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Yu Zhao

Publications and source records attributed to Yu Zhao.

At least 55 records · Page 3Linked to original sources

Pairwise Preference Reward and Group-Based Diversity Enhancement for Superior Open-Ended Generation

Current reinforcement learning(RL) methods are broadly applicable and powerful in verifiable settings where scalar rewards can be provided. However, in open-ended generation tasks, verifying the correctness of responses remains challenging, and training reward models incurs substantial computational and annotation costs. Moreover, reinforcement learning (RLVR) often leads to diversity collapse and produces stereotypical or rigid outputs, outcomes that are particularly undesirable in open-domain scenarios. We propose Pairwise Preference Reward and Group-based Diversity Enhancement (PPR-GDE), a RL method that is more suitable for open-ended generation. PPR-GDE does not require scalar rewards and incorporates group-level diversity into the reward signal, it preserves the comparative structure of subjective evaluation through a pairwise preference reward, mitigates judge position bias via repeated comparisons with swapped response order, and introduces a group-based diversity reward that explicitly encourages semantic dispersion within a response group, all of these reward signals are integrated into a unified group-relative policy optimization objective. We instantiate PPR-GDE on role-playing task, experiments show that PPR-GDE achieves a better alignment quality as well as expressive diversity than strong RL baselines. Further analysis shows that pairwise preference is critical for preference alignment in subjective perspective, while the diversity metric plays an essential role in achieving superior expressive diversity and broader semantic coverage.

cs.AI↗

Table-R1: Region-based Reinforcement Learning for Table Understanding

Tables present unique challenges for language models due to their structured row-column interactions, necessitating specialized approaches for effective comprehension. While large language models (LLMs) have demonstrated potential in table reasoning through prompting and techniques like chain-of-thought (CoT) and program-of-thought (PoT), optimizing their performance for table question answering remains underexplored. In this paper, we introduce region-based Table-R1, a novel reinforcement learning approach that enhances LLM table understanding by integrating region evidence into reasoning steps. Our method employs Region-Enhanced Supervised Fine-Tuning (RE-SFT) to guide models in identifying relevant table regions before generating answers, incorporating textual, symbolic, and program-based reasoning. Additionally, Table-Aware Group Relative Policy Optimization (TARPO) introduces a mixed reward system to dynamically balance region accuracy and answer correctness, with decaying region rewards and consistency penalties to align reasoning steps. Experiments show that Table-R1 achieves an average performance improvement of 14.36 points across multiple base models on three benchmark datasets, even outperforming baseline models with ten times the parameters, while TARPO reduces response token consumption by 67.5% compared to GRPO, significantly advancing LLM capabilities in efficient tabular reasoning.

cs.CL↗

Marco-MoE: Open Multilingual Mixture-of-Expert Language Models with Efficient Upcycling

We present Marco-MoE, a suite of fully open multilingual sparse Mixture-of-Experts (MoE) models. Marco-MoE features a highly sparse design in which only around 5\% of the total parameters are activated per input token. This extreme sparsity, combined with upcycling from dense models, enables efficient pre-training on 5T tokens. Our models surpass similarly-sized competitors on English and multilingual benchmarks, achieving a best-in-class performance-to-compute ratio. We further post-train these models to create Marco-MoE-\textsc{Instruct} variants, which surpass the performance of competing models possessing $3$--$14\times$ more activated parameters. Our analysis reveals that Marco-MoE learns structured expert activation patterns shared across related languages, while maintaining highly specialized utilization for linguistically isolated ones. We further show that Marco-MoE allows for scalable language expansion without the interference typical of dense models. To support the community, we disclose our full training datasets, recipes, and model weights.

