arXiv subjects

Yuchen Shi

Publications and source records attributed to Yuchen Shi.

At least 37 records · Page 2Linked to original sources

arXiv2025

RoRecomp: Enhancing Reasoning Efficiency via Rollout Response Recomposition in Reinforcement Learning

Reinforcement learning with verifiable rewards (RLVR) has proven effective in eliciting complex reasoning in large language models (LLMs). However, standard RLVR training often leads to excessively verbose processes (in reasoning tasks) and inefficient exploration trajectories (in agentic settings), as outcome-only rewards provide no incentive for efficiency and the high variance in response length within relatively small rollout groups results in noisy optimization signals. To address this, we propose Rollout Response Recomposition (RoRecomp), a plug-and-play method that guides models toward concise reasoning by strategically recomposing the training data. RoRecomp separates responses into two distinct batch types: 1) priority batches, which combine short-correct and long-incorrect responses selected from online batches to provide a clear gradient signal for brevity, and 2) compensation batches, which utilize remaining responses from a replay buffer to maintain stability and prevent model collapse. To comprehensively evaluate effectiveness, we test RoRecomp across three settings where results demonstrate substantial efficiency gains: reducing reasoning length by 27.7% in zero RL training, reducing unnecessary tool calls by 46.8% while improving accuracy in agentic RL, and achieving up to 52.5% length reduction in thinking compression, all with minimal performance impact.

cs.AI↗

arXiv2025

FlowAgent: Achieving Compliance and Flexibility for Workflow Agents

The integration of workflows with large language models (LLMs) enables LLM-based agents to execute predefined procedures, enhancing automation in real-world applications. Traditional rule-based methods tend to limit the inherent flexibility of LLMs, as their predefined execution paths restrict the models' action space, particularly when the unexpected, out-of-workflow (OOW) queries are encountered. Conversely, prompt-based methods allow LLMs to fully control the flow, which can lead to diminished enforcement of procedural compliance. To address these challenges, we introduce FlowAgent, a novel agent framework designed to maintain both compliance and flexibility. We propose the Procedure Description Language (PDL), which combines the adaptability of natural language with the precision of code to formulate workflows. Building on PDL, we develop a comprehensive framework that empowers LLMs to manage OOW queries effectively, while keeping the execution path under the supervision of a set of controllers. Additionally, we present a new evaluation methodology to rigorously assess an LLM agent's ability to handle OOW scenarios, going beyond routine flow compliance tested in existing benchmarks. Experiments on three datasets demonstrate that FlowAgent not only adheres to workflows but also effectively manages OOW queries, highlighting its dual strengths in compliance and flexibility. The code is available at https://github.com/Lightblues/FlowAgent.

cs.AI↗

arXiv2025

LUCY: Linguistic Understanding and Control Yielding Early Stage of Her

The film Her features Samantha, a sophisticated AI audio agent who is capable of understanding both linguistic and paralinguistic information in human speech and delivering real-time responses that are natural, informative and sensitive to emotional subtleties. Moving one step toward more sophisticated audio agent from recent advancement in end-to-end (E2E) speech systems, we propose LUCY, a E2E speech model that (1) senses and responds to user's emotion, (2) deliver responses in a succinct and natural style, and (3) use external tool to answer real-time inquiries. Experiment results show that LUCY is better at emotion control than peer models, generating emotional responses based on linguistic emotional instructions and responding to paralinguistic emotional cues. Lucy is also able to generate responses in a more natural style, as judged by external language models, without sacrificing much performance on general question answering. Finally, LUCY can leverage function calls to answer questions that are out of its knowledge scope.

cs.CL↗

arXiv2024

Unleashing the Power of Data Tsunami: A Comprehensive Survey on Data Assessment and Selection for Instruction Tuning of Language Models

