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Yunfan Shao

Publications and source records attributed to Yunfan Shao.

At least 19 recordsLinked to original sources

FARS: A Fully Automated Research System Deployed at Scale

Recent automated research systems show that language-model agents can generate hypotheses, run experiments, and write complete manuscripts, but most evidence still comes from selected examples, human-framed topics, or a few pre-defined research tasks. We present FARS (Fully Automated Research System), a fully automated AI-for-AI research system designed to operate across research topics at scale. FARS autonomously generates and advances projects through ideation, planning, experimentation, and writing, using stage-specific agents coordinated through a shared workspace that records proposals, code, logs, results, and manuscripts. In its first public deployment, FARS produced 166 complete research papers spanning 67 fine-grained AI/ML topics while preserving intermediate artifacts as an auditable corpus rather than a curated set of successes. We evaluate this corpus with 282 structured reviews from volunteer reviewers covering 140 papers, including overall ratings, sub-scores, integrity checks, and LLM-use disclosure. The reviews indicate that FARS can produce review-worthy and occasionally strong AI/ML research artifacts in a large-scale public deployment, while also exposing recurring failure modes in narrow experimental scope, methodological limitations, and integrity issues.

cs.AI

Output-Space Allocation Costs for Calibration-Guided LLM Compression: An Empirical Study

Training-free compression methods for large language models (LLMs) often use calibration data to guide compression decisions. ROCKET, a recent method combining sparse-dictionary factorization with multi-choice knapsack problem (MCKP) allocation, derives its per-layer factorization from an output reconstruction objective but uses weight-space Frobenius error as the MCKP allocation cost. We investigate whether aligning the allocation cost with the output-space objective improves compressed model fidelity. On Qwen3-8B at 50\% compression, our ROCKET-ActCost achieves +0.8 percentage points higher average accuracy across 8 zero-shot benchmarks (53.1\% vs 52.3\%), but increases WikiText perplexity by 16\% (61.46 vs 52.98). This accuracy-perplexity tradeoff reveals that different allocation objectives favor different downstream metrics. The high correlation ($>$0.99) between weight-space and output-space errors limits allocation divergence, explaining the modest effect size. On Llama-3.2-1B at 20\% compression, the two methods produce near-identical results (53.3\% vs 53.5\% accuracy, 14.45 vs 14.66 PPL), suggesting that the effect of the cost function is minor at lower compression ratios.

cs.CL

NLL-Guided Full-Attention Layer Selection for Training-Free Sliding-Window Adaptation

Hybrid attention models that mix full and sliding-window attention across layers offer a promising approach to efficient long-context inference, but the critical question of \emph{which layers} should retain full attention remains unsolved. Existing methods use either fixed periodic patterns or attention-based heuristics that may not capture what matters for downstream accuracy. We propose NLL-guided layer selection, a training-free method that directly measures each layer's importance by computing the negative log-likelihood degradation on answer tokens when that layer uses sliding-window instead of full attention. On LongMemEval with Qwen3-4B, our method achieves 64.6\% accuracy using only 1/4 full-attention layers, matching the 1/2-FA periodic baseline (65.0\%) while halving the computational budget. NLL-guided selection outperforms the SWAA-reported periodic 1/4-FA baseline by 10.4 percentage points and a matched LightTransfer-style baseline by 26.4 percentage points. De-confounding analysis shows the signal is consistent with long-range attention needs rather than generic layer sensitivity. The method requires only $\sim$15 minutes of one-time calibration, advancing the efficiency-accuracy Pareto frontier for long-context LLM deployment.

cs.CL

Position Bias Correction is Insufficient for One-Pass Attention Sorting

Long-context language models suffer from position bias, where information in middle positions is underutilized. Attention Sorting addresses this by iteratively reordering documents based on attention patterns, but its multiple sort-and-generate cycles increase deployment cost. We hypothesize that position bias is the primary bottleneck and propose Debiased One-Pass Attention Sorting, which estimates a per-prompt position-bias curve from the low-attention majority of documents and uses it to correct raw attention scores (via subtraction or division) to enable single-pass sorting. Our experiments on two models refute this hypothesis in the tested setting: on LLaMA-2-7B-32K-Instruct, debiasing produces identical results to uncalibrated single-pass sorting (94.83\% containment accuracy), while on YaRN-Llama-2-7b-64k, debiasing improves accuracy by 8.67 percentage points but remains 14.84pp behind iterative sorting, closing only 37\% of the gap. These results suggest that position-bias correction is insufficient to match iterative sorting, and that repeated reordering provides additional benefits beyond bias correction.

