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Yufeng Liu

Publications and source records attributed to Yufeng Liu.

At least 19 recordsLinked to original sources
arXiv2026

Surrogate Losses for Fairness-Aware Classification: Fisher Consistency and Calibration

Fairness-aware classification seeks to balance predictive accuracy and fairness across demographic groups. Although surrogate losses facilitate the optimization of fairness-aware objectives, it remains unclear when minimizing these losses yields optimal decisions under the original fairness-aware risk. This paper investigates the statistical validity of surrogate-based fairness-aware classification under demographic parity and equal opportunity, considering both attribute-blind and attribute-aware settings. We introduce fairness-aware Fisher consistency and characterize it through conditions on the derivatives of the surrogate losses. The characterization shows that consistency depends not only on the individual loss functions but also on their interaction within the fairness-regularized objective. We further establish a calibration inequality that relates the excess fairness-aware risk to the excess surrogate risk, providing a quantitative connection between surrogate optimization and the original classification objective. Numerical experiments illustrate how deviations from the consistency conditions affect fairness-aware excess risk and how the regularization parameter influences the well-posedness of surrogate optimization. An application to consumer credit default prediction demonstrates that appropriately calibrated fairness regularization can substantially reduce demographic disparities while maintaining predictive performance.

stat.ML↗
arXiv2026

Echo: Coupled Action and Task Status Signal Denoising for Vision Language Action Models

Recognizing task completion and failure enables robots to stop upon success and initiate recovery or replanning after failure. Existing methods augment Vision Language Action (VLA) policies with task status signal prediction to support these execution decisions. However, learning and integrating these signals can require fine-grained supervision, external monitoring models, or complex architectural designs. Moreover, the potential of task status signals to directly guide action generation remains underexplored. We present Echo, a framework that combines task status signal learning without frame-level progress annotations with a compact design for status prediction and action generation within a single VLA. Specifically, Echo represents task status with stop and failure signals, added as two dimensions of each action chunk and denoised together with robot actions. Their combination distinguishes ongoing execution, successful completion, and failure. To learn these signals without fine-grained progress annotations, Echo constructs successful, failed, and recovery trajectories with complementary supervision properties. To enable status signal-guided action generation, Echo controls interactions between the signals and actions and denoises the signals faster than the actions. These allow later action denoising steps to condition on cleaner status estimates while preserving accurate signal prediction. Extensive real-world manipulation experiments show that Echo accurately predicts task status and consistently improves policy performance.

cs.RO↗
arXiv2026

Neural Supervised Clustering for Learning Individualized Treatment Rules with Many Treatments

Learning an individualized treatment rule (ITR) with many treatments requires estimating treatment-specific effects from limited observations per arm. Treatments with similar conditional responses can share information, but linear contrast models may miss nonlinear heterogeneity. We propose nonlinear supervised clustering fusion (NSCF), a neural Q-learning framework with a shared nonlinear covariate representation and low-dimensional treatment embeddings. Pairwise fusion groups treatments with similar learned contrasts, yielding an ITR and an interpretable partition. An alternating algorithm combines neural training, embedding fusion, validation-based partition selection, and unpenalized grouped refitting. NSCF lowers regret relative to a strong neural reference in nonlinear exact-sharing simulations; perturbations characterize the limits of hard sharing. In a melanoma xenograft application, NSCF improves average policy value over the neural reference. These results support nonlinear representation learning with supervised treatment fusion when treatment effects exhibit shared structure.

stat.ML↗
arXiv2026

Experimental Asynchronous Measurement-Device-Independent Quantum Cryptographic Conferencing

The quantum cryptographic conferencing (QCC) protocol, which distributes identical secure keys to user groups, is a crucial component of the quantum network. Previous experimental works have implemented the measurement-device-independent (MDI) QCC, of which the key rate in an N-user network scales as $R\sim O(η^N)$. Building on the MDI QCC protocol, the asynchronous MDI QCC protocol theoretically integrates the mode-pairing scheme into QCC, significantly boosting the key rate to $R\sim O(η)$ in the ideal case, which is independent of the number of users, thus demonstrating greater application potential. Experimentally, in this Letter, we implement the three-user asynchronous MDI QCC network without phase locking by adopting the fast Fourier transform-based frequency difference estimation and the phase drift compensation technique. Finally, we achieve a key rate of about $4.470\times 10^{-9}$ bits per pulse under a maximum overall loss of about 59.6 dB. This Letter provides a scalable solution for the development of large-scale quantum communication networks in the future.

