arXiv subjects

Yuanwei Liu

Publications and source records attributed to Yuanwei Liu.

At least 289 records · Page 16Linked to original sources

arXiv2023

Near-Field Beamforming for STAR-RIS Networks

Recently, simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) have received significant research interest. The employment of large STAR-RIS and high-frequency signaling inevitably make the near-field propagation dominant in wireless communications. In this work, a STAR-RIS aided near-field multiple-input multiple-multiple (MIMO) communication framework is proposed. A weighted sum rate maximization problem for the joint optimization of the active beamforming at the base station (BS) and the transmission/reflection-coefficients (TRCs) at the STAR-RIS is formulated. The non-convex problem is solved by a block coordinate descent (BCD)-based algorithm. In particular, under given STAR-RIS TRCs, the optimal active beamforming matrices are obtained by solving a convex quadratically constrained quadratic program. For given active beamforming matrices, two algorithms are suggested for optimizing the STAR-RIS TRCs: a penalty-based iterative (PEN) algorithm and an element-wise iterative (ELE) algorithm. The latter algorithm is conceived for STAR-RISs with a large number of elements. Numerical results illustrate that: i) near-field beamforming for STAR-RIS aided MIMO communications significantly improves the achieved weighted sum rate compared with far-field beamforming; ii) the near-field channels facilitated by the STAR-RIS provide enhanced degrees-of-freedom and accessibility for the multi-user MIMO system; and iii) the BCD-PEN algorithm achieves better performance than the BCD-ELE algorithm, while the latter has a significantly lower computational complexity.

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arXiv2023

Terahertz Near-Field Communications and Sensing

This article focuses on the near-field effect in terahertz (THz) communications and sensing systems. By equipping with extremely large-scale antenna arrays (ELAAs), the near-field region in THz systems can be possibly extended to hundreds of meters in proximity to THz transceivers, which necessitates the consideration of near-field effect in the THz band both for the communications and sensing. We first review the main characteristics of the near-field region in the THz bands. The signal propagation in the near-field region is characterized by spherical waves rather than planar waves in the far-field region. This distinction introduces a new distance dimension to the communication and sensing channels, which brings new opportunities and challenges for both THz communications and sensing. More particularly, 1) For THz communications, the near-field effect enables a new mechanism for beamforming, namely, beamfocusing, in the focusing region. Furthermore, in THz multiple-input and multiple-output (MIMO) systems, the near-field effect can be exploited to combat the multiplexing gain degradation caused by the sparse THz channels. To address the near-field beam split effect caused by the conventional frequency-independent hybrid beamforming architecture in THz wideband communications, we propose a pair of wideband beamforming optimization approaches by a new hybrid beamforming architecture based on true-time-delayers (TTDs). 2) For THz sensing, joint angle and distance sensing can be achieved in the near-field region. Additionally, the near-field beam split becomes a beneficial effect for enhancing the sensing performance by focusing on multiple possible target locations rather than a drawback encountered in communications. Finally, several topics for future research are discussed.

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arXiv2023

Achievable Rate Analysis of the STAR-RIS Aided NOMA Uplink in the Face of Imperfect CSI and Hardware Impairments

Reconfigurable intelligent surfaces (RIS) are capable of beneficially ameliorating the propagation environment by appropriately controlling the passive reflecting elements. To extend the coverage area, the concept of simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) has been proposed, yielding supporting 360^circ coverage user equipment (UE) located on both sides of the RIS. In this paper, we theoretically formulate the ergodic sum-rate of the STAR-RIS assisted non-orthogonal multiple access (NOMA) uplink in the face of channel estimation errors and hardware impairments (HWI). Specifically, the STAR-RIS phase shift is configured based on the statistical channel state information (CSI), followed by linear minimum mean square error (LMMSE) channel estimation of the equivalent channel spanning from the UEs to the access point (AP). Afterwards, successive interference cancellation (SIC) is employed at the AP using the estimated instantaneous CSI, and we derive the theoretical ergodic sum-rate upper bound for both perfect and imperfect SIC decoding algorithm. The theoretical analysis and the simulation results show that both the channel estimation and the ergodic sum-rate have performance floor at high transmit power region caused by transceiver hardware impairments.