cs.CL

FastMCTS: A Simple Sampling Strategy for Data Synthesis

Synthetic high-quality multi-step reasoning data can significantly enhance the performance of large language models on various tasks. However, most existing methods rely on rejection sampling, which generates trajectories independently and suffers from inefficiency and imbalanced sampling across problems of varying difficulty. In this work, we introduce FastMCTS, an innovative data synthesis strategy inspired by Monte Carlo Tree Search. FastMCTS provides a more efficient sampling method for multi-step reasoning data, offering step-level evaluation signals and promoting balanced sampling across problems of different difficulty levels. Experiments on both English and Chinese reasoning datasets demonstrate that FastMCTS generates over 30\% more correct reasoning paths compared to rejection sampling as the number of generated tokens scales up. Furthermore, under comparable synthetic data budgets, models trained on FastMCTS-generated data outperform those trained on rejection sampling data by 3.9\% across multiple benchmarks. As a lightweight sampling strategy, FastMCTS offers a practical and efficient alternative for synthesizing high-quality reasoning data. Our code will be released soon.

cs.CL

Unearthing Large Scale Domain-Specific Knowledge from Public Corpora

Large language models (LLMs) have demonstrated remarkable potential in various tasks, however, there remains a significant lack of open-source models and data for specific domains. Previous work has primarily focused on manually specifying resources and collecting high-quality data for specific domains, which is extremely time-consuming and labor-intensive. To address this limitation, we introduce large models into the data collection pipeline to guide the generation of domain-specific information and retrieve relevant data from Common Crawl (CC), a large public corpus. We refer to this approach as Retrieve-from-CC. It not only collects data related to domain-specific knowledge but also mines the data containing potential reasoning procedures from the public corpus. By applying this method, we have collected a knowledge domain-related dataset named Retrieve-Pile, which covers four main domains, including the sciences, humanities, and other categories. Through the analysis of , Retrieve-from-CC can effectively retrieve relevant data from the covered knowledge domains and significantly improve the performance in tests of mathematical and knowledge-related reasoning abilities. We have released Retrieve-Pile at https://huggingface.co/datasets/Query-of-CC/Retrieve-Pile.

cs.CL

UnitCoder: Scalable Iterative Code Synthesis with Unit Test Guidance

Large Language Models (LLMs) have demonstrated remarkable capabilities in various tasks, yet code generation remains a major challenge. Current approaches for obtaining high-quality code data primarily focus on (i) collecting large-scale pre-training data and (ii) synthesizing instruction data through prompt engineering with powerful models. While pre-training data faces quality consistency issues, instruction-based synthesis suffers from limited instruction diversity and inherent biases of LLMs. To address this gap, we introduce UnitCoder, a systematic pipeline leveraging model-generated unit tests to both guide and validate the code generation process. Combined with large-scale package-based retrieval from pre-training corpus, we generate a dataset of 500K+ verifiable programs containing diverse API calls. Evaluations on multiple Python benchmarks (BigCodeBench, HumanEval, MBPP) demonstrate that models fine-tuned on our synthetic data exhibit consistent performance improvements. Notably, Llama3.1-8B and InternLM2.5-7B improve from 31\% and 28\% to 40\% and 39\% success rates on BigCodeBench, respectively. Our work presents a scalable approach that leverages model-generated unit tests to guide the synthesis of high-quality code data from pre-training corpora, demonstrating the potential for producing diverse and high-quality post-training data at scale. All code and data will be released (https://github.com).

cs.CL

Case2Code: Scalable Synthetic Data for Code Generation

Large Language Models (LLMs) have shown outstanding breakthroughs in code generation. Recent work improves code LLMs by training on synthetic data generated by some powerful LLMs, which can be challenging to scale due to the dependence on a teacher model and high generation costs. In this paper, we focus on synthesizing code data at scale and propose a \textbf{Case2Code} task by exploiting the expressiveness and correctness of programs. \textbf{Case2Code} is an inductive inference task that aims to infer underlying code implementations by observing input-output examples or program behaviors, By incorporating LLMs to generate program inputs, and executing the program with these inputs to obtain the program outputs, we can synthesize diverse and high-quality \textbf{Case2Code} data at scale for training and evaluating code LLMs. Experimental results show that case-to-code induction is challenging for current representative LLMs if they are untrained. Models trained with \textbf{Case2Code} improve performance not only on distribution case-to-code induction but also on various coding-generation tasks, demonstrating the great potential of large-scale synthetic data and inductive learning.

cs.CL

GAOKAO-Eval: Does high scores truly reflect strong capabilities in LLMs?

