arXiv subjects

Yue Guo

Publications and source records attributed to Yue Guo.

At least 55 records · Page 3Linked to original sources

arXiv2025

APPLS: Evaluating Evaluation Metrics for Plain Language Summarization

While there has been significant development of models for Plain Language Summarization (PLS), evaluation remains a challenge. PLS lacks a dedicated assessment metric, and the suitability of text generation evaluation metrics is unclear due to the unique transformations involved (e.g., adding background explanations, removing jargon). To address these questions, our study introduces a granular meta-evaluation testbed, APPLS, designed to evaluate metrics for PLS. We identify four PLS criteria from previous work -- informativeness, simplification, coherence, and faithfulness -- and define a set of perturbations corresponding to these criteria that sensitive metrics should be able to detect. We apply these perturbations to extractive hypotheses for two PLS datasets to form our testbed. Using APPLS, we assess performance of 14 metrics, including automated scores, lexical features, and LLM prompt-based evaluations. Our analysis reveals that while some current metrics show sensitivity to specific criteria, no single method captures all four criteria simultaneously. We therefore recommend a suite of automated metrics be used to capture PLS quality along all relevant criteria. This work contributes the first meta-evaluation testbed for PLS and a comprehensive evaluation of existing metrics. APPLS and our evaluation code is available at https://github.com/LinguisticAnomalies/APPLS.

cs.CL↗

arXiv2025

Speaking the Language of Teamwork: LLM-Guided Credit Assignment in Multi-Agent Reinforcement Learning

Credit assignment, the process of attributing credit or blame to individual agents for their contributions to a team's success or failure, remains a fundamental challenge in multi-agent reinforcement learning (MARL), particularly in environments with sparse rewards. Commonly-used approaches such as value decomposition often lead to suboptimal policies in these settings, and designing dense reward functions that align with human intuition can be complex and labor-intensive. In this work, we propose a novel framework where a large language model (LLM) generates dense, agent-specific rewards based on a natural language description of the task and the overall team goal. By learning a potential-based reward function over multiple queries, our method reduces the impact of ranking errors while allowing the LLM to evaluate each agent's contribution to the overall task. Through extensive experiments, we demonstrate that our approach achieves faster convergence and higher policy returns compared to state-of-the-art MARL baselines.

cs.MA↗

arXiv2025

NeuroPump: Simultaneous Geometric and Color Rectification for Underwater Images

Underwater image restoration aims to remove geometric and color distortions due to water refraction, absorption and scattering. Previous studies focus on restoring either color or the geometry, but to our best knowledge, not both. However, in practice it may be cumbersome to address the two rectifications one-by-one. In this paper, we propose NeuroPump, a self-supervised method to simultaneously optimize and rectify underwater geometry and color as if water were pumped out. The key idea is to explicitly model refraction, absorption and scattering in Neural Radiance Field (NeRF) pipeline, such that it not only performs simultaneous geometric and color rectification, but also enables to synthesize novel views and optical effects by controlling the decoupled parameters. In addition, to address issue of lack of real paired ground truth images, we propose an underwater 360 benchmark dataset that has real paired (i.e., with and without water) images. Our method clearly outperforms other baselines both quantitatively and qualitatively. Our project page is available at: https://ygswu.github.io/NeuroPump.github.io/.

cs.CV↗

arXiv2024

Learning Parametric Koopman Decompositions for Prediction and Control

We present an approach to construct approximate Koopman-type decompositions for dynamical systems depending on static or time-varying parameters. Our method simultaneously constructs an invariant subspace and a parametric family of projected Koopman operators acting on this subspace. We parametrize both the projected Koopman operator family and the dictionary that spans the invariant subspace by neural networks and jointly train them with trajectory data. We show theoretically the validity of our approach, and demonstrate via numerical experiments that it exhibits significant improvements over existing methods in solving prediction problems, especially those with large state or parameter dimensions, and those possessing strongly non-linear dynamics. Moreover, our method enables data-driven solution of optimal control problems involving non-linear dynamics, with interesting implications on controllability.

math.OC↗

arXiv2024

Navigating Noisy Feedback: Enhancing Reinforcement Learning with Error-Prone Language Models

