arXiv subjects

Yuanwei Liu

Publications and source records attributed to Yuanwei Liu.

At least 451 records · Page 25Linked to original sources

arXiv2019

Secure Communications in a Unified Non-Orthogonal Multiple Access Framework

This paper investigates the impact of physical layer secrecy on the performance of a unified non-orthogonal multiple access (NOMA) framework, where both external and internal eavesdropping scenarios are examined. The spatial locations of legitimate users (LUs) and eavesdroppers are modeled by invoking stochastic geometry. To characterize the security performance, new exact and asymptotic expressions of secrecy outage probability (SOP) are derived for both code-domain NOMA (CD-NOMA) and power-domain NOMA (PD-NOMA), in which imperfect successive interference cancellation (ipSIC) and perfect SIC (pSIC) are taken into account. For the external eavesdropping scenario, the secrecy diversity orders by a pair of LUs (the n-th user and m-th user) for CD/PD-NOMA are obtained. Analytical results make known that the diversity orders of the $n$-th user with ipSIC/pSIC for CD-NOMA and PD-NOMA are equal to zero/K and zero/one, respectively. The diversity orders of the m-th user are equal to K/one for CD/PD-NOMA. For the internal eavesdropping scenario, we examine the analysis of secrecy diversity order and observe that the m-th user to wiretap the n-th user with ipSIC/pSIC for CD-NOMA and PD-NOMA provide the diversity orders of zero/K and zero/one, respectively, which is consistent with external eavesdropping scenario. Numerical results are present to confirm the accuracy of the analytical results developed and show that: i) The secrecy outage behavior of the $n$-th user is superior to that of the m-th user; ii) By increasing the number of subcarriers, CD-NOMA is capable of achieving a larger secrecy diversity gain compared to PD-NOMA.

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arXiv2019

Learning Automata Based Q-learning for Content Placement in Cooperative Caching

An optimization problem of content placement in cooperative caching is formulated, with the aim of maximizing sum mean opinion score (MOS) of mobile users. Firstly, a supervised feed-forward back-propagation connectionist model based neural network (SFBC-NN) is invoked for user mobility and content popularity prediction. More particularly, practical data collected from GPS-tracker app on smartphones is tackled to test the accuracy of mobility prediction. Then, a learning automata-based Q-learning (LAQL) algorithm for cooperative caching is proposed, in which learning automata (LA) is invoked for Q-learning to obtain an optimal action selection in a random and stationary environment. It is proven that the LA-based action selection scheme is capable of enabling every state to select the optimal action with arbitrarily high probability if Q-learning is able to converge to the optimal Q value eventually. To characterize the performance of the proposed algorithms, the sum MOS of users is applied to define the reward function. Extensive simulations reveal that: 1) The prediction error of SFBC-NN lessen with the increase of iterations and nodes; 2) the proposed LAQL achieves significant performance improvement against traditional Q-learning; 3) the cooperative caching scheme is capable of outperforming non-cooperative caching and random caching of 3% and 4%.

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arXiv2019

Clustered Millimeter Wave Networks with Non-Orthogonal Multiple Access

We introduce clustered millimeter wave networks with invoking non-orthogonal multiple access~(NOMA) techniques, where the NOMA users are modeled as Poisson cluster processes and each cluster contains a base station (BS) located at the center. To provide realistic directional beamforming, an actual antenna array pattern is deployed at all BSs. We propose three distance-dependent user selection strategies to appraise the path loss impact on the performance of our considered networks. With the aid of such strategies, we derive tractable analytical expressions for the coverage probability and system throughput. Specifically, closed-form expressions are deduced under a sparse network assumption to improve the calculation efficiency. It theoretically demonstrates that the large antenna scale benefits the near user, while such influence for the far user is fluctuant due to the randomness of the beamforming. Moreover, the numerical results illustrate that: 1) the proposed system outperforms traditional orthogonal multiple access techniques and the commonly considered NOMA-mmWave scenarios with the random beamforming; 2) the coverage probability has a negative correlation with the variance of intra-cluster receivers; 3) 73 GHz is the best carrier frequency for near user and 28 GHz is the best choice for far user; 4) an optimal number of the antenna elements exists for maximizing the system throughput.