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arXiv2023

Non-Orthogonal Multiple Access For Near-Field Communications

The novel concept of near-field non-orthogonal multiple access (NF-NOMA) communications is proposed. The near-filed beamfocusing enables NOMA to be carried out in both angular and distance domains. Two novel frameworks are proposed, namely, single-location-beamfocusing NF-NOMA (SLB-NF-NOMA) and multiple-location-beamfocusing NF-NOMA (MLB-NF-NOMA). 1) For SLB-NF-NOMA, two NOMA users in the same angular direction with distinct quality of service (QoS) requirements can be grouped into one cluster. The hybrid beamformer design and power allocation problem is formulated to maximize the sum rate of the users with higher QoS (H-QoS) requirements. To solve this problem, the analog beamformer is first designed to focus the energy on the H-QoS users and the zero-forcing (ZF) digital beamformer is employed. Then, the optimal power allocation is obtained. 2) For MLB-NF-NOMA, the two NOMA users in the same cluster can have different angular directions. The analog beamformer is first designed to focus the energy on both two NOMA users. Then, a singular value decomposition (SVD) based ZF (SVD-ZF) digital beamformer is designed. Furthermore, a novel antenna allocation algorithm is proposed. Finally, a suboptimal power allocation algorithm is proposed. Numerical results demonstrate that the NF-NOMA can achieve a higher spectral efficiency and provide a higher flexibility than conventional far-field NOMA.

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arXiv2023

Simultaneous Wireless Information and Power Transfer in Near-Field Communications

A near-field simultaneous wireless information and power transfer (SWIPT) network is investigated, where the hybrid beamforming architecture is employed at the base station (BS) for information transmission while charging energy harvesting users. A transmit power minimization problem is formulated by jointly optimizing of the analog beamformer, the baseband digital information/energy beamformers, and the number of dedicated energy beams. To tackle the uncertain number of dedicated energy beams, a semidefinite relaxation based rank-one solution construction method is proposed to obtain the optimal baseband digital beamformers under the fixed analog precoder. Based on the structure of the optimal baseband digital beamformers, it is proved that no dedicated energy beam is required in near-field SWIPT. To further exploit this insight, a penalty-based two-layer (PTL) algorithm is proposed to optimize the analog beamformer and baseband digital information beamformers. By employing the block coordinate descent method, the optimal analog beamformer and baseband digital information beamformers are obtained in the closed-form expressions. Moreover, to reduce the high computational complexity caused by the large number of antennas, a low-complexity two-stage algorithm is proposed. Numerical results illustrate that: 1) the proposed PTL algorithm can achieve the near-optimal performance; and 2) in contract to the far-field SWIPT, single near-field beamformer can focus the energy on multiple locations.

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arXiv2023

Simultaneously Transmitting And Reflecting (STAR) RIS for 6G: Fundamentals, Recent Advances, and Future Directions

Simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) have been attracting significant attention in both academia and industry for their advantages of achieving 360° coverage and enhanced degrees of freedom. This article first identifies the fundamentals of STAR-RIS, by discussing the hardware models, channel models, and signal models. Then, three representative categorizing approaches for STAR-RIS are introduced from phase-shift, directional, and energy consumption perspectives. Furthermore, the beamforming design of STAR-RIS is investigated for both independent and coupled phase-shift cases. A general optimization framework is proposed as the recent advances, which has high compatibility and provable optimality regardless of the application scenarios. As a further advance, several promising applications are discussed to demonstrate the potential benefits of applying STAR-RIS in the sixth-generation wireless network. Lastly, a few future directions and research opportunities are highlighted for motivating future work.

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arXiv2023

Physical Layer Security in Near-Field Communications

A near-field secure transmission framework is proposed. Employing the hybrid beamforming architecture, a multi-antenna base station (BS) transmits confidential information to a multi-antenna legitimate user (U) against a multi-antenna eavesdropper (E) in the near field. A two-stage algorithm is proposed to maximize the near-field secrecy capacity. Based on the fully-digital beamformers obtained in the first stage, the optimal analog beamformers and baseband digital beamformers can be alternatingly derived in the closed-form expressions in the second stage. Numerical results demonstrate that in contrast to the far-field secure communication relying on the angular disparity, the near-field secure communication mainly relies on the distance disparity between U and E.

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arXiv2023

Simultaneously Transmitting and Reflecting Surface (STARS) for Terahertz Communications