quant-ph↗
arXiv2026

Nonparametric Hypothesis Testing of High-dimensional Clustering With Application to Single-cell RNA Data

Single-cell RNA sequencing studies routinely use clustering to define putative cell types and cell states, yet the observed separation may arise from sampling variability rather than genuine biological heterogeneity. This paper studies formal significance testing of such clustering structure in high-dimensional data. Existing SigClust methods assess clustering significance through Monte Carlo simulation under a Gaussian single-cluster null, but this assumption can be unreliable for normalized gene expression data and other non-Gaussian settings. We propose SigClust-LCP, a nonparametric extension that models a single cluster by a log-concave distribution. To make this approach computationally feasible in moderate to high dimensions, we develop a score-matching estimator for log-concave projection inspired by recent generative modeling ideas. We establish theoretical guarantees for the estimator and for its use in clustering significance testing. Simulations show that SigClust-LCP controls Type-I error more reliably than existing methods across a range of unimodal and mixture distributions while retaining competitive power. In a single-cell RNA sequencing analysis of Hydra cells, the method avoids spurious subclusters within annotated cell populations and supports biologically meaningful separation across lineages and body-axis regions.

stat.ME↗
arXiv2026

When Does Legacy Data Start to Help? Emergent Transfer in Cross-Configuration Robot Learning

Robotic hardware evolves over time, but demonstration data is often tied to a specific sensor and actuator configuration. This raises a practical and underexplored question: when does legacy data begin to benefit an upgraded robot? We study this question on a wheeled humanoid platform across two hardware generations, where both the camera and gripper are changed while the overall morphology remains fixed. Contrary to the common assumption that more cross-configuration data is always helpful, we observe a grokking-like transition: legacy data remains ineffective until the upgraded configuration acquires a minimum level of task competence, after which co-training gains rise sharply before diminishing near saturation. We hypothesize that this task-dependent transition is governed by a transfer threshold and characterize the resulting three-phase pattern. Across real-robot manipulation tasks, we observe all three phases: no measurable benefit at low competence ($10.0\% \rightarrow 10.0\%$), a sharp gain after crossing the threshold ($23.3\% \rightarrow 86.7\%$ on flower insertion), and diminishing returns at high competence ($85.0\% \rightarrow 93.3\%$ on pen insertion). We provide a theoretical account based on gradient alignment and residual policy uncertainty, and derive a phase-aware rule for deciding when to collect more new-hardware data and when to reuse legacy demonstrations. We further validate this three-phase pattern on a mobile dual-arm watering task, with results consistent with our predictions.

cs.RO↗
arXiv2026

A General U-Statistic Framework for High-Dimensional Multiple Change-Point Analysis

High-dimensional change-point analysis is essential in modern statistical inference. However, existing methods are often designed either for specific parameters (e.g., mean or variance) or for particular tasks (e.g., testing or estimation), making them difficult to generalize. Moreover, they typically rely on restrictive distributional assumptions, limiting their robustness to heavy-tailed data. We propose a unified framework for testing, estimating, and inferring multiple change points in high-dimensional data. Our approach leverages a two-sample U-statistic within a moving window, allowing flexible kernel function selection to accommodate structural changes in general parameters such as variance changes or robust statistics. For testing, we develop an L-infinity norm-based statistic with a high-dimensional multiplier bootstrap procedure, achieving minimax-optimal power under sparse alternatives. For estimation, we construct an initial estimator for the change-point number and locations and refine it using the U-statistic Projection Refinement Algorithm (U-PRA), attaining minimax-optimal localization rates. We further derive the asymptotic distribution of refined estimators, enabling valid confidence interval construction. Extensive numerical experiments demonstrate the better performance of our method across various settings, including heavy-tailed distributions. Applications to genomic copy number variation data highlight its practical utility. An R package implementing the proposed method, U-PRA, is publicly available at https://github.com/liubin0145/R-codes-UPRA/.