cs.CL↗

Non-Abelian Particle-Loop, Fracton, and Planon Condensation in Cage-Net Models

We present a framework for non-Abelian p-loop, fracton, and planon condensation in 3+1 dimensions by constructing extended cage-net fracton models using decoupled layers of the Hu-Geer-Wu (HGW) string-net model. These cage-net models extend the conventional cage-net models based on the Levin-Wen (LW) string-net model in the sense that they inherit the tail degrees of freedom of the HGW models, which are essential for completely describing the internal spaces of quasiparticles. This approach allows us to explicitly derive the quasiparticle spectra of the cage-net models by projecting those of the parent 2D HGW layers. Utilizing this framework, we can condense the p-loops formed by non-Abelian anyons within a fracton phase. Specifically, we construct the condensation projector for $(σ\barσ, 1)$-loops within the extended Ising Cage-Net (ICN) model. We demonstrate that condensing these non-Abelian loops drives a phase transition that maps the ICN model to the X-cube (XC) model defined on a truncated cubic lattice, a process that explicitly reveals the splitting of non-Abelian planons into distinct sub-dimensional excitations. Furthermore, our framework extends to the condensation of fractons and planons: we demonstrate that in the ICN model fracton condensation drives the decoupling of the 3D fracton order back into isolated 2D topological order layers, while planon condensation collapses the system entirely into a trivial phase. Our results establish a concrete Hamiltonian mechanism for phase transitions between distinct fracton orders and provide a generalizable method for analyzing the evolution of sub-dimensional excitations.

cond-mat.str-el↗

Behavioral-Level Simulation of Digital Readout for COFFEE at LHCb Upstream Pixel Tracker

COFFEE series is a HVCMOS pixel sensor using the advanced 55 nm process, currently being developed for the Upstream Pixel (UP) tracker of the LHCb Upgrade II. To ensure that COFFEE will be able to handle the particle hit rates at UP tracker, which reach a maximum of 322.5 MHz/chip, detailed simulation of the digital readout circuitry was performed. Simulation results show that the column-drain readout mechanism achieves nearly 100\% efficiency when the single readout cycle does not exceed 100 ns. Meanwhile, the buffer depth and memory resources required for the peripheral readout adapted to the BXID-sharing data format are also evaluated. These provide guidance for the design of COFFEE. The column-drain readout mechanism was used in COFFEE3 (fabricated in 2025), while the peripheral readout architecture adapted to the BXID-sharing data format is implemented in CHiR (taped out in early 2026).

physics.ins-det↗

A Comprehensive Survey on Enterprise Financial Risk Analysis from Big Data and LLMs Perspective

Enterprise financial risk analysis aims at predicting the future financial risk of enterprises. Due to its wide and significant application, enterprise financial risk analysis has always been the core research topic in the fields of Finance and Management. Based on advanced computer science and artificial intelligence technologies, enterprise risk analysis research is experiencing rapid developments and making significant progress. Therefore, it is both necessary and challenging to comprehensively review the relevant studies. Although there are already some valuable and impressive surveys on enterprise risk analysis from the perspective of Finance and Management, these surveys introduce approaches in a relatively isolated way and lack recent advances in enterprise financial risk analysis. In contrast, this paper attempts to provide a systematic literature survey of enterprise risk analysis approaches from the perspective of Big Data and large language models. Specifically, this survey connects and systematizes existing research on enterprise financial risk, offering a holistic synthesis of research methods and key insights. We first introduce the problem formulation of enterprise financial risk in terms of risk types, granularity, intelligence levels, and evaluation metrics, and summarize representative studies accordingly. We then compare the analytical methods used to model enterprise financial risk and highlight the most influential research contributions. Finally, we identify the limitations of current research and propose five promising directions for future investigation.

q-fin.RM↗

Digital Twin Enabled Simultaneous Learning and Modeling for UAV-assisted Secure Communications with Eavesdropping Attacks

