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Yuhao Mao

Publications and source records attributed to Yuhao Mao.

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Learning Compact Boolean Networks

Floating-point neural networks dominate modern machine learning but incur substantial inference costs, motivating emerging interest in Boolean networks for resource-constrained deployments. Since Boolean networks use only Boolean operations, they can achieve nanosecond-scale inference latency. However, learning Boolean networks that are both compact and accurate remains challenging because of their discrete, combinatorial structure. In this work we address this challenge via three novel, complementary contributions: (i) a new parameter-free strategy for learning effective connections, (ii) a novel compact convolutional Boolean architecture that exploits spatial locality while requiring fewer Boolean operations than existing convolutional kernels, and (iii) an adaptive discretization procedure that reduces the accuracy drop incurred when converting a continuously relaxed network into a discrete Boolean network. Across standard vision benchmarks, our method improves the Pareto frontier over prior state-of-the-art methods, achieving higher accuracy with up to $47\times$ fewer Boolean operations. This advantage also extends to other modalities. Further, on an FPGA, our model on MNIST achieves 99.38\% accuracy with 6.48 ns latency, surpassing the prior state-of-the-art in both accuracy and runtime, while generating a $7\times$ smaller circuit. Code and models are available at https://github.com/eth-sri/CompactLogic.

cs.AI

Dual Randomized Smoothing: Beyond Global Noise Variance

Randomized Smoothing (RS) is a prominent technique for certifying the robustness of neural networks against adversarial perturbations. With RS, achieving high accuracy at small radii requires a small noise variance, while achieving high accuracy at large radii requires a large noise variance. However, the global noise variance used in the standard RS formulation leads to a fundamental limitation: there exists no global noise variance that simultaneously achieves strong performance at both small and large radii. To break through the global variance limitation, we propose a dual RS framework which enables input-dependent noise variances. To achieve that, we first prove that RS remains valid with input-dependent noise variances, provided the variance is locally constant around each input. Building on this result, we introduce two components: (i) a variance estimator predicts an optimal noise variance for each input, (ii) this estimated variance is then used by a standard RS classifier. The variance estimator is independently smoothed via RS to ensure local constancy, enabling flexible design. We also introduce training strategies to iteratively optimize the two components. Experiments on CIFAR-10 demonstrate that our dual RS method provides strong performance for both small and large radii-unattainable with global noise variance-while incurring only a 60% computational overhead at inference. Moreover, it outperforms prior input-dependent noise approaches across most radii, with gains at radii 0.5, 0.75, and 1.0 of 15.6%, 20.0%, and 15.7%. On ImageNet, dual RS remains effective across all radii, with advantages of 8.6%, 17.1%, and 9.1% at radii 0.5, 1.0, and 1.5. Additionally, the dual RS framework provides a routing perspective for certified robustness, improving the accuracy-robustness trade-off with off-the-shelf expert RS models.

cs.LG

On the Security Risks of ML-based Malware Detection Systems: A Survey

Malware presents a persistent threat to user privacy and data integrity. To combat this, machine learning-based (ML-based) malware detection (MD) systems have been developed. However, these systems have increasingly been attacked in recent years, undermining their effectiveness in practice. While the security risks associated with ML-based MD systems have garnered considerable attention, the majority of prior works is limited to adversarial malware examples, lacking a comprehensive analysis of practical security risks. This paper addresses this gap by utilizing the CIA principles to define the scope of security risks. We then deconstruct ML-based MD systems into distinct operational stages, thus developing a stage-based taxonomy. Utilizing this taxonomy, we summarize the technical progress and discuss the gaps in the attack and defense proposals related to the ML-based MD systems within each stage. Subsequently, we conduct two case studies, using both inter-stage and intra-stage analyses according to the stage-based taxonomy to provide new empirical insights. Based on these analyses and insights, we suggest potential future directions from both inter-stage and intra-stage perspectives.

cs.CR

Transfer Learning Assisted Fast Design Migration Over Technology Nodes: A Study on Transformer Matching Network

