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Yoshihiro Sakai

Publications and source records attributed to Yoshihiro Sakai.

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Revisiting In-context Learning Inference Circuit in Large Language Models

In-context Learning (ICL) is an emerging few-shot learning paradigm on Language Models (LMs) with inner mechanisms un-explored. There are already existing works describing the inner processing of ICL, while they struggle to capture all the inference phenomena in large language models. Therefore, this paper proposes a comprehensive circuit to model the inference dynamics and try to explain the observed phenomena of ICL. In detail, we divide ICL inference into 3 major operations: (1) Input Text Encode: LMs encode every input text (in the demonstrations and queries) into linear representation in the hidden states with sufficient information to solve ICL tasks. (2) Semantics Merge: LMs merge the encoded representations of demonstrations with their corresponding label tokens to produce joint representations of labels and demonstrations. (3) Feature Retrieval and Copy: LMs search the joint representations of demonstrations similar to the query representation on a task subspace, and copy the searched representations into the query. Then, language model heads capture these copied label representations to a certain extent and decode them into predicted labels. Through careful measurements, the proposed inference circuit successfully captures and unifies many fragmented phenomena observed during the ICL process, making it a comprehensive and practical explanation of the ICL inference process. Moreover, ablation analysis by disabling the proposed steps seriously damages the ICL performance, suggesting the proposed inference circuit is a dominating mechanism. Additionally, we confirm and list some bypass mechanisms that solve ICL tasks in parallel with the proposed circuit.

cs.CL

Affinity and Diversity: A Unified Metric for Demonstration Selection via Internal Representations

The performance of In-Context Learning (ICL) is highly sensitive to the selected demonstrations. Existing approaches to demonstration selection optimize different objectives, yielding inconsistent results. To address this, we propose a unified metric--affinity and diversity--that leverages ICL model's internal representations. Our experiments show that both affinity and diversity strongly correlate with test accuracies, indicating their effectiveness for demonstration selection. Moreover, we show that our proposed metrics align well with various previous works to unify the inconsistency.

cs.CL

Token-based Decision Criteria Are Suboptimal in In-context Learning

In-Context Learning (ICL) typically utilizes classification criteria from output probabilities of manually selected label tokens. However, we argue that such token-based classification criteria lead to suboptimal decision boundaries, despite delicate calibrations through translation and constrained rotation applied. To address this problem, we propose Hidden Calibration, which renounces token probabilities and uses the nearest centroid classifier on the LM's last hidden states. In detail, we assign the label of the nearest centroid previously estimated from a calibration set to the test sample as the predicted label. Our experiments on 6 models and 10 classification datasets indicate that Hidden Calibration consistently outperforms current token-based baselines by about 20%~50%, achieving a strong state-of-the-art in ICL. Our further analysis demonstrates that Hidden Calibration finds better classification criteria with less inter-class overlap, and LMs provide linearly separable intra-class clusters with the help of demonstrations, which supports Hidden Calibration and gives new insights into the principle of ICL. Our official code implementation can be found at https://github.com/hc495/Hidden_Calibration.

cs.CL

Understanding Token Probability Encoding in Output Embeddings

In this paper, we investigate the output token probability information in the output embedding of language models. We find an approximate common log-linear encoding of output token probabilities within the output embedding vectors and empirically demonstrate that it is accurate and sparse. As a causality examination, we steer the encoding in output embedding to modify the output probability distribution accurately. Moreover, the sparsity we find in output probability encoding suggests that a large number of dimensions in the output embedding do not contribute to causal language modeling. Therefore, we attempt to delete the output-unrelated dimensions and find more than 30% of the dimensions can be deleted without significant movement in output distribution and sequence generation. Additionally, in the pre-training dynamics of language models, we find that the output embeddings capture the corpus token frequency information in early steps, even before an obvious convergence of parameters starts.

cs.CL

NoisyICL: A Little Noise in Model Parameters Calibrates In-context Learning

In-Context Learning (ICL) is suffering from unsatisfactory performance and under-calibration due to high prior bias and unfaithful confidence. Some previous works fine-tuned language models for better ICL performance with enormous datasets and computing costs. In this paper, we propose NoisyICL, simply perturbing the model parameters by random noises to strive for better performance and calibration. Our experiments on two models and 12 downstream datasets show that NoisyICL can help ICL produce more accurate predictions. Our further analysis indicates that NoisyICL enables the model to provide more fair predictions, and also with more faithful confidence. Therefore, we believe that NoisyICL is an effective calibration of ICL. Our experimental code is uploaded to Github.

cs.CL