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Yongkang Guo

Publications and source records attributed to Yongkang Guo.

9 recordsLinked to original sources

PMIScore: An Unsupervised Approach to Quantify Dialogue Engagement

High dialogue engagement is a crucial indicator of an effective conversation. A reliable measure of engagement could help benchmark large language models, enhance the effectiveness of human-computer interactions, or improve personal communication skills. However, quantifying engagement is challenging, since it is subjective and lacks a "gold standard". This paper proposes PMIScore, an efficient unsupervised approach to quantify dialogue engagement. It uses pointwise mutual information (PMI), which is the probability of generating a response conditioning on the conversation history. Thus, PMIScore offers a clear interpretation of engagement. As directly computing PMI is intractable due to the complexity of dialogues, PMIScore learned it through a dual form of divergence. The algorithm includes generating positive and negative dialogue pairs, extracting embeddings by large language models (LLMs), and training a small neural network using a mutual information loss function. We validated PMIScore on both synthetic and real-world datasets. Our results demonstrate the effectiveness of PMIScore in PMI estimation and the reasonableness of the PMI metric itself.

cs.CL

Jailbreaking LLMs via Calibration

Safety alignment in Large Language Models (LLMs) often creates a systematic discrepancy between a model's aligned output and the underlying pre-aligned data distribution. We propose a framework in which the effect of safety alignment on next-token prediction is modeled as a systematic distortion of a pre-alignment distribution. We cast Weak-to-Strong Jailbreaking as a forecast aggregation problem and derive an optimal aggregation strategy characterized by a Gradient Shift in the loss-induced dual space. We show that logit-arithmetic jailbreaking methods are a special case of this framework under cross-entropy loss, and derive a broader family of aggregation rules corresponding to other proper losses. We also propose a new hybrid aggregation rule. Evaluations across red-teaming benchmarks and math utility tasks using frontier models demonstrate that our approach achieves superior Attack Success Rates and lower "Jailbreak Tax" compared with existing methods, especially on the safety-hardened gpt-oss-120b.

cs.CL

Adversarial Generation and Collaborative Evolution of Safety-Critical Scenarios for Autonomous Vehicles

The generation of safety-critical scenarios in simulation has become increasingly crucial for safety evaluation in autonomous vehicles prior to road deployment in society. However, current approaches largely rely on predefined threat patterns or rule-based strategies, which limit their ability to expose diverse and unforeseen failure modes. To overcome these, we propose ScenGE, a framework that can generate plentiful safety-critical scenarios by reasoning novel adversarial cases and then amplifying them with complex traffic flows. Given a simple prompt of a benign scene, it first performs Meta-Scenario Generation, where a large language model, grounded in structured driving knowledge, infers an adversarial agent whose behavior poses a threat that is both plausible and deliberately challenging. This meta-scenario is then specified in executable code for precise in-simulator control. Subsequently, Complex Scenario Evolution uses background vehicles to amplify the core threat introduced by Meta-Scenario. It builds an adversarial collaborator graph to identify key agent trajectories for optimization. These perturbations are designed to simultaneously reduce the ego vehicle's maneuvering space and create critical occlusions. Extensive experiments conducted on multiple reinforcement learning based AV models show that ScenGE uncovers more severe collision cases (+31.96%) on average than SoTA baselines. Additionally, our ScenGE can be applied to large model based AV systems and deployed on different simulators; we further observe that adversarial training on our scenarios improves the model robustness. Finally, we validate our framework through real-world vehicle tests and human evaluation, confirming that the generated scenarios are both plausible and critical. We hope our paper can build up a critical step towards building public trust and ensuring their safe deployment.

cs.CV

Robust Decision Aggregation with Adversarial Experts

We consider a robust aggregation problem in the presence of both truthful and adversarial experts. The truthful experts will report their private signals truthfully, while the adversarial experts can report arbitrarily. We assume experts are marginally symmetric in the sense that they share the same common prior and marginal posteriors. The rule maker needs to design an aggregator to predict the true world state from these experts' reports, without knowledge of the underlying information structures or adversarial strategies. We aim to find the optimal aggregator that outputs a forecast minimizing regret under the worst information structure and adversarial strategies. The regret is defined by the difference in expected loss between the aggregator and a benchmark who aggregates optimally given the information structure and reports of truthful experts. We focus on binary states and reports. Under L1 loss, we show that the truncated mean aggregator is optimal. When there are at most k adversaries, this aggregator discards the k lowest and highest reported values and averages the remaining ones. For L2 loss, the optimal aggregators are piecewise linear functions. All the optimalities hold when the ratio of adversaries is bounded above by a value determined by the experts' priors and posteriors. The regret only depends on the ratio of adversaries, not on their total number. For hard aggregators that output a decision, we prove that a random version of the truncated mean is optimal for both L1 and L2. This aggregator randomly follows a remaining value after discarding the $k$ lowest and highest reported values. We extend the hard aggregator to multi-state setting. We evaluate our aggregators numerically in an ensemble learning task. We also obtain negative results for general adversarial aggregation problems under broader information structures and report spaces.