In this study, we introduce an innovative methodology for the design of mm-Wave passive networks that leverages knowledge transfer from a pre-trained synthesis neural network (NN) model in one technology node and achieves swift and reliable design adaptation across different integrated circuit (IC) technologies, operating frequencies, and metal options. We prove this concept through simulation-based demonstrations focusing on the training and comparison of the coefficient of determination (R2) of synthesis NNs for 1:1 on-chip transformers in GlobalFoundries(GF) 22nm FDX+ (target domain), with and without transfer learning from a model trained in GF 45nm SOI (source domain). In the experiments, we explore varying target data densities of 0.5%, 1%, 5%, and 100% with a complete dataset of 0.33 million in GF 22FDX+, and for comparative analysis, apply source data densities of 25%, 50%, 75%, and 100% with a complete dataset of 2.5 million in GF 45SOI. With the source data only at 30GHz, the experiments span target data from two metal options in GF 22FDX+ at frequencies of 30 and 39 GHz. The results prove that the transfer learning with the source domain knowledge (GF 45SOI) can both accelerate the training process in the target domain (GF 22FDX+) and improve the R2 values compared to models without knowledge transfer. Furthermore, it is observed that a model trained with just 5% of target data and augmented by transfer learning achieves R2 values superior to a model trained with 20% of the data without transfer, validating the advantage seen from 1% to 5% data density. This demonstrates a notable reduction of 4X in the necessary dataset size highlighting the efficacy of utilizing transfer learning to mm-Wave passive network design. The PyTorch learning and testing code is publicly available at https://github.com/ChenhaoChu/RFIC-TL.

eess.SP

Expressiveness of Multi-Neuron Convex Relaxations in Neural Network Certification

Neural network certification methods heavily rely on convex relaxations to provide robustness guarantees. However, these relaxations are often imprecise: even the most accurate single-neuron relaxation is incomplete for general ReLU networks, a limitation known as the *single-neuron convex barrier*. While multi-neuron relaxations have been heuristically applied to address this issue, two central questions arise: (i) whether they overcome the convex barrier, and if not, (ii) whether they offer theoretical capabilities beyond those of single-neuron relaxations. In this work, we present the first rigorous analysis of the expressiveness of multi-neuron relaxations. Perhaps surprisingly, we show that they are inherently incomplete, even when allocated sufficient resources to capture finitely many neurons and layers optimally. This result extends the single-neuron barrier to a *universal convex barrier* for neural network certification. On the positive side, we show that completeness can be achieved by either (i) augmenting the network with a polynomial number of carefully designed ReLU neurons or (ii) partitioning the input domain into convex sub-polytopes, thereby distinguishing multi-neuron relaxations from single-neuron ones which are unable to realize the former and have worse partition complexity for the latter. Our findings establish a foundation for multi-neuron relaxations and point to new directions for certified robustness, including training methods tailored to multi-neuron relaxations and verification methods with multi-neuron relaxations as the main subroutine.

cs.LG

Average Certified Radius is a Poor Metric for Randomized Smoothing

Randomized smoothing (RS) is popular for providing certified robustness guarantees against adversarial attacks. The average certified radius (ACR) has emerged as a widely used metric for tracking progress in RS. However, in this work, for the first time we show that ACR is a poor metric for evaluating robustness guarantees provided by RS. We theoretically prove not only that a trivial classifier can have arbitrarily large ACR, but also that ACR is extremely sensitive to improvements on easy samples. In addition, the comparison using ACR has a strong dependence on the certification budget. Empirically, we confirm that existing training strategies, though improving ACR, reduce the model's robustness on hard samples consistently. To strengthen our findings, we propose strategies, including explicitly discarding hard samples, reweighing the dataset with approximate certified radius, and extreme optimization for easy samples, to replicate the progress in RS training and even achieve the state-of-the-art ACR on CIFAR-10, without training for robustness on the full data distribution. Overall, our results suggest that ACR has introduced a strong undesired bias to the field, and its application should be discontinued in RS. Finally, we suggest using the empirical distribution of $p_A$, the accuracy of the base model on noisy data, as an alternative metric for RS.