Instruction tuning plays a critical role in aligning large language models (LLMs) with human preference. Despite the vast amount of open instruction datasets, naively training a LLM on all existing instructions may not be optimal and practical. To pinpoint the most beneficial datapoints, data assessment and selection methods have been proposed in the fields of natural language processing (NLP) and deep learning. However, under the context of instruction tuning, there still exists a gap in knowledge on what kind of data evaluation metrics can be employed and how they can be integrated into the selection mechanism. To bridge this gap, we present a comprehensive review on existing literature of data assessment and selection especially for instruction tuning of LLMs. We systematically categorize all applicable methods into quality-based, diversity-based, and importance-based ones where a unified, fine-grained taxonomy is structured. For each category, representative methods are elaborated to describe the landscape of relevant research. In addition, comparison between the latest methods is conducted on their officially reported results to provide in-depth discussions on their limitations. Finally, we summarize the open challenges and propose the promosing avenues for future studies. All related contents are available at https://github.com/yuleiqin/fantastic-data-engineering.

cs.CV↗

arXiv2024

Exploring Critical Testing Scenarios for Decision-Making Policies: An LLM Approach

Recent advances in decision-making policies have led to significant progress in fields such as autonomous driving and robotics. However, testing these policies remains crucial with the existence of critical scenarios that may threaten their reliability. Despite ongoing research, challenges such as low testing efficiency and limited diversity persist due to the complexity of the decision-making policies and their environments. To address these challenges, this paper proposes an adaptable Large Language Model (LLM)-driven online testing framework to explore critical and diverse testing scenarios for decision-making policies. Specifically, we design a "generate-test-feedback" pipeline with templated prompt engineering to harness the world knowledge and reasoning abilities of LLMs. Additionally, a multi-scale scenario generation strategy is proposed to address the limitations of LLMs in making fine-grained adjustments, further enhancing testing efficiency. Finally, the proposed LLM-driven method is evaluated on five widely recognized benchmarks, and the experimental results demonstrate that our method significantly outperforms baseline methods in uncovering both critical and diverse scenarios. These findings suggest that LLM-driven methods hold significant promise for advancing the testing of decision-making policies.

cs.LG↗

arXiv2024

Towards Fault Tolerance in Multi-Agent Reinforcement Learning

Agent faults pose a significant threat to the performance of multi-agent reinforcement learning (MARL) algorithms, introducing two key challenges. First, agents often struggle to extract critical information from the chaotic state space created by unexpected faults. Second, transitions recorded before and after faults in the replay buffer affect training unevenly, leading to a sample imbalance problem. To overcome these challenges, this paper enhances the fault tolerance of MARL by combining optimized model architecture with a tailored training data sampling strategy. Specifically, an attention mechanism is incorporated into the actor and critic networks to automatically detect faults and dynamically regulate the attention given to faulty agents. Additionally, a prioritization mechanism is introduced to selectively sample transitions critical to current training needs. To further support research in this area, we design and open-source a highly decoupled code platform for fault-tolerant MARL, aimed at improving the efficiency of studying related problems. Experimental results demonstrate the effectiveness of our method in handling various types of faults, faults occurring in any agent, and faults arising at random times.

cs.LG↗

arXiv2024

Leveraging Open Knowledge for Advancing Task Expertise in Large Language Models

The cultivation of expertise for large language models (LLMs) to solve tasks of specific areas often requires special-purpose tuning with calibrated behaviors on the expected stable outputs. To avoid huge cost brought by manual preparation of instruction datasets and training resources up to hundreds of hours, the exploitation of open knowledge including a wealth of low rank adaptation (LoRA) models and instruction datasets serves as a good starting point. However, existing methods on model and data selection focus on the performance of general-purpose capabilities while neglecting the knowledge gap exposed in domain-specific deployment. In the present study, we propose to bridge such gap by introducing few human-annotated samples (i.e., K-shot) for advancing task expertise of LLMs with open knowledge. Specifically, we develop an efficient and scalable pipeline to cost-efficiently produce task experts where K-shot data intervene in selecting the most promising expert candidates and the task-relevant instructions. A mixture-of-expert (MoE) system is built to make the best use of individual-yet-complementary knowledge between multiple experts. We unveil the two keys to the success of a MoE system, 1) the abidance by K-shot, and 2) the insistence on diversity. For the former, we ensure that models that truly possess problem-solving abilities on K-shot are selected rather than those blind guessers. Besides, during data selection, instructions that share task-relevant contexts with K-shot are prioritized. For the latter, we highlight the diversity of constituting experts and that of the fine-tuning instructions throughout the model and data selection process. Extensive experimental results confirm the superiority of our approach over existing methods on utilization of open knowledge across various tasks. Our codes will be available at https://github.com/Yaphabates/Rocket.

