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Yue Xing

Publications and source records attributed to Yue Xing.

At least 55 records · Page 3Linked to original sources

Towards Context-Robust LLMs: A Gated Representation Fine-tuning Approach

Large Language Models (LLMs) enhanced with external contexts, such as through retrieval-augmented generation (RAG), often face challenges in handling imperfect evidence. They tend to over-rely on external knowledge, making them vulnerable to misleading and unhelpful contexts. To address this, we propose the concept of context-robust LLMs, which can effectively balance internal knowledge with external context, similar to human cognitive processes. Specifically, context-robust LLMs should rely on external context only when lacking internal knowledge, identify contradictions between internal and external knowledge, and disregard unhelpful contexts. To achieve this goal, we introduce Grft, a lightweight and plug-and-play gated representation fine-tuning approach. Grft consists of two key components: a gating mechanism to detect and filter problematic inputs, and low-rank representation adapters to adjust hidden representations. By training a lightweight intervention function with only 0.0004\% of model size on fewer than 200 examples, Grft can effectively adapt LLMs towards context-robust behaviors.

cs.CL↗

Multi-Faceted Studies on Data Poisoning can Advance LLM Development

The lifecycle of large language models (LLMs) is far more complex than that of traditional machine learning models, involving multiple training stages, diverse data sources, and varied inference methods. While prior research on data poisoning attacks has primarily focused on the safety vulnerabilities of LLMs, these attacks face significant challenges in practice. Secure data collection, rigorous data cleaning, and the multistage nature of LLM training make it difficult to inject poisoned data or reliably influence LLM behavior as intended. Given these challenges, this position paper proposes rethinking the role of data poisoning and argue that multi-faceted studies on data poisoning can advance LLM development. From a threat perspective, practical strategies for data poisoning attacks can help evaluate and address real safety risks to LLMs. From a trustworthiness perspective, data poisoning can be leveraged to build more robust LLMs by uncovering and mitigating hidden biases, harmful outputs, and hallucinations. Moreover, from a mechanism perspective, data poisoning can provide valuable insights into LLMs, particularly the interplay between data and model behavior, driving a deeper understanding of their underlying mechanisms.

cs.CR↗

Mitigating the Privacy Issues in Retrieval-Augmented Generation (RAG) via Pure Synthetic Data

Retrieval-augmented generation (RAG) enhances the outputs of language models by integrating relevant information retrieved from external knowledge sources. However, when the retrieval process involves private data, RAG systems may face severe privacy risks, potentially leading to the leakage of sensitive information. To address this issue, we propose using synthetic data as a privacy-preserving alternative for the retrieval data. We propose SAGE, a novel two-stage synthetic data generation paradigm. In the stage-1, we employ an attribute-based extraction and generation approach to preserve key contextual information from the original data. In the stage-2, we further enhance the privacy properties of the synthetic data through an agent-based iterative refinement process. Extensive experiments demonstrate that using our synthetic data as the retrieval context achieves comparable performance to using the original data while substantially reducing privacy risks. Our work takes the first step towards investigating the possibility of generating high-utility and privacy-preserving synthetic data for RAG, opening up new opportunities for the safe application of RAG systems in various domains.

cs.CR↗

Stepwise Perplexity-Guided Refinement for Efficient Chain-of-Thought Reasoning in Large Language Models

Chain-of-Thought (CoT) reasoning, which breaks down complex tasks into intermediate reasoning steps, has significantly enhanced the performance of large language models (LLMs) on challenging tasks. However, the detailed reasoning process in CoT often incurs long generation times and high computational costs, partly due to the inclusion of unnecessary steps. To address this, we propose a method to identify critical reasoning steps using perplexity as a measure of their importance: a step is deemed critical if its removal causes a significant increase in perplexity. Our method enables models to focus solely on generating these critical steps. This can be achieved through two approaches: refining demonstration examples in few-shot CoT or fine-tuning the model using selected examples that include only critical steps. Comprehensive experiments validate the effectiveness of our method, which achieves a better balance between the reasoning accuracy and efficiency of CoT.