The correct specification of reward models is a well-known challenge in reinforcement learning. Hand-crafted reward functions often lead to inefficient or suboptimal policies and may not be aligned with user values. Reinforcement learning from human feedback is a successful technique that can mitigate such issues, however, the collection of human feedback can be laborious. Recent works have solicited feedback from pre-trained large language models rather than humans to reduce or eliminate human effort, however, these approaches yield poor performance in the presence of hallucination and other errors. This paper studies the advantages and limitations of reinforcement learning from large language model feedback and proposes a simple yet effective method for soliciting and applying feedback as a potential-based shaping function. We theoretically show that inconsistent rankings, which approximate ranking errors, lead to uninformative rewards with our approach. Our method empirically improves convergence speed and policy returns over commonly used baselines even with significant ranking errors, and eliminates the need for complex post-processing of reward functions.

cs.AI↗

arXiv2024

CLR-Fact: Evaluating the Complex Logical Reasoning Capability of Large Language Models over Factual Knowledge

While large language models (LLMs) have demonstrated impressive capabilities across various natural language processing tasks by acquiring rich factual knowledge from their broad training data, their ability to synthesize and logically reason with this knowledge in complex ways remains underexplored. In this work, we present a systematic evaluation of state-of-the-art LLMs' complex logical reasoning abilities through a novel benchmark of automatically generated complex reasoning questions over general domain and biomedical knowledge graphs. Our extensive experiments, employing diverse in-context learning techniques, reveal that LLMs excel at reasoning over general world knowledge but face significant challenges with specialized domain-specific knowledge. We find that prompting with explicit Chain-of-Thought demonstrations can substantially improve LLM performance on complex logical reasoning tasks with diverse logical operations. Interestingly, our controlled evaluations uncover an asymmetry where LLMs display proficiency at set union operations, but struggle considerably with set intersections - a key building block of logical reasoning. To foster further work, we will publicly release our evaluation benchmark and code.

cs.CL↗

arXiv2024

EconNLI: Evaluating Large Language Models on Economics Reasoning

Large Language Models (LLMs) are widely used for writing economic analysis reports or providing financial advice, but their ability to understand economic knowledge and reason about potential results of specific economic events lacks systematic evaluation. To address this gap, we propose a new dataset, natural language inference on economic events (EconNLI), to evaluate LLMs' knowledge and reasoning abilities in the economic domain. We evaluate LLMs on (1) their ability to correctly classify whether a premise event will cause a hypothesis event and (2) their ability to generate reasonable events resulting from a given premise. Our experiments reveal that LLMs are not sophisticated in economic reasoning and may generate wrong or hallucinated answers. Our study raises awareness of the limitations of using LLMs for critical decision-making involving economic reasoning and analysis. The dataset and codes are available at https://github.com/Irenehere/EconNLI.

cs.CL↗

arXiv2024

Improving Weak-to-Strong Generalization with Reliability-Aware Alignment

Large language models (LLMs) are now rapidly advancing and surpassing human abilities on many natural language tasks. However, aligning these super-human LLMs with human knowledge remains challenging because the supervision signals from human annotators may be wrong. This issue, known as the "super-alignment" problem, requires enhancing weak-to-strong generalization, where a strong LLM must generalize from imperfect supervision provided by a weaker source. To address this issue, we propose an approach to improve weak-to-strong generalization by involving the reliability of weak supervision signals in the alignment process. In our method, we query the weak supervisor for multiple answers, estimate the answer reliability, and enhance the alignment process by filtering out uncertain data or re-weighting reliable data. Experiments on four datasets demonstrate that our methods effectively identify the quality of weak labels and significantly enhance weak-to-strong generalization. Our work presents effective techniques for error-robust model alignment, reducing error propagation from noisy supervision and enhancing the accuracy and reliability of LLMs. Codes are publicly available at http://github.com/Irenehere/ReliableAlignment.

cs.CL↗

arXiv2024

Advancing Abductive Reasoning in Knowledge Graphs through Complex Logical Hypothesis Generation

Abductive reasoning is the process of making educated guesses to provide explanations for observations. Although many applications require the use of knowledge for explanations, the utilization of abductive reasoning in conjunction with structured knowledge, such as a knowledge graph, remains largely unexplored. To fill this gap, this paper introduces the task of complex logical hypothesis generation, as an initial step towards abductive logical reasoning with KG. In this task, we aim to generate a complex logical hypothesis so that it can explain a set of observations. We find that the supervised trained generative model can generate logical hypotheses that are structurally closer to the reference hypothesis. However, when generalized to unseen observations, this training objective does not guarantee better hypothesis generation. To address this, we introduce the Reinforcement Learning from Knowledge Graph (RLF-KG) method, which minimizes differences between observations and conclusions drawn from generated hypotheses according to the KG. Experiments show that, with RLF-KG's assistance, the generated hypotheses provide better explanations, and achieve state-of-the-art results on three widely used KGs.

