs.IR↗
arXiv2023

A Content-Driven Micro-Video Recommendation Dataset at Scale

Micro-videos have recently gained immense popularity, sparking critical research in micro-video recommendation with significant implications for the entertainment, advertising, and e-commerce industries. However, the lack of large-scale public micro-video datasets poses a major challenge for developing effective recommender systems. To address this challenge, we introduce a very large micro-video recommendation dataset, named "MicroLens", consisting of one billion user-item interaction behaviors, 34 million users, and one million micro-videos. This dataset also contains various raw modality information about videos, including titles, cover images, audio, and full-length videos. MicroLens serves as a benchmark for content-driven micro-video recommendation, enabling researchers to utilize various modalities of video information for recommendation, rather than relying solely on item IDs or off-the-shelf video features extracted from a pre-trained network. Our benchmarking of multiple recommender models and video encoders on MicroLens has yielded valuable insights into the performance of micro-video recommendation. We believe that this dataset will not only benefit the recommender system community but also promote the development of the video understanding field. Our datasets and code are available at https://github.com/westlake-repl/MicroLens.

cs.IR↗
arXiv2023

How to Index Item IDs for Recommendation Foundation Models

Recommendation foundation model utilizes large language models (LLM) for recommendation by converting recommendation tasks into natural language tasks. It enables generative recommendation which directly generates the item(s) to recommend rather than calculating a ranking score for each and every candidate item as in traditional recommendation models, simplifying the recommendation pipeline from multi-stage filtering to single-stage filtering. To avoid generating excessively long text and hallucinated recommendations when deciding which item(s) to recommend, creating LLM-compatible item IDs to uniquely identify each item is essential for recommendation foundation models. In this study, we systematically examine the item ID creation and indexing problem for recommendation foundation models, using P5 as an example of the backbone LLM. To emphasize the importance of item indexing, we first discuss the issues of several trivial item indexing methods, such as random indexing, title indexing, and independent indexing. We then propose four simple yet effective solutions, including sequential indexing, collaborative indexing, semantic (content-based) indexing, and hybrid indexing. Our study highlights the significant influence of item indexing methods on the performance of LLM-based recommendation, and our results on real-world datasets validate the effectiveness of our proposed solutions. The research also demonstrates how recent advances on language modeling and traditional IR principles such as indexing can help each other for better learning and inference. Source code and data are available at https://github.com/Wenyueh/LLM-RecSys-ID.

cs.IR↗
arXiv2023

Extended defects-enhanced oxygen diffusion in ThO2

Oxygen self-diffusion is key to understanding stoichiometry and defect structures in oxide nuclear fuels. Experimentally, low activation-barrier oxygen migration was found in ThO$_2$, a candidate nuclear fuel, possibly due to short-circuit diffusion mechanisms. Here, we perform extensive molecular dynamics simulations to show that various types of extended defects can enhance oxygen self-diffusion with a much-reduced activation barrier in ThO$_2$. In this work, we consider extended defects including 1D (dislocation), 2D (grain boundary), and 3D (void) defects. Due to the distinct characteristics of each type of extended defect, the modulation of oxygen diffusion varies. These results provide a quantitative description of oxygen transport, which is significantly enhanced within a close distance (nanometer scale) from the extended defects. Among all these defects, grain boundary, particularly the $Σ3$ twin boundary with a low formation energy, exhibits the strongest effect on increasing oxygen transport.

cond-mat.mtrl-sci↗
arXiv2023

Discover, Explanation, Improvement: An Automatic Slice Detection Framework for Natural Language Processing

Pretrained natural language processing (NLP) models have achieved high overall performance, but they still make systematic errors. Instead of manual error analysis, research on slice detection models (SDM), which automatically identify underperforming groups of datapoints, has caught escalated attention in Computer Vision for both understanding model behaviors and providing insights for future model training and designing. However, little research on SDM and quantitative evaluation of their effectiveness have been conducted on NLP tasks. Our paper fills the gap by proposing a benchmark named "Discover, Explain, Improve (DEIM)" for classification NLP tasks along with a new SDM Edisa. Edisa discovers coherent and underperforming groups of datapoints; DEIM then unites them under human-understandable concepts and provides comprehensive evaluation tasks and corresponding quantitative metrics. The evaluation in DEIM shows that Edisa can accurately select error-prone datapoints with informative semantic features that summarize error patterns. Detecting difficult datapoints directly boosts model performance without tuning any original model parameters, showing that discovered slices are actionable for users.