cs.CV↗

arXiv2024

AgentRE: An Agent-Based Framework for Navigating Complex Information Landscapes in Relation Extraction

The relation extraction (RE) in complex scenarios faces challenges such as diverse relation types and ambiguous relations between entities within a single sentence, leading to the poor performance of pure "text-in, text-out" language models (LMs). To address these challenges, in this paper, we propose an agent-based RE framework, namely AgentRE, which fully leverages the potential of large language models (LLMs) including memory, retrieval and reflection, to achieve RE in complex scenarios. Specifically, three major modules are built in AgentRE serving as the tools to help the agent acquire and process various useful information, thereby obtaining improved RE performance. Our extensive experimental results upon two datasets in English and Chinese demonstrate our AgentRE's superior performance, especially in low-resource scenarios. Additionally, the trajectories generated by AgentRE can be refined to construct a high-quality training dataset incorporating different reasoning methods, which can be used to fine-tune smaller models. Code is available at https://github.com/Lightblues/AgentRE.

cs.CL↗

arXiv2024

CoopASD: Cooperative Machine Anomalous Sound Detection with Privacy Concerns

Machine anomalous sound detection (ASD) has emerged as one of the most promising applications in the Industrial Internet of Things (IIoT) due to its unprecedented efficacy in mitigating risks of malfunctions and promoting production efficiency. Previous works mainly investigated the machine ASD task under centralized settings. However, developing the ASD system under decentralized settings is crucial in practice, since the machine data are dispersed in various factories and the data should not be explicitly shared due to privacy concerns. To enable these factories to cooperatively develop a scalable ASD model while preserving their privacy, we propose a novel framework named CoopASD, where each factory trains an ASD model on its local dataset, and a central server aggregates these local models periodically. We employ a pre-trained model as the backbone of the ASD model to improve its robustness and develop specialized techniques to stabilize the model under a completely non-iid and domain shift setting. Compared with previous state-of-the-art (SOTA) models trained in centralized settings, CoopASD showcases competitive results with negligible degradation of 0.08%. We also conduct extensive ablation studies to demonstrate the effectiveness of CoopASD.

cs.SD↗

arXiv2024

Subgoal-based Hierarchical Reinforcement Learning for Multi-Agent Collaboration

Recent advancements in reinforcement learning have made significant impacts across various domains, yet they often struggle in complex multi-agent environments due to issues like algorithm instability, low sampling efficiency, and the challenges of exploration and dimensionality explosion. Hierarchical reinforcement learning (HRL) offers a structured approach to decompose complex tasks into simpler sub-tasks, which is promising for multi-agent settings. This paper advances the field by introducing a hierarchical architecture that autonomously generates effective subgoals without explicit constraints, enhancing both flexibility and stability in training. We propose a dynamic goal generation strategy that adapts based on environmental changes. This method significantly improves the adaptability and sample efficiency of the learning process. Furthermore, we address the critical issue of credit assignment in multi-agent systems by synergizing our hierarchical architecture with a modified QMIX network, thus improving overall strategy coordination and efficiency. Comparative experiments with mainstream reinforcement learning algorithms demonstrate the superior convergence speed and performance of our approach in both single-agent and multi-agent environments, confirming its effectiveness and flexibility in complex scenarios. Our code is open-sourced at: \url{https://github.com/SICC-Group/GMAH}.

cs.MA↗

arXiv2024

P-ICL: Point In-Context Learning for Named Entity Recognition with Large Language Models

In recent years, the rise of large language models (LLMs) has made it possible to directly achieve named entity recognition (NER) without any demonstration samples or only using a few samples through in-context learning (ICL). However, standard ICL only helps LLMs understand task instructions, format and input-label mapping, but neglects the particularity of the NER task itself. In this paper, we propose a new prompting framework P-ICL to better achieve NER with LLMs, in which some point entities are leveraged as the auxiliary information to recognize each entity type. With such significant information, the LLM can achieve entity classification more precisely. To obtain optimal point entities for prompting LLMs, we also proposed a point entity selection method based on K-Means clustering. Our extensive experiments on some representative NER benchmarks verify the effectiveness of our proposed strategies in P-ICL and point entity selection.