This paper focuses on secure communications in UAV-assisted wireless networks, which comprise multiple legitimate UAVs (LE-UAVs) and an intelligent eavesdropping UAV (EA-UAV). The intelligent EA-UAV can observe the LE-UAVs'transmission strategies and adaptively adjust its trajectory to maximize information interception. To counter this threat, we propose a mode-switching scheme that enables LE-UAVs to dynamically switch between the data transmission and jamming modes, thereby balancing data collection efficiency and communication security. However, acquiring full global network state information for LE-UAVs' decision-making incurs significant overhead, as the network state is highly dynamic and time-varying. To address this challenge, we propose a digital twin-enabled simultaneous learning and modeling (DT-SLAM) framework that allows LE-UAVs to learn policies efficiently within the DT, thereby avoiding frequent interactions with the real environment. To capture the competitive relationship between the EA-UAV and the LE-UAVs, we model their interactions as a multi-stage Stackelberg game and jointly optimize the GUs' transmission control, UAVs' trajectory planning, mode selection, and network formation to maximize overall secure throughput. Considering potential model mismatch between the DT and the real environment, we propose a robust proximal policy optimization (RPPO) algorithm that encourages LE-UAVs to explore service regions with higher uncertainty. Numerical results demonstrate that the proposed DT-SLAM framework effectively supports the learning process. Meanwhile, the RPPO algorithm converges about 12% faster and the secure throughput can be increased by 8.6% compared to benchmark methods.

cs.NI↗

Spatio-Temporal Attention Enhanced Multi-Agent DRL for UAV-Assisted Wireless Networks with Limited Communications

In this paper, we employ multiple UAVs to accelerate data transmissions from ground users (GUs) to a remote base station (BS) via the UAVs' relay communications. The UAVs' intermittent information exchanges typically result in delays in acquiring the complete system state and hinder their effective collaboration. To maximize the overall throughput, we first propose a delay-tolerant multi-agent deep reinforcement learning (MADRL) algorithm that integrates a delay-penalized reward to encourage information sharing among UAVs, while jointly optimizing the UAVs' trajectory planning, network formation, and transmission control strategies. Additionally, considering information loss due to unreliable channel conditions, we further propose a spatio-temporal attention based prediction approach to recover the lost information and enhance each UAV's awareness of the network state. These two designs are envisioned to enhance the network capacity in UAV-assisted wireless networks with limited communications. The simulation results reveal that our new approach achieves over 50\% reduction in information delay and 75% throughput gain compared to the conventional MADRL. Interestingly, it is shown that improving the UAVs' information sharing will not sacrifice the network capacity. Instead, it significantly improves the learning performance and throughput simultaneously. It is also effective in reducing the need for UAVs' information exchange and thus fostering practical deployment of MADRL in UAV-assisted wireless networks.

cs.IT↗

Design and First Results of COFFEE3: A 55nm HVCMOS Pixel Sensor Prototype for High-Energy Physics Applications

Motivated by the stringent requirements of the Upstream Pixel (UP) tracker in the LHCb Upgrade II and the Inner Tracking detector (ITK) of the Circular Electron Positron Collider, the COFFEE series of pixel sensor chips have been developed using a 55nm High-Voltage CMOS (HVCMOS) process. The primary objective is to achieve a time resolution of a few nanoseconds under a hit density of up to 100 MHz/cm$^2$, while maintaining fine spatial resolution ($\sim$10 $μ$m) and reasonable power consumption ($<$200 mW/cm$^2$). Building on the process validation of the COFFEE2 prototype, this work presents the design and preliminary test results of COFFEE3-a prototype integrating two distinct readout architectures. Architecture 1, tailored for the current triple-well process, adopts NMOS-only in-pixel circuitry and innovative column-level readout to handle high hit densities. The time walk of pixel-level signal is controlled within 10 ns, and the Time of Arrival (TOA) and Time over Threshold (TOT) are measured with a system clock with the period of 25 ns in peripheral circuits. Architecture 2, developed for future possible processes with p-type buried layer isolation, features pixel-level time measurement and storage. A chip-level Time-to-Digital Converter (TDC) is used and the part of Voltage-Controlled Delay Line (VCDL) is copied in each pixel to get a high time resolution. The TOA resolution is estimated to be 4.2 ns and the TOT resolution 8.4 ns. COFFEE3, with a layout size of 3$\times$4 mm$^2$, was manufactured and has undergone preliminary tests. Charge injection tests for analog circuits, and laser tests for full readout chains, confirm that both architectures operate as expected. Next step work will focus on characterizing key performance such as the timing resolution, radiation hardness, and tracking performance of minimum ionising particles.