cs.CL↗
arXiv2023

Causal Collaborative Filtering

Many of the traditional recommendation algorithms are designed based on the fundamental idea of mining or learning correlative patterns from data to estimate the user-item correlative preference. However, pure correlative learning may lead to Simpson's paradox in predictions, and thus results in sacrificed recommendation performance. Simpson's paradox is a well-known statistical phenomenon, which causes confusions in statistical conclusions and ignoring the paradox may result in inaccurate decisions. Fortunately, causal and counterfactual modeling can help us to think outside of the observational data for user modeling and personalization so as to tackle such issues. In this paper, we propose Causal Collaborative Filtering (CCF) -- a general framework for modeling causality in collaborative filtering and recommendation. We provide a unified causal view of CF and mathematically show that many of the traditional CF algorithms are actually special cases of CCF under simplified causal graphs. We then propose a conditional intervention approach for $do$-operations so that we can estimate the user-item causal preference based on the observational data. Finally, we further propose a general counterfactual constrained learning framework for estimating the user-item preferences. Experiments are conducted on two types of real-world datasets -- traditional and randomized trial data -- and results show that our framework can improve the recommendation performance and reduce the Simpson's paradox problem of many CF algorithms.

cs.IR↗
arXiv2023

Deconfounded Causal Collaborative Filtering

Recommender systems may be confounded by various types of confounding factors (also called confounders) that may lead to inaccurate recommendations and sacrificed recommendation performance. Current approaches to solving the problem usually design each specific model for each specific confounder. However, real-world systems may include a huge number of confounders and thus designing each specific model for each specific confounder could be unrealistic. More importantly, except for those ``explicit confounders'' that experts can manually identify and process such as item's position in the ranking list, there are also many ``latent confounders'' that are beyond the imagination of experts. For example, users' rating on a song may depend on their current mood or the current weather, and users' preference on ice creams may depend on the air temperature. Such latent confounders may be unobservable in the recorded training data. To solve the problem, we propose Deconfounded Causal Collaborative Filtering (DCCF). We first frame user behaviors with unobserved confounders into a causal graph, and then we design a front-door adjustment model carefully fused with machine learning to deconfound the influence of unobserved confounders. Experiments on real-world datasets show that our method is able to deconfound unobserved confounders to achieve better recommendation performance.

cs.IR↗
arXiv2023

User-Controllable Recommendation via Counterfactual Retrospective and Prospective Explanations

Modern recommender systems utilize users' historical behaviors to generate personalized recommendations. However, these systems often lack user controllability, leading to diminished user satisfaction and trust in the systems. Acknowledging the recent advancements in explainable recommender systems that enhance users' understanding of recommendation mechanisms, we propose leveraging these advancements to improve user controllability. In this paper, we present a user-controllable recommender system that seamlessly integrates explainability and controllability within a unified framework. By providing both retrospective and prospective explanations through counterfactual reasoning, users can customize their control over the system by interacting with these explanations. Furthermore, we introduce and assess two attributes of controllability in recommendation systems: the complexity of controllability and the accuracy of controllability. Experimental evaluations on MovieLens and Yelp datasets substantiate the effectiveness of our proposed framework. Additionally, our experiments demonstrate that offering users control options can potentially enhance recommendation accuracy in the future. Source code and data are available at \url{https://github.com/chrisjtan/ucr}.

cs.IR↗
arXiv2023

Fairness in Recommendation: Foundations, Methods and Applications

As one of the most pervasive applications of machine learning, recommender systems are playing an important role on assisting human decision making. The satisfaction of users and the interests of platforms are closely related to the quality of the generated recommendation results. However, as a highly data-driven system, recommender system could be affected by data or algorithmic bias and thus generate unfair results, which could weaken the reliance of the systems. As a result, it is crucial to address the potential unfairness problems in recommendation settings. Recently, there has been growing attention on fairness considerations in recommender systems with more and more literature on approaches to promote fairness in recommendation. However, the studies are rather fragmented and lack a systematic organization, thus making it difficult to penetrate for new researchers to the domain. This motivates us to provide a systematic survey of existing works on fairness in recommendation. This survey focuses on the foundations for fairness in recommendation literature. It first presents a brief introduction about fairness in basic machine learning tasks such as classification and ranking in order to provide a general overview of fairness research, as well as introduce the more complex situations and challenges that need to be considered when studying fairness in recommender systems. After that, the survey will introduce fairness in recommendation with a focus on the taxonomies of current fairness definitions, the typical techniques for improving fairness, as well as the datasets for fairness studies in recommendation. The survey also talks about the challenges and opportunities in fairness research with the hope of promoting the fair recommendation research area and beyond.

