arXiv subjects

Yu-Min Hu

Publications and source records attributed to Yu-Min Hu.

At least 19 recordsLinked to original sources

arXiv2026

How Long-Range Tails Reshape Non-Hermitian Spectra

Exponentially decaying long-range hoppings are ubiquitous in realistic tight-binding models and are often truncated to obtain a finite-range description. We show that this approximation can fail dramatically in non-Hermitian systems under open boundary conditions: an infinitesimal long-range hopping can nonperturbatively reconstruct the spectrum and eigenstates of a short-range non-Hermitian system. The mechanism is controlled by a competition between the decay length of infinitesimal long-range hoppings and the localization length of non-Hermitian skin modes, leading to a sharp transition as the decay rate is tuned. In one dimension, we show that a squeezed generalized Brillouin zone (GBZ) replaces the original GBZ of the short-ranged Hamiltonian, yielding the reconstructed open-boundary spectrum. In two or higher dimensions, we formulate a squeezed amoeba formulation describing the reconstructed spectral density. We further show that long-range hoppings can qualitatively reshape Green's function, which can be readily detected in experiments.

quant-ph↗

arXiv2026

Spatially covariant gravity with two degrees of freedom: A perturbative analysis up to cubic order

There has been considerable interest in constructing modified gravity theories that propagate only two degrees of freedom (DOFs), corresponding to the tensorial gravitational waves of general relativity. Within the framework of spatially covariant gravity (SCG), the conditions for obtaining 2-DOF theories can be derived from Hamiltonian constraint analysis, but it is generally difficult to translate those conditions into explicit SCG Lagrangians, especially when the Lagrangian depends nonlinearly on the extrinsic curvature. In this work, we adopt an alternative perturbative approach. We consider polynomial-type SCG Lagrangians up to $d=3$, where $d$ denotes the total number of derivatives in each monomial, and expand them around a cosmological background. By requiring the scalar mode to be eliminated up to cubic order in perturbations, we derive the corresponding conditions on the coefficient functions in the Lagrangian. We find five explicit Lagrangians that propagate only 2 DOFs up to cubic order in perturbations around a cosmological background. These theories therefore provide concrete candidate 2-DOF SCG models, at least at the perturbative level up to cubic order.

gr-qc↗

arXiv2026

Boundary Floquet Control of Bulk non-Hermitian Systems

Boundary perturbations are generally irrelevant for bulk properties in the thermodynamic limit, as they are edge-confined and subextensive. We show that this expectation breaks down in boundary-driven systems exhibiting the non-Hermitian skin effect, where arbitrarily weak boundary Floquet driving reconstructs bulk quasienergy spectra and dynamics. We develop a Floquet non-Bloch band theory that extends generalized Brillouin-zone methods to boundary-driven systems at arbitrary driving frequencies, overcoming the lack of a general framework beyond high-frequency approximations. With representative single- and two-band models, we demonstrate that the boundary driving frequency tunes non-Bloch parity-time symmetry breaking, while its amplitude acts as a finite-size control parameter. Our work establishes boundary Floquet control as a general route for manipulating bulk properties, opening a new avenue for dynamical engineering in driven open systems.

quant-ph↗

arXiv2025

Exponential $U(1)$ Symmetry-Breaking Phase as a Disorder-Free Quantum Glass

We study the phase diagram of a one-dimensional spin quantum breakdown model, which has an exponential $U(1)$ symmetry with charge unit decaying as $2^{-j}$ with site position $j$. By exact diagonalization and density matrix renormalization group, we show that the model with spin $S\ge2$ exhibits an exponential $U(1)$ spontaneous symmetry-breaking (SSB) phase dubbed a quantum breakdown condensate. It exhibits a bulk gap violating the Goldstone theorem, and an edge mode only on the left edge if in open boundary condition. In a length $L$ lattice, the condensate has $\mathcal{O}(2^L)$ number of SSB ground states originating from the $\mathcal{O}(2^L)$ number of exponential $U(1)$ charge sectors, leading to a finite entropy density $\ln 2$. This enforces a first-order SSB phase transition into this phase, as observed numerically and verified in the large $S$ limit on an exactly solvable Rokhsar-Kivelson line. The condensate has an SSB order parameter being the local in-plane spin, which points in angles related by the chaotic Bernoulli (dyadic) map and thus is effectively random. Moreover, we show the condensate exhibits nondecaying local autocorrelations, and does not have an off-diagonal long-range order. The quantum breakdown condensate thus behaves as a disorder-free quantum glass and is beyond the existing classifications of phases of matter.

