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Yue Zhu

Publications and source records attributed to Yue Zhu.

At least 37 records · Page 2Linked to original sources

Theoretical analysis of performance limitation of computational refocusing in optical coherence tomography

High-numerical-aperture optical coherence tomography (OCT) enables sub-cellular imaging but faces a trade-off between lateral resolution and depth of focus. Computational refocusing can correct defocus in Fourier-domain OCT, yet its limitations remain unaddressed theoretically. We formulate the lateral imaging process of OCT by using pupil-based imaging theory and the constraints of the computational refocusing in point-scanning OCT and spatially-coherent full-field OCT (FFOCT) are analyzed. The constrains in lateral sampling density and the confocality are considered, and it is shown that the maximum correctable defocus (MCD) is primarily limited by confocality in point-scanning OCT, while spatially-coherent FFOCT has no such constraint and can achieve virtually infinite MCD with a proper and reasonable sampling density. This makes spatially-coherent FFOCT particularly suitable for optical coherence microscopy.

physics.optics↗

Dynamic full-field swept-source optical coherence microscope for cellular-resolution, long-depth, and intratissue-activity imaging

Optical coherence tomography (OCT) microscope (OCM) uses a high-numerical-aperture objective to achieve cellular-level lateral resolution. However, its practical imaging depth range is limited by the depth of focus (DOF). Although computational refocusing can potentially provide sharp images outside the DOF, signal reduction by the confocal effect still limits the imaging depth in practice in point-scanning OCT. In addition, standard OCT cannot visualize intra-tissue activities. To overcome these limitations, we demonstrated a spatially coherent full-field OCM (SC-FFOCM) with computational refocusing. In addition, a repetitive acquisition protocol was designed to visualize intra-tissue activities (i.e., dynamic OCT imaging). The in-focus lateral resolution is 1.4 um, and the axial resolution is 6.5 um (in air) at full-width at half-maximum intensity. Three-dimensional structure and the dynamic OCT imaging using SC-FFOCM with computational refocusing was applied to human breast adenocarcinoma spheroids (MCF-7 cell line). Volumetric dynamic imaging with cellular-level lateral resolution was demonstrated over the full depth of the spheroid.

physics.optics↗

Revisiting Disaggregated Large Language Model Serving for Performance and Energy Implications

Different from traditional Large Language Model (LLM) serving that colocates the prefill and decode stages on the same GPU, disaggregated serving dedicates distinct GPUs to prefill and decode workload. Once the prefill GPU completes its task, the KV cache must be transferred to the decode GPU. While existing works have proposed various KV cache transfer paths across different memory and storage tiers, there remains a lack of systematic benchmarking that compares their performance and energy efficiency. Meanwhile, although optimization techniques such as KV cache reuse and frequency scaling have been utilized for disaggregated serving, their performance and energy implications have not been rigorously benchmarked. In this paper, we fill this research gap by re-evaluating prefill-decode disaggregation under different KV transfer mediums and optimization strategies. Specifically, we include a new colocated serving baseline and evaluate disaggregated setups under different KV cache transfer paths. Through GPU profiling using dynamic voltage and frequency scaling (DVFS), we identify and compare the performance-energy Pareto frontiers across all setups to evaluate the potential energy savings enabled by disaggregation. Our results show that performance benefits from prefill-decode disaggregation are not guaranteed and depend on the request load and KV transfer mediums. In addition, stage-wise independent frequency scaling enabled by disaggregation does not lead to energy saving due to inherently higher energy consumption of disaggregated serving.

cs.PF↗

Category-Aware Semantic Caching for Heterogeneous LLM Workloads

LLM serving systems process heterogeneous query workloads where different categories exhibit different characteristics. Code queries cluster densely in embedding space while conversational queries distribute sparsely. Content staleness varies from minutes (stock data) to months (code patterns). Query repetition patterns range from power-law (code) to uniform (conversation), producing long tail cache hit rate distributions: high-repetition categories achieve 40-60% hit rates while low-repetition or volatile categories achieve 5-15% hit rates. Vector databases must exclude the long tail because remote search costs (30ms) require 15--20% hit rates to break even, leaving 20-30% of production traffic uncached. Uniform cache policies compound this problem: fixed thresholds cause false positives in dense spaces and miss valid paraphrases in sparse spaces; fixed TTLs waste memory or serve stale data. This paper presents category-aware semantic caching where similarity thresholds, TTLs, and quotas vary by query category. We present a hybrid architecture separating in-memory HNSW search from external document storage, reducing miss cost from 30ms to 2ms. This reduction makes low-hit-rate categories economically viable (break-even at 3-5% versus 15-20%), enabling cache coverage across the entire workload distribution. Adaptive load-based policies extend this framework to respond to downstream model load, dynamically adjusting thresholds and TTLs to reduce traffic to overloaded models by 9-17% in theoretical projections.