cs.LG

Mitigating the Participation Bias by Balancing Extreme Ratings

Rating aggregation plays a crucial role in various fields, such as product recommendations, hotel rankings, and teaching evaluations. However, traditional averaging methods can be affected by participation bias, where some raters do not participate in the rating process, leading to potential distortions. In this paper, we consider a robust rating aggregation task under the participation bias. We assume that raters may not reveal their ratings with a certain probability depending on their individual ratings, resulting in partially observed samples. Our goal is to minimize the expected squared loss between the aggregated ratings and the average of all underlying ratings (possibly unobserved) in the worst-case scenario. We focus on two settings based on whether the sample size (i.e. the number of raters) is known. In the first setting, where the sample size is known, we propose an aggregator, named as the Balanced Extremes Aggregator. It estimates unrevealed ratings with a balanced combination of extreme ratings. When the sample size is unknown, we derive another aggregator, the Polarizing-Averaging Aggregator, which becomes optimal as the sample size grows to infinity. Numerical results demonstrate the superiority of our proposed aggregators in mitigating participation bias, compared to simple averaging and the spectral method. Furthermore, we validate the effectiveness of our aggregators on a real-world dataset.

cs.LG

How Gold to Make the Golden Snitch: Designing the "Game Changer" in Esports

Many battling games utilize a special item (e.g. Roshan in Defense of the Ancients 2 (DOTA 2), Baron Nashor in League of Legends (LOL), Golden Snitch in Quidditch) as a potential ``Game Changer''. The reward of this item can enable the underdog to make a comeback. However, if the reward is excessively high, the whole game may devolve into a chase for the ``Game Changer''. Our research initiates with a Quidditch case study, a fictional sport in Harry Potter series, wherein we architect the Golden Snitch's reward to maximize the audience's surprise. Surprisingly, we discover that for equally competent teams, the optimal Snitch reward is zero. Moreover, we establish that under most circumstances the optimal score aligns with the game's expected duration multiplied by the teams' strength difference. Finally, we explore the correlation between the ``Game Changer's'' reward and audience surprise in Multiplayer Online Battle Arena (MOBA) games including DOTA 2 and LOL, finding that the optimal reward escalates with increasing team strength inequality.

cs.GT

Algorithmic Robust Forecast Aggregation

Forecast aggregation combines the predictions of multiple forecasters to improve accuracy. However, the lack of knowledge about forecasters' information structure hinders optimal aggregation. Given a family of information structures, robust forecast aggregation aims to find the aggregator with minimal worst-case regret compared to the omniscient aggregator. Previous approaches for robust forecast aggregation rely on heuristic observations and parameter tuning. We propose an algorithmic framework for robust forecast aggregation. Our framework provides efficient approximation schemes for general information aggregation with a finite family of possible information structures. In the setting considered by Arieli et al. (2018) where two agents receive independent signals conditioned on a binary state, our framework also provides efficient approximation schemes by imposing Lipschitz conditions on the aggregator or discrete conditions on agents' reports. Numerical experiments demonstrate the effectiveness of our method by providing a nearly optimal aggregator in the setting considered by Arieli et al. (2018).

cs.LG

Near-Optimal Experimental Design Under the Budget Constraint in Online Platforms

A/B testing, or controlled experiments, is the gold standard approach to causally compare the performance of algorithms on online platforms. However, conventional Bernoulli randomization in A/B testing faces many challenges such as spillover and carryover effects. Our study focuses on another challenge, especially for A/B testing on two-sided platforms -- budget constraints. Buyers on two-sided platforms often have limited budgets, where the conventional A/B testing may be infeasible to be applied, partly because two variants of allocation algorithms may conflict and lead some buyers to exceed their budgets if they are implemented simultaneously. We develop a model to describe two-sided platforms where buyers have limited budgets. We then provide an optimal experimental design that guarantees small bias and minimum variance. Bias is lower when there is more budget and a higher supply-demand rate. We test our experimental design on both synthetic data and real-world data, which verifies the theoretical results and shows our advantage compared to Bernoulli randomization.

cs.LG

Modularity and Mutual Information in Networks: Two Sides of the Same Coin

Modularity, first proposed by [Newman and Girvan, 2004], is one of the most popular ways to quantify the significance of community structure in complex networks. It can serve as both a standard benchmark to compare different community detection algorithms, and an optimization objective to detect communities itself. Previous work on modularity has developed many efficient algorithms for modularity maximization. However, few of researchers considered the interpretation of the modularity function itself. In this paper, we study modularity from an information-theoretical perspective and show that modularity and mutual information in networks are essentially the same. The main contribution is that we develop a family of generalized modularity measures, f-modularity based on f-mutual information. f-Modularity has an information-theoretical interpretation, enjoys the desired properties of mutual information measure, and provides an approach to estimate the mutual information between discrete random variables. At a high level, we show the significance of community structure is equivalent to the amount of information contained in the network. The connection of f-modularity and f-mutual information bridges two important fields, complex network and information theory and also sheds light on the design of measures on community structure in future.

cs.SI