cs.AI↗

arXiv2024

Retrieval augmentation of large language models for lay language generation

Recent lay language generation systems have used Transformer models trained on a parallel corpus to increase health information accessibility. However, the applicability of these models is constrained by the limited size and topical breadth of available corpora. We introduce CELLS, the largest (63k pairs) and broadest-ranging (12 journals) parallel corpus for lay language generation. The abstract and the corresponding lay language summary are written by domain experts, assuring the quality of our dataset. Furthermore, qualitative evaluation of expert-authored plain language summaries has revealed background explanation as a key strategy to increase accessibility. Such explanation is challenging for neural models to generate because it goes beyond simplification by adding content absent from the source. We derive two specialized paired corpora from CELLS to address key challenges in lay language generation: generating background explanations and simplifying the original abstract. We adopt retrieval-augmented models as an intuitive fit for the task of background explanation generation, and show improvements in summary quality and simplicity while maintaining factual correctness. Taken together, this work presents the first comprehensive study of background explanation for lay language generation, paving the path for disseminating scientific knowledge to a broader audience. CELLS is publicly available at: https://github.com/LinguisticAnomalies/pls_retrieval.

cs.CL↗

arXiv2023

Understanding Your Agent: Leveraging Large Language Models for Behavior Explanation

Intelligent agents such as robots are increasingly deployed in real-world, safety-critical settings. It is vital that these agents are able to explain the reasoning behind their decisions to human counterparts; however, their behavior is often produced by uninterpretable models such as deep neural networks. We propose an approach to generate natural language explanations for an agent's behavior based only on observations of states and actions, thus making our method independent from the underlying model's representation. For such models, we first learn a behavior representation and subsequently use it to produce plausible explanations with minimal hallucination while affording user interaction with a pre-trained large language model. We evaluate our method in a multi-agent search-and-rescue environment and demonstrate the effectiveness of our explanations for agents executing various behaviors. Through user studies and empirical experiments, we show that our approach generates explanations as helpful as those produced by a human domain expert while enabling beneficial interactions such as clarification and counterfactual queries.

cs.LG↗

arXiv2023

Personalized Jargon Identification for Enhanced Interdisciplinary Communication

Scientific jargon can impede researchers when they read materials from other domains. Current methods of jargon identification mainly use corpus-level familiarity indicators (e.g., Simple Wikipedia represents plain language). However, researchers' familiarity of a term can vary greatly based on their own background. We collect a dataset of over 10K term familiarity annotations from 11 computer science researchers for terms drawn from 100 paper abstracts. Analysis of this data reveals that jargon familiarity and information needs vary widely across annotators, even within the same sub-domain (e.g., NLP). We investigate features representing individual, sub-domain, and domain knowledge to predict individual jargon familiarity. We compare supervised and prompt-based approaches, finding that prompt-based methods including personal publications yields the highest accuracy, though zero-shot prompting provides a strong baseline. This research offers insight into features and methods to integrate personal data into scientific jargon identification.

cs.CL↗

arXiv2023

Predict the Future from the Past? On the Temporal Data Distribution Shift in Financial Sentiment Classifications

Temporal data distribution shift is prevalent in the financial text. How can a financial sentiment analysis system be trained in a volatile market environment that can accurately infer sentiment and be robust to temporal data distribution shifts? In this paper, we conduct an empirical study on the financial sentiment analysis system under temporal data distribution shifts using a real-world financial social media dataset that spans three years. We find that the fine-tuned models suffer from general performance degradation in the presence of temporal distribution shifts. Furthermore, motivated by the unique temporal nature of the financial text, we propose a novel method that combines out-of-distribution detection with time series modeling for temporal financial sentiment analysis. Experimental results show that the proposed method enhances the model's capability to adapt to evolving temporal shifts in a volatile financial market.

cs.CL↗

arXiv2023

Is ChatGPT a Financial Expert? Evaluating Language Models on Financial Natural Language Processing