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arXiv2019

A Unified Framework for Non-Orthogonal Multiple Access

This paper proposes a unified framework of non-orthogonal multiple access (NOMA) networks. Stochastic geometry is employed to model the locations of spatially NOMA users. The proposed unified NOMA framework is capable of being applied to both code-domain NOMA (CD-NOMA) and power-domain NOMA (PD-NOMA). Since the detection of NOMA users mainly depend on efficient successive interference cancellation (SIC) schemes, both imperfect SIC (ipSIC) and perfect SIC (pSIC) are taken into account. To characterize the performance of the proposed unified NOMA framework, the exact and asymptotic expressions of outage probabilities as well as delay-limited throughput for CD/PD-NOMA with ipSIC/pSIC are derived. In order to obtain more insights, the diversity analysis of a pair of NOMA users (i.e., the $n$-th user and $m$-th user) are provided. Our analytical results reveal that: i) The diversity orders of the $m$-th and $n$-th user with pSIC for CD-NOMA are $mK$ and $nK$, respectively; ii) Due to the influence of residual interference (RI), the $n$-th user with ipSIC obtains a zero diversity order; and iii) The diversity order is determined by the user who has the poorer channel conditions out of the pair. Finally, Monte Carlo simulations are presented to verify the analytical results: i) When the number of subcarriers becomes lager, the NOMA users are capable of achieving more steep slope in terms of outage probability; and ii) The outage behavior of CD-NOMA is superior to that of PD-NOMA.

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arXiv2019

Modeling and Analysis of Two-Way Relay Non-Orthogonal Multiple Access Systems

A two-way relay non-orthogonal multiple access (TWR-NOMA) system is investigated, where two groups of NOMA users exchange messages with the aid of one half-duplex (HD) decode-and-forward (DF) relay. Since the signal-plus-interference-to-noise ratios (SINRs) of NOMA signals mainly depend on effective successive interference cancellation (SIC) schemes, imperfect SIC (ipSIC) and perfect SIC (pSIC) are taken into account. In order to characterize the performance of TWR-NOMA systems, we first derive closed-form expressions for both exact and asymptotic outage probabilities of NOMA users' signals with ipSIC/pSIC. Based on the derived results, the diversity order and throughput of the system are examined. Then we study the ergodic rates of users' signals by providing the asymptotic analysis in high SNR regimes. Lastly, numerical simulations are provided to verify the analytical results and show that: 1) TWR-NOMA is superior to TWR-OMA in terms of outage probability in low SNR regimes; 2) Due to the impact of interference signal (IS) at the relay, error floors and throughput ceilings exist in outage probabilities and ergodic rates for TWR-NOMA, respectively; and 3) In delay-limited transmission mode, TWR-NOMA with ipSIC and pSIC have almost the same energy efficiency. However, in delay-tolerant transmission mode, TWR-NOMA with pSIC is capable of achieving larger energy efficiency compared to TWR-NOMA with ipSIC.

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arXiv2018

Spatially Random Relay Selection for Full/Half-Duplex Cooperative NOMA Networks

This paper investigates the impact of relay selection (RS) on the performance of cooperative non-orthogonal multiple access (NOMA), where relays are capable of working in either full-duplex (FD) or half-duplex (HD) mode. A number of relays (i.e., $K$ relays) are uniformly distributed within the disc. A pair of RS schemes are considered insightfully: 1) Single-stage RS (SRS) scheme; and 2) Two-stage RS (TRS) scheme. In order to characterize the performance of these two RS schemes, new closed-form expressions for both exact and asymptotic outage probabilities are derived. Based on analytical results, the diversity orders achieved by the pair of RS schemes for FD/HD cooperative NOMA are obtained. Our analytical results reveal that: i) The FD-based RS schemes obtain a zero diversity order, which is due to the influence of loop interference (LI) at the relay; and ii) The HD-based RS schemes are capable of achieving a diversity order of $K$, which is equal to the number of relays. Finally, simulation results demonstrate that: 1) The FD-based RS schemes have better outage performance than HD-based RS schemes in the low signal-to-noise radio (SNR) region; 2) As the number of relays increases, the pair of RS schemes considered are capable of achieving the lower outage probability; and 3) The outage behaviors of FD/HD-based NOMA SRS/TRS schemes are superior to that of random RS (RRS) and orthogonal multiple access (OMA) based RS schemes.