A simultaneously transmitting and reflecting surface (STARS) aided terahertz (THz) communication system is proposed. A novel power consumption model is proposed that depends on the type and resolution of the STARS elements. The spectral efficiency (SE) and energy efficiency (EE) are maximized in both narrowband and wideband THz systems by jointly optimizing the hybrid beamforming at the base station (BS) and the passive beamforming at the STARS. 1) For narrowband systems, independent phase-shift STARSs are investigated first. The resulting complex joint optimization problem is decoupled into a series of subproblems using penalty dual decomposition. Low-complexity element-wise algorithms are proposed to optimize the analog beamforming at the BS and the passive beamforming at the STARS. The proposed algorithm is then extended to the case of coupled phase-shift STARS. 2) For wideband systems, the spatial wideband effect at the BS and STARS leads to significant performance degradation due to the beam split issue. To address this, true time delayers (TTDs) are introduced into the conventional hybrid beamforming structure for facilitating wideband beamforming. An iterative algorithm based on the quasi-Newton method is proposed to design the coefficients of the TTDs. Finally, our numerical results confirm the superiority of the STARS over the conventional reconfigurable intelligent surface (RIS). It is also revealed that i) there is only a slight performance loss in terms of SE and EE caused by coupled phase shifts of the STARS in both narrowband and wideband systems, and ii) the conventional hybrid beamforming achieves comparable SE performance and much higher EE performance compared with the full-digital beamforming in narrowband systems but not in wideband systems, where the TTD-based hybrid beamforming is required for mitigating wideband beam split.

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arXiv2023

A Survey on Applications of Cache-Aided NOMA

Contrary to orthogonal multiple-access (OMA), non-orthogonal multiple-access (NOMA) schemes can serve a pool of users without exploiting the scarce frequency or time domain resources. This is useful in meeting the sixth generation (6G) network requirements, such as, low latency, massive connectivity, users fairness, and high spectral efficiency. On the other hand, content caching restricts duplicate data transmission by storing popular contents in advance at the network edge which reduces 6G data traffic. In this survey, we focus on cache-aided NOMA-based wireless networks which can reap the benefits of both cache and NOMA; switching to NOMA from OMA enables cache-aided networks to push additional files to content servers in parallel and improve the cache hit probability. Beginning with fundamentals of cache-aided NOMA technology, we summarize the performance goals of cache-aided NOMA systems, present the associated design challenges, and categorize related recent literature based on their application verticals. Concomitant standardization activities and open research challenges are highlighted as well.

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arXiv2023

Knowledge-aided Federated Learning for Energy-limited Wireless Networks

The conventional model aggregation-based federated learning (FL) approach requires all local models to have the same architecture, which fails to support practical scenarios with heterogeneous local models. Moreover, frequent model exchange is costly for resource-limited wireless networks since modern deep neural networks usually have over a million parameters. To tackle these challenges, we propose a novel knowledge-aided FL (KFL) framework, which aggregates light high-level data features, namely knowledge, in the per-round learning process. This framework allows devices to design their machine-learning models independently and reduces the communication overhead in the training process. We then theoretically analyze the convergence bound of the proposed framework, revealing that scheduling more data volume in each round helps to improve the learning performance. In addition, large data volume should be scheduled in early rounds if the total scheduled data volume during the entire learning course is fixed. Inspired by this, we define a new objective function, i.e., the weighted scheduled data sample volume, to transform the inexplicit global loss minimization problem into a tractable one for device scheduling, bandwidth allocation, and power control. To deal with unknown time-varying wireless channels, we transform the considered problem into a deterministic problem for each round with the assistance of the Lyapunov optimization framework. Then, we derive the optimal bandwidth allocation and power control solution and develop an efficient online device scheduling algorithm to achieve an energy-learning trade-off in the learning process. Experimental results on MNIST and CIFAR-10 show that the proposed KFL is capable of reducing over 99% communication overhead while achieving better learning performance than the conventional model aggregation-based algorithms.

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arXiv2023

Intelligent Trajectory Design for RIS-NOMA aided Multi-robot Communications

A novel reconfigurable intelligent surface-aided multi-robot network is proposed, where multiple mobile robots are served by an access point (AP) through non-orthogonal multiple access (NOMA). The goal is to maximize the sum-rate of whole trajectories for the multi-robot system by jointly optimizing trajectories and NOMA decoding orders of robots, phase-shift coefficients of the RIS, and the power allocation of the AP, subject to predicted initial and final positions of robots and the quality of service (QoS) of each robot. To tackle this problem, an integrated machine learning (ML) scheme is proposed, which combines long short-term memory (LSTM)-autoregressive integrated moving average (ARIMA) model and dueling double deep Q-network (D$^{3}$QN) algorithm. For initial and final position prediction for robots, the LSTM-ARIMA is able to overcome the problem of gradient vanishment of non-stationary and non-linear sequences of data. For jointly determining the phase shift matrix and robots' trajectories, D$^{3}$QN is invoked for solving the problem of action value overestimation. Based on the proposed scheme, each robot holds an optimal trajectory based on the maximum sum-rate of a whole trajectory, which reveals that robots pursue long-term benefits for whole trajectory design. Numerical results demonstrated that: 1) LSTM-ARIMA model provides high accuracy predicting model; 2) The proposed D$^{3}$QN algorithm can achieve fast average convergence; and 3) RIS-NOMA networks have superior network performance compared to RIS-aided orthogonal counterparts.