Large Language Models (LLMs) are commonly evaluated using human-crafted benchmarks, under the premise that higher scores implicitly reflect stronger human-like performance. However, there is growing concern that LLMs may ``game" these benchmarks due to data leakage, achieving high scores while struggling with tasks simple for humans. To substantively address the problem, we create GAOKAO-Eval, a comprehensive benchmark based on China's National College Entrance Examination (Gaokao), and conduct ``closed-book" evaluations for representative models released prior to Gaokao. Contrary to prevailing consensus, even after addressing data leakage and comprehensiveness, GAOKAO-Eval reveals that high scores still fail to truly reflect human-aligned capabilities. To better understand this mismatch, We introduce the Rasch model from cognitive psychology to analyze LLM scoring patterns and identify two key discrepancies: 1) anomalous consistent performance across various question difficulties, and 2) high variance in performance on questions of similar difficulty. In addition, We identified inconsistent grading of LLM-generated answers among teachers and recurring mistake patterns. we find that the phenomenons are well-grounded in the motivations behind OpenAI o1, and o1's reasoning-as-difficulties can mitigate the mismatch. These results show that GAOKAO-Eval can reveal limitations in LLM capabilities not captured by current benchmarks and highlight the need for more LLM-aligned difficulty analysis.

cs.CL

Unified Active Retrieval for Retrieval Augmented Generation

In Retrieval-Augmented Generation (RAG), retrieval is not always helpful and applying it to every instruction is sub-optimal. Therefore, determining whether to retrieve is crucial for RAG, which is usually referred to as Active Retrieval. However, existing active retrieval methods face two challenges: 1. They usually rely on a single criterion, which struggles with handling various types of instructions. 2. They depend on specialized and highly differentiated procedures, and thus combining them makes the RAG system more complicated and leads to higher response latency. To address these challenges, we propose Unified Active Retrieval (UAR). UAR contains four orthogonal criteria and casts them into plug-and-play classification tasks, which achieves multifaceted retrieval timing judgements with negligible extra inference cost. We further introduce the Unified Active Retrieval Criteria (UAR-Criteria), designed to process diverse active retrieval scenarios through a standardized procedure. Experiments on four representative types of user instructions show that UAR significantly outperforms existing work on the retrieval timing judgement and the performance of downstream tasks, which shows the effectiveness of UAR and its helpfulness to downstream tasks.

cs.CL

Balanced Data Sampling for Language Model Training with Clustering

Data plays a fundamental role in the training of Large Language Models (LLMs). While attention has been paid to the collection and composition of datasets, determining the data sampling strategy in training remains an open question. Most LLMs are trained with a simple strategy, random sampling. However, this sampling strategy ignores the unbalanced nature of training data distribution, which can be sub-optimal. In this paper, we propose ClusterClip Sampling to balance the text distribution of training data for better model training. Specifically, ClusterClip Sampling utilizes data clustering to reflect the data distribution of the training set and balances the common samples and rare samples during training based on the cluster results. A repetition clip operation is introduced to mitigate the overfitting issue led by samples from certain clusters. Extensive experiments validate the effectiveness of ClusterClip Sampling, which outperforms random sampling and other cluster-based sampling variants under various training datasets and large language models.

cs.CL

InternLM-Math: Open Math Large Language Models Toward Verifiable Reasoning

The math abilities of large language models can represent their abstract reasoning ability. In this paper, we introduce and open-source our math reasoning LLMs InternLM-Math which is continue pre-trained from InternLM2. We unify chain-of-thought reasoning, reward modeling, formal reasoning, data augmentation, and code interpreter in a unified seq2seq format and supervise our model to be a versatile math reasoner, verifier, prover, and augmenter. These abilities can be used to develop the next math LLMs or self-iteration. InternLM-Math obtains open-sourced state-of-the-art performance under the setting of in-context learning, supervised fine-tuning, and code-assisted reasoning in various informal and formal benchmarks including GSM8K, MATH, Hungary math exam, MathBench-ZH, and MiniF2F. Our pre-trained model achieves 30.3 on the MiniF2F test set without fine-tuning. We further explore how to use LEAN to solve math problems and study its performance under the setting of multi-task learning which shows the possibility of using LEAN as a unified platform for solving and proving in math. Our models, codes, and data are released at \url{https://github.com/InternLM/InternLM-Math}.

cs.CL

InternLM2 Technical Report

The evolution of Large Language Models (LLMs) like ChatGPT and GPT-4 has sparked discussions on the advent of Artificial General Intelligence (AGI). However, replicating such advancements in open-source models has been challenging. This paper introduces InternLM2, an open-source LLM that outperforms its predecessors in comprehensive evaluations across 6 dimensions and 30 benchmarks, long-context modeling, and open-ended subjective evaluations through innovative pre-training and optimization techniques. The pre-training process of InternLM2 is meticulously detailed, highlighting the preparation of diverse data types including text, code, and long-context data. InternLM2 efficiently captures long-term dependencies, initially trained on 4k tokens before advancing to 32k tokens in pre-training and fine-tuning stages, exhibiting remarkable performance on the 200k ``Needle-in-a-Haystack" test. InternLM2 is further aligned using Supervised Fine-Tuning (SFT) and a novel Conditional Online Reinforcement Learning from Human Feedback (COOL RLHF) strategy that addresses conflicting human preferences and reward hacking. By releasing InternLM2 models in different training stages and model sizes, we provide the community with insights into the model's evolution.

