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Yuanshun Yao

Publications and source records attributed to Yuanshun Yao.

30 records · Page 2Linked to original sources

Weak Proxies are Sufficient and Preferable for Fairness with Missing Sensitive Attributes

Evaluating fairness can be challenging in practice because the sensitive attributes of data are often inaccessible due to privacy constraints. The go-to approach that the industry frequently adopts is using off-the-shelf proxy models to predict the missing sensitive attributes, e.g. Meta [Alao et al., 2021] and Twitter [Belli et al., 2022]. Despite its popularity, there are three important questions unanswered: (1) Is directly using proxies efficacious in measuring fairness? (2) If not, is it possible to accurately evaluate fairness using proxies only? (3) Given the ethical controversy over inferring user private information, is it possible to only use weak (i.e. inaccurate) proxies in order to protect privacy? Our theoretical analyses show that directly using proxy models can give a false sense of (un)fairness. Second, we develop an algorithm that is able to measure fairness (provably) accurately with only three properly identified proxies. Third, we show that our algorithm allows the use of only weak proxies (e.g. with only 68.85%accuracy on COMPAS), adding an extra layer of protection on user privacy. Experiments validate our theoretical analyses and show our algorithm can effectively measure and mitigate bias. Our results imply a set of practical guidelines for practitioners on how to use proxies properly. Code is available at github.com/UCSC-REAL/fair-eval.

cs.LG↗

DPAUC: Differentially Private AUC Computation in Federated Learning

Federated learning (FL) has gained significant attention recently as a privacy-enhancing tool to jointly train a machine learning model by multiple participants. The prior work on FL has mostly studied how to protect label privacy during model training. However, model evaluation in FL might also lead to potential leakage of private label information. In this work, we propose an evaluation algorithm that can accurately compute the widely used AUC (area under the curve) metric when using the label differential privacy (DP) in FL. Through extensive experiments, we show our algorithms can compute accurate AUCs compared to the ground truth. The code is available at {\url{https://github.com/bytedance/fedlearner/tree/master/example/privacy/DPAUC}}.

cs.LG↗

Counterfactually Evaluating Explanations in Recommender Systems

Modern recommender systems face an increasing need to explain their recommendations. Despite considerable progress in this area, evaluating the quality of explanations remains a significant challenge for researchers and practitioners. Prior work mainly conducts human study to evaluate explanation quality, which is usually expensive, time-consuming, and prone to human bias. In this paper, we propose an offline evaluation method that can be computed without human involvement. To evaluate an explanation, our method quantifies its counterfactual impact on the recommendation. To validate the effectiveness of our method, we carry out an online user study. We show that, compared to conventional methods, our method can produce evaluation scores more correlated with the real human judgments, and therefore can serve as a better proxy for human evaluation. In addition, we show that explanations with high evaluation scores are considered better by humans. Our findings highlight the promising direction of using the counterfactual approach as one possible way to evaluate recommendation explanations.

cs.AI↗

Differentially Private Multi-Party Data Release for Linear Regression

Differentially Private (DP) data release is a promising technique to disseminate data without compromising the privacy of data subjects. However the majority of prior work has focused on scenarios where a single party owns all the data. In this paper we focus on the multi-party setting, where different stakeholders own disjoint sets of attributes belonging to the same group of data subjects. Within the context of linear regression that allow all parties to train models on the complete data without the ability to infer private attributes or identities of individuals, we start with directly applying Gaussian mechanism and show it has the small eigenvalue problem. We further propose our novel method and prove it asymptotically converges to the optimal (non-private) solutions with increasing dataset size. We substantiate the theoretical results through experiments on both artificial and real-world datasets.

cs.CR↗

Label Leakage and Protection from Forward Embedding in Vertical Federated Learning

