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Yubo Chen

Publications and source records attributed to Yubo Chen.

At least 55 records · Page 3Linked to original sources

One Mind, Many Tongues: A Deep Dive into Language-Agnostic Knowledge Neurons in Large Language Models

Large language models (LLMs) have learned vast amounts of factual knowledge through self-supervised pre-training on large-scale corpora. Meanwhile, LLMs have also demonstrated excellent multilingual capabilities, which can express the learned knowledge in multiple languages. However, the knowledge storage mechanism in LLMs still remains mysterious. Some researchers attempt to demystify the factual knowledge in LLMs from the perspective of knowledge neurons, and subsequently discover language-agnostic knowledge neurons that store factual knowledge in a form that transcends language barriers. However, the preliminary finding suffers from two limitations: 1) High Uncertainty in Localization Results. Existing study only uses a prompt-based probe to localize knowledge neurons for each fact, while LLMs cannot provide consistent answers for semantically equivalent queries. Thus, it leads to inaccurate localization results with high uncertainty. 2) Lack of Analysis in More Languages. The study only analyzes language-agnostic knowledge neurons on English and Chinese data, without exploring more language families and languages. Naturally, it limits the generalizability of the findings. To address aforementioned problems, we first construct a new benchmark called Rephrased Multilingual LAMA (RML-LAMA), which contains high-quality cloze-style multilingual parallel queries for each fact. Then, we propose a novel method named Multilingual Integrated Gradients with Uncertainty Estimation (MATRICE), which quantifies the uncertainty across queries and languages during knowledge localization. Extensive experiments show that our method can accurately localize language-agnostic knowledge neurons. We also further investigate the role of language-agnostic knowledge neurons in cross-lingual knowledge editing, knowledge enhancement and new knowledge injection.

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DTELS: Towards Dynamic Granularity of Timeline Summarization

The rapid proliferation of online news has posed significant challenges in tracking the continuous development of news topics. Traditional timeline summarization constructs a chronological summary of the events but often lacks the flexibility to meet the diverse granularity needs. To overcome this limitation, we introduce a new paradigm, Dynamic-granularity TimELine Summarization, (DTELS), which aims to construct adaptive timelines based on user instructions or requirements. This paper establishes a comprehensive benchmark for DTLES that includes: (1) an evaluation framework grounded in journalistic standards to assess the timeline quality across four dimensions: Informativeness, Granular Consistency, Factuality, and Coherence; (2) a large-scale, multi-source dataset with multiple granularity timeline annotations based on a consensus process to facilitate authority; (3) extensive experiments and analysis with two proposed solutions based on Large Language Models (LLMs) and existing state-of-the-art TLS methods. The experimental results demonstrate the effectiveness of LLM-based solutions. However, even the most advanced LLMs struggle to consistently generate timelines that are both informative and granularly consistent, highlighting the challenges of the DTELS task.

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LINKED: Eliciting, Filtering and Integrating Knowledge in Large Language Model for Commonsense Reasoning

Large language models (LLMs) sometimes demonstrate poor performance on knowledge-intensive tasks, commonsense reasoning is one of them. Researchers typically address these issues by retrieving related knowledge from knowledge graphs or employing self-enhancement methods to elicit knowledge in LLMs. However, noisy knowledge and invalid reasoning issues hamper their ability to answer questions accurately. To this end, we propose a novel method named eliciting, filtering and integrating knowledge in large language model (LINKED). In it, we design a reward model to filter out the noisy knowledge and take the marginal consistent reasoning module to reduce invalid reasoning. With our comprehensive experiments on two complex commonsense reasoning benchmarks, our method outperforms SOTA baselines (up to 9.0% improvement of accuracy). Besides, to measure the positive and negative impact of the injected knowledge, we propose a new metric called effectiveness-preservation score for the knowledge enhancement works. Finally, through extensive experiments, we conduct an in-depth analysis and find many meaningful conclusions about LLMs in commonsense reasoning tasks.