cs.CL↗

AI-Generated Content in Landscape Architecture: A Survey

Landscape design is a complex process that requires designers to engage in intricate planning, analysis, and decision-making. This process involves the integration and reconstruction of science, art, and technology. Traditional landscape design methods often rely on the designer's personal experience and subjective aesthetics, with design standards rooted in subjective perception. As a result, they lack scientific and objective evaluation criteria and systematic design processes. Data-driven artificial intelligence (AI) technology provides an objective and rational design process. With the rapid development of different AI technologies, AI-generated content (AIGC) has permeated various aspects of landscape design at an unprecedented speed, serving as an innovative design tool. This article aims to explore the applications and opportunities of AIGC in landscape design. AIGC can support landscape design in areas such as site research and analysis, design concepts and scheme generation, parametric design optimization, plant selection and visual simulation, construction management, and process optimization. However, AIGC also faces challenges in landscape design, including data quality and reliability, design expertise and judgment, technical challenges and limitations, site characteristics and sustainability, user needs and participation, the balance between technology and creativity, ethics, and social impact. Finally, this article provides a detailed outlook on the future development trends and prospects of AIGC in landscape design. Through in-depth research and exploration in this review, readers can gain a better understanding of the relevant applications, potential opportunities, and key challenges of AIGC in landscape design.

cs.HC↗

Towards Understanding Jailbreak Attacks in LLMs: A Representation Space Analysis

Large language models (LLMs) are susceptible to a type of attack known as jailbreaking, which misleads LLMs to output harmful contents. Although there are diverse jailbreak attack strategies, there is no unified understanding on why some methods succeed and others fail. This paper explores the behavior of harmful and harmless prompts in the LLM's representation space to investigate the intrinsic properties of successful jailbreak attacks. We hypothesize that successful attacks share some similar properties: They are effective in moving the representation of the harmful prompt towards the direction to the harmless prompts. We leverage hidden representations into the objective of existing jailbreak attacks to move the attacks along the acceptance direction, and conduct experiments to validate the above hypothesis using the proposed objective. We hope this study provides new insights into understanding how LLMs understand harmfulness information.

cs.CL↗

Stealthy Backdoor Attack via Confidence-driven Sampling

Backdoor attacks aim to surreptitiously insert malicious triggers into DNN models, granting unauthorized control during testing scenarios. Existing methods lack robustness against defense strategies and predominantly focus on enhancing trigger stealthiness while randomly selecting poisoned samples. Our research highlights the overlooked drawbacks of random sampling, which make that attack detectable and defensible. The core idea of this paper is to strategically poison samples near the model's decision boundary and increase defense difficulty. We introduce a straightforward yet highly effective sampling methodology that leverages confidence scores. Specifically, it selects samples with lower confidence scores, significantly increasing the challenge for defenders in identifying and countering these attacks. Importantly, our method operates independently of existing trigger designs, providing versatility and compatibility with various backdoor attack techniques. We substantiate the effectiveness of our approach through a comprehensive set of empirical experiments, demonstrating its potential to significantly enhance resilience against backdoor attacks in DNNs.

cs.CR↗

Towards Knowledge Checking in Retrieval-augmented Generation: A Representation Perspective

Retrieval-Augmented Generation (RAG) systems have shown promise in enhancing the performance of Large Language Models (LLMs). However, these systems face challenges in effectively integrating external knowledge with the LLM's internal knowledge, often leading to issues with misleading or unhelpful information. This work aims to provide a systematic study on knowledge checking in RAG systems. We conduct a comprehensive analysis of LLM representation behaviors and demonstrate the significance of using representations in knowledge checking. Motivated by the findings, we further develop representation-based classifiers for knowledge filtering. We show substantial improvements in RAG performance, even when dealing with noisy knowledge databases. Our study provides new insights into leveraging LLM representations for enhancing the reliability and effectiveness of RAG systems.

cs.LG↗

A Theoretical Understanding of Chain-of-Thought: Coherent Reasoning and Error-Aware Demonstration

Few-shot Chain-of-Thought (CoT) prompting has demonstrated strong performance in improving the reasoning capabilities of large language models (LLMs). While theoretical investigations have been conducted to understand CoT, the underlying transformer used in these studies isolates the CoT reasoning process into separated in-context learning steps (Stepwise ICL). In this work, we theoretically show that, compared to Stepwise ICL, the transformer gains better error correction ability and more accurate predictions if the reasoning from earlier steps (Coherent CoT) is integrated. Given that this coherent reasoning changes the behavior of the transformer, we further investigate the sensitivity of the transformer with Coherent CoT when the demonstration examples are corrupted at the inference stage. Our theoretical results indicate that the transformer is more sensitive to errors in intermediate reasoning steps than the final outcome. Building upon this observation, we propose an improvement on CoT by incorporating both correct and incorrect reasoning paths in the demonstration. Our experiments validate the effectiveness of the proposed approach.