cond-mat.str-el↗

arXiv2025

Liouvillian topology and nonreciprocal dynamics in open Floquet chains

Open quantum systems far from thermal equilibrium can exhibit remarkable physical phenomena including topological properties without a direct equilibrium counterpart. Along these lines, in periodically driven-dissipative systems within the effective non-Hermitian (NH) Hamiltonian approximation spectral winding numbers have been linked to intriguing nonreciprocal transport properties. Here, going beyond an NH Hamiltonian description, we introduce and study a microscopic lattice model of a driven open quantum system described by a Markovian quantum master equation, which exhibits the mentioned spectral winding within an NH approximation. By encompassing quantum jump processes in the topological analysis, we uncover a distinct \emph{jump-induced} topological phase, which qualitatively corresponds to the richer nonreciprocal transport properties of the fully quantum model. In addition, we find that the NH skin effect, i.e., the accumulation of a macroscopic number of eigenstates at one end of the system, is already visible in the transient dynamics even for systems with periodic boundary conditions. Our results exemplify the subtle correspondence between NH topological properties and physical manifestations of Liouvillian topological properties in open quantum systems, thus providing a theoretical framework towards understanding unidirectional transport in quantum dissipative Floquet dynamics.

cond-mat.mes-hall↗

arXiv2025

Asymptotic Exceptional Steady States in Dissipative Dynamics

Spectral degeneracies in Liouvillian generators of dissipative dynamics generically occur as exceptional points, where the corresponding non-Hermitian operator becomes non-diagonalizable. Steady states, i.e. zero-modes of Liouvillians, are considered a fundamental exception to this rule since a no-go theorem excludes non-diagonalizable degeneracies there. Here, we demonstrate that the crucial issue of diverging timescales in dissipative state preparation is largely tantamount to an asymptotic approach towards the forbidden scenario of an exceptional steady state in the thermodynamic limit. With case studies ranging from NP-complete satisfiability problems encoded in a quantum master equation to the dissipative preparation of a symmetry protected topological phase, we reveal the close relation between the computational complexity of the problem at hand, and the finite size scaling towards the exceptional steady state, exemplifying both exponential and polynomial scaling. Formally treating the weight $W$ of quantum jumps in the Lindblad master equation as a parameter, we show that exceptional steady states at the physical value $W=1$ may be understood as a critical point hallmarking the onset of dynamical instability.

quant-ph↗

arXiv2025

Non-Bloch edge dynamics of non-Hermitian lattices

The non-Hermitian skin effect, i.e., the localization of nominally bulk modes, not only drastically reshapes the spectral properties of non-Hermitian systems, but also dramatically modifies the real-time dynamics therein. Here we investigate the time evolution of waves (or quantum-mechanical particles) initialized around the edge of non-Hermitian lattices. The non-Hermitian skin effect tends to localize the wave to the edge, meaning that the real-time dynamics differs from the Bloch-theory picture. We focus on the long-time decay or growth rate of wave function, which is quantified by the Lyapunov exponents. These exponents can be obtained from the saddle points in the complex momentum space. We propose an efficient yet unambiguous criterion for identifying the dominant saddle point that determines the Lyapunov exponents. Our criterion can be precisely formulated in terms of a mathematical concept known as the Lefschetz thimble. Counterintuitively, the seemingly natural criterion based on the imaginary part of the energy fails. Our work provides a coherent theory for characterizing the real-time edge dynamics of non-Hermitian lattices. Our predictions are testable in various non-Hermitian physical platforms.