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CITI: Enhancing Tool Utilizing Ability in Large Language Models without Sacrificing General Performance

Tool learning enables the Large Language Models (LLMs) to interact with the external environment by invoking tools, enriching the accuracy and capability scope of LLMs. However, previous works predominantly focus on improving model's tool-utilizing accuracy and the ability to generalize to new, unseen tools, excessively forcing LLMs to adjust specific tool-invoking pattern without considering the harm to model's general performance. This deviates from the actual applications and original intention of integrating tools to enhance model. To tackle this problem, we dissect the capability trade-offs by examining the hidden representation changes and the gradient-based importance score of model's components. Based on the analysis result, we propose a Component Importance-based Tool-utilizing ability Injection method (CITI). According to the gradient-based importance score of different components, it alleviates the capability conflicts caused by fine-tuning process by applying distinct training strategies to different components. CITI applies Mixture-Of-LoRA (MOLoRA) for important components. Meanwhile, it fine-tunes the parameters of few components deemed less important in the backbone of the LLM, while keeping other parameters frozen. CITI can effectively enhance the model's tool-utilizing capability without excessively compromising its general performance. Experimental results demonstrate that our approach achieves outstanding performance across a range of evaluation metrics.

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AgentsCourt: Building Judicial Decision-Making Agents with Court Debate Simulation and Legal Knowledge Augmentation

With the development of deep learning, natural language processing technology has effectively improved the efficiency of various aspects of the traditional judicial industry. However, most current efforts focus on tasks within individual judicial stages, making it difficult to handle complex tasks that span multiple stages. As the autonomous agents powered by large language models are becoming increasingly smart and able to make complex decisions in real-world settings, offering new insights for judicial intelligence. In this paper, (1) we propose a novel multi-agent framework, AgentsCourt, for judicial decision-making. Our framework follows the classic court trial process, consisting of court debate simulation, legal resources retrieval and decision-making refinement to simulate the decision-making of judge. (2) we introduce SimuCourt, a judicial benchmark that encompasses 420 Chinese judgment documents, spanning the three most common types of judicial cases. Furthermore, to support this task, we construct a large-scale legal knowledge base, Legal-KB, with multi-resource legal knowledge. (3) Extensive experiments show that our framework outperforms the existing advanced methods in various aspects, especially in generating legal articles, where our model achieves significant improvements of 8.6% and 9.1% F1 score in the first and second instance settings, respectively.

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Real-world Adversarial Defense against Patch Attacks based on Diffusion Model

Adversarial patches present significant challenges to the robustness of deep learning models, making the development of effective defenses become critical for real-world applications. This paper introduces DIFFender, a novel DIFfusion-based DeFender framework that leverages the power of a text-guided diffusion model to counter adversarial patch attacks. At the core of our approach is the discovery of the Adversarial Anomaly Perception (AAP) phenomenon, which enables the diffusion model to accurately detect and locate adversarial patches by analyzing distributional anomalies. DIFFender seamlessly integrates the tasks of patch localization and restoration within a unified diffusion model framework, enhancing defense efficacy through their close interaction. Additionally, DIFFender employs an efficient few-shot prompt-tuning algorithm, facilitating the adaptation of the pre-trained diffusion model to defense tasks without the need for extensive retraining. Our comprehensive evaluation, covering image classification and face recognition tasks, as well as real-world scenarios, demonstrates DIFFender's robust performance against adversarial attacks. The framework's versatility and generalizability across various settings, classifiers, and attack methodologies mark a significant advancement in adversarial patch defense strategies. Except for the popular visible domain, we have identified another advantage of DIFFender: its capability to easily expand into the infrared domain. Consequently, we demonstrate the good flexibility of DIFFender, which can defend against both infrared and visible adversarial patch attacks alternatively using a universal defense framework.

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Towards Robust Knowledge Unlearning: An Adversarial Framework for Assessing and Improving Unlearning Robustness in Large Language Models

