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Yufen Zhang

Publications and source records attributed to Yufen Zhang.

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Evaluating causal effects on time-to-event outcomes in an RCT in Oncology with treatment discontinuation

In clinical trials, patients may discontinue treatments prematurely, breaking the initial randomization and, thus, challenging inference. Stakeholders in drug development are generally interested in going beyond the Intention-To-Treat (ITT) analysis, which provides valid causal estimates of the effect of treatment assignment but does not inform on the effect of the actual treatment receipt. Our study is motivated by an RCT in oncology, where patients assigned the investigational treatment may discontinue it due to adverse events. We propose adopting a principal stratum strategy and decomposing the overall ITT effect into principal causal effects for groups of patients defined by their potential discontinuation behavior. We first show how to implement a principal stratum strategy to assess causal effects on a survival outcome in the presence of continuous time treatment discontinuation, its advantages, and the conclusions one can draw. Our strategy deals with the time-to-event intermediate variable that may not be defined for patients who would not discontinue; moreover, discontinuation time and the primary endpoint are subject to censoring. We employ a flexible model-based Bayesian approach to tackle these complexities, providing easily interpretable results. We apply this Bayesian principal stratification framework to analyze synthetic data of the motivating oncology trial. We simulate data under different assumptions that reflect real scenarios where patients' behavior depends on critical baseline covariates. Supported by a simulation study, we shed light on the role of covariates in this framework: beyond making structural and parametric assumptions more credible, they lead to more precise inference and can be used to characterize patients' discontinuation behavior, which could help inform clinical practice and future protocols.

stat.AP

Smoothed ANOVA with spatial effects as a competitor to MCAR in multivariate spatial smoothing

Rapid developments in geographical information systems (GIS) continue to generate interest in analyzing complex spatial datasets. One area of activity is in creating smoothed disease maps to describe the geographic variation of disease and generate hypotheses for apparent differences in risk. With multiple diseases, a multivariate conditionally autoregressive (MCAR) model is often used to smooth across space while accounting for associations between the diseases. The MCAR, however, imposes complex covariance structures that are difficult to interpret and estimate. This article develops a much simpler alternative approach building upon the techniques of smoothed ANOVA (SANOVA). Instead of simply shrinking effects without any structure, here we use SANOVA to smooth spatial random effects by taking advantage of the spatial structure. We extend SANOVA to cases in which one factor is a spatial lattice, which is smoothed using a CAR model, and a second factor is, for example, type of cancer. Datasets routinely lack enough information to identify the additional structure of MCAR. SANOVA offers a simpler and more intelligible structure than the MCAR while performing as well. We demonstrate our approach with simulation studies designed to compare SANOVA with different design matrices versus MCAR with different priors. Subsequently a cancer-surveillance dataset, describing incidence of 3-cancers in Minnesota's 87 counties, is analyzed using both approaches, showing the competitiveness of the SANOVA approach.

stat.AP