cs.IR↗
arXiv2023

GenRec: Large Language Model for Generative Recommendation

In recent years, large language models (LLM) have emerged as powerful tools for diverse natural language processing tasks. However, their potential for recommender systems under the generative recommendation paradigm remains relatively unexplored. This paper presents an innovative approach to recommendation systems using large language models (LLMs) based on text data. In this paper, we present a novel LLM for generative recommendation (GenRec) that utilized the expressive power of LLM to directly generate the target item to recommend, rather than calculating ranking score for each candidate item one by one as in traditional discriminative recommendation. GenRec uses LLM's understanding ability to interpret context, learn user preferences, and generate relevant recommendation. Our proposed approach leverages the vast knowledge encoded in large language models to accomplish recommendation tasks. We first we formulate specialized prompts to enhance the ability of LLM to comprehend recommendation tasks. Subsequently, we use these prompts to fine-tune the LLaMA backbone LLM on a dataset of user-item interactions, represented by textual data, to capture user preferences and item characteristics. Our research underscores the potential of LLM-based generative recommendation in revolutionizing the domain of recommendation systems and offers a foundational framework for future explorations in this field. We conduct extensive experiments on benchmark datasets, and the experiments shows that our GenRec has significant better results on large dataset.

cs.IR↗
arXiv2023

Counterfactual Collaborative Reasoning

Causal reasoning and logical reasoning are two important types of reasoning abilities for human intelligence. However, their relationship has not been extensively explored under machine intelligence context. In this paper, we explore how the two reasoning abilities can be jointly modeled to enhance both accuracy and explainability of machine learning models. More specifically, by integrating two important types of reasoning ability -- counterfactual reasoning and (neural) logical reasoning -- we propose Counterfactual Collaborative Reasoning (CCR), which conducts counterfactual logic reasoning to improve the performance. In particular, we use recommender system as an example to show how CCR alleviate data scarcity, improve accuracy and enhance transparency. Technically, we leverage counterfactual reasoning to generate "difficult" counterfactual training examples for data augmentation, which -- together with the original training examples -- can enhance the model performance. Since the augmented data is model irrelevant, they can be used to enhance any model, enabling the wide applicability of the technique. Besides, most of the existing data augmentation methods focus on "implicit data augmentation" over users' implicit feedback, while our framework conducts "explicit data augmentation" over users explicit feedback based on counterfactual logic reasoning. Experiments on three real-world datasets show that CCR achieves better performance than non-augmented models and implicitly augmented models, and also improves model transparency by generating counterfactual explanations.

cs.IR↗
arXiv2023

A Preliminary Study of ChatGPT on News Recommendation: Personalization, Provider Fairness, Fake News

Online news platforms commonly employ personalized news recommendation methods to assist users in discovering interesting articles, and many previous works have utilized language model techniques to capture user interests and understand news content. With the emergence of large language models like GPT-3 and T-5, a new recommendation paradigm has emerged, leveraging pre-trained language models for making recommendations. ChatGPT, with its user-friendly interface and growing popularity, has become a prominent choice for text-based tasks. Considering the growing reliance on ChatGPT for language tasks, the importance of news recommendation in addressing social issues, and the trend of using language models in recommendations, this study conducts an initial investigation of ChatGPT's performance in news recommendations, focusing on three perspectives: personalized news recommendation, news provider fairness, and fake news detection. ChatGPT has the limitation that its output is sensitive to the input phrasing. We therefore aim to explore the constraints present in the generated responses of ChatGPT for each perspective. Additionally, we investigate whether specific prompt formats can alleviate these constraints or if these limitations require further attention from researchers in the future. We also surpass fixed evaluations by developing a webpage to monitor ChatGPT's performance on weekly basis on the tasks and prompts we investigated. Our aim is to contribute to and encourage more researchers to engage in the study of enhancing news recommendation performance through the utilization of large language models such as ChatGPT.