cs.DB↗

Contextual Attention Modulation: Towards Efficient Multi-Task Adaptation in Large Language Models

Large Language Models (LLMs) possess remarkable generalization capabilities but struggle with multi-task adaptation, particularly in balancing knowledge retention with task-specific specialization. Conventional fine-tuning methods suffer from catastrophic forgetting and substantial resource consumption, while existing parameter-efficient methods perform suboptimally in complex multi-task scenarios. To address this, we propose Contextual Attention Modulation (CAM), a novel mechanism that dynamically modulates the representations of self-attention modules in LLMs. CAM enhances task-specific features while preserving general knowledge, thereby facilitating more effective and efficient adaptation. For effective multi-task adaptation, CAM is integrated into our Hybrid Contextual Attention Modulation (HyCAM) framework, which combines a shared, full-parameter CAM module with multiple specialized, lightweight CAM modules, enhanced by a dynamic routing strategy for adaptive knowledge fusion. Extensive experiments on heterogeneous tasks, including question answering, code generation, and logical reasoning, demonstrate that our approach significantly outperforms existing approaches, achieving an average performance improvement of 3.65%. The implemented code and data are available to ease reproducibility at https://github.com/Applied-Machine-Learning-Lab/HyCAM.

cs.AI↗

When to Reason: Semantic Router for vLLM

Large Language Models (LLMs) demonstrate substantial accuracy gains when augmented with reasoning modes such as chain-of-thought and inference-time scaling. However, reasoning also incurs significant costs in inference latency and token usage, with environmental and financial impacts, which are unnecessary for many simple prompts. We present a semantic router that classifies queries based on their reasoning requirements and selectively applies reasoning only when beneficial. Our approach achieves a 10.2 percentage point improvement in accuracy on the MMLU-Pro benchmark while reducing response latency by 47.1% and token consumption by 48.5% compared to direct inference with vLLM. These results demonstrate that semantic routing offers an effective mechanism for striking a balance between accuracy and efficiency in open-source LLM serving systems

cs.ET↗

FT-Transformer: Resilient and Reliable Transformer with End-to-End Fault Tolerant Attention

Transformer models rely on High-Performance Computing (HPC) resources for inference, where soft errors are inevitable in large-scale systems, making the reliability of the model particularly critical. Existing fault tolerance frameworks for Transformers are designed at the operation level without architectural optimization, leading to significant computational and memory overhead, which in turn reduces protection efficiency and limits scalability to larger models. In this paper, we implement module-level protection for Transformers by treating the operations within the attention module as a single kernel and applying end-to-end fault tolerance. This method provides unified protection across multi-step computations, while achieving comprehensive coverage of potential errors in the nonlinear computations. For linear modules, we design a strided algorithm-based fault tolerance (ABFT) that avoids inter-thread communication. Experimental results show that our end-to-end fault tolerance achieves up to 7.56x speedup over traditional methods with an average fault tolerance overhead of 13.9%.

cs.DC↗

Towards Pareto Optimal Throughput in Small Language Model Serving

Large language models (LLMs) have revolutionized the state-of-the-art of many different natural language processing tasks. Although serving LLMs is computationally and memory demanding, the rise of Small Language Models (SLMs) offers new opportunities for resource-constrained users, who now are able to serve small models with cutting-edge performance. In this paper, we present a set of experiments designed to benchmark SLM inference at performance and energy levels. Our analysis provides a new perspective in serving, highlighting that the small memory footprint of SLMs allows for reaching the Pareto-optimal throughput within the resource capacity of a single accelerator. In this regard, we present an initial set of findings demonstrating how model replication can effectively improve resource utilization for serving SLMs.