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arXiv2023

Exploiting STAR-RISs in Near-Field Communications

The reconfigurable intelligent surface (RIS) is a promising technology to provide smart radio environment. In contrast to the well-studied patch-array-based RISs, this work focuses on the metasurface-based RISs and simultaneously transmitting and reflecting (STAR)-RISs where the elements have millimeter or even molecular sizes. For these meticulous metasurface structures, near-field effects are dominant and a continuous electric current distribution should be adopted for capturing their electromagnetic response instead of discrete phase-shift matrices. Exploiting the electric current distribution, a Green's function method based channel model is proposed. Based on the proposed model, performance analysis is carried out for RISs and STAR-RISs. 1) For the transmitting/reflecting-only RIS-aided single-user scenario, closed-formed expressions for the near-field/far-field boundary and the end-to-end channel gain are derived. Then, degrees-of-freedom (DoFs) and the power scaling laws are obtained. It is proved that the near-field channel exhibits higher DoFs than the far-field channel. It is also confirmed that when communication distance increases beyond the field boundary, the near-field power scaling law degrades to the well-known far-field result. 2) For the STAR-RIS-aided multi-user scenario, three practical STAR-RIS configuration strategies are proposed, namely power splitting (PS), selective element grouping (SEG), and random element grouping (REG) strategies. The channel gains for users are derived within both the pure near-field regime and the hybrid near-field and far-field regime. Finally, numerical results confirm that: 1) for metasurface-based RISs, the field boundary depends on the sizes of both the RIS and the receiver, 2) the received power scales quadratically with the number of elements within the far-field regime and scales linearly within the near-field regime.

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arXiv2023

Two-Stage Hierarchical Beam Training for Near-Field Communications

Extremely large-scale array (XL-array) has emerged as a promising technology to improve the spectrum efficiency and spatial resolution of future wireless systems. However, the huge number of antennas renders the users more likely to locate in the near-field (instead of the far-field) region of the XL-array with spherical wavefront propagation. This inevitably incurs prohibitively high beam training overhead since it requires a two-dimensional (2D) beam search over both the angular and distance domains. To address this issue, we propose in this paper an efficient two-stage hierarchical beam training method for near-field communications. Specifically, in the first stage, we employ the central sub-array of the XL-array to search for a coarse user direction in the angular domain with conventional far-field hierarchical codebook. Then, in the second stage, given the coarse user direction, we progressively search for the fine-grained user direction-and-distance in the polar domain with a dedicatedly designed codebook. Numerical results show that our proposed two-stage hierarchical beam training method can achieve over 99% training overhead reduction as compared to the 2D exhaustive search, yet achieving comparable rate performance.

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arXiv2023

STARS Enabled Integrated Sensing and Communications

A simultaneously transmitting and reflecting intelligent surface (STARS) enabled integrated sensing and communications (ISAC) framework is proposed, where the whole space is divided by STARS into a sensing space and a communication space. A novel sensing-at-STARS structure, where dedicated sensors are installed at the STARS, is proposed to address the significant path loss and clutter interference for sensing. The Cramer-Rao bound (CRB) of the 2-dimension (2D) direction-of-arrivals (DOAs) estimation of the sensing target is derived, which is then minimized subject to the minimum communication requirement. A novel approach is proposed to transform the complicated CRB minimization problem into a trackable modified Fisher information matrix (FIM) optimization problem. Both independent and coupled phase-shift models of STARS are investigated: 1) For the independent phase-shift model, to address the coupling of ISAC waveform and STARS coefficient in the modified FIM, an efficient double-loop iterative algorithm based on the penalty dual decomposition (PDD) framework is conceived; 2) For the coupled phase-shift model, based on the PDD framework, a low complexity alternating optimization algorithm is proposed to tackle coupled phase-shift constants by alternatively optimizing amplitude and phase-shift coefficients in closed-form. Finally, the numerical results demonstrate that: 1) STARS significantly outperforms the conventional RIS in CRB under the communication constraints; 2) The coupled phase-shift model achieves comparable performance to the independent one for low communication requirements or sufficient STARS elements; 3) It is more efficient to increase the number of passive elements of STARS rather than the active elements of the sensor; 4) High sensing accuracy can be achieved by STARS using the practical 2D maximum likelihood estimator compared with the conventional RIS.