cs.IR↗
arXiv2023

ExplainableFold: Understanding AlphaFold Prediction with Explainable AI

This paper presents ExplainableFold, an explainable AI framework for protein structure prediction. Despite the success of AI-based methods such as AlphaFold in this field, the underlying reasons for their predictions remain unclear due to the black-box nature of deep learning models. To address this, we propose a counterfactual learning framework inspired by biological principles to generate counterfactual explanations for protein structure prediction, enabling a dry-lab experimentation approach. Our experimental results demonstrate the ability of ExplainableFold to generate high-quality explanations for AlphaFold's predictions, providing near-experimental understanding of the effects of amino acids on 3D protein structure. This framework has the potential to facilitate a deeper understanding of protein structures.

cs.AI↗
arXiv2023

Unfaulting mechanisms of Frank loops in fluorite oxides

Unfaulting of Frank loops in irradiated fluoride oxides are of significance to microstructural evolution. However, the mechanisms have not been directly observed. To this end, we utilize molecular dynamics to reveal the atomistic details related to the unfaulting process of interstitial Frank loop in ThO$_2$, which involve nucleation of single or multiple Shockley partial pairs at the loop circumference. The unfaulting is achieved via a synchronous shear of the partial pairs to remove the extrinsic stacking fault in the cation sublattice and the intrinsic stacking fault in the anion sublattice. The strong oxygen motion at the dislocation core may reduce the activation barriers of dislocation nucleation and migration. These findings provide a fundamental understanding of the transformation of faulted loops in irradiated ThO$_2$, and could be transferable to other fluorite systems.

cond-mat.mtrl-sci↗
arXiv2023

Sparks of Artificial General Recommender (AGR): Early Experiments with ChatGPT

This study investigates the feasibility of developing an Artificial General Recommender (AGR), facilitated by recent advancements in Large Language Models (LLMs). An AGR comprises both conversationality and universality to engage in natural dialogues and generate recommendations across various domains. We propose ten fundamental principles that an AGR should adhere to, each with its corresponding testing protocols. We proceed to assess whether ChatGPT, a sophisticated LLM, can comply with the proposed principles by engaging in recommendation-oriented dialogues with the model while observing its behavior. Our findings demonstrate the potential for ChatGPT to serve as an AGR, though several limitations and areas for improvement are identified.

cs.IR↗
arXiv2023

The Dark Side of Explanations: Poisoning Recommender Systems with Counterfactual Examples

Deep learning-based recommender systems have become an integral part of several online platforms. However, their black-box nature emphasizes the need for explainable artificial intelligence (XAI) approaches to provide human-understandable reasons why a specific item gets recommended to a given user. One such method is counterfactual explanation (CF). While CFs can be highly beneficial for users and system designers, malicious actors may also exploit these explanations to undermine the system's security. In this work, we propose H-CARS, a novel strategy to poison recommender systems via CFs. Specifically, we first train a logical-reasoning-based surrogate model on training data derived from counterfactual explanations. By reversing the learning process of the recommendation model, we thus develop a proficient greedy algorithm to generate fabricated user profiles and their associated interaction records for the aforementioned surrogate model. Our experiments, which employ a well-known CF generation method and are conducted on two distinct datasets, show that H-CARS yields significant and successful attack performance.

cs.IR↗
arXiv2023

PBNR: Prompt-based News Recommender System

Online news platforms often use personalized news recommendation methods to help users discover articles that align with their interests. These methods typically predict a matching score between a user and a candidate article to reflect the user's preference for the article. Some previous works have used language model techniques, such as the attention mechanism, to capture users' interests based on their past behaviors, and to understand the content of articles. However, these existing model architectures require adjustments if additional information is taken into account. Pre-trained large language models, which can better capture word relationships and comprehend contexts, have seen a significant development in recent years, and these pre-trained models have the advantages of transfer learning and reducing the training time for downstream tasks. Meanwhile, prompt learning is a newly developed technique that leverages pre-trained language models by building task-specific guidance for output generations. To leverage textual information in news articles, this paper introduces the pre-trained large language model and prompt-learning to the community of news recommendation. The proposed model "prompt-based news recommendation" (PBNR) treats the personalized news recommendation as a text-to-text language task and designs personalized prompts to adapt to the pre-trained language model -- text-to-text transfer transformer (T5). Experimental studies using the Microsoft News dataset show that PBNR is capable of making accurate recommendations by taking into account various lengths of past behaviors of different users. PBNR can also easily adapt to new information without changing the model architecture and the training objective. Additionally, PBNR can make recommendations based on users' specific requirements, allowing human-computer interaction in the news recommendation field.

cs.IR↗