stat.ME↗
arXiv2026

Navigating User Behavior toward Personalized Multimodal Generation

Modern AIGC pipelines deliver high-fidelity images and videos but presuppose a well-formed creation instruction, while end users rarely articulate visual details, leaving generators misaligned with user demand. We study personalized content generation, which turns a user's interaction history into an executable instruction for downstream synthesis, and identify two obstacles: behavior must be encoded in a form legible to language reasoning, and the model must acquire instruction-writing skill absent from both pretraining and behavior data. We propose NaviGen, which represents each item with a dual identifier coupling a collaborative code and a textual code as a behavioral substrate and a semantic bridge in one token stream. On this representation, a two-stage SFT+RL pipeline first distills preference reasoning and instruction writing from evolutionarily searched supervision, then aligns generation with user intent through hierarchical and self-consistent rewards. Experiments across product, game, and short-video domains show that NaviGen improves personalized image and video generation, strengthens next-item prediction, and yields more specific, relevant, and visually generatable instructions. Our code is released at: https://github.com/iLearn-Lab/NaviGen.

cs.AI↗
arXiv2026

TailorMind: Towards Preference-Aligned Multimodal Content Generation

Personalized content systems depend on available UGC and struggle when suitable content is absent, delayed, or costly to create. Although multimodal generators can synthesize content on demand, how to translate behavioral traces into generation-ready preferences remains underexplored. We study personalized multimodal content generation: creating user-tailored multimodal content without existing item pools or waiting for matching UGC. We propose TailorMind, linking collaborative preference modeling with controllable multimodal generation. TailorMind enriches sparse user histories via hypergraph collaborative filtering and optimizes textual profiles with ranking-error feedback and textual gradient descent. Retrieval-augmented style control grounds outputs in authentic UGC patterns, while cross-modal cohesion reflection reduces semantic drift. We construct TailorBench, a benchmark from three mainstream platforms evaluated along five dimensions: coherence, novelty, aesthetic, hallucination, profiling. Experiments show that TailorMind achieves competitive or stronger coherence, improves novelty and aesthetic quality over representative generation baselines and ground-truth UGC, demonstrating advantages over retrieving available content or comparable UGC, while achieving up to 29% Recall gains in reranking. Our code is released at: https://github.com/iLearn-Lab/TailorMind.

cs.AI↗
arXiv2026

Learning Native Continuation for Action Chunking Flow Policies

Action chunking enables Vision Language Action (VLA) models to run in real time, but naive chunked execution often exhibits discontinuities at chunk boundaries. Real-Time Chunking (RTC) alleviates this issue but is external to the policy, leading to spurious multimodal switching and trajectories that are not intrinsically smooth. We propose Legato, a training-time continuation method for action-chunked flow-based VLA policies. Specifically, Legato initializes denoising from a schedule-shaped mixture of known actions and noise, exposing the model to partial action information. Moreover, Legato reshapes the learned flow dynamics to ensure that the denoising process remains consistent between training and inference under per-step guidance. Legato further uses randomized schedule condition during training to support varying inference delays and achieve controllable smoothness. Empirically, Legato produces smoother trajectories and reduces spurious multimodal switching during execution, leading to less hesitation and shorter task completion time. Extensive real-world experiments show that Legato consistently outperforms RTC across five manipulation tasks, achieving approximately 10% improvements in both trajectory smoothness and task completion time.

cs.RO↗
arXiv2026

Consistency of Lloyd's Algorithm Under Perturbations

In the context of unsupervised learning, Lloyd's algorithm is one of the most widely used clustering algorithms. It has inspired a plethora of work investigating the correctness of the algorithm under various settings with ground truth clusters. In particular, in 2016, Lu and Zhou have shown that the mis-clustering rate of Lloyd's algorithm on $n$ independent samples from a sub-Gaussian mixture is exponentially bounded after $O(\log(n))$ iterations, assuming proper initialization of the algorithm. However, in many applications, the true samples are unobserved and need to be learned from the data via pre-processing pipelines such as spectral methods on appropriate data matrices. We show that the mis-clustering rate of Lloyd's algorithm on perturbed samples from a sub-Gaussian mixture is also exponentially bounded after $O(\log(n))$ iterations under the assumptions of proper initialization and that the perturbation is small relative to the sub-Gaussian noise. In canonical settings with ground truth clusters, we derive bounds for algorithms such as $k$-means$++$ to find good initializations and thus leading to the correctness of clustering via the main result. We show the implications of the results for pipelines measuring the statistical significance of derived clusters from data such as SigClust. We use these general results to derive implications in providing theoretical guarantees on the misclustering rate for Lloyd's algorithm in a host of applications, including high-dimensional time series, multi-dimensional scaling, and community detection for sparse networks via spectral clustering.