The emergence of Large Language Models (LLMs), such as ChatGPT, has revolutionized general natural language preprocessing (NLP) tasks. However, their expertise in the financial domain lacks a comprehensive evaluation. To assess the ability of LLMs to solve financial NLP tasks, we present FinLMEval, a framework for Financial Language Model Evaluation, comprising nine datasets designed to evaluate the performance of language models. This study compares the performance of encoder-only language models and the decoder-only language models. Our findings reveal that while some decoder-only LLMs demonstrate notable performance across most financial tasks via zero-shot prompting, they generally lag behind the fine-tuned expert models, especially when dealing with proprietary datasets. We hope this study provides foundation evaluations for continuing efforts to build more advanced LLMs in the financial domain.

cs.CL↗

arXiv2023

Explaining Agent Behavior with Large Language Models

Intelligent agents such as robots are increasingly deployed in real-world, safety-critical settings. It is vital that these agents are able to explain the reasoning behind their decisions to human counterparts, however, their behavior is often produced by uninterpretable models such as deep neural networks. We propose an approach to generate natural language explanations for an agent's behavior based only on observations of states and actions, agnostic to the underlying model representation. We show how a compact representation of the agent's behavior can be learned and used to produce plausible explanations with minimal hallucination while affording user interaction with a pre-trained large language model. Through user studies and empirical experiments, we show that our approach generates explanations as helpful as those generated by a human domain expert while enabling beneficial interactions such as clarification and counterfactual queries.

cs.LG↗

arXiv2023

A Recursively Recurrent Neural Network (R2N2) Architecture for Learning Iterative Algorithms

Meta-learning of numerical algorithms for a given task consists of the data-driven identification and adaptation of an algorithmic structure and the associated hyperparameters. To limit the complexity of the meta-learning problem, neural architectures with a certain inductive bias towards favorable algorithmic structures can, and should, be used. We generalize our previously introduced Runge-Kutta neural network to a recursively recurrent neural network (R2N2) superstructure for the design of customized iterative algorithms. In contrast to off-the-shelf deep learning approaches, it features a distinct division into modules for generation of information and for the subsequent assembly of this information towards a solution. Local information in the form of a subspace is generated by subordinate, inner, iterations of recurrent function evaluations starting at the current outer iterate. The update to the next outer iterate is computed as a linear combination of these evaluations, reducing the residual in this space, and constitutes the output of the network. We demonstrate that regular training of the weight parameters inside the proposed superstructure on input/output data of various computational problem classes yields iterations similar to Krylov solvers for linear equation systems, Newton-Krylov solvers for nonlinear equation systems, and Runge-Kutta integrators for ordinary differential equations. Due to its modularity, the superstructure can be readily extended with functionalities needed to represent more general classes of iterative algorithms traditionally based on Taylor series expansions.

cs.LG↗

arXiv2023

Introspective Action Advising for Interpretable Transfer Learning

Transfer learning can be applied in deep reinforcement learning to accelerate the training of a policy in a target task by transferring knowledge from a policy learned in a related source task. This is commonly achieved by copying pretrained weights from the source policy to the target policy prior to training, under the constraint that they use the same model architecture. However, not only does this require a robust representation learned over a wide distribution of states -- often failing to transfer between specialist models trained over single tasks -- but it is largely uninterpretable and provides little indication of what knowledge is transferred. In this work, we propose an alternative approach to transfer learning between tasks based on action advising, in which a teacher trained in a source task actively guides a student's exploration in a target task. Through introspection, the teacher is capable of identifying when advice is beneficial to the student and should be given, and when it is not. Our approach allows knowledge transfer between policies agnostic of the underlying representations, and we empirically show that this leads to improved convergence rates in Gridworld and Atari environments while providing insight into what knowledge is transferred.

cs.LG↗

arXiv2023

Explainable Action Advising for Multi-Agent Reinforcement Learning

Action advising is a knowledge transfer technique for reinforcement learning based on the teacher-student paradigm. An expert teacher provides advice to a student during training in order to improve the student's sample efficiency and policy performance. Such advice is commonly given in the form of state-action pairs. However, it makes it difficult for the student to reason with and apply to novel states. We introduce Explainable Action Advising, in which the teacher provides action advice as well as associated explanations indicating why the action was chosen. This allows the student to self-reflect on what it has learned, enabling advice generalization and leading to improved sample efficiency and learning performance - even in environments where the teacher is sub-optimal. We empirically show that our framework is effective in both single-agent and multi-agent scenarios, yielding improved policy returns and convergence rates when compared to state-of-the-art methods

cs.AI↗