physics.ins-det↗

Deploying Semantic ID-based Generative Retrieval for Large-Scale Podcast Discovery at Spotify

Podcast listening is often grounded in a set of favorite shows, while listener intent can evolve over time. This combination of stable preferences and changing intent motivates recommendation approaches that support both familiarity and exploration. Traditional recommender systems typically emphasize long-term interaction patterns, and are less explicitly designed to incorporate rich contextual signals or flexible, intent-aware discovery objectives. In this setting, models that can jointly reason over semantics, context, and user state offer a promising direction. Large Language Models (LLMs) provide strong semantic reasoning and contextual conditioning for discovery-oriented recommendation, but deploying them in production introduces challenges in catalog grounding, user-level personalization, and latency-critical serving. We address these challenges with GLIDE, a production-scale generative recommender for podcast discovery at Spotify. GLIDE formulates recommendation as an instruction-following task over a discretized catalog using Semantic IDs, enabling grounded generation over a large inventory. The model conditions on recent listening history and lightweight user context, while injecting long-term user embeddings as soft prompts to capture stable preferences under strict inference constraints. We evaluate GLIDE using offline retrieval metrics, human judgments, and LLM-based evaluation, and validate its impact through large-scale online A/B testing. Across experiments involving millions of users, GLIDE increases non-habitual podcast streaming on Spotify home surface by up to 5.4% and new-show discovery by up to 14.3%, while meeting production cost and latency constraints.

cs.IR↗

Hyperbolic Multimodal Generative Representation Learning for Generalized Zero-Shot Multimodal Information Extraction

Multimodal information extraction (MIE) constitutes a set of essential tasks aimed at extracting structural information from Web texts with integrating images, to facilitate the structural construction of Web-based semantic knowledge. To address the expanding category set including newly emerging entity types or relations on websites, prior research proposed the zero-shot MIE (ZS-MIE) task which aims to extract unseen structural knowledge with textual and visual modalities. However, the ZS-MIE models are limited to recognizing the samples that fall within the unseen category set, and they struggle to deal with real-world scenarios that encompass both seen and unseen categories. The shortcomings of existing methods can be ascribed to two main aspects. On one hand, these methods construct representations of samples and categories within Euclidean space, failing to capture the hierarchical semantic relationships between the two modalities within a sample and their corresponding category prototypes. On the other hand, there is a notable gap in the distribution of semantic similarity between seen and unseen category sets, which impacts the generative capability of the ZS-MIE models. To overcome the disadvantages, we delve into the generalized zero-shot MIE (GZS-MIE) task and propose the hyperbolic multimodal generative representation learning framework (HMGRL). The variational information bottleneck and autoencoder networks are reconstructed with hyperbolic space for modeling the multi-level hierarchical semantic correlations among samples and prototypes. Furthermore, the proposed model is trained with the unseen samples generated by the decoder, and we introduce the semantic similarity distribution alignment loss to enhance the model's generalization performance. Experimental evaluations on two benchmark datasets underscore the superiority of HMGRL compared to existing baseline methods.

cs.MM↗

LifeBench: A Benchmark for Long-Horizon Multi-Source Memory

Long-term memory is fundamental for personalized agents capable of accumulating knowledge, reasoning over user experiences, and adapting across time. However, existing memory benchmarks primarily target declarative memory, specifically semantic and episodic types, where all information is explicitly presented in dialogues. In contrast, real-world actions are also governed by non-declarative memory, including habitual and procedural types, and need to be inferred from diverse digital traces. To bridge this gap, we introduce Lifebench, which features densely connected, long-horizon event simulation. It pushes AI agents beyond simple recall, requiring the integration of declarative and non-declarative memory reasoning across diverse and temporally extended contexts. Building such a benchmark presents two key challenges: ensuring data quality and scalability. We maintain data quality by employing real-world priors, including anonymized social surveys, map APIs, and holiday-integrated calendars, thus enforcing fidelity, diversity and behavioral rationality within the dataset. Towards scalability, we draw inspiration from cognitive science and structure events according to their partonomic hierarchy; enabling efficient parallel generation while maintaining global coherence. Performance results show that top-tier, state-of-the-art memory systems reach just 55.2\% accuracy, highlighting the inherent difficulty of long-horizon retrieval and multi-source integration within our proposed benchmark. The dataset and data synthesis code are available at https://github.com/1754955896/LifeBench.