LLM have achieved success in many fields but still troubled by problematic content in the training corpora. LLM unlearning aims at reducing their influence and avoid undesirable behaviours. However, existing unlearning methods remain vulnerable to adversarial queries and the unlearned knowledge resurfaces after the manually designed attack queries. As part of a red-team effort to proactively assess the vulnerabilities of unlearned models, we design Dynamic Unlearning Attack (DUA), a dynamic and automated framework to attack these models and evaluate their robustness. It optimizes adversarial suffixes to reintroduce the unlearned knowledge in various scenarios. We find that unlearned knowledge can be recovered in $55.2\%$ of the questions, even without revealing the unlearned model's parameters. In response to this vulnerability, we propose Latent Adversarial Unlearning (LAU), a universal framework that effectively enhances the robustness of the unlearned process. It formulates the unlearning process as a min-max optimization problem and resolves it through two stages: an attack stage, where perturbation vectors are trained and added to the latent space of LLMs to recover the unlearned knowledge, and a defense stage, where previously trained perturbation vectors are used to enhance unlearned model's robustness. With our LAU framework, we obtain two robust unlearning methods, AdvGA and AdvNPO. We conduct extensive experiments across multiple unlearning benchmarks and various models, and demonstrate that they improve the unlearning effectiveness by over $53.5\%$, cause only less than a $11.6\%$ reduction in neighboring knowledge, and have almost no impact on the model's general capabilities.

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DIFFender: Diffusion-Based Adversarial Defense against Patch Attacks

Adversarial attacks, particularly patch attacks, pose significant threats to the robustness and reliability of deep learning models. Developing reliable defenses against patch attacks is crucial for real-world applications. This paper introduces DIFFender, a novel defense framework that harnesses the capabilities of a text-guided diffusion model to combat patch attacks. Central to our approach is the discovery of the Adversarial Anomaly Perception (AAP) phenomenon, which empowers the diffusion model to detect and localize adversarial patches through the analysis of distributional discrepancies. DIFFender integrates dual tasks of patch localization and restoration within a single diffusion model framework, utilizing their close interaction to enhance defense efficacy. Moreover, DIFFender utilizes vision-language pre-training coupled with an efficient few-shot prompt-tuning algorithm, which streamlines the adaptation of the pre-trained diffusion model to defense tasks, thus eliminating the need for extensive retraining. Our comprehensive evaluation spans image classification and face recognition tasks, extending to real-world scenarios, where DIFFender shows good robustness against adversarial attacks. The versatility and generalizability of DIFFender are evident across a variety of settings, classifiers, and attack methodologies, marking an advancement in adversarial patch defense strategies.

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Focus on Your Question! Interpreting and Mitigating Toxic CoT Problems in Commonsense Reasoning

Large language models exhibit high-level commonsense reasoning abilities, especially with enhancement methods like Chain-of-Thought (CoT). However, we find these CoT-like methods lead to a considerable number of originally correct answers turning wrong, which we define as the Toxic CoT problem. To interpret and mitigate this problem, we first utilize attribution tracing and causal tracing methods to probe the internal working mechanism of the LLM during CoT reasoning. Through comparisons, we prove that the model exhibits information loss from the question over the shallow attention layers when generating rationales or answers. Based on the probing findings, we design a novel method called RIDERS (Residual decodIng and sERial-position Swap), which compensates for the information deficit in the model from both decoding and serial-position perspectives. Through extensive experiments on multiple commonsense reasoning benchmarks, we validate that this method not only significantly eliminates Toxic CoT problems (decreased by 23.6%), but also effectively improves the model's overall commonsense reasoning performance (increased by 5.5%).

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Beyond Under-Alignment: Atomic Preference Enhanced Factuality Tuning for Large Language Models

Large language models (LLMs) have achieved remarkable success but still tend to generate factually erroneous responses, a phenomenon known as hallucination. A recent trend is to use preference learning to fine-tune models to align with factuality. However, existing work primarily evaluates fine-tuned models on in-domain (ID) datasets and the factuality on out-of-domain (OOD) datasets remains underexplored. In this paper, we conduct a comprehensive evaluation of the factuality of different models tuned by various preference learning algorithms and demonstrate that their performance on OOD datasets either increases minimally or decreases. Subsequently, we reveal that the main cause of model's failure to uphold factuality under a distribution shift is \textbf{under-alignment}, rather than \textbf{over-alignment}, by analyzing the token distribution shift of the models before and after tuning. Finally, we propose \textbf{APEFT} (\textbf{A}tomic \textbf{P}reference \textbf{E}nhanced \textbf{F}actuality \textbf{T}uning), a framework that enhances model's awareness of factuality at the granularity of individual facts. Extensive experiments demonstrate that APEFT improves model performance by an average of $\boldsymbol{3.45\%}$ on both ID and OOD datasets, which is highly effective.