cs.CL↗

Enhancing the Preference Extractor in Multi-turn Dialogues: From Annotating Disasters to Accurate Preference Extraction

Identifying user preferences in dialogue systems is a pivotal aspect of providing satisfying services. Current research shows that using large language models (LLMs) to fine-tune a task-specific preference extractor yields excellent results in terms of accuracy and generalization. However, the primary challenge stems from the inherent difficulty in obtaining high-quality labeled multi-turn dialogue data. Accurately tracking user preference transitions across turns not only demands intensive domain expertise and contextual consistency maintenance for annotators (termed \textbf{``Annotating Disaster''}) but also complicates model training due to error propagation in sequential dependency learning. Inspired by the observation that multi-turn preference extraction can be decomposed into iterative executions of one-turn extraction processes. We propose a novel dialogue data generation framework named \textbf{IterChat}. First, we construct a new data format that categorizes the dialogue data into attributed historical preferences and one-turn dialogues. This reduces the probability of annotation errors and improves annotation efficiency. Then, to generate a high-quality and diverse dialogue dataset, we adopt GPT4 to pre-define the preference slots in the target preference extractor task and then randomly sample the subset of the slots and their corresponding schema values to create the dialogue datasets. Experimental results indicate that fine-tuning or only few-shot prompting with the new dialogue format yields superior performance compared to the original multi-turn dialogues. Additionally, the new data format improves annotator efficiency with a win rate of 28.4\% higher than the original multi-turn dialogues.

cs.CL↗

Regularizing Subspace Redundancy of Low-Rank Adaptation

Low-Rank Adaptation (LoRA) and its variants have delivered strong capability in Parameter-Efficient Transfer Learning (PETL) by minimizing trainable parameters and benefiting from reparameterization. However, their projection matrices remain unrestricted during training, causing high representation redundancy and diminishing the effectiveness of feature adaptation in the resulting subspaces. While existing methods mitigate this by manually adjusting the rank or implicitly applying channel-wise masks, they lack flexibility and generalize poorly across various datasets and architectures. Hence, we propose ReSoRA, a method that explicitly models redundancy between mapping subspaces and adaptively Regularizes Subspace redundancy of Low-Rank Adaptation. Specifically, it theoretically decomposes the low-rank submatrices into multiple equivalent subspaces and systematically applies de-redundancy constraints to the feature distributions across different projections. Extensive experiments validate that our proposed method consistently facilitates existing state-of-the-art PETL methods across various backbones and datasets in vision-language retrieval and standard visual classification benchmarks. Besides, as a training supervision, ReSoRA can be seamlessly integrated into existing approaches in a plug-and-play manner, with no additional inference costs. Code is publicly available at: https://github.com/Lucenova/ReSoRA.

cs.CV↗

Mind the Memory Gap: Unveiling GPU Bottlenecks in Large-Batch LLM Inference

Large language models have been widely adopted across different tasks, but their auto-regressive generation nature often leads to inefficient resource utilization during inference. While batching is commonly used to increase throughput, performance gains plateau beyond a certain batch size, especially with smaller models, a phenomenon that existing literature typically explains as a shift to the compute-bound regime. In this paper, through an in-depth GPU-level analysis, we reveal that large-batch inference remains memory-bound, with most GPU compute capabilities underutilized due to DRAM bandwidth saturation as the primary bottleneck. To address this, we propose a Batching Configuration Advisor (BCA) that optimizes memory allocation, reducing GPU memory requirements with minimal impact on throughput. The freed memory and underutilized GPU compute capabilities can then be leveraged by concurrent workloads. Specifically, we use model replication to improve serving throughput and GPU utilization. Our findings challenge conventional assumptions about LLM inference, offering new insights and practical strategies for improving resource utilization, particularly for smaller language models. The code is publicly available at https://github.com/FerranAgulloLopez/vLLMBatchingMemoryGap.

cs.DC↗

RecUserSim: A Realistic and Diverse User Simulator for Evaluating Conversational Recommender Systems