cs.AI↗

Chain-of-Lure: A Universal Jailbreak Attack Framework using Unconstrained Synthetic Narratives

In the era of rapid generative AI development, interactions with large language models (LLMs) pose increasing risks of misuse. Prior research has primarily focused on attacks using template-based prompts and optimization-oriented methods, while overlooking the fact that LLMs possess strong unconstrained deceptive capabilities to attack other LLMs. This paper introduces a novel jailbreaking method inspired by the Chain-of-Thought mechanism. The attacker employs mission transfer to conceal harmful user intent within dialogue and generates a progressive chain of lure questions without relying on predefined templates, enabling successful jailbreaks. To further improve the attack's strength, we incorporate a helper LLM model that performs randomized narrative optimization over multi-turn interactions, enhancing the attack performance while preserving alignment with the original intent. We also propose a toxicity-based framework using third-party LLMs to evaluate harmful content and its alignment with malicious intent. Extensive experiments demonstrate that our method consistently achieves high attack success rates and elevated toxicity scores across diverse types of LLMs under black-box API settings. These findings reveal the intrinsic potential of LLMs to perform unrestricted attacks in the absence of robust alignment constraints. Our approach offers data-driven insights to inform the design of future alignment mechanisms. Finally, we propose two concrete defense strategies to support the development of safer generative models. Our code is available at https://github.com/ChangWenhan/chain-of-lure-official

cs.CR↗

A Comprehensive Survey on Underwater Image Enhancement Based on Deep Learning

Underwater image enhancement (UIE) presents a significant challenge within computer vision research. Despite the development of numerous UIE algorithms, a thorough and systematic review is still absent. To foster future advancements, we provide a detailed overview of the UIE task from several perspectives. Firstly, we introduce the physical models, data construction processes, evaluation metrics, and loss functions. Secondly, we categorize and discuss recent algorithms based on their contributions, considering six aspects: network architecture, learning strategy, learning stage, auxiliary tasks, domain perspective, and disentanglement fusion. Thirdly, due to the varying experimental setups in the existing literature, a comprehensive and unbiased comparison is currently unavailable. To address this, we perform both quantitative and qualitative evaluations of state-of-the-art algorithms across multiple benchmark datasets. Lastly, we identify key areas for future research in UIE. A collection of resources for UIE can be found at {https://github.com/YuZhao1999/UIE}.

cs.CV↗

Traceable Latent Variable Discovery Based on Multi-Agent Collaboration

Revealing the underlying causal mechanisms in the real world is crucial for scientific and technological progress. Despite notable advances in recent decades, the lack of high-quality data and the reliance of traditional causal discovery algorithms (TCDA) on the assumption of no latent confounders, as well as their tendency to overlook the precise semantics of latent variables, have long been major obstacles to the broader application of causal discovery. To address this issue, we propose a novel causal modeling framework, TLVD, which integrates the metadata-based reasoning capabilities of large language models (LLMs) with the data-driven modeling capabilities of TCDA for inferring latent variables and their semantics. Specifically, we first employ a data-driven approach to construct a causal graph that incorporates latent variables. Then, we employ multi-LLM collaboration for latent variable inference, modeling this process as a game with incomplete information and seeking its Bayesian Nash Equilibrium (BNE) to infer the possible specific latent variables. Finally, to validate the inferred latent variables across multiple real-world web-based data sources, we leverage LLMs for evidence exploration to ensure traceability. We comprehensively evaluate TLVD on three de-identified real patient datasets provided by a hospital and two benchmark datasets. Extensive experimental results confirm the effectiveness and reliability of TLVD, with average improvements of 32.67% in Acc, 62.21% in CAcc, and 26.72% in ECit across the five datasets.