quant-ph↗

arXiv2025

Many-Body Non-Hermitian Skin Effect with Exact Steady States in the Dissipative Quantum Link Model

We introduce a dissipative lattice gauge model that exhibits the many-body version of the non-Hermitian skin effect. The dissipative couplings between dynamical gauge fields on the lattice links and the surrounding environment generate chiral motions of particles residing on lattice sites. Despite the complexity arising from many-body interactions, the local gauge symmetry enables the exact construction of a steady state that displays the many-body non-Hermitian skin effect. Furthermore, our approach can be generalized to realize a new type of many-body non-Hermitian skin effect, dubbed the hierarchical skin effect, where different subsystem degrees of freedom exhibit boundary accumulation of multiple moments at different orders. Our findings can be readily observed by engineering dissipation in state-of-the-art lattice gauge simulators.

quant-ph↗

arXiv2024

Background-dependent and classical correspondences between $f(Q)$ and $f(T)$ gravity

$f(Q)$ and $f(T)$ gravity are based on fundamentally different geometric frameworks, yet they exhibit many similar properties. This article provides a comprehensive summary and comparative analysis of the various theoretical branches of torsional gravity and non-metric gravity, which arise from different choices of affine connection. We identify two types of background-dependent and classical correspondences between these two theories of gravity. The first correspondence is established through their equivalence within the Minkowski spacetime background. To achieve this, we develop the tetrad-spin formulation of $f(Q)$ gravity and derive the corresponding expression for the spin connection. The second correspondence is based on the equivalence of their equations of motion. Utilizing a metric-affine approach, we derive the general affine connection for static and spherically symmetric spacetime in $f(Q)$ gravity and compare its equations of motion with those of $f(T)$ gravity. Among others, our results reveal that, $f(T)$ solutions are not simply a subset of $f(Q)$ solutions; rather, they encompass a complex solution beyond $f(Q)$ gravity in black hole background.

gr-qc↗

arXiv2024

Interacting hypersurfaces and multiple scalar-tensor theories

We propose a novel method to construct ghost-free multiple scalar-tensor theories. The key idea is to use the geometric quantities of hypersurfaces defined by the scalar fields, rather than the covariant derivatives of scalar fields or spacetime curvature, to build the theory. This approach has proven effective in developing ghost-free scalar-tensor theories in the single-field case. When multiple scalar fields are present, each field specifies a foliation of spacelike hypersurfaces, on which we can define the normal vector, induced metric, extrinsic and intrinsic curvatures, as well as extrinsic (Lie) and intrinsic (spatial) derivatives, respectively. By employing these hypersurface geometric quantities as foundational elements, we construct the Lagrangian for interacting hypersurfaces that describes a multiple scalar-tensor theory. Given that temporal (Lie) and spatial derivatives are separated, it becomes relatively easier to control the order of time derivatives, thus helping to avoid ghost-like or unwanted degrees of freedom. In this work, we use bi-scalar-field theory as an example, focusing on polynomial-type Lagrangians. We construct monomials of hypersurface geometric quantities up to $d=3$, where $d$ denotes the number of derivatives in each monomial. Additionally, we present the correspondence between expressions in terms of hypersurface quantities and those in covariant bi-scalar-tensor theory. Through a cosmological perturbation analysis of a simple model, we demonstrate that the theory propagates two tensor and two scalar degrees of freedom at the linear order in perturbations, thereby remaining free from any extra degrees of freedom.

gr-qc↗

arXiv2024

Lowering the strong coupling mode of modified teleparallel gravity theories

We investigate the strong coupling problem in modified teleparallel gravity theories using the effective field theory (EFT) approach, demonstrating that it is possible to shift the emergence of new degrees of freedom (DoFs) to lower orders in perturbation theory. We first focus on the case of $f(T)$ gravity, and we show that in its conformally equivalent form the scalar perturbations are non-dynamical up to the cubic action. We then propose a simple modification of the theory, which lowers the appearance of new DoFs to cubic order, compared to the quartic order in standard $f(T)$ gravity. Our work opens a new avenue to address the issue of strong coupling in modified teleparallel gravity, and suggests a new classification scheme of these theories based on the perturbative order at which new DoFs appear.