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arXiv2018

Performance Analysis of NOMA with Fixed Gain Relaying over Nakagami-m Fading Channels

This paper studies the application of cooperative techniques for non-orthogonal multiple access (NOMA). More particularly, the fixed gain amplify-and-forward (AF) relaying with NOMA is investigated over Nakagami-$m$ fading channels. Two scenarios are considered insightfully. 1) The first scenario is that the base station (BS) intends to communicate with multiple users through the assistance of AF relaying, where the direct links are existent between the BS and users; and 2) The second scenario is that the AF relaying is inexistent between the BS and users. To characterize the performance of the considered scenarios, new closed-form expressions for both exact and asymptomatic outage probabilities are derived. Based on the analytical results, the diversity orders achieved by the users are obtained. For the first and second scenarios, the diversity order for the $n$-th user are $μ(n+1)$ and $μn$, respectively. Simulation results unveil that NOMA is capable of outperforming orthogonal multiple access (OMA) in terms of outage probability and system throughput. It is also worth noting that NOMA can provide better fairness compared to conventional OMA. By comparing the two scenarios, cooperative NOMA scenario can provide better outage performance relative to the second scenario.

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arXiv2018

Exploiting Full/Half-Duplex User Relaying in NOMA Systems

In this paper, a novel cooperative non-orthogonal multiple access (NOMA) system is proposed, where one near user is employed as decode-and-forward (DF) relaying switching between full-duplex (FD) and half-duplex (HD) mode to help a far user. Two representative cooperative relaying scenarios are investigated insightfully. The \emph{first scenario} is that no direct link exists between the base station (BS) and far user. The \emph{second scenario} is that the direct link exists between the BS and far user. To characterize the performance of potential gains brought by FD NOMA in two considered scenarios, three performance metrics outage probability, ergodic rate and energy efficiency are discussed. More particularly, we derive new closed-form expressions for both exact and asymptotic outage probabilities as well as delay-limited throughput for two NOMA users. Based on the derived results, the diversity orders achieved by users are obtained. We confirm that the use of direct link overcomes zero diversity order of far NOMA user inherent to FD relaying. Additionally, we derive new closed-form expressions for asymptotic ergodic rates. Based on these, the high signal-to-noise radio (SNR) slopes of two users for FD NOMA are obtained. Simulation results demonstrate that: 1) FD NOMA is superior to HD NOMA in terms of outage probability and ergodic sum rate in the low SNR region; and 2) In delay-limited transmission mode, FD NOMA has higher energy efficiency than HD NOMA in the low SNR region; However, in delay-tolerant transmission mode, the system energy efficiency of HD NOMA exceeds FD NOMA in the high SNR region.

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arXiv2018

Multi-Agent Reinforcement Learning Based Resource Allocation for UAV Networks

Unmanned aerial vehicles (UAVs) are capable of serving as aerial base stations (BSs) for providing both cost-effective and on-demand wireless communications. This article investigates dynamic resource allocation of multiple UAVs enabled communication networks with the goal of maximizing long-term rewards. More particularly, each UAV communicates with a ground user by automatically selecting its communicating users, power levels and subchannels without any information exchange among UAVs. To model the uncertainty of environments, we formulate the long-term resource allocation problem as a stochastic game for maximizing the expected rewards, where each UAV becomes a learning agent and each resource allocation solution corresponds to an action taken by the UAVs. Afterwards, we develop a multi-agent reinforcement learning (MARL) framework that each agent discovers its best strategy according to its local observations using learning. More specifically, we propose an agent-independent method, for which all agents conduct a decision algorithm independently but share a common structure based on Q-learning. Finally, simulation results reveal that: 1) appropriate parameters for exploitation and exploration are capable of enhancing the performance of the proposed MARL based resource allocation algorithm; 2) the proposed MARL algorithm provides acceptable performance compared to the case with complete information exchanges among UAVs. By doing so, it strikes a good tradeoff between performance gains and information exchange overheads.

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arXiv2018

UAV Communications Based on Non-Orthogonal Multiple Access

This article proposes a novel framework for unmaned aerial vehicle (UAV) networks with massive access capability supported by non-orthogonal multiple access (NOMA). In order to better understand NOMA enabled UAV networks, three case studies are carried out. We first provide performance evaluation of NOMA enabled UAV networks by adopting stochastic geometry to model the positions of UAVs and ground users. Then we investigate the joint trajectory design and power allocation for static NOMA users based on a simplified two-dimensional (2D) model that UAV is flying around at fixed height. As a further advance, we demonstrate the UAV placement issue with the aid of machine learning techniques when the ground users are roaming and the UAVs are capable of adjusting their positions in three-dimensions (3D) accordingly. With these case studies, we can comprehensively understand the UAV systems from fundamental theory to practical implementation.