cs.LG

CTBENCH: A Library and Benchmark for Certified Training

Training certifiably robust neural networks is an important but challenging task. While many algorithms for (deterministic) certified training have been proposed, they are often evaluated on different training schedules, certification methods, and systematically under-tuned hyperparameters, making it difficult to compare their performance. To address this challenge, we introduce CTBench, a unified library and a high-quality benchmark for certified training that evaluates all algorithms under fair settings and systematically tuned hyperparameters. We show that (1) almost all algorithms in CTBench surpass the corresponding reported performance in literature in the magnitude of algorithmic improvements, thus establishing new state-of-the-art, and (2) the claimed advantage of recent algorithms drops significantly when we enhance the outdated baselines with a fair training schedule, a fair certification method and well-tuned hyperparameters. Based on CTBench, we provide new insights into the current state of certified training, including (1) certified models have less fragmented loss surface, (2) certified models share many mistakes, (3) certified models have more sparse activations, (4) reducing regularization cleverly is crucial for certified training especially for large radii and (5) certified training has the potential to improve out-of-distribution generalization. We are confident that CTBench will serve as a benchmark and testbed for future research in certified training.

cs.LG

Repeat-Aware Neighbor Sampling for Dynamic Graph Learning

Dynamic graph learning equips the edges with time attributes and allows multiple links between two nodes, which is a crucial technology for understanding evolving data scenarios like traffic prediction and recommendation systems. Existing works obtain the evolving patterns mainly depending on the most recent neighbor sequences. However, we argue that whether two nodes will have interaction with each other in the future is highly correlated with the same interaction that happened in the past. Only considering the recent neighbors overlooks the phenomenon of repeat behavior and fails to accurately capture the temporal evolution of interactions. To fill this gap, this paper presents RepeatMixer, which considers evolving patterns of first and high-order repeat behavior in the neighbor sampling strategy and temporal information learning. Firstly, we define the first-order repeat-aware nodes of the source node as the destination nodes that have interacted historically and extend this concept to high orders as nodes in the destination node's high-order neighbors. Then, we extract neighbors of the source node that interacted before the appearance of repeat-aware nodes with a slide window strategy as its neighbor sequence. Next, we leverage both the first and high-order neighbor sequences of source and destination nodes to learn temporal patterns of interactions via an MLP-based encoder. Furthermore, considering the varying temporal patterns on different orders, we introduce a time-aware aggregation mechanism that adaptively aggregates the temporal representations from different orders based on the significance of their interaction time sequences. Experimental results demonstrate the superiority of RepeatMixer over state-of-the-art models in link prediction tasks, underscoring the effectiveness of the proposed repeat-aware neighbor sampling strategy.

cs.LG

Gaussian Loss Smoothing Enables Certified Training with Tight Convex Relaxations

Training neural networks with high certified accuracy against adversarial examples remains an open challenge despite significant efforts. While certification methods can effectively leverage tight convex relaxations for bound computation, in training, these methods, perhaps surprisingly, can perform worse than looser relaxations. Prior work hypothesized that this phenomenon is caused by the discontinuity, non-smoothness, and perturbation sensitivity of the loss surface induced by tighter relaxations. In this work, we theoretically show that applying Gaussian Loss Smoothing (GLS) on the loss surface can alleviate these issues. We confirm this empirically by instantiating GLS with two variants: a zeroth-order optimization algorithm, called PGPE, which allows training with non-differentiable relaxations, and a first-order optimization algorithm, called RGS, which requires gradients of the relaxation but is much more efficient than PGPE. Extensive experiments show that when combined with tight relaxations, these methods surpass state-of-the-art methods when training on the same network architecture for many settings. Our results clearly demonstrate the promise of Gaussian Loss Smoothing for training certifiably robust neural networks and pave a path towards leveraging tighter relaxations for certified training.