cs.CL↗

arXiv2024

ToNER: Type-oriented Named Entity Recognition with Generative Language Model

In recent years, the fine-tuned generative models have been proven more powerful than the previous tagging-based or span-based models on named entity recognition (NER) task. It has also been found that the information related to entities, such as entity types, can prompt a model to achieve NER better. However, it is not easy to determine the entity types indeed existing in the given sentence in advance, and inputting too many potential entity types would distract the model inevitably. To exploit entity types' merit on promoting NER task, in this paper we propose a novel NER framework, namely ToNER based on a generative model. In ToNER, a type matching model is proposed at first to identify the entity types most likely to appear in the sentence. Then, we append a multiple binary classification task to fine-tune the generative model's encoder, so as to generate the refined representation of the input sentence. Moreover, we add an auxiliary task for the model to discover the entity types which further fine-tunes the model to output more accurate results. Our extensive experiments on some NER benchmarks verify the effectiveness of our proposed strategies in ToNER that are oriented towards entity types' exploitation.

cs.CL↗

arXiv2024

Dynamic Deep Factor Graph for Multi-Agent Reinforcement Learning

This work introduces a novel value decomposition algorithm, termed \textit{Dynamic Deep Factor Graphs} (DDFG). Unlike traditional coordination graphs, DDFG leverages factor graphs to articulate the decomposition of value functions, offering enhanced flexibility and adaptability to complex value function structures. Central to DDFG is a graph structure generation policy that innovatively generates factor graph structures on-the-fly, effectively addressing the dynamic collaboration requirements among agents. DDFG strikes an optimal balance between the computational overhead associated with aggregating value functions and the performance degradation inherent in their complete decomposition. Through the application of the max-sum algorithm, DDFG efficiently identifies optimal policies. We empirically validate DDFG's efficacy in complex scenarios, including higher-order predator-prey tasks and the StarCraft II Multi-agent Challenge (SMAC), thus underscoring its capability to surmount the limitations faced by existing value decomposition algorithms. DDFG emerges as a robust solution for MARL challenges that demand nuanced understanding and facilitation of dynamic agent collaboration. The implementation of DDFG is made publicly accessible, with the source code available at \url{https://github.com/SICC-Group/DDFG}.

cs.RO↗

arXiv2024

ISFL: Federated Learning for Non-i.i.d. Data with Local Importance Sampling

As a promising learning paradigm integrating computation and communication, federated learning (FL) proceeds the local training and the periodic sharing from distributed clients. Due to the non-i.i.d. data distribution on clients, FL model suffers from the gradient diversity, poor performance, bad convergence, etc. In this work, we aim to tackle this key issue by adopting importance sampling (IS) for local training. We propose importance sampling federated learning (ISFL), an explicit framework with theoretical guarantees. Firstly, we derive the convergence theorem of ISFL to involve the effects of local importance sampling. Then, we formulate the problem of selecting optimal IS weights and obtain the theoretical solutions. We also employ a water-filling method to calculate the IS weights and develop the ISFL algorithms. The experimental results on CIFAR-10 fit the proposed theorems well and verify that ISFL reaps better performance, sampling efficiency, as well as explainability on non-i.i.d. data. To the best of our knowledge, ISFL is the first non-i.i.d. FL solution from the local sampling aspect which exhibits theoretical compatibility with neural network models. Furthermore, as a local sampling approach, ISFL can be easily migrated into other emerging FL frameworks.