Vertical federated learning (vFL) has gained much attention and been deployed to solve machine learning problems with data privacy concerns in recent years. However, some recent work demonstrated that vFL is vulnerable to privacy leakage even though only the forward intermediate embedding (rather than raw features) and backpropagated gradients (rather than raw labels) are communicated between the involved participants. As the raw labels often contain highly sensitive information, some recent work has been proposed to prevent the label leakage from the backpropagated gradients effectively in vFL. However, these work only identified and defended the threat of label leakage from the backpropagated gradients. None of these work has paid attention to the problem of label leakage from the intermediate embedding. In this paper, we propose a practical label inference method which can steal private labels effectively from the shared intermediate embedding even though some existing protection methods such as label differential privacy and gradients perturbation are applied. The effectiveness of the label attack is inseparable from the correlation between the intermediate embedding and corresponding private labels. To mitigate the issue of label leakage from the forward embedding, we add an additional optimization goal at the label party to limit the label stealing ability of the adversary by minimizing the distance correlation between the intermediate embedding and corresponding private labels. We conducted massive experiments to demonstrate the effectiveness of our proposed protection methods.

cs.LG↗

Differentially Private AUC Computation in Vertical Federated Learning

Federated learning has gained great attention recently as a privacy-enhancing tool to jointly train a machine learning model by multiple parties. As a sub-category, vertical federated learning (vFL) focuses on the scenario where features and labels are split into different parties. The prior work on vFL has mostly studied how to protect label privacy during model training. However, model evaluation in vFL might also lead to potential leakage of private label information. One mitigation strategy is to apply label differential privacy (DP) but it gives bad estimations of the true (non-private) metrics. In this work, we propose two evaluation algorithms that can more accurately compute the widely used AUC (area under curve) metric when using label DP in vFL. Through extensive experiments, we show our algorithms can achieve more accurate AUCs compared to the baselines.

cs.LG↗

Differentially Private Label Protection in Split Learning

Split learning is a distributed training framework that allows multiple parties to jointly train a machine learning model over vertically partitioned data (partitioned by attributes). The idea is that only intermediate computation results, rather than private features and labels, are shared between parties so that raw training data remains private. Nevertheless, recent works showed that the plaintext implementation of split learning suffers from severe privacy risks that a semi-honest adversary can easily reconstruct labels. In this work, we propose \textsf{TPSL} (Transcript Private Split Learning), a generic gradient perturbation based split learning framework that provides provable differential privacy guarantee. Differential privacy is enforced on not only the model weights, but also the communicated messages in the distributed computation setting. Our experiments on large-scale real-world datasets demonstrate the robustness and effectiveness of \textsf{TPSL} against label leakage attacks. We also find that \textsf{TPSL} have a better utility-privacy trade-off than baselines.

cs.LG↗

Backdoor Attacks Against Deep Learning Systems in the Physical World

Backdoor attacks embed hidden malicious behaviors into deep learning models, which only activate and cause misclassifications on model inputs containing a specific trigger. Existing works on backdoor attacks and defenses, however, mostly focus on digital attacks that use digitally generated patterns as triggers. A critical question remains unanswered: can backdoor attacks succeed using physical objects as triggers, thus making them a credible threat against deep learning systems in the real world? We conduct a detailed empirical study to explore this question for facial recognition, a critical deep learning task. Using seven physical objects as triggers, we collect a custom dataset of 3205 images of ten volunteers and use it to study the feasibility of physical backdoor attacks under a variety of real-world conditions. Our study reveals two key findings. First, physical backdoor attacks can be highly successful if they are carefully configured to overcome the constraints imposed by physical objects. In particular, the placement of successful triggers is largely constrained by the target model's dependence on key facial features. Second, four of today's state-of-the-art defenses against (digital) backdoors are ineffective against physical backdoors, because the use of physical objects breaks core assumptions used to construct these defenses. Our study confirms that (physical) backdoor attacks are not a hypothetical phenomenon but rather pose a serious real-world threat to critical classification tasks. We need new and more robust defenses against backdoors in the physical world.