gr-qc↗

arXiv2024

Universal scaling of Green's functions in disordered non-Hermitian systems

The competition between non-Hermitian skin effect and Anderson localization leads to various intriguing phenomena concerning spectrums and wavefunctions. Here, we study the linear response of disordered non-Hermitian systems, which is precisely described by the Green's function. We show that the average maximum value of matrix elements of Green's functions, which quantifies the maximal response against an external perturbation, exhibits different phases characterized by different scaling behaviors with respect to the system size. Whereas the exponential-growth phase is also seen in the translation-invariant systems, the algebraic-growth phase is unique to disordered non-Hermitian systems. We explain the numerical findings using the large deviation theory, which provides analytical insights into the algebraic scaling factors of non-Hermitian disordered Green's functions. Furthermore, we show that these scaling behaviors can be observed in the steady states of disordered open quantum systems, offering a quantum-mechanical avenue for their experimental detection. Our work highlights an unexpected interplay between non-Hermitian skin effect and Anderson localization.

cond-mat.mes-hall↗

arXiv2024

Parity-violating scalar-tensor theory and the Qi-Xiu

We investigate the parity-violating scalar-tensor theory and pay special attention to terms that are free of the Ostrogradsky ghost in the unitary gauge, i.e., when the scalar field possesses a timelike gradient. We exhaustively identify the generally covariant scalar-tensor theory (GST) monomials with parity violation up to $d=4$, where $d$ is the total number of derivatives in the unitary gauge. According to the correspondence between GST terms and the spatially covariant gravity (SCG) terms in the unitary gauge, we also exhaustively identify the SCG monomials with parity violation up to $d=4$, where the Lie derivatives of the extrinsic curvature and the lapse function are necessarily introduced. We find a total of 9 independent parity-violating SCG monomials, of which 7 contain no higher-order Lie derivatives and are thus automatically free of ghosts, while 2 involve Lie derivatives of the extrinsic curvature and the lapse function and are thus potentially dangerous. By explicitly deriving their generally covariant correspondence, we obtain 7 independent scalar-tensor terms dubbed the ``Qi-Xiu'' Lagrangians, which are the most general parity-violating scalar-tensor theories that are ghost-free in the unitary gauge up to $d=4$. Our results include the existing theories in the literature, such as the Chern-Simons term and the chiral scalar-tensor theories, as special cases.

hep-th↗

arXiv2024

From the Quantum Breakdown Model to the Lattice Gauge Theory

The one-dimensional quantum breakdown model, which features spatially asymmetric fermionic interactions simulating the electrical breakdown phenomenon, exhibits an exponential U(1) symmetry and a variety of dynamical phases including many-body localization and quantum chaos with quantum scar states. We investigate the minimal quantum breakdown model with the minimal number of on-site fermion orbitals required for the interaction, and identify a large number of local conserved charges in the model. We then reveal a mapping between the minimal quantum breakdown model in certain charge sectors and a quantum link model which simulates the U(1) lattice gauge theory, and show that the local conserved charges map to the gauge symmetry generators. A special charge sector of the model further maps to the PXP model, which shows quantum many-body scars. This mapping unveils the rich dynamics in different Krylov subspaces characterized by different gauge configurations in the quantum breakdown model.

cond-mat.str-el↗

arXiv2024

Bosonic Quantum Breakdown Hubbard Model

We propose a bosonic quantum breakdown Hubbard model, which generalizes the Bose-Hubbard model by adding an asymmetric breakdown interaction turning one boson into two between adjacent sites. When the normal hopping is zero, this model has a global exponential U(1) symmetry, and we show that the ground state undergoes a first-order phase transition from a Mott insulator (MI) to a spontaneously symmetry breaking (SSB) breakdown condensate as the breakdown interaction increases. Surprisingly, the SSB breakdown condensate does not have a gapless Goldstone mode, which invalidates the Mermin-Wagner theorem and leads to stable SSB in one dimension. Moreover, we show that the quench dynamics of a boson added to MI exhibits a dynamical transition from dielectric to breakdown phases, which happens at a larger breakdown interaction than the ground state phase transition. Between these two transitions, the MI (dielectric) state is a false vacuum stable against dynamical breakdown. Our results reveal that quantum models with unconventional symmetries such as the exponential symmetry can exhibit unexpected properties.