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arXiv2018

Physical Layer Security in Uplink NOMA Multi-Antenna Systems with Randomly Distributed Eavesdroppers

The physical layer security of uplink non-orthogonal multiple access (NOMA) is analyzed. A stochastic geometry approach is applied to analyze the coverage probability and the effective secrecy throughput (EST) of the kth NOMA user, where a fixed or an adaptive transmission rate can be used. A protected zone around the legitimate terminals to establish an eavesdropper-exclusion area. We assume that the channel state information associated with eavesdroppers is not available at the base station. We consider that the base station is equipped with multiple antennas. The impact of imperfect successive interference cancellation is also taken into account in this work. Our analysis allows an easy selection of the wiretap code rates that maximizes the EST. Additionally, our framework also allows an optimum selection of other system parameters like the transmit power or the eavesdropper-exclusion radius.

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arXiv2018

Non-Orthogonal Multiple Access for 5G and Beyond

Driven by the rapid escalation of the wireless capacity requirements imposed by advanced multimedia applications (e.g., ultra-high-definition video, virtual reality etc.), as well as the dramatically increasing demand for user access required for the Internet of Things (IoT), the fifth generation (5G) networks face challenges in terms of supporting large-scale heterogeneous data traffic. Non-orthogonal multiple access (NOMA), which has been recently proposed for the 3rd generation partnership projects long-term evolution advanced (3GPP-LTE-A), constitutes a promising technology of addressing the above-mentioned challenges in 5G networks by accommodating several users within the same orthogonal resource block. By doing so, significant bandwidth efficiency enhancement can be attained over conventional orthogonal multiple access (OMA) techniques. This motivated numerous researchers to dedicate substantial research contributions to this field. In this context, we provide a comprehensive overview of the state-of-the-art in power-domain multiplexing aided NOMA, with a focus on the theoretical NOMA principles, multiple antenna aided NOMA design, on the interplay between NOMA and cooperative transmission, on the resource control of NOMA, on the co-existence of NOMA with other emerging potential 5G techniques and on the comparison with other NOMA variants. We highlight the main advantages of power-domain multiplexing NOMA compared to other existing NOMA techniques. We summarize the challenges of existing research contributions of NOMA and provide potential solutions. Finally, we offer some design guidelines for NOMA systems and identify promising research opportunities for the future.

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arXiv2018

Modeling and Analysis of D2D Millimeter-Wave Networks with Poisson Cluster Processes

This paper investigates the performance of millimeter wave (mmWave) communications in clustered device-to-device (D2D) networks. The locations of D2D transceivers are modeled as a Poisson Cluster Process (PCP). In each cluster, devices are equipped with multiple antennas, and the active D2D transmitter (D2D-Tx) utilizes mmWave to serve one of the proximate D2D receivers (D2D-Rxs). Specifically, we introduce three user association strategies: 1) Uniformly distributed D2D-Tx model; 2) Nearest D2D-Tx model; 3) Closest line-of-site (LOS) D2D-Tx model. To characterize the performance of the considered scenarios, we derive new analytical expressions for the coverage probability and area spectral efficiency (ASE). Additionally, in order to efficiently illustrating the general trends of our system, a closed-form lower bound for the special case interfered by intra-cluster LOS links is derived. We provide Monte Carlo simulations to corroborate the theoretical results and show that: 1) The coverage probability is mainly affected by the intra-cluster interference with LOS links; 2) There exists an optimum number of simultaneously active D2D-Txs in each cluster for maximizing ASE; and 3) Closest LOS model outperforms the other two scenarios but at the cost of extra system overhead.

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arXiv2018

Cache-enabled HetNets With Millimeter Wave Small Cells

In this paper, we consider a novel cache-enabled heterogeneous network (HetNet), where macro base stations (BSs) with traditional sub-6 GHz are overlaid by dense millimeter wave (mmWave) pico BSs. These two-tier BSs, which are modeled as two independent homogeneous Poisson Point Processes, cache multimedia contents following the popularity rank. High-capacity backhauls are utilized between macro BSs and the core server. In contrast to the simplified flat-top antenna pattern analyzed in previous articles, we employ an actual antenna model with the uniform linear array at all mmWave BSs. To evaluate the performance of our system, we introduce two distinctive user association strategies: 1) maximum received power (Max-RP) scheme; and 2) maximum rate (Max-Rate) scheme. With the aid of these two schemes, we deduce new theoretical equations for success probabilities and area spectral efficiencies (ASEs). Considering a special case with practical path loss laws, several closed-form expressions for coverage probabilities are derived to gain several insights. Monte Carlo simulations are presented to verify the analytical conclusions. We show that: 1) the proposed HetNet is an interference-limited system and it outperforms the traditional HetNets in terms of the success probability; 2) there exists an optimal pre-decided rate threshold that contributes to the maximum ASE; and 3) Max-Rate achieves higher success probability and ASE than Max-RP but it needs the extra information of the interference effect.