cs.LG

Expressivity of ReLU-Networks under Convex Relaxations

Convex relaxations are a key component of training and certifying provably safe neural networks. However, despite substantial progress, a wide and poorly understood accuracy gap to standard networks remains, raising the question of whether this is due to fundamental limitations of convex relaxations. Initial work investigating this question focused on the simple and widely used IBP relaxation. It revealed that some univariate, convex, continuous piecewise linear (CPWL) functions cannot be encoded by any ReLU network such that its IBP-analysis is precise. To explore whether this limitation is shared by more advanced convex relaxations, we conduct the first in-depth study on the expressive power of ReLU networks across all commonly used convex relaxations. We show that: (i) more advanced relaxations allow a larger class of univariate functions to be expressed as precisely analyzable ReLU networks, (ii) more precise relaxations can allow exponentially larger solution spaces of ReLU networks encoding the same functions, and (iii) even using the most precise single-neuron relaxations, it is impossible to construct precisely analyzable ReLU networks that express multivariate, convex, monotone CPWL functions.

cs.LG

Understanding Certified Training with Interval Bound Propagation

As robustness verification methods are becoming more precise, training certifiably robust neural networks is becoming ever more relevant. To this end, certified training methods compute and then optimize an upper bound on the worst-case loss over a robustness specification. Curiously, training methods based on the imprecise interval bound propagation (IBP) consistently outperform those leveraging more precise bounding methods. Still, we lack an understanding of the mechanisms making IBP so successful. In this work, we thoroughly investigate these mechanisms by leveraging a novel metric measuring the tightness of IBP bounds. We first show theoretically that, for deep linear models, tightness decreases with width and depth at initialization, but improves with IBP training, given sufficient network width. We, then, derive sufficient and necessary conditions on weight matrices for IBP bounds to become exact and demonstrate that these impose strong regularization, explaining the empirically observed trade-off between robustness and accuracy in certified training. Our extensive experimental evaluation validates our theoretical predictions for ReLU networks, including that wider networks improve performance, yielding state-of-the-art results. Interestingly, we observe that while all IBP-based training methods lead to high tightness, this is neither sufficient nor necessary to achieve high certifiable robustness. This hints at the existence of new training methods that do not induce the strong regularization required for tight IBP bounds, leading to improved robustness and standard accuracy.

cs.LG

SMAP: A Novel Heterogeneous Information Framework for Scenario-based Optimal Model Assignment

The increasing maturity of big data applications has led to a proliferation of models targeting the same objectives within the same scenarios and datasets. However, selecting the most suitable model that considers model's features while taking specific requirements and constraints into account still poses a significant challenge. Existing methods have focused on worker-task assignments based on crowdsourcing, they neglect the scenario-dataset-model assignment problem. To address this challenge, a new problem named the Scenario-based Optimal Model Assignment (SOMA) problem is introduced and a novel framework entitled Scenario and Model Associative percepts (SMAP) is developed. SMAP is a heterogeneous information framework that can integrate various types of information to intelligently select a suitable dataset and allocate the optimal model for a specific scenario. To comprehensively evaluate models, a new score function that utilizes multi-head attention mechanisms is proposed. Moreover, a novel memory mechanism named the mnemonic center is developed to store the matched heterogeneous information and prevent duplicate matching. Six popular traffic scenarios are selected as study cases and extensive experiments are conducted on a dataset to verify the effectiveness and efficiency of SMAP and the score function.

cs.LG

TAPS: Connecting Certified and Adversarial Training

Training certifiably robust neural networks remains a notoriously hard problem. On one side, adversarial training optimizes under-approximations of the worst-case loss, which leads to insufficient regularization for certification, while on the other, sound certified training methods optimize loose over-approximations, leading to over-regularization and poor (standard) accuracy. In this work we propose TAPS, an (unsound) certified training method that combines IBP and PGD training to yield precise, although not necessarily sound, worst-case loss approximations, reducing over-regularization and increasing certified and standard accuracies. Empirically, TAPS achieves a new state-of-the-art in many settings, e.g., reaching a certified accuracy of $22\%$ on TinyImageNet for $\ell_\infty$-perturbations with radius $\epsilon=1/255$. We make our implementation and networks public at https://github.com/eth-sri/taps.