Conversational recommender systems (CRS) enhance user experience through multi-turn interactions, yet evaluating CRS remains challenging. User simulators can provide comprehensive evaluations through interactions with CRS, but building realistic and diverse simulators is difficult. While recent work leverages large language models (LLMs) to simulate user interactions, they still fall short in emulating individual real users across diverse scenarios and lack explicit rating mechanisms for quantitative evaluation. To address these gaps, we propose RecUserSim, an LLM agent-based user simulator with enhanced simulation realism and diversity while providing explicit scores. RecUserSim features several key modules: a profile module for defining realistic and diverse user personas, a memory module for tracking interaction history and discovering unknown preferences, and a core action module inspired by Bounded Rationality theory that enables nuanced decision-making while generating more fine-grained actions and personalized responses. To further enhance output control, a refinement module is designed to fine-tune final responses. Experiments demonstrate that RecUserSim generates diverse, controllable outputs and produces realistic, high-quality dialogues, even with smaller base LLMs. The ratings generated by RecUserSim show high consistency across different base LLMs, highlighting its effectiveness for CRS evaluation.

cs.HC↗

Expectation Confirmation Preference Optimization for Multi-Turn Conversational Recommendation Agent

Recent advancements in Large Language Models (LLMs) have significantly propelled the development of Conversational Recommendation Agents (CRAs). However, these agents often generate short-sighted responses that fail to sustain user guidance and meet expectations. Although preference optimization has proven effective in aligning LLMs with user expectations, it remains costly and performs poorly in multi-turn dialogue. To address this challenge, we introduce a novel multi-turn preference optimization (MTPO) paradigm ECPO, which leverages Expectation Confirmation Theory to explicitly model the evolution of user satisfaction throughout multi-turn dialogues, uncovering the underlying causes of dissatisfaction. These causes can be utilized to support targeted optimization of unsatisfactory responses, thereby achieving turn-level preference optimization. ECPO ingeniously eliminates the significant sampling overhead of existing MTPO methods while ensuring the optimization process drives meaningful improvements. To support ECPO, we introduce an LLM-based user simulator, AILO, to simulate user feedback and perform expectation confirmation during conversational recommendations. Experimental results show that ECPO significantly enhances CRA's interaction capabilities, delivering notable improvements in both efficiency and effectiveness over existing MTPO methods.

cs.CL↗

Towards Efficient Key-Value Cache Management for Prefix Prefilling in LLM Inference

The increasing adoption of large language models (LLMs) with extended context windows necessitates efficient Key-Value Cache (KVC) management to optimize inference performance. Inference workloads like Retrieval-Augmented Generation (RAG) and agents exhibit high cache reusability, making efficient caching critical to reducing redundancy and improving speed. We analyze real-world KVC access patterns using publicly available traces and evaluate commercial key-value stores like Redis and state-of-the-art RDMA-based systems (CHIME [1] and Sherman [2]) for KVC metadata management. Our work demonstrates the lack of tailored storage solution for KVC prefilling, underscores the need for an efficient distributed caching system with optimized metadata management for LLM workloads, and provides insights into designing improved KVC management systems for scalable, low-latency inference.

cs.ET↗

TurboFNO: High-Performance Fourier Neural Operator with Fused FFT-GEMM-iFFT on GPU

Fourier Neural Operators (FNO) are widely used for learning partial differential equation solution operators. However, FNO lacks architecture-aware optimizations,with its Fourier layers executing FFT, filtering, GEMM, zero padding, and iFFT as separate stages, incurring multiple kernel launches and significant global memory traffic. We propose TurboFNO, the first fully fused FFT-GEMM-iFFT GPU kernel with built-in FFT optimizations. We first develop FFT and GEMM kernels from scratch, achieving performance comparable to or faster than the closed-source SOTA cuBLAS and cuFFT. Additionally, our FFT kernel integrates a built-in high-frequency truncation, input zero-padding, and pruning feature to avoid additional memory copy kernels. To fuse the FFT and GEMM workloads, we propose an FFT variant in which a single thread block iterates over the hidden dimension, aligning with the $k$-loop in GEMM. Additionally, we design two shared memory swizzling patterns to achieve 100\% memory bank utilization when forwarding FFT output to GEMM and enabling the iFFT to retrieve GEMM results directly from shared memory.Experimental result on an NVIDIA A100 GPU shows TurboFNO outperforms PyTorch, cuBLAS, and cuFFT by up to 150\%.