cs.CV↗

Defending against Reconstruction Attack in Vertical Federated Learning

Recently researchers have studied input leakage problems in Federated Learning (FL) where a malicious party can reconstruct sensitive training inputs provided by users from shared gradient. It raises concerns about FL since input leakage contradicts the privacy-preserving intention of using FL. Despite a relatively rich literature on attacks and defenses of input reconstruction in Horizontal FL, input leakage and protection in vertical FL starts to draw researcher's attention recently. In this paper, we study how to defend against input leakage attacks in Vertical FL. We design an adversarial training-based framework that contains three modules: adversarial reconstruction, noise regularization, and distance correlation minimization. Those modules can not only be employed individually but also applied together since they are independent to each other. Through extensive experiments on a large-scale industrial online advertising dataset, we show our framework is effective in protecting input privacy while retaining the model utility.

cs.LG↗

Vertical Federated Learning without Revealing Intersection Membership

Vertical Federated Learning (vFL) allows multiple parties that own different attributes (e.g. features and labels) of the same data entity (e.g. a person) to jointly train a model. To prepare the training data, vFL needs to identify the common data entities shared by all parties. It is usually achieved by Private Set Intersection (PSI) which identifies the intersection of training samples from all parties by using personal identifiable information (e.g. email) as sample IDs to align data instances. As a result, PSI would make sample IDs of the intersection visible to all parties, and therefore each party can know that the data entities shown in the intersection also appear in the other parties, i.e. intersection membership. However, in many real-world privacy-sensitive organizations, e.g. banks and hospitals, revealing membership of their data entities is prohibited. In this paper, we propose a vFL framework based on Private Set Union (PSU) that allows each party to keep sensitive membership information to itself. Instead of identifying the intersection of all training samples, our PSU protocol generates the union of samples as training instances. In addition, we propose strategies to generate synthetic features and labels to handle samples that belong to the union but not the intersection. Through extensive experiments on two real-world datasets, we show our framework can protect the privacy of the intersection membership while maintaining the model utility.

cs.LG↗

Regula Sub-rosa: Latent Backdoor Attacks on Deep Neural Networks

Recent work has proposed the concept of backdoor attacks on deep neural networks (DNNs), where misbehaviors are hidden inside "normal" models, only to be triggered by very specific inputs. In practice, however, these attacks are difficult to perform and highly constrained by sharing of models through transfer learning. Adversaries have a small window during which they must compromise the student model before it is deployed. In this paper, we describe a significantly more powerful variant of the backdoor attack, latent backdoors, where hidden rules can be embedded in a single "Teacher" model, and automatically inherited by all "Student" models through the transfer learning process. We show that latent backdoors can be quite effective in a variety of application contexts, and validate its practicality through real-world attacks against traffic sign recognition, iris identification of lab volunteers, and facial recognition of public figures (politicians). Finally, we evaluate 4 potential defenses, and find that only one is effective in disrupting latent backdoors, but might incur a cost in classification accuracy as tradeoff.

cs.LG↗

Automated Crowdturfing Attacks and Defenses in Online Review Systems

Malicious crowdsourcing forums are gaining traction as sources of spreading misinformation online, but are limited by the costs of hiring and managing human workers. In this paper, we identify a new class of attacks that leverage deep learning language models (Recurrent Neural Networks or RNNs) to automate the generation of fake online reviews for products and services. Not only are these attacks cheap and therefore more scalable, but they can control rate of content output to eliminate the signature burstiness that makes crowdsourced campaigns easy to detect. Using Yelp reviews as an example platform, we show how a two phased review generation and customization attack can produce reviews that are indistinguishable by state-of-the-art statistical detectors. We conduct a survey-based user study to show these reviews not only evade human detection, but also score high on "usefulness" metrics by users. Finally, we develop novel automated defenses against these attacks, by leveraging the lossy transformation introduced by the RNN training and generation cycle. We consider countermeasures against our mechanisms, show that they produce unattractive cost-benefit tradeoffs for attackers, and that they can be further curtailed by simple constraints imposed by online service providers.

cs.CR↗