cs.CL↗

Make LLMs better zero-shot reasoners: Structure-orientated autonomous reasoning

Zero-shot reasoning methods with Large Language Models (LLMs) offer significant advantages including great generalization to novel tasks and reduced dependency on human-crafted examples. However, the current zero-shot methods still have limitations in complex tasks, e.g., answering questions that require multi-step reasoning. In this paper, we address this limitation by introducing a novel structure-oriented analysis method to help LLMs better understand the question and guide the problem-solving process of LLMs. We first demonstrate how the existing reasoning strategies, Chain-of-Thought and ReAct, can benefit from our structure-oriented analysis. In addition to empirical investigations, we leverage the probabilistic graphical model to theoretically explain why our structure-oriented analysis can improve the LLM reasoning process. To further improve the reliability in complex question-answering tasks, we propose a multi-agent reasoning system, Structure-oriented Autonomous Reasoning Agents (SARA), that can better enforce the reasoning process following our structure-oriented analysis by refinement techniques and is equipped with external knowledge retrieval capability to reduce factual errors. Extensive experiments verify the effectiveness of the proposed reasoning system. Surprisingly, in some cases, the system even surpasses few-shot methods. Finally, the system not only improves reasoning accuracy in complex tasks but also demonstrates robustness against potential attacks that corrupt the reasoning process.

cs.LG↗

Self-Comparison for Dataset-Level Membership Inference in Large (Vision-)Language Models

Large Language Models (LLMs) and Vision-Language Models (VLMs) have made significant advancements in a wide range of natural language processing and vision-language tasks. Access to large web-scale datasets has been a key factor in their success. However, concerns have been raised about the unauthorized use of copyrighted materials and potential copyright infringement. Existing methods, such as sample-level Membership Inference Attacks (MIA) and distribution-based dataset inference, distinguish member data (data used for training) and non-member data by leveraging the common observation that models tend to memorize and show greater confidence in member data. Nevertheless, these methods face challenges when applied to LLMs and VLMs, such as the requirement for ground-truth member data or non-member data that shares the same distribution as the test data. In this paper, we propose a novel dataset-level membership inference method based on Self-Comparison. We find that a member prefix followed by a non-member suffix (paraphrased from a member suffix) can further trigger the model's memorization on training data. Instead of directly comparing member and non-member data, we introduce paraphrasing to the second half of the sequence and evaluate how the likelihood changes before and after paraphrasing. Unlike prior approaches, our method does not require access to ground-truth member data or non-member data in identical distribution, making it more practical. Extensive experiments demonstrate that our proposed method outperforms traditional MIA and dataset inference techniques across various datasets and models, including including public models, fine-tuned models, and API-based commercial models.

cs.LG↗

Adversarial Vulnerability as a Consequence of On-Manifold Inseparibility

Recent works have shown theoretically and empirically that redundant data dimensions are a source of adversarial vulnerability. However, the inverse doesn't seem to hold in practice; employing dimension-reduction techniques doesn't exhibit robustness as expected. In this work, we consider classification tasks and characterize the data distribution as a low-dimensional manifold, with high/low variance features defining the on/off manifold direction. We argue that clean training experiences poor convergence in the off-manifold direction caused by the ill-conditioning in widely used first-order optimizers like gradient descent. The poor convergence then acts as a source of adversarial vulnerability when the dataset is inseparable in the on-manifold direction. We provide theoretical results for logistic regression and a 2-layer linear network on the considered data distribution. Furthermore, we advocate using second-order methods that are immune to ill-conditioning and lead to better robustness. We perform experiments and exhibit tremendous robustness improvements in clean training through long training and the employment of second-order methods, corroborating our framework. Additionally, we find the inclusion of batch-norm layers hinders such robustness gains. We attribute this to differing implicit biases between traditional and batch-normalized neural networks.

stat.ML↗

Artificial Intelligence in Landscape Architecture: A Survey

The development history of landscape architecture (LA) reflects the human pursuit of environmental beautification and ecological balance. With the advancement of artificial intelligence (AI) technologies that simulate and extend human intelligence, immense opportunities have been provided for LA, offering scientific and technological support throughout the entire workflow. In this article, we comprehensively review the applications of AI technology in the field of LA. First, we introduce the many potential benefits that AI brings to the design, planning, and management aspects of LA. Secondly, we discuss how AI can assist the LA field in solving its current development problems, including urbanization, environmental degradation and ecological decline, irrational planning, insufficient management and maintenance, and lack of public participation. Furthermore, we summarize the key technologies and practical cases of applying AI in the LA domain, from design assistance to intelligent management, all of which provide innovative solutions for the planning, design, and maintenance of LA. Finally, we look ahead to the problems and opportunities in LA, emphasizing the need to combine human expertise and judgment for rational decision-making. This article provides both theoretical and practical guidance for LA designers, researchers, and technology developers. The successful integration of AI technology into LA holds great promise for enhancing the field's capabilities and achieving more sustainable, efficient, and user-friendly outcomes.

cs.AI↗

Theoretical Understanding of In-Context Learning in Shallow Transformers with Unstructured Data