cs.LG↗
arXiv2026

Advancing AI Research Assistants with Expert-Involved Learning

Large language models (LLMs) and large multimodal models (LMMs) promise to accelerate biomedical discovery, yet their reliability remains unclear. We introduce ARIEL (AI Research Assistant for Expert-in-the-Loop Learning), an open-source evaluation and optimization framework that pairs a curated multimodal biomedical corpus with expert-vetted tasks to probe two capabilities: full-length article summarization and fine-grained figure interpretation. Using uniform protocols and blinded PhD-level evaluation, we find that state-of-the-art models generate fluent but incomplete summaries, whereas LMMs struggle with detailed visual reasoning. We later observe that prompt engineering and lightweight fine-tuning substantially improve textual coverage, and a compute-scaled inference strategy enhances visual question answering. We build an ARIEL agent that integrates textual and visual cues, and we show it can propose testable mechanistic hypotheses. ARIEL delineates current strengths and limitations of foundation models, and provides a reproducible platform for advancing trustworthy AI in biomedicine.

cs.AI↗
arXiv2026

Point What You Mean: Visually Grounded Instruction Policy

Vision-Language-Action (VLA) models align vision and language with embodied control, but their object referring ability remains limited when relying solely on text prompt, especially in cluttered or out-of-distribution (OOD) scenes. In this study, we introduce the Point-VLA, a plug-and-play policy that augments language instructions with explicit visual cues (e.g., bounding boxes) to resolve referential ambiguity and enable precise object-level grounding. To efficiently scale visually grounded datasets, we further develop an automatic data annotation pipeline requiring minimal human effort. We evaluate Point-VLA on diverse real-world referring tasks and observe consistently stronger performance than text-only instruction VLAs, particularly in cluttered or unseen-object scenarios, with robust generalization. These results demonstrate that Point-VLA effectively resolves object referring ambiguity through pixel-level visual grounding, achieving more generalizable embodied control.

cs.CV↗
arXiv2026

PrecLLM: A Privacy-Preserving Framework for Efficient Clinical Annotation Extraction from Unstructured EHRs using Small-Scale LLMs

Large Language Models (LLMs) have demonstrated remarkable proficiency in automated text annotation within natural language processing. However, their deployment in clinical settings is severely constrained by strict privacy regulations and the prohibitive computational cost of processing voluminous unstructured Electronic Health Records (EHRs). In this study, we developed a resource-efficient preprocessing technique that can be adopted in existing LLM procedures. This approach is particularly useful for smaller LLMs, which are often more accuracy-challenged, and forms a compact LLM framework optimized for local deployment in computational environments with stringent privacy requirements and restricted access to high-performance GPUs (PrecLLM). The preprocessing step includes both regular expressions (regex) and Retrieval-Augmented Generation (RAG) to extract and highlight key information from unstructured clinical notes. Pre-filtering long and unstructured texts enhanced the performance of smaller LLMs on EHR-related tasks. Evaluation was performed on two distinct cohorts: a locally curated private EHR dataset from the EPIC system for a Head and Neck Cancer (HNC) cohort, and the publicly available EHR dataset (MIMIC-IV). Using MIMIC-IV, we further compared PrecLLM against fine-tuned LLMs. Results demonstrated that PrecLLM substantially enhanced the performance of the original smaller LLMs in terms of sensitivity, specificity, and F1 scores, making it well-suited for privacy-sensitive and resource-constrained applications. This study offers optimized LLM performance for local, secure, and efficient healthcare applications, and provides practical guidance for clinical LLM deployment while addressing challenges related to privacy, computational feasibility, and clinical applicability.