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AutoRAG-HP: Automatic Online Hyper-Parameter Tuning for Retrieval-Augmented Generation

Recent advancements in Large Language Models have transformed ML/AI development, necessitating a reevaluation of AutoML principles for the Retrieval-Augmented Generation (RAG) systems. To address the challenges of hyper-parameter optimization and online adaptation in RAG, we propose the AutoRAG-HP framework, which formulates the hyper-parameter tuning as an online multi-armed bandit (MAB) problem and introduces a novel two-level Hierarchical MAB (Hier-MAB) method for efficient exploration of large search spaces. We conduct extensive experiments on tuning hyper-parameters, such as top-k retrieved documents, prompt compression ratio, and embedding methods, using the ALCE-ASQA and Natural Questions datasets. Our evaluation from jointly optimization all three hyper-parameters demonstrate that MAB-based online learning methods can achieve Recall@5 $\approx 0.8$ for scenarios with prominent gradients in search space, using only $\sim20\%$ of the LLM API calls required by the Grid Search approach. Additionally, the proposed Hier-MAB approach outperforms other baselines in more challenging optimization scenarios. The code will be made available at https://aka.ms/autorag.

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CogMG: Collaborative Augmentation Between Large Language Model and Knowledge Graph

Large language models have become integral to question-answering applications despite their propensity for generating hallucinations and factually inaccurate content. Querying knowledge graphs to reduce hallucinations in LLM meets the challenge of incomplete knowledge coverage in knowledge graphs. On the other hand, updating knowledge graphs by information extraction and knowledge graph completion faces the knowledge update misalignment issue. In this work, we introduce a collaborative augmentation framework, CogMG, leveraging knowledge graphs to address the limitations of LLMs in QA scenarios, explicitly targeting the problems of incomplete knowledge coverage and knowledge update misalignment. The LLMs identify and decompose required knowledge triples that are not present in the KG, enriching them and aligning updates with real-world demands. We demonstrate the efficacy of this approach through a supervised fine-tuned LLM within an agent framework, showing significant improvements in reducing hallucinations and enhancing factual accuracy in QA responses. Our code and video are publicly available.

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Unlocking the Future: Exploring Look-Ahead Planning Mechanistic Interpretability in Large Language Models

Planning, as the core module of agents, is crucial in various fields such as embodied agents, web navigation, and tool using. With the development of large language models (LLMs), some researchers treat large language models as intelligent agents to stimulate and evaluate their planning capabilities. However, the planning mechanism is still unclear. In this work, we focus on exploring the look-ahead planning mechanism in large language models from the perspectives of information flow and internal representations. First, we study how planning is done internally by analyzing the multi-layer perception (MLP) and multi-head self-attention (MHSA) components at the last token. We find that the output of MHSA in the middle layers at the last token can directly decode the decision to some extent. Based on this discovery, we further trace the source of MHSA by information flow, and we reveal that MHSA mainly extracts information from spans of the goal states and recent steps. According to information flow, we continue to study what information is encoded within it. Specifically, we explore whether future decisions have been encoded in advance in the representation of flow. We demonstrate that the middle and upper layers encode a few short-term future decisions to some extent when planning is successful. Overall, our research analyzes the look-ahead planning mechanisms of LLMs, facilitating future research on LLMs performing planning tasks.

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Cracking Factual Knowledge: A Comprehensive Analysis of Degenerate Knowledge Neurons in Large Language Models

Large language models (LLMs) store extensive factual knowledge, but the underlying mechanisms remain unclear. Previous research suggests that factual knowledge is stored within multi-layer perceptron weights, and some storage units exhibit degeneracy, referred to as Degenerate Knowledge Neurons (DKNs). Despite the novelty and unique properties of this concept, it has not been rigorously defined or systematically studied. We first consider the connection weight patterns of MLP neurons and define DKNs from both structural and functional aspects. Based on this, we introduce the Neurological Topology Clustering method, which allows the formation of DKNs in any numbers and structures, leading to a more accurate DKN acquisition. Furthermore, inspired by cognitive science, we explore the relationship between DKNs and the robustness, evolvability, and complexity of LLMs. Our execution of 34 experiments under 6 settings demonstrates the connection between DKNs and these three properties. The code will be available soon.