Large language models (LLMs) are powerful models that can learn concepts at the inference stage via in-context learning (ICL). While theoretical studies, e.g., \cite{zhang2023trained}, attempt to explain the mechanism of ICL, they assume the input $x_i$ and the output $y_i$ of each demonstration example are in the same token (i.e., structured data). However, in real practice, the examples are usually text input, and all words, regardless of their logic relationship, are stored in different tokens (i.e., unstructured data \cite{wibisono2023role}). To understand how LLMs learn from the unstructured data in ICL, this paper studies the role of each component in the transformer architecture and provides a theoretical understanding to explain the success of the architecture. In particular, we consider a simple transformer with one/two attention layers and linear regression tasks for the ICL prediction. We observe that (1) a transformer with two layers of (self-)attentions with a look-ahead attention mask can learn from the prompt in the unstructured data, and (2) positional encoding can match the $x_i$ and $y_i$ tokens to achieve a better ICL performance.

cs.LG↗

DiffusionShield: A Watermark for Copyright Protection against Generative Diffusion Models

Recently, Generative Diffusion Models (GDMs) have showcased their remarkable capabilities in learning and generating images. A large community of GDMs has naturally emerged, further promoting the diversified applications of GDMs in various fields. However, this unrestricted proliferation has raised serious concerns about copyright protection. For example, artists including painters and photographers are becoming increasingly concerned that GDMs could effortlessly replicate their unique creative works without authorization. In response to these challenges, we introduce a novel watermarking scheme, DiffusionShield, tailored for GDMs. DiffusionShield protects images from copyright infringement by GDMs through encoding the ownership information into an imperceptible watermark and injecting it into the images. Its watermark can be easily learned by GDMs and will be reproduced in their generated images. By detecting the watermark from generated images, copyright infringement can be exposed with evidence. Benefiting from the uniformity of the watermarks and the joint optimization method, DiffusionShield ensures low distortion of the original image, high watermark detection performance, and the ability to embed lengthy messages. We conduct rigorous and comprehensive experiments to show the effectiveness of DiffusionShield in defending against infringement by GDMs and its superiority over traditional watermarking methods. The code for DiffusionShield is accessible in https://github.com/Yingqiancui/DiffusionShield.

cs.CR↗

FT-Shield: A Watermark Against Unauthorized Fine-tuning in Text-to-Image Diffusion Models

Text-to-image generative models, especially those based on latent diffusion models (LDMs), have demonstrated outstanding ability in generating high-quality and high-resolution images from textual prompts. With this advancement, various fine-tuning methods have been developed to personalize text-to-image models for specific applications such as artistic style adaptation and human face transfer. However, such advancements have raised copyright concerns, especially when the data are used for personalization without authorization. For example, a malicious user can employ fine-tuning techniques to replicate the style of an artist without consent. In light of this concern, we propose FT-Shield, a watermarking solution tailored for the fine-tuning of text-to-image diffusion models. FT-Shield addresses copyright protection challenges by designing new watermark generation and detection strategies. In particular, it introduces an innovative algorithm for watermark generation. It ensures the seamless transfer of watermarks from training images to generated outputs, facilitating the identification of copyrighted material use. To tackle the variability in fine-tuning methods and their impact on watermark detection, FT-Shield integrates a Mixture of Experts (MoE) approach for watermark detection. Comprehensive experiments validate the effectiveness of our proposed FT-Shield.

cs.CV↗

Effect of Ambient-Intrinsic Dimension Gap on Adversarial Vulnerability

The existence of adversarial attacks on machine learning models imperceptible to a human is still quite a mystery from a theoretical perspective. In this work, we introduce two notions of adversarial attacks: natural or on-manifold attacks, which are perceptible by a human/oracle, and unnatural or off-manifold attacks, which are not. We argue that the existence of the off-manifold attacks is a natural consequence of the dimension gap between the intrinsic and ambient dimensions of the data. For 2-layer ReLU networks, we prove that even though the dimension gap does not affect generalization performance on samples drawn from the observed data space, it makes the clean-trained model more vulnerable to adversarial perturbations in the off-manifold direction of the data space. Our main results provide an explicit relationship between the $\ell_2,\ell_{\infty}$ attack strength of the on/off-manifold attack and the dimension gap.

cs.LG↗

The Good and The Bad: Exploring Privacy Issues in Retrieval-Augmented Generation (RAG)

Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. In this work, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risk brought by RAG on the retrieval data, we further reveal that RAG can mitigate the leakage of the LLMs' training data. Overall, we provide new insights in this paper for privacy protection of retrieval-augmented LLMs, which benefit both LLMs and RAG systems builders. Our code is available at https://github.com/phycholosogy/RAG-privacy.

cs.CR↗