cs.LG↗

arXiv2024

Negation Triplet Extraction with Syntactic Dependency and Semantic Consistency

Previous works of negation understanding mainly focus on negation cue detection and scope resolution, without identifying negation subject which is also significant to the downstream tasks. In this paper, we propose a new negation triplet extraction (NTE) task which aims to extract negation subject along with negation cue and scope. To achieve NTE, we devise a novel Syntax&Semantic-Enhanced Negation Extraction model, namely SSENE, which is built based on a generative pretrained language model (PLM) {of Encoder-Decoder architecture} with a multi-task learning framework. Specifically, the given sentence's syntactic dependency tree is incorporated into the PLM's encoder to discover the correlations between the negation subject, cue and scope. Moreover, the semantic consistency between the sentence and the extracted triplet is ensured by an auxiliary task learning. Furthermore, we have constructed a high-quality Chinese dataset NegComment based on the users' reviews from the real-world platform of Meituan, upon which our evaluations show that SSENE achieves the best NTE performance compared to the baselines. Our ablation and case studies also demonstrate that incorporating the syntactic information helps the PLM's recognize the distant dependency between the subject and cue, and the auxiliary task learning is helpful to extract the negation triplets with more semantic consistency.

cs.CL↗

arXiv2024

FedNC: A Secure and Efficient Federated Learning Method with Network Coding

Federated Learning (FL) is a promising distributed learning mechanism which still faces two major challenges, namely privacy breaches and system efficiency. In this work, we reconceptualize the FL system from the perspective of network information theory, and formulate an original FL communication framework, FedNC, which is inspired by Network Coding (NC). The main idea of FedNC is mixing the information of the local models by making random linear combinations of the original parameters, before uploading for further aggregation. Due to the benefits of the coding scheme, both theoretical and experimental analysis indicate that FedNC improves the performance of traditional FL in several important ways, including security, efficiency, and robustness. To the best of our knowledge, this is the first framework where NC is introduced in FL. As FL continues to evolve within practical network frameworks, more variants can be further designed based on FedNC.

cs.LG↗

arXiv2023

CARSS: Cooperative Attention-guided Reinforcement Subpath Synthesis for Solving Traveling Salesman Problem

This paper introduces CARSS (Cooperative Attention-guided Reinforcement Subpath Synthesis), a novel approach to address the Traveling Salesman Problem (TSP) by leveraging cooperative Multi-Agent Reinforcement Learning (MARL). CARSS decomposes the TSP solving process into two distinct yet synergistic steps: "subpath generation" and "subpath merging." In the former, a cooperative MARL framework is employed to iteratively generate subpaths using multiple agents. In the latter, these subpaths are progressively merged to form a complete cycle. The algorithm's primary objective is to enhance efficiency in terms of training memory consumption, testing time, and scalability, through the adoption of a multi-agent divide and conquer paradigm. Notably, attention mechanisms play a pivotal role in feature embedding and parameterization strategies within CARSS. The training of the model is facilitated by the independent REINFORCE algorithm. Empirical experiments reveal CARSS's superiority compared to single-agent alternatives: it demonstrates reduced GPU memory utilization, accommodates training graphs nearly 2.5 times larger, and exhibits the potential for scaling to even more extensive problem sizes. Furthermore, CARSS substantially reduces testing time and optimization gaps by approximately 50% for TSP instances of up to 1000 vertices, when compared to standard decoding methods.

cs.LG↗

arXiv2023

NeuroPrim: An Attention-based Model for Solving NP-hard Spanning Tree Problems

Spanning tree problems with specialized constraints can be difficult to solve in real-world scenarios, often requiring intricate algorithmic design and exponential time. Recently, there has been growing interest in end-to-end deep neural networks for solving routing problems. However, such methods typically produce sequences of vertices, which makes it difficult to apply them to general combinatorial optimization problems where the solution set consists of edges, as in various spanning tree problems. In this paper, we propose NeuroPrim, a novel framework for solving various spanning tree problems by defining a Markov Decision Process (MDP) for general combinatorial optimization problems on graphs. Our approach reduces the action and state space using Prim's algorithm and trains the resulting model using REINFORCE. We apply our framework to three difficult problems on Euclidean space: the Degree-constrained Minimum Spanning Tree (DCMST) problem, the Minimum Routing Cost Spanning Tree (MRCST) problem, and the Steiner Tree Problem in graphs (STP). Experimental results on literature instances demonstrate that our model outperforms strong heuristics and achieves small optimality gaps of up to 250 vertices. Additionally, we find that our model has strong generalization ability, with no significant degradation observed on problem instances as large as 1000. Our results suggest that our framework can be effective for solving a wide range of combinatorial optimization problems beyond spanning tree problems.

cs.LG↗