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Yuling Cai

Publications and source records attributed to Yuling Cai.

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AuthNet: Neural Network with Integrated Authentication Logic

Model stealing, i.e., unauthorized access and exfiltration of deep learning models, has become one of the major threats. Proprietary models may be protected by access controls and encryption. However, in reality, these measures can be compromised due to system breaches, query-based model extraction or a disgruntled insider. Security hardening of neural networks is also suffering from limits, for example, model watermarking is passive, cannot prevent the occurrence of piracy and not robust against transformations. To this end, we propose a native authentication mechanism, called AuthNet, which integrates authentication logic as part of the model without any additional structures. Our key insight is to reuse redundant neurons with low activation and embed authentication bits in an intermediate layer, called a gate layer. Then, AuthNet fine-tunes the layers after the gate layer to embed authentication logic so that only inputs with special secret key can trigger the correct logic of AuthNet. It exhibits two intuitive advantages. It provides the last line of defense, i.e., even being exfiltrated, the model is not usable as the adversary cannot generate valid inputs without the key. Moreover, the authentication logic is difficult to inspect and identify given millions or billions of neurons in the model. We theoretically demonstrate the high sensitivity of AuthNet to the secret key and its high confusion for unauthorized samples. AuthNet is compatible with any convolutional neural network, where our extensive evaluations show that AuthNet successfully achieves the goal in rejecting unauthenticated users (whose average accuracy drops to 22.03%) with a trivial accuracy decrease (1.18% on average) for legitimate users, and is robust against model transformation and adaptive attacks.

cs.CR

SSL-WM: A Black-Box Watermarking Approach for Encoders Pre-trained by Self-supervised Learning

Recent years have witnessed tremendous success in Self-Supervised Learning (SSL), which has been widely utilized to facilitate various downstream tasks in Computer Vision (CV) and Natural Language Processing (NLP) domains. However, attackers may steal such SSL models and commercialize them for profit, making it crucial to verify the ownership of the SSL models. Most existing ownership protection solutions (e.g., backdoor-based watermarks) are designed for supervised learning models and cannot be used directly since they require that the models' downstream tasks and target labels be known and available during watermark embedding, which is not always possible in the domain of SSL. To address such a problem, especially when downstream tasks are diverse and unknown during watermark embedding, we propose a novel black-box watermarking solution, named SSL-WM, for verifying the ownership of SSL models. SSL-WM maps watermarked inputs of the protected encoders into an invariant representation space, which causes any downstream classifier to produce expected behavior, thus allowing the detection of embedded watermarks. We evaluate SSL-WM on numerous tasks, such as CV and NLP, using different SSL models both contrastive-based and generative-based. Experimental results demonstrate that SSL-WM can effectively verify the ownership of stolen SSL models in various downstream tasks. Furthermore, SSL-WM is robust against model fine-tuning, pruning, and input preprocessing attacks. Lastly, SSL-WM can also evade detection from evaluated watermark detection approaches, demonstrating its promising application in protecting the ownership of SSL models.

cs.CR