cond-mat.str-el↗

arXiv2023

Periodically Driven Open Quantum Systems: Spectral Properties and Non-Equilibrium Steady States

In this article, we investigate periodically driven open quantum systems within the framework of Floquet-Lindblad master equations. Specifically, we discuss Lindblad master equations in the presence of a coherent, time-periodic driving and establish their general spectral features. We also clarify the notions of transient and non-decaying solutions from this spectral perspective, and then prove that any physical system described by a Floquet-Lindblad equation must have at least one \textit{physical} non-equilibrium steady state (NESS), corresponding to an eigenoperator of the Floquet-Lindblad evolution superoperator $\mathcal{U}_F$ with unit eigenvalue. Since the Floquet-Lindblad formalism encapsulates the entire information regarding the NESS, it in principle enables us to obtain non-linear effects to all orders at once. The Floquet-Lindblad formalism thus provides a powerful tool for studying driven-dissipative solid-state systems, which we illustrate by deriving the nonlinear optical response of a simple two-band model of an insulating solid and comparing it with prior results established through Keldysh techniques.

quant-ph↗

arXiv2023

The effective field theory approach to the strong coupling issue in $f(T)$ gravity with a non-minimally coupled scalar field

The Hamiltonian analysis for $f(T)$ gravity implies the existence of at least one scalar-type degree of freedom (DoF). However, this scalar DoF of $f(T)$ gravity does not manifest in linear perturbations around a cosmological background, which indicates an underlying strong coupling problem. In this work we expand the scope by introducing an extra scalar field non-minimally coupled to $f(T)$ gravity, aiming to address or alleviate the aforementioned strong coupling problem. Employing the effective field theory (EFT) approach, we provide a class of torsional EFT forms up to second order operators, avoiding the Ostrogradsky ghost. To illustrate this phenomenon, we study a simple model and perform a detailed analysis of its linear scalar perturbations. The results demonstrate that the coupling terms in this toy model are necessary to avoid the initial degenerate situation. The complete avoidance of new constraints requires more coupling terms. Once this vanishing scalar DoF starts propagating in cosmological background at linear level, this phenomenon will demand a revisit of the strong coupling issue that arises in $f(T)$ gravity, particularly in the presence of matter coupling.

gr-qc↗

arXiv2023

Non-Bloch band theory for non-Hermitian continuum systems

One of the most pronounced non-Hermitian phenomena is the non-Hermitian skin effect, which refers to the exponential localization of bulk eigenstates near the boundaries of non-Hermitian systems. Whereas non-Bloch band theory has been developed to describe the non-Hermitian skin effect in lattice systems, its counterpart in continuum systems still lacks a quantitative characterization. Here, we generalize the non-Bloch band theory to non-Hermitian continuum systems. In contrast to lattice systems for which the bulk Hamiltonian alone determines the non-Hermitian skin effect and energy spectrum, we find for continuum systems that the number of boundary conditions, i.e., the number of independent differential equations satisfied by wavefunctions at two boundaries, must also be included as essential information. We show that the appropriate discretization of continuum systems into lattice models requires matching the hopping range of the latter with the number of boundary conditions in the former. Furthermore, in periodic non-Hermitian continuum systems, we highlight the application of the transfer matrix in determining the generalized Brillouin zone. Our theory serves as a useful toolbox for investigating the rich non-Bloch physics in non-Hermitian continuum systems, such as photonic crystals, elastic media, and certain cold-atom systems.

cond-mat.mes-hall↗