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arXiv2023

Active Simultaneously Transmitting and Reflecting (STAR)-RISs: Modelling and Analysis

A hardware model for active simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) is proposed consisting of reflection-type amplifiers. The amplitude gains of the STAR element are derived for both coupled and independent phase-shift scenarios. Based on the proposed hardware model, an active STAR-RIS-aided two-user downlink communication system is investigated. Closed-form expressions are obtained for the outage probabilities of both the coupled and independent phase-shift scenarios. To obtain further insights, scaling laws and diversity orders are derived for both users. Analytical results confirm that active STAR-RIS achieves the same diversity orders as passive ones while their scaling laws are different. It is proved that average received SNRs scale with M and M^2 for active and passive STAR-RISs, respectively. Numerical results show that active STAR-RISs outperform passive STAR-RISs in terms of outage probability especially when the number of elements is small.

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arXiv2023

Revealing the Impact of SIC in NOMA-ISAC

The impact of successive interference cancellation (SIC) in non-orthogonal multiple access integrated sensing and communications (NOMA-ISAC) is analyzed. A two-stage SIC-based framework is proposed to deal with the inter-communication user and inter-functionality interferences. The performance of sensing and communications (S\&C) is analyzed for two SIC orders, i.e., the communications-centric SIC and the sensing-centric SIC. For each design, diversity orders, high signal-to-noise ratio (SNR) slopes, and high-SNR power offsets of the sensing rate (SR) and communication rate (CR) are derived as insights. Analytical results indicate that i) the main influence of SIC order on the SR and CR lies in the high-SNR power offsets; ii) ISAC provides more degrees of freedom than frequency-division S\&C (FDSAC). Numerical results show that the SR-CR region of ISAC entirely covers that of FDSAC.

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arXiv2023

Semi-Integrated-Sensing-and-Communication (Semi-ISaC): From OMA to NOMA

The new concept of semi-integrated-sensing-and-communication (Semi-ISaC) is proposed for next-generation cellular networks. Compared to the state-of-the-art, where the total bandwidth is used for integrated sensing and communication (ISaC), the proposed Semi-ISaC framework provides more freedom as it allows that a portion of the bandwidth is exclusively used for either wireless communication or radar detection, while the rest is for ISaC transmission. To enhance the bandwidth efficiency (BE), we investigate the evolution of Semi-ISaC networks from orthogonal multiple access (OMA) to non-orthogonal multiple access (NOMA). First, we evaluate the performance of an OMA-based Semi-ISaC network. As for the communication signals, we investigate both the outage probability (OP) and the ergodic rate. As for the radar echoes, we characterize the ergodic radar estimation information rate (REIR). Then, we investigate the performance of a NOMA-based Semi-ISaC network, including the OP and the ergodic rate for communication signals and the ergodic REIR for radar echoes. The diversity gains of OP and the high signal-to-noise ratio (SNR) slopes of the ergodic REIR are also evaluated as insights. The analytical results indicate that: 1) Under a two-user NOMA-based Semi-ISaC scenario, the diversity order of the near-user is equal to the coefficient of the Nakagami-m fading channels (m), while that of the far-user is zero; and 2) The high-SNR slope for the ergodic REIR is based on the ratio of the radar signal's duty cycle to the pulse duration. Our simulation results show that: 1) Semi-ISaC has better channel capacity than the conventional ISaC; and 2) The NOMA-based Semi-ISaC has better channel capacity than the OMA-based Semi-ISaC.

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arXiv2023

STARS-ISAC: How Many Sensors Do We Need?

A simultaneously transmitting and reflecting surface (STARS) enabled integrated sensing and communications (ISAC) framework is proposed, where a novel bi-directional sensing-STARS architecture is devised to facilitate the full-space communication and sensing. Based on the proposed framework, a joint optimization problem is formulated, where the Cramer-Rao bound (CRB) for estimating the 2-dimension direction-of-arrival of the sensing target is minimized. Two cases are considered for sensing performance enhancement. 1) For the two-user case, an alternating optimization algorithm is proposed. In particular, the maximum number of deployable sensors is obtained in the closed-form expressions. 2) For the multi-user case, an extended CRB (ECRB) metric is proposed to characterize the impact of the number of sensors on the sensing performance. Based on the proposed metric, a novel penalty-based double-loop (PDL) algorithm is proposed to solve the ECRB minimization problem. To tackle the coupling of the ECRB, a general decoupling approach is proposed to convert it to a tractable weighted linear summation form. Simulation results reveal that 1) the proposed PDL algorithm can achieve a near-optimal performance with consideration of sensor deployment; 2) without violating the communication under the quality of service requirements, reducing the receive antennas at the BS does not deteriorate the sensing performance; and 3) it is preferable to deploy more passive elements than sensors in terms of achieving optimal sensing performance

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