cs.DC↗

KARST: Multi-Kernel Kronecker Adaptation with Re-Scaling Transmission for Visual Classification

Fine-tuning pre-trained vision models for specific tasks is a common practice in computer vision. However, this process becomes more expensive as models grow larger. Recently, parameter-efficient fine-tuning (PEFT) methods have emerged as a popular solution to improve training efficiency and reduce storage needs by tuning additional low-rank modules within pre-trained backbones. Despite their advantages, they struggle with limited representation capabilities and misalignment with pre-trained intermediate features. To address these issues, we introduce an innovative Multi-Kernel Kronecker Adaptation with Re-Scaling Transmission (KARST) for various recognition tasks. Specifically, its multi-kernel design extends Kronecker projections horizontally and separates adaptation matrices into multiple complementary spaces, reducing parameter dependency and creating more compact subspaces. Besides, it incorporates extra learnable re-scaling factors to better align with pre-trained feature distributions, allowing for more flexible and balanced feature aggregation. Extensive experiments validate that our KARST outperforms other PEFT counterparts with a negligible inference cost due to its re-parameterization characteristics. Code is publicly available at: https://github.com/Lucenova/KARST.

cs.CV↗

Excellent and CO$_2$$_{0.85}$Nd$_{0.1}$Cu$_{0.05}$O$_{2-δ}$-Nd$_x$Sr$_{1-x}$Fe$_{1-y}$Cu$_y$O$_{3-δ}$ dual-phase oxygen transport membranes

Oxygen transport membranes(OTMs)have provided great opportunities in the last decades but are suffering from the trade-off effect between stability and oxygen permeability. Here, we report a group of new planar dual-phase mixed ionic-electronic conducting (MIEC) OTMs consisting of CO$_2$$_{0.85}$Nd$_{0.1}$Cu$_{0.05}$O$_2$ (CNCO) and Nd$_x$Sr$_{1-x}$Fe$_{1-y}$Cu$_y$O$_3$(NSFCO; $x = 0.4, 0.6$; $y = 0.05, 0.1$) phases, showing excellent oxygen permeability while comparable CO$_2$-resistant stability. The substitution of Cu as a bifunctional additive decreases the sintering temperature and enhances bulk diffusion and oxygen permeability with the co-doping of Nd.The oxygen permeation fluxes reached 2.62 and 1.52 mL min$^{-1}$ cm$^{-2}$ at 1000$^\circ$C through the optimal 60wt%Ce0.85Nd0.1Cu0.05O2-40wt%Nd0.4Sr0.6Fe0.9Cu0.1O3 (CNCO-NSFCO41) composition with He and CO$_2$ sweeping, respectively, higher than all reported dense dual-phase OTMs. Such excellent CO$_2$-tolerant permeability meets the needs of potential industrial applications. Analysis with Zhu's oxygen permeation model shows lower bulk diffusion resistance of CNCO-NSFCO41 than that of reported 60wt%Ce0.85Pr0.1Cu0.05O2-40wt%Pr0.4Sr0.6Fe0.9Cu0.1O3(CPCO-PSFCO41)and more limitation by the interfacial exchange at high temperature. All the prepared OTMs also show good long-term stability over 100 hours in both atmospheres. Our results confirm the excellent oxygen permeability and stability under a high-concentration CO2 atmosphere, providing a material candidate for CO2 capture in oxyfuel combustion.

cond-mat.mtrl-sci↗

Module control of network analysis in psychopathology

The network approach to characterizing psychopathology departs from traditional latent categorical and dimensional approaches. Causal interplay among symptoms contributed to dynamic psychopathology system. Therefore, analyzing the symptom clusters is critical for understanding mental disorders. Furthermore, despite extensive research studying the topological features of symptom networks, the control relationships between symptoms remain largely unclear. Here, we present a novel systematizing concept, module control, to analyze the control principle of the symptom network at a module level. We introduce Module Control Network (MCN) to identify key modules that regulate the network's behavior. By applying our approach to a multivariate psychological dataset, we discover that non-emotional modules, such as sleep-related and stress-related modules, are the primary controlling modules in the symptom network. Our findings indicate that module control can expose central symptom cluster governing psychopathology network, offering novel insights into the underlying mechanisms of mental disorders and individualized approach to psychological interventions.

q-bio.NC↗