cs.CL

Character-LLM: A Trainable Agent for Role-Playing

Large language models (LLMs) can be used to serve as agents to simulate human behaviors, given the powerful ability to understand human instructions and provide high-quality generated texts. Such ability stimulates us to wonder whether LLMs can simulate a person in a higher form than simple human behaviors. Therefore, we aim to train an agent with the profile, experience, and emotional states of a specific person instead of using limited prompts to instruct ChatGPT API. In this work, we introduce Character-LLM that teach LLMs to act as specific people such as Beethoven, Queen Cleopatra, Julius Caesar, etc. Our method focuses on editing profiles as experiences of a certain character and training models to be personal simulacra with these experiences. To assess the effectiveness of our approach, we build a test playground that interviews trained agents and evaluates whether the agents \textit{memorize} their characters and experiences. Experimental results show interesting observations that help build future simulacra of humankind.

cs.CL

PerturbScore: Connecting Discrete and Continuous Perturbations in NLP

With the rapid development of neural network applications in NLP, model robustness problem is gaining more attention. Different from computer vision, the discrete nature of texts makes it more challenging to explore robustness in NLP. Therefore, in this paper, we aim to connect discrete perturbations with continuous perturbations, therefore we can use such connections as a bridge to help understand discrete perturbations in NLP models. Specifically, we first explore how to connect and measure the correlation between discrete perturbations and continuous perturbations. Then we design a regression task as a PerturbScore to learn the correlation automatically. Through experimental results, we find that we can build a connection between discrete and continuous perturbations and use the proposed PerturbScore to learn such correlation, surpassing previous methods used in discrete perturbation measuring. Further, the proposed PerturbScore can be well generalized to different datasets, perturbation methods, indicating that we can use it as a powerful tool to study model robustness in NLP.

cs.CL

CPT: A Pre-Trained Unbalanced Transformer for Both Chinese Language Understanding and Generation

In this paper, we take the advantage of previous pre-trained models (PTMs) and propose a novel Chinese Pre-trained Unbalanced Transformer (CPT). Different from previous Chinese PTMs, CPT is designed to utilize the shared knowledge between natural language understanding (NLU) and natural language generation (NLG) to boost the performance. CPT consists of three parts: a shared encoder, an understanding decoder, and a generation decoder. Two specific decoders with a shared encoder are pre-trained with masked language modeling (MLM) and denoising auto-encoding (DAE) tasks, respectively. With the partially shared architecture and multi-task pre-training, CPT can (1) learn specific knowledge of both NLU or NLG tasks with two decoders and (2) be fine-tuned flexibly that fully exploits the potential of the model. Moreover, the unbalanced Transformer saves the computational and storage cost, which makes CPT competitive and greatly accelerates the inference of text generation. Experimental results on a wide range of Chinese NLU and NLG tasks show the effectiveness of CPT.

cs.CL

Black-Box Tuning for Language-Model-as-a-Service

Extremely large pre-trained language models (PTMs) such as GPT-3 are usually released as a service. It allows users to design task-specific prompts to query the PTMs through some black-box APIs. In such a scenario, which we call Language-Model-as-a-Service (LMaaS), the gradients of PTMs are usually unavailable. Can we optimize the task prompts by only accessing the model inference APIs? This paper proposes the black-box tuning framework to optimize the continuous prompt prepended to the input text via derivative-free optimization. Instead of optimizing in the original high-dimensional prompt space, which is intractable for traditional derivative-free optimization, we perform optimization in a randomly generated subspace due to the low intrinsic dimensionality of large PTMs. The experimental results show that the black-box tuning with RoBERTa on a few labeled samples not only significantly outperforms manual prompt and GPT-3's in-context learning, but also surpasses the gradient-based counterparts, i.e., prompt tuning and full model tuning.

cs.CL

Star-Transformer

Although Transformer has achieved great successes on many NLP tasks, its heavy structure with fully-connected attention connections leads to dependencies on large training data. In this paper, we present Star-Transformer, a lightweight alternative by careful sparsification. To reduce model complexity, we replace the fully-connected structure with a star-shaped topology, in which every two non-adjacent nodes are connected through a shared relay node. Thus, complexity is reduced from quadratic to linear, while preserving capacity to capture both local composition and long-range dependency. The experiments on four tasks (22 datasets) show that Star-Transformer achieved significant improvements against the standard Transformer for the modestly sized datasets.

cs.CL