cs.AI↗
arXiv2026

Low-Rank Contextual Reinforcement Learning from Heterogeneous Human Feedback

Reinforcement learning from human feedback (RLHF) has become a cornerstone for aligning large language models with human preferences. However, the heterogeneity of human feedback, driven by diverse individual contexts and preferences, poses significant challenges for reward learning. To address this, we propose a Low-rank Contextual RLHF (LoCo-RLHF) framework that integrates contextual information to better model heterogeneous feedback while maintaining computational efficiency. Our approach builds on a contextual preference model, leveraging the intrinsic low-rank structure of the interaction between user contexts and query-answer pairs to mitigate the high dimensionality of feature representations. Furthermore, we address the challenge of distributional shifts in feedback through our Pessimism in Reduced Subspace (PRS) policy, inspired by pessimistic offline reinforcement learning techniques. We theoretically demonstrate that our policy achieves a tighter sub-optimality gap compared to existing methods. Extensive experiments validate the effectiveness of LoCo-RLHF, showcasing its superior performance in personalized RLHF settings and its robustness to distribution shifts.

stat.ML↗
arXiv2026

Engineering excitonic metal-insulator transitions in ultra-thin doped copper sulfides

Delicate engineering of the bands remains challenging due to complex electronic, structural, and compositional interplay. We demonstrate the formation of distinct metallic and insulating ground states in ultra-thin copper sulfide films by effectively tuning the band structure via changing the composition of Cu and S in the system. Using angle-resolved photoemission spectroscopy (ARPES), we observed a continuous band renormalization and opening of a full gap at low temperatures over a wide range of doping. The electronic origin of this metal-insulator transition is supported by scanning tunneling microscopy (STM) and low energy electron diffraction (LEED) measurements, which show no indication of superlattice modulation and lattice symmetry breaking. The evidence of excitonic insulating phase is further provided by carrier density dependent transitions, a combined effect of electron screening and Coulomb interaction strength. Our findings demonstrate tunability of the band structure of copper sulfides, allowing for new opportunities to study exotic quantum phases.

cond-mat.str-el↗
arXiv2026

Low-Rank Online Dynamic Assortment with Dual Contextual Information

As e-commerce expands, delivering real-time personalized recommendations from vast catalogs poses a critical challenge for retail platforms. Maximizing revenue requires careful consideration of both individual customer characteristics and available item features to continuously optimize assortments over time. In this paper, we consider the dynamic assortment problem with dual contexts -- user and item features. In high-dimensional scenarios, the quadratic growth of dimensions complicates computation and estimation. To tackle this challenge, we introduce a new low-rank dynamic assortment model to transform this problem into a manageable scale. Then we propose an efficient algorithm that estimates the intrinsic subspaces and utilizes the upper confidence bound approach to address the exploration-exploitation trade-off in online decision making. Theoretically, we establish a regret bound of $\tilde{O}((d_1+d_2)r\sqrt{T})$, where $d_1, d_2$ represent the dimensions of the user and item features respectively, $r$ is the rank of the parameter matrix, and $T$ denotes the time horizon. This bound represents a substantial improvement over prior literature, achieved by leveraging the low-rank structure. Extensive simulations and an application to the Expedia hotel recommendation dataset further demonstrate the advantages of our proposed method.

cs.IR↗
arXiv2026

Prompt-Dependent Ranking of Large Language Models with Uncertainty Quantification

Rankings derived from pairwise comparisons are central to many economic and computational systems. In the context of large language models (LLMs), rankings are typically constructed from human preference data and presented as leaderboards that guide deployment decisions. However, existing approaches rely on point estimates, implicitly treating rankings as fixed objects despite substantial estimation noise and context-dependent performance variation. Acting on such rankings can lead to misallocation and welfare loss when apparent differences are not statistically meaningful. We study prompt-dependent ranking inference under pairwise human preferences and develop a framework for decision-safe rankings with statistically valid uncertainty guarantees. We model preferences using a contextual Bradley-Terry-Luce model in which the latent utility of each model depends on the input prompt. Rather than targeting point estimates of utilities, we directly conduct inference on induced rankings, constructing confidence sets based on simultaneous confidence intervals for pairwise utility differences. This approach yields statistically valid marginal and simultaneous confidence sets for prompt-specific ranks. Our framework connects recent advances in rank inference to contextual preference learning and provides tools for robust ranking-based decision-making. Empirically, using large-scale human preference data from LLM evaluations, we show that rankings vary substantially across prompt characteristics and that many apparent rank differences are not statistically distinguishable. We further demonstrate how uncertainty-aware rankings identify dominance only when supported by the data and otherwise return partial orders.

cs.CL↗