cs.LG↗

Compress, Cross and Scale: Multi-Level Compression Cross Networks for Efficient Scaling in Recommender Systems

Modeling high-order feature interactions efficiently is a central challenge in click-through rate and conversion rate prediction. Modern industrial recommender systems are predominantly built upon deep learning recommendation models, where the interaction backbone plays a critical role in determining both predictive performance and system efficiency. However, existing interaction modules often struggle to simultaneously achieve strong interaction capacity, high computational efficiency, and good scalability, resulting in limited ROI when models are scaled under strict production constraints. In this work, we propose MLCC, a structured feature interaction architecture that organizes feature crosses through hierarchical compression and dynamic composition, which can efficiently capture high-order feature dependencies while maintaining favorable computational complexity. We further introduce MC-MLCC, a Multi-Channel extension that decomposes feature interactions into parallel subspaces, enabling efficient horizontal scaling with improved representation capacity and significantly reduced parameter growth. Extensive experiments on three public benchmarks and a large-scale industrial dataset show that our proposed models consistently outperform strong DLRM-style baselines by up to 0.52 AUC, while reducing model parameters and FLOPs by up to 26$\times$ under comparable performance. Comprehensive scaling analyses demonstrate stable and predictable scaling behavior across embedding dimension, head number, and channel count, with channel-based scaling achieving substantially better efficiency than conventional embedding inflation. Finally, online A/B testing on a real-world advertising platform validates the practical effectiveness of our approach, which has been widely adopted in Bilibili advertising system under strict latency and resource constraints.

cs.IR↗

Difficulty-Estimated Policy Optimization

Recent advancements in Large Reasoning Models (LRMs), exemplified by DeepSeek-R1, have underscored the potential of scaling inference-time compute through Group Relative Policy Optimization (GRPO). However, GRPO frequently suffers from gradient signal attenuation when encountering problems that are either too trivial or overly complex. In these scenarios, the disappearance of inter-group advantages makes the gradient signal susceptible to noise, thereby jeopardizing convergence stability. While variants like DAPO attempt to rectify gradient vanishing, they do not alleviate the substantial computational overhead incurred by exhaustive rollouts on low-utility samples. In this paper, we propose Difficulty-Estimated Policy Optimization (DEPO), a novel framework designed to optimize the efficiency and robustness of reasoning alignment. DEPO integrates an online Difficulty Estimator that dynamically assesses and filters training data before the rollout phase. This mechanism ensures that computational resources are prioritized for samples with high learning potential. Empirical results demonstrate that DEPO achieves up to a 2x reduction in rollout costs without compromising model performance. Our approach significantly lowers the computational barrier for training high-performance reasoning models, offering a more sustainable path for reasoning scaling. Code and data will be released upon acceptance.

cs.AI↗

A State-Transition Framework for Efficient LLM Reasoning

While Long Chain-of-Thought (CoT) reasoning significantly improves Large Language Models (LLMs) performance on complex reasoning tasks, the substantial computational and memory costs of generating long CoT sequences limit their efficiency and practicality. Existing studies usually enhance the reasoning efficiency of LLMs by compressing CoT sequences. However, this approach conflicts with test-time scaling, limiting the reasoning capacity of LLMs. In this paper, we propose an efficient reasoning framework that models the reasoning process of LLMs as a state-transition process. Specifically, we first apply a linear attention mechanism to estimate the LLM's reasoning state, which records the historical reasoning information from previous reasoning steps. Then, based on the query prompt and the reasoning state, the LLM can efficiently perform the current reasoning step and update the state. With the linear attention, each token in the current reasoning step can directly retrieve relevant historical reasoning information from the reasoning state, without explicitly attending to tokens in previous reasoning steps. In this way, the computational complexity of attention is reduced from quadratic to linear, significantly improving the reasoning efficiency of LLMs. In addition, we propose a state-based reasoning strategy to mitigate the over-thinking issue caused by noisy reasoning steps. Extensive experiments across multiple datasets and model sizes demonstrate that our framework not only improves the reasoning efficiency of LLMs but also enhances their reasoning performance.

cs.AI↗