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Yubo Cai

Publications and source records attributed to Yubo Cai.

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Scalable Co-Design via Linear Design Problems: Compositional Theory and Algorithms

Designing complex engineered systems requires managing tightly coupled trade-offs between subsystem capabilities and resource requirements. Monotone co-design provides a compositional language for such problems, but its generality does not by itself reveal which problem classes admit exact and scalable computation. This paper isolates such a class by introducing Linear Design Problems (LDPs): design problems whose feasible functionality--resource relations are polyhedra over Euclidean posets. We show that queries on LDPs reduce exactly to Multi-Objective Linear Programs (MOLPs), thereby connecting monotone co-design semantics with polyhedral multiobjective optimization. We further prove that LDPs are closed under the fundamental co-design interconnections, implying that any interconnection of linear components induces a system-level LDP. To compute the resulting feasible sets, we develop two complementary constructions: a monolithic lifted formulation that preserves block-angular sparsity, and a compositional formulation that incrementally eliminates internal variables through polyhedral projection. Beyond the exact linear setting, we show that convex co-design resource queries admit arbitrarily accurate polyhedral outer approximations, with recession-cone error identically zero for standard nonnegative resource cones. Numerical studies on synthetic series-chain benchmarks, a gripper, and a rover co-design validate the theory.

math.OC

A Globally Convergent Third-Order Newton Method via Unified Semidefinite Programming Subproblems

We propose the Adaptive Levenberg-Marquardt Third-Order Newton Method (ALM-TON) method for unconstrained nonconvex optimization; to our knowledge, the framework provides the first globally convergent realization of the unregularized third-order Newton method. Unlike the standard Adaptive Regularization framework with third-order models (AR3), which enforces global behavior through a quartic term, ALMTON employs an adaptive Levenberg-Marquardt (quadratic) regularization. This choice preserves a cubic model at every iteration, so that every subproblem is a tractable semidefinite programming (SDP). Algorithmically, ALMTON follows a mixed-mode strategy: it attempts an unregularized thirdorder step whenever the cubic Taylor model admits a strict local minimizer with adequate curvature, and activates (or increases) quadratic regularization only when needed to ensure that the model is well posed and the step is globally reliable. For the Heuristic strategy, under the stated assumptions and an exact local-minimizer oracle, we prove finite termination at an $\epsilon$-approximate first-order stationary point with $O\left(\epsilon^{-2}\right)$ worst-case evaluation complexity. Moreover, if an accepted iterate enters the stated neighborhood of a positive-definite local minimizer, subsequent nonterminal steps recover the unregularized third-order Newton recursion and its cubic local rate. Under a common post hoc terminal audit over 4,500 deterministic starts on five two-dimensional nonconvex problems, both ALMTON variants satisfy the terminal criterion on $99.91 \%$ of the instances, compared with $55.42 \%$ for the unregularized third-order Newton method. This robustness gain comes at substantial SDP cost: AR$2$ is faster, so the results support robust globalization of the unregularized cubic model rather than overall empirical superiority.

math.OC

Dissipative quadratizations of polynomial ODE systems

Quadratization refers to a transformation of an arbitrary system of polynomial ordinary differential equations to a system with at most quadratic right-hand side. Such a transformation unveils new variables and model structures that facilitate model analysis, simulation, and control and offers a convenient parameterization for data-driven approaches. Quadratization techniques have found applications in diverse fields, including systems theory, fluid mechanics, chemical reaction modeling, and mathematical analysis. In this study, we focus on quadratizations that preserve the stability properties of the original model, specifically dissipativity at given equilibria. This preservation is desirable in many applications of quadratization including reachability analysis and synthetic biology. We establish the existence of dissipativity-preserving quadratizations, develop an algorithm for their computation, and demonstrate it in several case studies.

eess.SY