cs.LG

"Is your explanation stable?": A Robustness Evaluation Framework for Feature Attribution

Understanding the decision process of neural networks is hard. One vital method for explanation is to attribute its decision to pivotal features. Although many algorithms are proposed, most of them solely improve the faithfulness to the model. However, the real environment contains many random noises, which may leads to great fluctuations in the explanations. More seriously, recent works show that explanation algorithms are vulnerable to adversarial attacks. All of these make the explanation hard to trust in real scenarios. To bridge this gap, we propose a model-agnostic method \emph{Median Test for Feature Attribution} (MeTFA) to quantify the uncertainty and increase the stability of explanation algorithms with theoretical guarantees. MeTFA has the following two functions: (1) examine whether one feature is significantly important or unimportant and generate a MeTFA-significant map to visualize the results; (2) compute the confidence interval of a feature attribution score and generate a MeTFA-smoothed map to increase the stability of the explanation. Experiments show that MeTFA improves the visual quality of explanations and significantly reduces the instability while maintaining the faithfulness. To quantitatively evaluate the faithfulness of an explanation under different noise settings, we further propose several robust faithfulness metrics. Experiment results show that the MeTFA-smoothed explanation can significantly increase the robust faithfulness. In addition, we use two scenarios to show MeTFA's potential in the applications. First, when applied to the SOTA explanation method to locate context bias for semantic segmentation models, MeTFA-significant explanations use far smaller regions to maintain 99\%+ faithfulness. Second, when tested with different explanation-oriented attacks, MeTFA can help defend vanilla, as well as adaptive, adversarial attacks against explanations.

cs.AI

Transfer Attacks Revisited: A Large-Scale Empirical Study in Real Computer Vision Settings

One intriguing property of adversarial attacks is their "transferability" -- an adversarial example crafted with respect to one deep neural network (DNN) model is often found effective against other DNNs as well. Intensive research has been conducted on this phenomenon under simplistic controlled conditions. Yet, thus far, there is still a lack of comprehensive understanding about transferability-based attacks ("transfer attacks") in real-world environments. To bridge this critical gap, we conduct the first large-scale systematic empirical study of transfer attacks against major cloud-based MLaaS platforms, taking the components of a real transfer attack into account. The study leads to a number of interesting findings which are inconsistent to the existing ones, including: (1) Simple surrogates do not necessarily improve real transfer attacks. (2) No dominant surrogate architecture is found in real transfer attacks. (3) It is the gap between posterior (output of the softmax layer) rather than the gap between logit (so-called $κ$ value) that increases transferability. Moreover, by comparing with prior works, we demonstrate that transfer attacks possess many previously unknown properties in real-world environments, such as (1) Model similarity is not a well-defined concept. (2) $L_2$ norm of perturbation can generate high transferability without usage of gradient and is a more powerful source than $L_\infty$ norm. We believe this work sheds light on the vulnerabilities of popular MLaaS platforms and points to a few promising research directions.

cs.CV

Application of Knowledge Graphs to Provide Side Information for Improved Recommendation Accuracy

Personalized recommendations are popular in these days of Internet driven activities, specifically shopping. Recommendation methods can be grouped into three major categories, content based filtering, collaborative filtering and machine learning enhanced. Information about products and preferences of different users are primarily used to infer preferences for a specific user. Inadequate information can obviously cause these methods to fail or perform poorly. The more information we provide to these methods, the more likely it is that the methods perform better. Knowledge graphs represent the current trend in recording information in the form of relations between entities, and can provide additional (side) information about products and users. Such information can be used to improve nearest neighbour search, clustering users and products, or train the neural network, when one is used. In this work, we present a new generic recommendation systems framework, that integrates knowledge graphs into the recommendation pipeline. We describe its software design and implementation, and then show through experiments, how such a framework can be specialized for a domain, say movie recommendations, and the improvements in recommendation results possible due to side information obtained from knowledge graphs representation of such information. Our framework supports different knowledge graph representation formats, and facilitates format conversion, merging and information extraction needed for training recommendation methods.

cs.IR