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arXiv2018

Sparse Representation for Wireless Communications: A Compressive Sensing Approach

Sparse representation can efficiently model signals in different applications to facilitate processing. In this article, we will discuss various applications of sparse representation in wireless communications, with focus on the most recent compressive sensing (CS) enabled approaches. With the help of the sparsity property, CS is able to enhance the spectrum efficiency and energy efficiency for the fifth generation (5G) networks and Internet of Things (IoT) networks. This article starts from a comprehensive overview of CS principles and different sparse domains potentially used in 5G and IoT networks. Then recent research progress on applying CS to address the major opportunities and challenges in 5G and IoT networks is introduced, including wideband spectrum sensing in cognitive radio networks, data collection in IoT networks, and channel estimation and feedback in massive MIMO systems. Moreover, other potential applications and research challenges on sparse representation for 5G and IoT networks are identified. This article will provide readers a clear picture of how to exploit the sparsity properties to process wireless signals in different applications.

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arXiv2018

Multiple Antenna Aided NOMA in UAV Networks: A Stochastic Geometry Approach

This article investigates the multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) assisted unmanned aerial vehicles (UAVs) networks. By utilizing a stochastic geometry model, a new 3-Dimension UAV framework for providing wireless service to randomly roaming NOMA users has been proposed. In an effort to evaluate the performance of the proposed framework, we derive analytical expressions for the outage probability and the ergodic rate of MIMO-NOMA enhanced UAV networks. We examine tractable upper bounds for the whole proposed framework, with deriving asymptotic results for scenarios that transmit power of interference sources being proportional or being fixed to the UAV. For obtaining more insights for the proposed framework, we investigate the diversity order and high signal-to-noise (SNR) slope of MIMO-NOMA assisted UAV networks. Our results confirm that: i) The outage probability of NOMA enhanced UAV networks is affected to a large extent by the targeted transmission rates and power allocation factors of NOMA users; and ii) For the case that the interference power is proportional to the UAV power, there are error floors for the outage probabilities.

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arXiv2018

Optimal Throughput Fairness Trade-offs for Downlink Non-Orthogonal Multiple Access over Fading Channels

Recently, non-orthogonal multiple access (NOMA) has attracted considerable interest as one of the 5G-enabling techniques. However, users with better channel conditions in downlink communications intrinsically benefits from NOMA thanks to successive decoding, judicious designs are required to guarantee user fairness. In this paper, a two-user downlink NOMA system over fading channels is considered. For delay-tolerant transmission, the average sum-rate is maximized subject to both average and peak power constraints as well as a minimum average user rate constraint. The optimal resource allocation is obtained using Lagrangian dual decomposition under full channel state information at the transmitter (CSIT), while an effective power allocation policy under partial CSIT is also developed based on analytical results. In parallel, for delay-limited transmission, the sum of delay-limited throughput (DLT) is maximized subject to a maximum allowable user outage constraint under full CSIT, and the analysis for the sum of DLT is also performed under partial CSIT. Furthermore, an optimal orthogonal multiple access (OMA) scheme is also studied as a benchmark to prove the superiority of NOMA over OMA under full CSIT. Finally, the theoretical analysis is verified by simulations via different trade-offs for the average sum-rate (sum-DLT) versus the minimum (maximum) average user rate (outage) requirement.

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arXiv2018

Exploiting Multiple Access in Clustered Millimeter Wave Networks: NOMA or OMA?

In this paper, we introduce a clustered millimeter wave network with non-orthogonal multiple access (NOMA), where the base station (BS) is located at the center of each cluster and all users follow a Poisson Cluster Process. To provide a realistic directional beamforming, an actual antenna pattern is deployed at all BSs. We provide a nearest-random scheme, in which near user is the closest node to the corresponding BS and far user is selected at random, to appraise the coverage performance and universal throughput of our system. Novel closed-form expressions are derived under a loose network assumption. Moreover, we present several Monte Carlo simulations and numerical results, which show that: 1) NOMA outperforms orthogonal multiple access regarding the system rate; 2) the coverage probability is proportional to the number of possible NOMA users and a negative relationship with the variance of intra-cluster receivers; and 3) an optimal number of the antenna elements is existed for maximizing the system throughput.

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