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MEMLA: Enhancing Multilingual Knowledge Editing with Neuron-Masked Low-Rank Adaptation

Knowledge editing aims to adjust the knowledge within large language models (LLMs) to prevent their responses from becoming obsolete or inaccurate. However, existing works on knowledge editing are primarily conducted in a single language, which is inadequate for multilingual language models. In this paper, we focus on multilingual knowledge editing (MKE), which requires propagating updates across multiple languages. This necessity poses a significant challenge for the task. Furthermore, the limited availability of a comprehensive dataset for MKE exacerbates this challenge, hindering progress in this area. Hence, we introduce the Multilingual Knowledge Editing Benchmark (MKEB), a novel dataset comprising 12 languages and providing a complete evaluation framework. Additionally, we propose a method that enhances Multilingual knowledge Editing with neuron-Masked Low-Rank Adaptation (MEMLA). Specifically, we identify two categories of knowledge neurons to improve editing precision. Moreover, we perform LoRA-based editing with neuron masks to efficiently modify parameters and facilitate the propagation of updates across multiple languages. Experiments demonstrate that our method outperforms existing baselines and significantly enhances the multi-hop reasoning capability of the edited model, with minimal impact on its downstream task performance. The dataset and code will be made publicly available.

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RWKU: Benchmarking Real-World Knowledge Unlearning for Large Language Models

Large language models (LLMs) inevitably memorize sensitive, copyrighted, and harmful knowledge from the training corpus; therefore, it is crucial to erase this knowledge from the models. Machine unlearning is a promising solution for efficiently removing specific knowledge by post hoc modifying models. In this paper, we propose a Real-World Knowledge Unlearning benchmark (RWKU) for LLM unlearning. RWKU is designed based on the following three key factors: (1) For the task setting, we consider a more practical and challenging unlearning setting, where neither the forget corpus nor the retain corpus is accessible. (2) For the knowledge source, we choose 200 real-world famous people as the unlearning targets and show that such popular knowledge is widely present in various LLMs. (3) For the evaluation framework, we design the forget set and the retain set to evaluate the model's capabilities across various real-world applications. Regarding the forget set, we provide four four membership inference attack (MIA) methods and nine kinds of adversarial attack probes to rigorously test unlearning efficacy. Regarding the retain set, we assess locality and utility in terms of neighbor perturbation, general ability, reasoning ability, truthfulness, factuality, and fluency. We conduct extensive experiments across two unlearning scenarios, two models and six baseline methods and obtain some meaningful findings. We release our benchmark and code publicly at http://rwku-bench.github.io for future work.

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WilKE: Wise-Layer Knowledge Editor for Lifelong Knowledge Editing

Knowledge editing aims to rectify inaccuracies in large language models (LLMs) without costly retraining for outdated or erroneous knowledge. However, current knowledge editing methods primarily focus on single editing, failing to meet the requirements for lifelong editing. This study reveals a performance degradation encountered by knowledge editing in lifelong editing, characterized by toxicity buildup and toxicity flash, with the primary cause identified as pattern unmatch. We introduce a knowledge editing approach named Wise-Layer Knowledge Editor (WilKE), which selects editing layer based on the pattern matching degree of editing knowledge across different layers in language models. Experimental results demonstrate that, in lifelong editing, WilKE exhibits an average improvement of 46.2% and 67.8% on editing GPT2-XL and GPT-J relative to state-of-the-art knowledge editing methods.

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Continual Few-shot Event Detection via Hierarchical Augmentation Networks

Traditional continual event detection relies on abundant labeled data for training, which is often impractical to obtain in real-world applications. In this paper, we introduce continual few-shot event detection (CFED), a more commonly encountered scenario when a substantial number of labeled samples are not accessible. The CFED task is challenging as it involves memorizing previous event types and learning new event types with few-shot samples. To mitigate these challenges, we propose a memory-based framework: Hierarchical Augmentation Networks (HANet). To memorize previous event types with limited memory, we incorporate prototypical augmentation into the memory set. For the issue of learning new event types in few-shot scenarios, we propose a contrastive augmentation module for token representations. Despite comparing with previous state-of-the-art methods, we also conduct comparisons with ChatGPT. Experiment results demonstrate that our method significantly outperforms all of these methods in multiple continual few-shot event detection tasks.

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